Principles and Labs for Physical Fitness - PDF Free Download (2024)

Principles and Labs for Physical Fitness Seventh Edition

Werner W.K. Hoeger Boise State University

Sharon A. Hoeger Fitness & Wellness, Inc.

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Principles and Labs for Physical Fitness, Seventh Edition Werner W.K. Hoeger, Sharon A. Hoeger Publisher: Yolanda Cossio Development Editor: Anna Lustig Assistant Editor: Elesha Feldman Editorial Assistant: Jenny Hoang

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iii

Brief Contents Chapter 1

Chapter 6

Why Physical Fitness? 3

Cardiorespiratory Endurance 193

Lab 1A Daily Physical Activity Log 33

Lab 6A Cardiorespiratory Endurance Assessment 225

Lab 1B Clearance for Exercise Participation 35

Lab 6B Caloric Expenditure and Exercise Heart Rate 227

Lab 1C Resting Heart Rate and Blood Pressure 37

Chapter 2

Behavior Modification 39 Lab 2A Exercising Control over Your Physical Activity and Nutrition Environment 61 Lab 2B Behavior Modification Plan 63 Lab 2C Setting SMART Goals 65

Chapter 3

Nutrition for Wellness 67 Lab 3A Nutrient Analysis 115 Lab 3B MyPyramid Record Form 119

Chapter 4

Body Composition 121 Lab 4A Hydrostatic Weighing for Body Composition Assessment 143 Lab 4B Body Composition Assessment, Disease Risk Assessment, and Recommended Body Weight Determination 145

Lab 6C Exercise Readiness Questionnaire 231 Lab 6D Cardiorespiratory Exercise Prescription 233

Chapter 7

Muscular Strength and Endurance 235 Lab 7A Muscular Strength and Endurance Assessment 283 Lab 7B Strength-Training Program 285

Chapter 8

Muscular Flexibility 287 Lab 8A Muscular Flexibility Assessment 315 Lab 8B Posture Evaluation 317 Lab 8C Flexibility Development and Low-Back Conditioning 319

Chapter 9

Skill Fitness and Fitness Programming 321

Chapter 5

Lab 9A Assessment of Skill Fitness 351

Weight Management 147

Lab 9B Personal Fitness Plan 353

Lab 5A Computing Your Daily Caloric Requirement 181

Chapter 10

Lab 5B Weight-Loss Behavior Modification Plan 183

Stress Assessment and Management Techniques 357

Lab 5C Calorie-Restricted Diet Plans 185

Lab 10A Life Experiences Survey 379

Lab 5D Healthy Plan for Weight Maintenance or Gain 189

Lab 10B Type A Personality and Hostility Assessment 381

Lab 5E Weight Management: Measuring Progress 191

Lab 10C Stress Vulnerability Questionnaire 383 Lab 10D Goals and Time Management Skills 385 Lab 10E Stress Management 389

BRIEF CONTENTS

iv Chapter 11

Appendix 443

A Healthy Lifestyle 391

Glossary 455

Lab 11A Cardiovascular and Cancer Risk Management 431 Lab 11B Life Expectancy and Physiologic Age Prediction Questionnaire 433 Lab 11C Fitness and Wellness Community Resources 437 Lab 11D Self-Evaluation and Future Behavioral Goals 439

Answers to Assess Your Knowledge Questions 465 Index 467

v

Contents Chapter 1

Suggested Readings 32

Why Physical Fitness? 3

Lab 1A Daily Physical Activity Log 33

Life Expectancy Versus Healthy Life Expectancy 5

Lab 1B Clearance for Exercise Participation 35 Lab 1C Resting Heart Rate and Blood Pressure 37

Lifestyle as a Health Problem 6

Chapter 2

Physical Activity and Exercise Defined 6

Behavior Modification 39

2007 ACSM/AHA Physical Activity and Public Health Recommendations 7 2008 Federal Guidelines for Physical Activity 7 Importance of Increased Physical Activity 8

Living in a Toxic Health and Fitness Environment 41 Environmental Influences on Physical Activity 41

Monitoring Daily Physical Activity 10

Environmental Influence on Diet and Nutrition 43

Fitness and Longevity 12

Barriers to Change 45

Types of Physical Fitness 15

Self-Efficacy 46

Fitness Standards: Health Versus Physical Fitness 16

Motivation and Locus of Control 47

Health Benefits 20 Economic Benefits 20 A Healthy Lifestyle Challenge for the 21st Century 23 National Health Objectives for 2010 24 Guidelines for a Healthy Lifestyle: Using This Book 26

Changing Behavior 48 Relapse 52 The Process of Change 52 Techniques of Change 55 Goal Setting and Evaluation 55 Assess Your Behavior 58 Assess Your Knowledge 58

Resting Heart Rate and Blood Pressure Assessment 27

Media Menu 59

Assess Your Behavior 29

Suggested Readings 60

Assess Your Knowledge 30 Media Menu 31

Lab 2A Exercising Control over Your Physical Activity and Nutrition Environment 61

Notes 31

Lab 2B Behavior Modification Plan 63

Notes 60

Lab 2C Setting SMART Goals 65

Chapter 3

Nutrition for Wellness 67 Nutrients 71 Balancing the Diet 80 Image not available due to copyright restrictions

Nutrition Standards 81 Nutrient Analysis 84 Nutrient Supplementation 95 Energy Substrates for Physical Activity 101 Nutrition for Athletes 102 Bone Health and Osteoporosis 104

CONTENTS

vi 2005 Dietary Guidelines for Americans 108 Proper Nutrition: A Lifetime Prescription for Healthy Living 110 Assess Your Behavior 111 Assess Your Knowledge 111 Media Menu 112 Notes 113 Suggested Readings 113 Lab 3A Nutrient Analysis 115 Lab 3B MyPyramid Record Form 119

Chapter 4

Body Composition 121 Essential and Storage Fat 123

Eating Disorders 157

Techniques to Assess Body Composition 124

The Physiology of Weight Loss 160

Determining Recommended Body Weight 136

Diet and Metabolism 164

Importance of Regular Body Composition Assessment 138

Exercise: The Key to Weight Management 165

Assess Your Behavior 139 Assess Your Knowledge 139

Behavior Modification and Adherence to a Weight Management Program 175

Media Menu 140

The Simple Truth 175

Notes 140

Assess Your Behavior 178

Suggested Readings 141

Assess Your Knowledge 178

Lab 4A Hydrostatic Weighing for Body Composition Assessment 143

Media Menu 179

Lab 4B Body Composition Assessment, Disease Risk Assessment, and Recommended Body Weight Determination 145

Suggested Readings 180

Losing Weight the Sound and Sensible Way 169

Notes 179 Lab 5A Computing Your Daily Caloric Requirement 181 Lab 5B Weight-Loss Behavior Modification Plan 183 Lab 5C Calorie-Restricted Diet Plans 185 Lab 5D Healthy Plan for Weight Maintenance or Gain 189 Lab 5E Weight Management: Measuring Progress 191

Chapter 6

Cardiorespiratory Endurance 193 Basic Cardiorespiratory Physiology: A Quick Survey 196 Aerobic and Anaerobic Exercise 197

Chapter 5

Weight Management 147 Overweight Versus Obesity 150 Diet Crazes 152

Physical Fitness Assessment 199 Assessment of Cardiorespiratory Endurance 200 Tests to Estimate VO2max 201 Principles of Cardiorespiratory Exercise Prescription 209

vii

Fitness Benefits of Aerobic Activities 216

Chapter 8

Muscular Flexibility 287

Getting Started and Adhering to a Lifetime Exercise Program 218

Benefits of Good Flexibility 288

Assess Your Behavior 221

Assessment of Flexibility 290

Assess Your Knowledge 221

Evaluating Body Posture 290

Media Menu 222

Principles of Muscular Flexibility Prescription 294

Notes 222

When to Stretch? 297

Suggested Readings 223

Flexibility Exercises 297

Lab 6A Cardiorespiratory Endurance Assessment 225

Preventing and Rehabilitating Low-Back Pain 299

Lab 6B Caloric Expenditure and Exercise Heart Rate 227

Assess Your Knowledge 304

Lab 6C Exercise Readiness Questionnaire 231 Lab 6D Cardiorespiratory Exercise Prescription 233

Factors Affecting Flexibility 289

Assess Your Behavior 303 Media Menu 304 Notes 305 Suggested Readings 305

Chapter 7

Flexibility Exercises 307

Muscular Strength and Endurance 235

Exercises for the Prevention and Rehabilitation of Low-Back Pain 311

Benefits of Strength Training 236 Changes in Body Composition 239 Assessment of Muscular Strength and Endurance 239 Strength-Training Prescription 243 Strength Gains 251 Strength-Training Exercises 251 Dietary Guidelines for Strength Development 252 Core Strength Training 252 Exercise Safety Guidelines 254 Setting Up Your Own Strength-Training Program 255 Assess Your Behavior 258 Assess Your Knowledge 258 Media Menu 259 Notes 259 Suggested Readings 260 Strength-Training Exercises without Weights 261 Strength-Training Exercises with Weights 266 Stability Ball Exercises 279 Lab 7A Muscular Strength and Endurance Assessment 283 Lab 7B Strength-Training Program 285

Lab 8A Muscular Flexibility Assessment 315 Lab 8B Posture Evaluation 317 Lab 8C Flexibility Development and Low-Back Conditioning 319

Chapter 9

Skill Fitness and Fitness Programming 321 Performance Tests for Skill-Related Fitness 324 Team Sports 328 Specific Exercise Considerations 329 Exercise-Related Injuries 336

CONTENTS

Guidelines for Cardiorespiratory Exercise Prescription 210

CONTENTS

viii Exercise and Aging 338

Lab 10A Life Experiences Survey 379

Preparing for Sports Participation 340 Personal Fitness Programming: An Example 343

Lab 10B Type A Personality and Hostility Assessment 381

You Can Get It Done 347

Lab 10C Stress Vulnerability Questionnaire 383

Assess Your Behavior 347

Lab 10D Goals and Time Management Skills 385

Assess Your Knowledge 348

Lab 10E Stress Management 389

Media Menu 349 Notes 349 Suggested Readings 349 Lab 9A Assessment of Skill Fitness 351 Lab 9B Personal Fitness Plan 353

Chapter 10

Stress Assessment and Management Techniques 357 The Mind/Body Connection 358 Stress 359 Stress Adaptation 360 Perceptions and Health 361 Sources of Stress 362 Behavior Patterns 363 Vulnerability to Stress 366

Chapter 11

Time Management 366

A Healthy Lifestyle 391

Coping with Stress 368

The Seven Dimensions of Wellness 392

Relaxation Techniques 370

Spiritual Well-Being 392

Which Technique Is Best? 376

Leading Causes of Death 393

Assess Your Behavior 376

Increasing HDL Cholesterol 397

Assess Your Knowledge 377

Lowering LDL Cholesterol 399

Media Menu 378

Elevated Triglycerides 401

Notes 378

Medications 401

Suggested Readings 378

Elevated Homocysteine 401 Inflammation 402 Diabetes 402 Metabolic Syndrome 403 Abnormal Electrocardiograms 404 Tobacco Use 404 Stress 405 Personal and Family History 407 Age and Gender 407 Cancer 407 Chronic Lower Respiratory Disease 414 Accidents 414 Substance Abuse 414

ix

An Educated Fitness/Wellness Consumer 420 Health/Fitness Club Memberships 421 Personal Trainer 422 Purchasing Exercise Equipment 424 Life Expectancy and Physiologic Age 424 Self-Evaluation and Behavioral Goals for the Future 425 The Fitness Experience and a Challenge for the Future 425 Assess Your Behavior 427 Assess Your Knowledge 427 Media Menu 428 Notes 429 Suggested Readings 430

Lab 11A Cardiovascular and Cancer Risk Management 431 Lab 11B Life Expectancy and Physiologic Age Prediction Questionnaire 433 Lab 11C Fitness and Wellness Community Resources 437 Lab 11D Self-Evaluation and Future Behavioral Goals 439

Appendix 443 Glossary 455 Answers to Assess Your Knowledge Questions 465 Index 467

CONTENTS

Sexually Transmitted Infections 418

x

Preface People go to college to learn how to make a living. Making a good living, however, won’t help unless people live an active lifestyle that will allow them to enjoy what they have. The American way of life does not provide the human body with sufficient physical activity to maintain adequate health. Many present lifestyle patterns are such a serious threat to our health that they actually increase the deterioration rate of the human body and often lead to premature illness and mortality. Furthermore, the science of behavioral therapy has established that many of the behaviors we adopt are a product of our environment. Unfortunately, we live in a “toxic” health/fitness environment. Becoming aware of how the environment affects our health is vital if we wish to achieve and maintain wellness. Yet, we are so habituated to this modern-day environment that we miss the subtle ways it influences our behaviors, personal lifestyle, and health each day. Research clearly indicates that people who lead an active lifestyle live longer and enjoy a better quality of life. As a result, the importance of sound fitness programs has assumed an entirely new dimension. The Office of the Surgeon General has determined that lack of physical activity is detrimental to good health and has identified physical fitness as a top health priority by stating that the nation’s top health goals as we start the 21st century are exercise, smoking cessation, increased consumption of fruits and vegetables, and the practice of safe sex. All four of these fundamental healthy lifestyle factors are thoroughly addressed in this book. Because of the impressive scientific evidence supporting the benefits of physical activity, most people in this country are aware that physical fitness promotes a healthier, happier, and more productive life. Nevertheless, the vast majority do not enjoy a better quality of life because they either are led astray by a multi-billion dollar “quick fix” industry or simply do not know how to implement a sound physical activity program that will yield positive results. Only in a fitness course will people learn sound principles of healthy lifestyle factors, including exercise prescriptions, that, if implemented, will teach them how to truly live life to its fullest potential. Principles and Labs for Physical Fitness contains 11 chapters and 35 laboratories (labs) that serve as a guide to implement a comprehensive lifetime fitness program. This edition has been updated to include the latest information reported in the literature and at professional health, physical education, and sports medicine meetings. Students are encour-

aged to adhere to a well-balanced diet and a healthy lifestyle to help them achieve wellness. To promote this, the book includes information on motivation and behavioral modification techniques that help the reader eliminate negative behaviors and implement a healthier way of life. The emphasis throughout the book is on teaching students how to take control of their own fitness and lifestyle habits so they can make a deliberate effort to stay healthy and achieve the highest potential for well-being.

New in the Seventh Edition This new edition of Principles and Labs for Physical Fitness has been revised and updated to conform to advances in the field and new recommendations by major national health and fitness organizations. New contents are based on information reported in literature and at professional health, physical education, exercise science, and sports medicine meetings. Significant changes in this seventh edition include a new “FAQ” section at the start of each chapter, new study cards to help students learn key fitness and wellness concepts, and additional Behavior Modification Planning boxes in several chapters. New photography is also included throughout the textbook. Notable changes in individual chapters include: Chapter 1, “Why Physical Fitness?” includes new information on the 2007 guidelines of the American College of Sports Medicine (ACSM)/ American Heart Association (AHA) and the 2008 federal guidelines on physical activity and public health recommendations. Updated information on environmental wellness and the benefits of vigorous-intensity exercise versus moderate-intensity physical activity are also included. Further guidelines on the number of steps that people take per mile, based on the most recent research available, are provided to help students determine additional walking or jogging distances required, beyond normal activities of daily living, to achieve the national recommended standard of accumulating 10,000 steps on most days of the week. In Chapter 2, “Behavior Modification,” the concept of self-efficacy, sources of self-efficacy, and the role of core values and emotions in triggering the process of behavioral change have been added to the chapter. “Nutrition for Wellness,” Chapter 3, includes extensive new information on the benefits of omega-3

xi their competence in writing their personal comprehensive fitness program is included in the chapter. New Behavior Modification Planning boxes and additional stress coping techniques are included in Chapter 10, “Stress Assessment and Management Techniques.” Data on the incidence and prevalence of cardiovascular disease, cancer, addictive behavior, and sexually transmitted infections have been updated in Chapter 11. New information is also included on the role sugar on cancer risk, as well as updates on the effects of vitamin D, phytonutrients, tea, soy, and excessive body weight on cancer risk. Increased emphasis is placed on the roles of physical activity and diet in cancer prevention, the benefits of “safe sun” exposure, and additional strategies for skin cancer prevention. Additional Behavior Modification Planning boxes have also been included to emphasize lifestyle changes students can implement to decrease their personal risk and prevent chronic disease. A new lab, “Fitness and Wellness Community Resources,” is also included to help students identify resources available for them to continue on the path toward lifetime fitness and wellness.

ANCILLARIES • CengageNOW 1-Semester Instant Access Code Get instant access to CengageNOW! This exciting online resource is a powerful new learning companion that helps students gauge their unique study needs—and provides them with a Personalized Change Plan that enhances their problem-solving skills and conceptual understanding. A click of the mouse allows students to enter and explore the system whenever they choose, with no instructor set-up necessary. The Personalized Change Plan section guides students through a behavior change process tailored specifically to their needs and personal motivation. An excellent tool to give as a project, this plan is easy to assign, track, and grade, even for large sections. • CengageNOW Printed Access Code This exciting online resource is a powerful new learning companion that helps students gauge their unique study needs—and provides them with a Personalized Change Plan that enhances their problem-solving skills and conceptual understanding. A click of the mouse allows students to enter and explore the system whenever they choose, with no instructor set-up necessary. The Personalized Change Plan section guides students through a behavior change process tailored specifically to their needs and personal motivation. An excellent tool to give as a project, this plan is easy to assign, track, and grade, even for large sections.

P R E FA C E

fatty acids, an expanded discussion on the benefits of vitamin D, probiotics, fiber, and nutrient supplementation. A new Behavior Modification Planning box on minimizing the risk of food contamination and pesticide residues is also provided. Frequently asked questions include information on the controversy between conventional foods and organic foods, mercury in fish, the glycemic index, and the difference between antioxidants and phytonutrients. Due to several requests, the tables to assess percent body fat according to girth measurements are again included in Chapter 4, “Body Composition.” This technique is very useful to individuals who are unable to assess percent body fat through other body composition techniques. The topic of Chapter 5, “Weight Management,” includes an update on popular diet plans, information on the new diet drug Alli, a section on emotional eating, an expanded discussion on the role of strength training on resting metabolism, and activity guidelines for weight gain prevention and weight loss maintenance. In Chapter 6, “Cardiorespiratory Endurance,” a clear distinction on the benefits and differences between moderate-intensity and vigorous-intensity exercise have been updated. Although moderateintensity exercise provides substantial health benefits, the most recent research indicates that vigorous exercise provides even greater health and fitness benefits to the participant. With this knowledge, students can decide the best approach to aerobic fitness training. A new Physical Activity Perceived Exertion (H-PAPE) scale is also introduced in this chapter. Unlike the previous scale that used phrases difficult to differentiate by participants (e.g., “very, very light” vs. “very light” vs. “fairly light”), the new scale includes intensity phrases based on common physical activity and exercise prescription terminology (low, moderate, somewhat hard, vigorous). An expanded discussion on strength-training principles involving number of sets, repetition maximum (RM) training zone, and rest intervals between sets is provided in Chapter 7, “Muscular Strength and Endurance.” An introduction to Elastic-Band Resistive Exercise is also new to this chapter. In Chapter 8, “Muscular Flexibility,” a revision on the best time to stretch and the relationship between stretching time and injuries are addressed in the chapter. In Chapter 9, “Skill Fitness and Fitness Programming,” updated information is provided on nutrition guidelines for optimal performance and recovery following exercise. Updates were also made to several of the questions related to specific exercise considerations, and in particular the exercise guidelines for diabetics. The section on “Preparing for Sports Participation” has been expanded in this edition. A new Activity for students to update and demonstrate

P R E FA C E

xii • Online Instructor’s Manual and Test Bank The Instructor’s Manual helps instructors plan and coordinate lectures by providing detailed chapter outlines, student assignments, and ideas for incorporating the material into classroom activities and discussions. The newly expanded Test Bank now includes over 70 questions per chapter, correlated to the chapter learning objectives to ease item selection. The Instructor’s Manual can be downloaded from the instructor companion website; contact your Cengage Learning representative to receive the Test Bank questions. • PowerLecture DVD-ROM This teaching tool contains lecture presentations, art for PowerPoint, video clips, and resources such as the Instructor’s Manual with Test Bank, all on one convenient DVD-ROM. The PowerLecture also includes JoinIn on TurningPoint content for use with Personal Response Systems. JoinIn content allows you to pose book-specific questions in class and display students’ answers seamlessly within the PowerPoint slides of your lecture, in conjunction with the “clicker” hardware of your choice. • ExamView® Computerized Testing Create, deliver, and customize tests and study guides (both print and online) in minutes with this easyto-use assessment and tutorial system. ExamView offers a Quick Test Wizard that guides you step by step through the process of creating tests, while allowing you to see the test you are creating on the screen exactly as it will print or display online. You can build tests of up to 250 questions and, using ExamView’s word processing capabilities, you can enter an unlimited number of questions and can edit existing questions. • Transparency Acetates and Correlation Chart There are approximately 100 color transparency acetates available of charts, tables, and illustrations from the text. The correlation chart shows how the acetates are correlated with the new edition of the book. • Personal Daily Log This log contains an exercise pyramid, ethnic food pyramid, time-management strategies, goal-setting worksheets, cardiorespiratory endurance and strength training forms, and much more. • Behavior Change Workbook This workbook includes a brief discussion of current theories about making positive lifestyle changes, plus exercises to help students make changes in everyday life. • Diet Analysis Plus 9.0 Diet Analysis Plus, the market-leading online diet assessment program used by colleges and universities, allows students to create personal profiles and determine the nutritional value of the diet. The program calculates nutrition intakes, goal percentages, and actual

percentages of nutrients, vitamins, and minerals, customized to the student’s profile. Students can use this tool to gain an understanding of the way nutrition relates to personal health goals. Testwell This online assessment tool allows students to complete a 100-question wellness inventory related to the dimensions of wellness. Students can evaluate their nutrition, emotional health, spirituality, sexuality, physical health, self-care, safety, environmental health, occupational health, and intellectual health. Careers in Health, Physical Education, and Sport This essential manual for majors who are interested in pursuing a position in their chosen field guides them through the complicated process of picking the type of career they want to pursue. The manual also provides suggestions on how to prepare for the working world and offers information about different career paths, education requirements, and reasonable salary expectations. The supplement also describes the differences in credentials found in the field and testing requirements for certain professions. Health and Wellness Resource Center at http://www.gale.com/HealthRC/index.htm Gale’s Health and Wellness Resource Center is a new, comprehensive Website that provides easyto-find answers to health questions. Walk4life® Elite Model Pedometer This pedometer tracks steps, elapsed time, distance, and calories burned. Whether used as a class activity or simply to encourage students to track their steps and walk toward better fitness, this is a valuable item for everyone. Web site (http://www.cengage.com/health/ hoeger/plpf7e) When you adopt Principles and Labs for Physical Fitness, seventh edition, you and your students will have access to a rich array of teaching and learning resources that you won’t find anywhere else. Resources include a downloadable study guide for students, web links, flash cards, and more.

BRIEF AUTHOR BIOGRAPHIES Werner W. K. Hoeger is the most successful fitness and wellness college textbook author. Dr. Hoeger is a full professor and director of the Human Performance Laboratory at Boise State University. He completed his undergraduate and master’s degrees in physical education at the age of 20 and received his doctorate degree with an emphasis in exercise physiology at the age of 24. Dr. Werner Hoeger is a fellow of the American College of Sports Medicine. In 2002, he was recognized as the Outstanding Alumnus from the College of Health and Human Performance at Brigham Young University. He is

xiii University. She is extensively involved in the research process used in retrieving the most current scientific information that goes into the revision of each textbook. She is also the author of the software that accompanies all of the fitness and wellness textbooks. Her innovations in this area since the publication of the first edition of Lifetime Physical Fitness and Wellness set the standard for fitness and wellness computer software used in this market today. Sharon is a co-author in five of the seven fitness and wellness titles. Husband and wife have been jogging and strength training together for more than 31 years. They are the proud parents of five children, all of whom are involved in sports and lifetime fitness activities. Their motto: “Families that exercise together, stay together.” She also served as chef de mission (head of delegation) for the Venezuelan Olympic team at the 2006 Winter Olympics in Turin, Italy.

Acknowledgments The authors wish to extend special gratitude to all those who provided feedback and reviewed the previous edition of Principles and Labs for Physical Fitness. Kym Y. Atwood, University of West Florida Joan C. Barch, Lansing Community College Michelle Cook, University of Northern Iowa Amy Howton, Kennesaw State University Wayne Jacobs, LeTourneau University Joe L. Jones, Cameron University Connie Kunda, Muhlenberg College Toni LaSala, William Paterson University Karen E. McConnell, Pacific Lutheran University Paul A. Smith, McMurry University Deborah Varland, Spring Arbor University Catherine Zubrod, University of Northern Iowa We also wish to thank the following individuals for their kind help with new photography in this edition: Jonathan and Cherie Hoeger, Jorge Kleiss, Erica Gonzalez, David Gonzalez, Heather Perry, Tori Markus, Megan Perner, and Angela Hoeger.

P R E FA C E

the recipient of the 2004 Presidential Award for Research and Scholarship in the College of Education at Boise State University. In 2008, he was asked to be the keynote speaker at the VII Iberoamerican Congress of Sports Medicine and Applied Sciences in Mérida, Venezuela, and was presented with the Distinguished Guest of the City recognition. Dr. Hoeger uses his knowledge and personal experiences to write engaging, informative books that thoroughly address today’s fitness and wellness issues in a format accessible to students. He has written several textbooks for Wadsworth, Cengage Learning, including Lifetime Physical Fitness and Wellness, tenth edition; Fitness and Wellness, seventh edition; Principles and Labs for Fitness and Wellness, tenth edition; Wellness: Guidelines for a Healthy Lifestyle, fourth edition; and Water Aerobics for Fitness and Wellness, third edition (with TerryAnn Spitzer Gibson). He was the first author to write a college fitness textbook that incorporated the “wellness” concept. In 1986, with the release of the first edition of Lifetime Physical Fitness and Wellness, he introduced the principle that to truly improve fitness, health, quality of life, and achieve wellness, a person needed to go beyond the basic health-related components of physical fitness. His work was so well received that almost every fitness author immediately followed his lead in the field. As an innovator in the field, Dr. Hoeger has developed many fitness and wellness assessment tools, including fitness tests such as the Modified Sit-andReach, Total Body Rotation, Shoulder Rotation, Muscular Endurance, Muscular Strength and Endurance, and Soda Pop Coordination Tests. Proving that he “practices what he preaches,” at 48, he was the oldest male competitor in the 2002 Winter Olympics in Salt Lake City, Utah. He raced in the sport of luge along with his then 17-year-old son Christopher. It was the first time in Winter Olympics history that father and son competed in the same event. In 2006, at the age of 52, he was the oldest competitor at the Winter Olympics in Turin, Italy. Sharon A. Hoeger is vice-president of Fitness & Wellness, Inc., of Boise, Idaho. Sharon received her degree in computer science from Brigham Young

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Principles and Labs for Physical Fitness

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Why Physical Fitness?

1 Objectives • Identify the major health problems in the United States • Describe the difference between physical activity and exercise • Explain the relationships between an active lifestyle and health/longevity • Define physical fitness and list the components of health-related, skill-related, and physiologic fitness • Differentiate health-fitness standards and physicalfitness standards • Point out the benefits and the significance of participating in a lifetime exercise program • List national health objectives for 2010 • Identify risk factors that may interfere with safe exercise participation • Chronicle your daily activities using the exercise log. Determine the safety of exercise participation using the health history questionnaire.

Timothy Tadder/Corbis/Alamy Limited

Check your understanding of the chapter contents by logging on to CengageNOW and accessing the pre-test, personalized learning plan, and post-test for this chapter.

PRINCIPLES AND LABS

4

FAQ Why should I take a fitness/wellness course? Most people go to college to learn how to make a living, but a fitness and wellness course will teach you how to live—how to truly live life to its fullest potential. Some people seem to think that success is measured by how much money they make. Making a good living will not help you unless you live a wellness lifestyle that will allow you to enjoy what you earn. You may want to ask yourself: Of what value is a nice income, a beautiful home, and a solid retirement portfolio if at age 45 I suffer a massive heart attack that will seriously limit my physical capacity or end life itself? Will the attainment of good physical fitness be sufficient to ensure good health? Regular participation in a sound physical fitness program will provide substantial health benefits and significantly decrease the risk of many chronic diseases. And while good fitness often motivates toward adoption of additional positive lifestyle

The current sedentary pattern of life seen in most developed countries has led to a widespread global interest in health and preventive medicine programs. Thus, over the last four decades there has been a large increase in the number of people participating in organized fitness and wellness programs. From an initial fitness fad in the early 1970s, fitness and wellness programs are now a trend that is very much part of the American way of life. The growing number of participants is attributed primarily to scientific evidence linking regular physical activity and positive lifestyle habits to better health, longevity, quality of life, and total well-being. Research findings in the last few years have shown that physical inactivity and a negative lifestyle seriously threaten health and hasten the deterioration rate of the human body. Physically active people live longer than their inactive counterparts, even if activity begins later in life. Estimates indicate that more than 112,000 deaths in the United States yearly are attributed to poor diet and physical inactivity.1 Similar trends are found in most industrialized nations throughout the world. The human organism needs movement and activity to grow, develop, and maintain health. Advances in modern

behaviors, to maximize the benefits for a healthier, more productive, happier, and longer life we have to pay attention to all seven dimensions of wellness: physical, social, mental, emotional, occupational, environmental, and spiritual. These dimensions are interrelated, and one frequently affects the others. A wellness way of life (see Chapter 11) requires a constant and deliberate effort to stay healthy and achieve the highest potential for wellbeing within all dimensions of wellness. If a person is going to do only one thing to improve health, what would it be? This is a common question. It is a mistake to think, though, that you can modify just one factor and enjoy better health and wellness. Good health and total well-being requires a constant and deliberate effort to change unhealthy behaviors and reinforce healthy behaviors. While it is difficult to work on many lifestyle changes all at once, being involved in a regular physical activity program and proper nutrition are two behaviors I would work on first. Others should follow, depending on your lifestyle.

technology, however, have almost completely eliminated the necessity for physical exertion in daily life. Physical activity is no longer a natural part of our existence. We live in an automated society, where most of the activities that used to require strenuous exertion can be accomplished by machines with the simple pull of a handle or push of a button. This epidemic of physical inactivity is the second greatest threat to U.S. public health and has been termed Sedentary Death Syndrome or SeDS2 (the number-one threat is tobacco use—the largest cause of preventable deaths). At the beginning of the 20th century, life expectancy for a child born in the United States was only 47 years. The most common health problems in the Western world were infectious diseases, such as tuberculosis, diphtheria, influenza, kidney disease, polio, and other diseases of infancy. Progress in the medical field largely eliminated these diseases. Then, as more North American people started to enjoy the “good life” (sedentary living, alcohol, fatty foods, excessive sweets, tobacco, drugs), we saw a parallel increase in the incidence of chronic diseases such as hypertension, coronary heart disease, atherosclerosis, strokes, diabetes, cancer, emphysema, and cirrhosis of the liver (see Figure 1.1).

5

100

CHAPTER 1 • WHY PHYSICAL FITNESS?

FIGURE 1.1 Causes of deaths in the United States for selected years.

FIGURE 1.2 Healthy life expectancy for selected countries.

Ireland

Percent of all deaths

90 USA

80 70

Germany

60

United Kingdom

50

70.4 71.7

Austria

71.6

Belgium

71.6

40 30 20

Greece

10

Netherlands

1900

1920

1940 1960 1980 2000 Year Influenza and Cancer pneumonia Cardiovascular Tuberculosis disease

Norway

Accidents

Canada

All other causes

Source: National Center for Health Statistics, Division of Vital Statistics.

As the incidence of chronic diseases climbed, we recognized that prevention is the best medicine. Consequently, a fitness and wellness movement developed gradually in the 1980s. People began to realize that good health is mostly self-controlled and that the leading causes of premature death and illness in North America could be prevented by adhering to positive lifestyle habits. We all desire to live a long life, and a healthy lifestyle program focuses on enhancing the overall quality of life for as long as we live.

Life Expectancy Versus Healthy Life Expectancy Based on 2008 government data, the average life expectancy in the United States is now 75.4 years for men and 80.7 for women. The World Health Organization (WHO), however, has calculated healthy life expectancy (HLE) estimates for 191 nations. HLE is obtained by subtracting the years of ill health from total life expectancy. The United States ranked 24th in this report, with an HLE of 70 years, and Japan was first with an HLE of 74.5 years (see Figure 1.2). This finding was a major surprise, given the status of the United States as a developed country with one of the best medical care systems in the world. The rating indicates that Americans die earlier and spend more time disabled than people in most other advanced countries. The WHO points to several factors that may account for this unexpected finding: 1. The extremely poor health of some groups, such as Native Americans, rural African Americans, and the inner-city poor. Their health status is more characteristic

72.5 72.0 71.7

Spain

72.8

Italy

72.7 72.0

Switzerland

72.5

France

73.1

Sweden

73.0

Japan 60

74.5 65

70 Years

75

80

Source: World Health Organization, http://www.who.int/inf-pr-2000/en/ pr2000-life.html. Retrieved June 4, 2000.

of poor developing nations than a rich industrialized country. 2. The HIV epidemic, which causes more deaths and disabilities in the United States than in other developed nations 3. The high incidence of tobacco use 4. The high incidence of coronary heart disease 5. Fairly high levels of violence, notably homicides, compared with other developed countries.

Health A state of complete well-being, and not just the absence of disease or infirmity. Sedentary Death Syndrome (SeDS) Term used to describe deaths that are attributed to a lack of regular physical activity. Life expectancy Number of years a person is expected to live based on the person’s birth year. Chronic diseases Illnesses that develop and last a long time. Healthy Life Expectancy (HLE) Number of years a person is expected to live in good health. This number is obtained by subtracting ill-health years from the overall life expectancy.

Lifestyle as a Health Problem According to Dr. David Satcher, former U.S. Surgeon General, more than 50 percent of the people who die in this country each year die because of what they do: More than half of disease is lifestyle related, a fifth is attributed to the environment, and a tenth is influenced by the health care the individual receives. Only 16 percent is related to genetic factors (see Figure 1.3).3 Thus, the individual controls as much as 84 percent of his or her vulnerability to disease—and, therefore, quality of life. The data also indicate that 83 percent of deaths before age 65 are preventable. In essence, most people in the United States are threatened by the very lives they lead today. Because of the unhealthy lifestyles that many young adults lead, their bodies may be middle-aged or older! Healthy (and unhealthy) choices made today influence health for decades. Many physical education programs do not emphasize the skills necessary for youth to maintain a high level of fitness and health throughout life. The intent of this book is to provide those skills and to help prepare you for a lifetime of physical fitness and wellness. A healthy lifestyle is self-controlled, and you can learn how to be responsible for your own health and fitness.

FIGURE 1.3 Factors that affect health and well-being.

Lifestyle 53%

Environment 21%

Health care 10% Genetics 16%

Physical Activity and Exercise Defined Abundant scientific research over the last three decades has established a distinction between physical activity and exercise. Physical activity is bodily movement produced by skeletal muscles that requires the expenditure of energy and produces progressive health benefits. Physical

Photos © Fitness & Wellness, Inc.

PRINCIPLES AND LABS

6

Exercise and an active lifestyle increase health, quality of life, and longevity.

7

2007 ACSM/AHA Physical Activity and Public Health Recommendations In August 2007, the American College of Sports Medicine (ACSM) and the American Heart Association (AHA) released a joint statement on physical activity recommendations for healthy adults.4 These recommendations were issued to update and clarify the previous recommendations issued in 1995 and to help clarify the 1996 landmark report by the U.S. Surgeon General on physical activity and health.5 The updated recommendations by the ACSM and AHA indicate that to promote and maintain good health, all healthy adults between 18 and 65 years of age need: 1. Moderate-intensity aerobic physical activity for a minimum of 30 minutes five days a week or vigorousintensity aerobic physical activity for a minimum of 20 minutes three days a week. The 30 minutes of moderate-intensity activity can be achieved by accumulating aerobic bouts of activity that last at least 10 minutes each. The aerobic activity recommendation is in addition to light-intensity routine activities of daily living such as casual walking, self-care, shopping, or those lasting less than 10 minutes in duration. 2. Activities that maintain or increase muscular strength and endurance a minimum of two days per week on nonconsecutive days. Eight to 10 exercises should be performed that include a resistance (weight) that will be heavy enough to provide substantial fatigue after 8 to 12 repetitions of each exercise. The ACSM/AHA report further states that a greater amount of physical activity, to exceed the minimum recommendations given, will provide even greater benefits and is recommended for individuals who wish to further improve personal fitness, reduce the risk for chronic dis-

ease and disabilities, prevent premature mortality, or prevent unhealthy weight gain. A combination of moderate- and vigorous-intensity activities can be used to meet the aerobic activity recommendation. That is, a person could participate in moderateintensity activity twice a week for 30 minutes and vigorous-intensity activity for 20 minutes on another two days. Moderate-intensity activity is defined as the equivalent of a brisk walk that noticeably increases the heart rate. Vigorous-intensity activity is described as an activity similar to jogging that causes rapid breathing and a substantial increase in heart rate. The report also states that only 49.1 percent of the U.S. adult population meets the recommendations. College graduates (about 53 percent of them) are more likely to adhere to the recommendations, followed by individuals with some college education, then high school graduates; and the least likely to meet the recommendations are those with less than a high school diploma (37.8 percent). In conjunction with the report, the ACSM and the American Medical Association (AMA) have launched a new nationwide Exercise Is Medicine program.6 The goal of this initiative is to help improve the health and wellness of the nation through exercise prescriptions from physicians and health care providers: “Exercise is medicine and it’s free.” All physicians should be prescribing exercise to all patients and participate in exercise themselves. Exercise is considered to be the much needed vaccine of our time to prevent chronic diseases. Physical activity and exercise are powerful tools for both the treatment and the prevention of chronic diseases and premature death.

2008 Federal Guidelines for Physical Activity Because of the importance of physical activity to our health, in October 2008, the U.S. Department of Health and Human Services issued federal Physical Activity Guidelines for Americans for the first time. These guidelines complement the Dietary Guidelines for Americans published in 2005 (see Chapter 3, pages 108–110) and further substantiate the ACSM/AHA recommendations. These documents provide science-based guidance on the importance of being physically active and eating a

Physical activity Bodily movement produced by skeletal muscles; requires expenditure of energy and produces progressive health benefits. Exercise A type of physical activity that requires planned, structured, and repetitive bodily movement with the intent of improving or maintaining one or more components of physical fitness.

CHAPTER 1 • WHY PHYSICAL FITNESS?

activity typically requires only a low-to-moderate intensity of effort. Examples of physical activity are walking to and from work, taking the stairs instead of elevators and escalators, gardening, doing household chores, dancing, and washing the car by hand. Physical inactivity, by contrast, implies a level of activity that is lower than that required to maintain good health. Exercise is a type of physical activity that requires planned, structured, and repetitive bodily movement to improve or maintain one or more components of physical fitness. Examples of exercise are walking, running, cycling, aerobics, swimming, and strength training. Exercise is usually viewed as an activity that requires a highintensity effort.

PRINCIPLES AND LABS

8

Health Benefits of Physical Activity: A Review of the Strength of the Scientific Evidence For adults and older adults There is strong evidence that physical activity: Lowers the risk of • early death • heart disease • stroke • type 2 diabetes • high blood pressure • adverse blood lipid profile • metabolic syndrome • colon and breast cancers Helps • prevent weight gain • with weight loss when combined with diet • improve cardiorespiratory and muscular fitness • prevent falls • reduce depression • improve cognitive function in older adults There is moderate to strong evidence that physical activity: Improves functional health in older adults Reduces abdominal obesity Helps maintain weight after weight loss Lowers the risk of hip fracture Increases bone density Improves sleep quality Lowers the risk of lung and endometrial cancers Source: U.S. Department of Health and Human Services, 2008 Physical Activity Guidelines for Americans. www.health.gov./ paguidelines. Downloaded October 15, 2008.

healthy diet to promote health and reduce the risk of chronic diseases. The guidelines were developed by an advisory committee appointed by the secretary of Health and Human Services. This advisory committee conducted an extensive analysis of the scientific information on physical activity and health and issued the following recommendations:7

Adults between 18 and 64 years of age • Adults should do 2 hours and 30 minutes a week of moderate-intensity aerobic (cardiorespiratory) physical activity, 1 hour and 15 minutes (75 minutes) a week of vigorous-intensity aerobic physical activity, or an equivalent combination of moderate- and vigorous-intensity aerobic physical activity (also see Chapter 6). Aerobic activity should be performed in episodes of at least 10 minutes, preferably spread throughout the week. • Additional health benefits are provided by increasing to 5 hours (300 minutes) a week of moderate-intensity aerobic physical activity, 2 hours and 30 minutes a week of vigorous-intensity physical activity, or an equivalent combination of both. • Adults should also do muscle-strengthening activities that involve all major muscle groups, performed on 2 or more days per week. Older adults (ages 65 and older) • Older adults should follow the adult guidelines. If this is not possible due to limiting chronic conditions, older adults should be as physically active as their abilities allow. They should avoid inactivity. Older adults should do exercises that maintain or improve balance if they are at risk of falling. Children 6 years of age and older and adolescents • Children and adolescents should do 1 hour (60 minutes) or more of physical activity every day. • Most of the 1 hour or more a day should be either moderate- or vigorous-intensity aerobic physical activity. • As part of their daily physical activity, children and adolescents should do vigorous-intensity activity on at least 3 days per week. They also should do musclestrengthening and bone-strengthening activities on at least 3 days per week. Pregnant and postpartum women • Healthy women who are not already doing vigorousintensity physical activity should get at least 2 hours and 30 minutes (150 minutes) of moderate-intensity aerobic activity a week. Preferably, this activity should be spread throughout the week. Women who regularly engage in vigorous-intensity aerobic activity or high amounts of activity can continue their activity provided that their condition remains unchanged and they talk to their health-care provider about their activity level throughout their pregnancy.

Importance of Increased Physical Activity The U.S. Surgeon General has stated that poor health as a result of lack of physical activity is a serious public health problem that must be met head-on at once. Regular moderate physical activity provides substantial

9

Benefits

Duration

Intensity

Frequency per Week

Weekly Time

Health

30 min

MI*

5 times

150 min

Health and fitness

20 min

VI*

3 times

75 min

Health, fitness, and weight gain prevention

60 min

MI/VI†

5–7 times

300 min

Health, fitness, and weight regain prevention

60–90 min

MI/VI

5–7 times

450 min

benefits in health and well-being for the vast majority of people who are not physically active. For those who are already moderately active, even greater health benefits can be achieved by increasing the level of physical activity. Among the benefits of regular physical activity and exercise are significantly reduced risks for developing or dying from heart disease, stroke, type 2 diabetes, colon and breast cancers, high blood pressure, and osteoporotic fractures.8 Regular physical activity also is important for the health of muscles, bones, and joints, and it seems to reduce symptoms of depression and anxiety, improve mood, and enhance one’s ability to perform daily tasks throughout life. It also can help control health care costs and maintain a high quality of life into old age. Moderate physical activity has been defined as any activity that requires an energy expenditure of 150 calories per day, or 1,000 calories per week. The general health recommendation is that people strive to accumulate at least 30 minutes of physical activity a minimum of five days per week (see Table 1.1). Whereas 30 minutes of continuous activity is preferred, on days when time is

© Fitness & Wellness, Inc.

*MI moderate intensity, VI vigorous intensity † MI/VI You may use MI or VI or a combination of the two

Regular participation in a lifetime physical activity program increases quality of life at all ages.

Image not available due to copyright restrictions

Moderate physical activity Activity that uses 150 calories of energy per day, or 1,000 calories per week.

CHAPTER 1 • WHY PHYSICAL FITNESS?

TABLE 1.1 Physical Activity Guidelines

PRINCIPLES AND LABS

10 limited, three activity sessions throughout the day of at least 10 minutes each provide about half the aerobic benefits. Examples of moderate physical activity are walking, cycling, playing basketball or volleyball, swimming, water aerobics, dancing fast, pushing a stroller, raking leaves, shoveling snow, washing or waxing a car, washing windows or floors, and even gardening. Because of the ever-growing epidemic of obesity in the United States, a 2002 guideline by American and Canadian scientists from the Institute of Medicine of the National Academy of Sciences increased the recommendation to 60 minutes of moderate-intensity physical activity every day.9 This recommendation was based on evidence indicating that people who maintain healthy weight typically accumulate one hour of daily physical activity. Subsequently, the 2005 Dietary Guidelines for Americans released by the U.S. Department of Health and Human Services and the Department of Agriculture recommend that up to 60 minutes of moderate- to vigorous-intensity physical activity per day may be necessary to prevent weight gain, and between 60 and 90 minutes of moderateintensity physical activity daily is recommended to sustain weight loss for previously overweight people.10 In sum, although health benefits are derived with 30 minutes per day, people with a tendency to gain weight need to be physically active daily for an hour to an hour and a half to prevent weight gain. And 60 to 90 minutes of activity per day provides additional health benefits, including a lower risk for cardiovascular disease and diabetes.

Critical Thinking Do you consciously incorporate physical activity into your daily lifestyle? Can you provide examples? Do you think you get sufficient daily physical activity to maintain good health?

Monitoring Daily Physical Activity According to the Centers for Disease Control and Prevention, the majority of U.S. adults are not sufficiently physically active to promote good health. The data indicate that only 49 percent of adults meet the minimal recommendation of 30 minutes of moderate physical activity at least five days per week; 25 percent report no leisure physical activity at all; and 16 percent are completely inactive (less than 10 minutes per week of moderate- or vigorous-intensity physical activity). The prevalence of physical activity by state in the United States is displayed in Figure 1.4. Other than carefully monitoring actual time engaged in activity, an excellent tool to monitor daily physical

FIGURE 1.4 Prevalence of recommended physical activity in the United States, 2003.

WA MT

ND

ID

ME

MN

OR

WI

SD

UT

CA

IA

NE

NV

AZ

CO

OH

IN

MO

OK

KY

WV VA NC

TN AR

SC

LA MS

TX

AL

AK

Puerto Rico

RI

DC NJ .

DE MD

GA

FL

Guam

NH MA CT

PA IL

KS

NM

Hawaii

VT

NY MI

WY

> 55% > 50–54.9% > 45–49.9% > 40–44.9% < 40%

Virgin Islands

Note: Recommended physical activity is moderate-intensity physical activity at least 5 days a week for 30 minutes a day, or vigorous-intensity physical activity 3 days a week for 20 minutes a day. Source: Centers for Disease Control and Prevention, Atlanta, 2005.

11

Steps per Day

Category

5,000

Sedentary Lifestyle

5,000–7,499

Low Active

7,500–9,999

Somewhat Active

10,000–12,499

Active

12,500

Highly Active

© Fitness & Wellness, Inc.

Source: C. Tudor-Locke and D. R. Basset, “How Many Steps/Day Are Enough? Preliminary Pedometer Indices for Public Health,” Sports Medicine 34 (2004): 1–8.

Pedometers are used to monitor daily physical activity by determining the total number of steps taken each day.

activity is a pedometer. A pedometer is a small mechanical device that senses vertical body motion and counts footsteps. Wearing a pedometer throughout the day allows you to determine the total steps you take that day. Some pedometers also record distance, calories burned, speeds, and actual time of activity each day. A pedometer is a great motivational tool to help increase, maintain, and monitor daily physical activity that involves lower-body motion (walking, jogging, running). The use of pedometers most likely will increase in the next few years to help promote and quantify daily physical activity. Before purchasing a pedometer, be sure to verify its accuracy. Many of the free and low-cost pedometers provided by corporations for promotion and advertisement purposes are inaccurate, so their use is discouraged. Pedometers also tend to lose accuracy at a very slow walking speed (slower than 30 minutes per mile) because the vertical movement of the hip is too small to trigger the springmounted lever arm inside the pedometer to properly record the steps taken. You can obtain a good pedometer for about $25, and ratings are available online. The most accurate pedometer brands are Walk4Life, Yamax, Kenz, and New Lifestyles.

To test the accuracy of a pedometer, follow these steps: Clip the pedometer on the waist directly above the kneecap, reset the pedometer to zero, carefully close the pedometer, walk exactly 50 steps at your normal pace, carefully open the pedometer, and look at the number of steps recorded. A reading within 10 percent of the actual steps taken (45 to 55 steps) is acceptable. In the United States, men typically take about 6,000 steps per day, in comparison with women, who take about 5,300 steps. The general recommendation for adults is 10,000 steps per day. Table 1.2 provides specific activity categories based on the number of daily steps taken. All daily steps count, but some of your steps should come in bouts of at least 10 minutes, so as to meet the national physical activity recommendation of accumulating 30 minutes of moderate-intensity physical activity in at least three 10-minute sessions five days per week. A 10-minute brisk walk (a distance of about 1,200 yards at a pace of 15 minutes per mile) is approximately 1,300 steps. A 15-minute-mile walk (1,770 yards) is about 1,900 steps.11 Thus, new pedometer brands have an “aerobic steps” function that records steps taken in excess of 60 steps per minute over a 10-minute period of time. If you do not accumulate the recommended 10,000 daily steps, you can refer to Table 1.3 to determine the additional walking or jogging distance required to reach your goal. For example, if you are 58 tall and male and you typically accumulate 5,200 steps per day, you would need an additional 4,800 daily steps to reach your 10,000-steps

Pedometer An electronic device that senses body motion and counts footsteps. Some pedometers also record distance, calories burned, speeds, “aerobic steps,” and time spent being physically active.

CHAPTER 1 • WHY PHYSICAL FITNESS?

TABLE 1.2 Adult Activity Levels Based on Total Number of Steps Taken per Day

PRINCIPLES AND LABS

12 TABLE 1.3 Estimated Number of Steps to Walk or Jog a Mile Based on Gender, Height, and Pace Pace (min/mile) Walking Height

Jogging

20

18

16

15

12

10

8

6

50

2,371

2,244

2,117

2,054

1,997

1,710

1,423

1,136

52

2,343

2,216

2,089

2,026

1,970

1,683

1,396

1,109

54

2,315

2,188

2,061

1,998

1,943

1,656

1,369

1,082

56

2,286

2,160

2,033

1,969

1,916

1,629

1,342

1,055

58

2,258

2,131

2,005

1,941

1,889

1,602

1,315

1,028

510

2,230

2,103

1,976

1,913

1,862

1,575

1,288

1,001

60

2,202

2,075

1,948

1,885

1,835

1,548

1,261

974

62

2,174

2,047

1,920

1,857

1,808

1,521

1,234

947

52

2,310

2,183

2,056

1,993

1,970

1,683

1,396

1,109

54

2,282

2,155

2,028

1,965

1,943

1,656

1,369

1,082

56

2,253

2,127

2,000

1,937

1,916

1,629

1,342

1,055

58

2,225

2,098

1,872

1,908

1,889

1,602

1,315

1,028

510

2,197

2,070

1,943

1,880

1,862

1,575

1,288

1,001

60

2,169

2,042

1,915

1,852

1,835

1,548

1,261

974

62

2,141

2,014

1,887

1,824

1,808

1,521

1,234

947

64

2,112

1,986

1,859

1,795

1,781

1,494

1,207

920

WOMEN

MEN

Prediction Equations (pace in min/mile and height in inches): Walking Women: Steps/mile 1,949 [(63.4 pace) (14.1 height)] Men: Steps/mile 1,916 [(63.4 pace) (14.1 height)] Running Women and Men: Steps/mile 1,084 [(143.6 pace) (13.5 height)] Source: Werner W. K. Hoeger et al., “One-Mile Step Count at Walking and Running Speeds,” ACSM’s Health & Fitness Journal, 12(2008): 14–19.

goal. You can do so by jogging 3 miles at a 10-minute-permile pace (1,602 steps 3 miles 4,806 steps) on some days, and you can walk 2.5 miles at a 15-minute-per-mile pace (1,908 steps 2.5 miles 4,770 steps) on other days. If you do not find a particular speed (pace) that you typically walk or jog at in Table 1.3, you can estimate the number of steps at that speed using the prediction equations at the bottom of the table. The first practical application that you can undertake in this course is to determine your current level of daily

Risk factors Lifestyle and genetic variables that may lead to disease.

activity. The log provided in Lab 1A will help you do this. Keep a 4-day log of all physical activities that you do daily. On this log, record the time of day, type and duration of the exercise/activity, and if possible, steps taken while engaged in the activity. The results will indicate how active you are and serve as a basis to monitor changes in the next few months and years.

Fitness and Longevity During the second half of the 20th century, scientists began to realize the importance of good fitness and improved lifestyle in the fight against chronic diseases, particularly those of the cardiovascular system. Because of more participation in wellness programs, cardiovascular mortality rates dropped. The decline began in about 1963, and between 1960 and 2000 the incidence of car-

13 FIGURE 1.5 Death rates by physical activity index.

40

Percent of total deaths

35 30 25 20 15 10 5 0 < 500 500–1,999 2,000+ Physical activity index, calories/week Cardiovascular disease Cancer

Respiratory disease Suicides

Accidents

Note: The graph represents cause-specific death rates per 10,000 personyears of observation among 16,936 Harvard alumni, 1962–1978, by physical activity index; adjusted for difference in age, cigarette smoking, and hypertension. Source: R. S. Paffenbarger, R. T. Hyde, A. L. Wing, and C. H. Steinmetz, “A Natural History of Athleticism and Cardiovascular Health,” Journal of the American Medical Association 252 (1984): 491–495. Used by permission.

FIGURE 1.6 Death rates by physical fitness groups.

39.5

64.0

24.6

26.3

16.3

16.4 20.3

ry

es s it n

ry o eg ca t

es s

th ea

d

th

ea

d

n

1.0 1.8

f

o

f

o

F it

se

se

Men

.8

au

au

C

5.4

C

5.8

4.7

3.9

2.9

1.0

g o

4.8

7.3

3.1

7.4

9.7

7.4

ca te

7.8

F

20.3

Women

Numbers on top of the bards are all-cause death rates per 10,000 person-years of follow-up for each cell; 1 person-year indicates one person who was followed up one year later. Source: Based on data from S. N. Blair, H. W. Kohl III, R. S. Paffenbarger, Jr., D. G. Clark, K. H. Cooper, and L. W. Gibbons, “Physical Fitness and AllCause Mortality: A Prospective Study of Healthy Men and Women,” Journal of the American Medical Association 262 (1989): 2395–2401.

CHAPTER 1 • WHY PHYSICAL FITNESS?

diovascular disease dropped by 26 percent, according to national vital statistics from the Centers for Disease Control and Prevention. This decrease is credited to higher levels of wellness and better health care in the United States. More than half of the decline is attributed specifically to improved diet and reduction in smoking. Furthermore, several studies showed an inverse relationship between physical activity and premature mortality rates. The first major study in this area, conducted among 16,936 Harvard alumni, linked physical activity habits and mortality rates.12 The results showed that as the amount of weekly physical activity increased, the risk of cardiovascular deaths decreased. The largest decrease in cardiovascular deaths was observed among alumni who used more than 2,000 calories per week through physical activity. Figure 1.5 graphically illustrates the study results. A landmark study subsequently conducted at the Aerobics Research Institute in Dallas upheld the findings of the Harvard alumni study.13 Based on data from 13,344 people followed over an average of 8 years, the study revealed a graded and consistent inverse relationship between physical activity levels and mortality, regardless of age and other risk factors. As illustrated in Figure 1.6, the higher the level of physical activity, the longer the lifespan. The death rate during the 8-year study from all causes for the least-fit men was 3.4 times higher than that of the most-fit men. For the least-fit women, the death rate was 4.6 times higher than that of most-fit women.

FIGURE 1.7 Effects of fitness changes on mortality rates.

FIGURE 1.8 Effects of a healthy lifestyle on all causes, cancer, and cardiovascular death rates in white men and women.

140 100

122.0

100 80

67.7

60 39.6

40 20

0 Initial assessment

Unfit

Unfit

Fit

5-year follow-up

Unfit

Fit

Fit

*Death rates per 10,000 man-years observation. Based on data from “Changes in Physical Fitness and All-Cause Mortality: A Prospective Study of Healthy Men,” Journal of the American Medical Association 273 (1995): 1193–1198. Source: S. N. Blair, H. W. Kohl III, C. E. Barlow, R. S. Paffenbarger, Jr., L. W. Gibbons, and C. A. Macera, “Changes in Physical Fitness and AllCause Mortality: A Prospective Study of Healthy and Unhealthy Men,” Journal of the American Medical Association 273 (1995): 1193–1198.

This study also reported a greatly reduced rate of premature death, even at moderate fitness levels that most adults can achieve easily. Greater protection is attained by combining higher fitness levels with reduction in other risk factors such as hypertension, serum cholesterol, cigarette smoking, and excessive body fat. A follow-up 5-year research study on fitness and mortality found a substantial (44 percent) reduction in mortality risk when people abandoned a sedentary lifestyle and become moderately fit.14 The lowest death rate was found in people who were fit at the start of the study and remained fit; and the highest death rate was found in men who were unfit at the beginning of the study and remained unfit (see Figure 1.7). In another major research study, a healthy lifestyle was shown to contribute to some of the lowest cancer mortality rates ever reported in the literature.15 The investigators in this study looked at three general health habits among the participants: regular physical activity, sufficient sleep, and lifetime abstinence from smoking. In addition, study participants abstained from alcohol, drugs, and all forms of tobacco. Compared with the general white population, this group of over 10,000 people had much lower cancer, cardiovascular, and overall death rates. Men in the study had one-third the death rate from cancer, one-seventh the death rate from cardiovascular disease, and one-fifth the rate of overall mortality. Women had about half the rate of cancer and overall mortality and one-third the death rate from cardiovascular disease (see Figure 1.8). Life expec-

Standardized mortality ratio*

120

80 60

55 47

40

34

34

22 20

14

0 All causes General population

Cancer Men

Cardiovascular Women

*Standardized Mortality Ration (SMR) relative to those in the general population (SMR 100). Source: J. E. Enstrom, “Health Practices and Cancer Mortality Among Active California Mormons,” Journal of the National Cancer Institute 81 (1989): 1807–1814.

FIGURE 1.9 Life expectancy for 25-year-olds who adhere to a lifetime healthy lifestyle program as compared with the average U.S. white population. 90 85 80 Years

Death rate from all causes*

PRINCIPLES AND LABS

14

75 70 65 60 Men

Women

Average U.S. white population People leading a healthy lifestyle Source: J. E. Enstrom, “Health Practices and Cancer Mortality Among Active California Mormons,” Journal of the National Cancer Institute 81 (1989): 1807–1814.

tancies for 25-year-olds who adhered to the three health habits were 85 and 86 years, respectively, compared with 74 and 80 for the average U.S. white man and woman (see Figure 1.9). The additional 6 to 11 “golden years” are precious—and more enjoyable—for those who maintain a lifetime wellness program.

15

Types of Physical Fitness As the fitness concept grew at the end of the last century, it became clear that several specific components contribute to an individual’s overall level of fitness. Physical fitness is classified into health-related, skill-related, and physiologic fitness.

Photos © Fitness & Wellness, Inc.

1. Health-related fitness is the ability to perform activities of daily living without undue fatigue and is conducive to a low risk of premature hypokinetic diseases.16 The health-related fitness components are cardiorespiratory (aerobic) endurance, muscular strength and endurance, muscular flexibility, and body composition (Figure 1.10). 2. Skill-related fitness components consist of agility, balance, coordination, reaction time, speed, and power (Figure 1.11). These components are related primarily to successful sports and motor skill performance and may not be as crucial to better health.

Individuals who initiate physical activity and exercise habits at a young age are more likely to participate throughout life.

The results of these studies clearly indicate that fitness improves wellness, quality of life, and longevity. Moderateintensity exercise does provide substantial health benefits. Research data also show a dose-response relationship between physical activity and health. That is, greater health and fitness benefits occur at higher duration and/or intensity of physical activity. Thus, vigorous activity and

Sedentary A person who is relatively inactive and whose lifestyle is characterized by a lot of sitting. Vigorous activity Any exercise that requires a MET level equal to or greater than 6 METs (21 mL/kg/min); 1 MET is the energy expenditure at rest, 3.5 mL/kg/min, whereas METs are defined as multiples of the resting metabolic rate (examples of activities that require a 6-MET level include aerobics, walking uphill at 3.5 mph, cycling at 10 to 12 mph, playing doubles in tennis, and vigorous strength training). Physical fitness The ability to meet the ordinary as well as the unusual demands of daily life safely and effectively without being overly fatigued and still have energy left for leisure and recreational activities. Health-related fitness Fitness programs that are prescribed to improve the overall health of the individual. Hypokinetic diseases “Hypo” denotes “lack of”; “kinetic” denotes “motion”; therefore, illnesses related to lack of physical activity. Skill-related fitness Fitness components important for success in skillful activities and athletic events; encompasses agility, balance, coordination, power, reaction time, and speed.

CHAPTER 1 • WHY PHYSICAL FITNESS?

longer duration are preferable to the extent of one’s capabilities because it is most clearly associated with better health and longer life. Much scientific research has been conducted since the above-mentioned landmark studies. Almost universally, the results confirm the benefits of physical activity and exercise on health, longevity, and quality of life. The benefits are so impressive that researchers and sports medicine leaders state that if the benefits of exercise could be packaged in a pill, it would be the most widely prescribed medication throughout the world today.

PRINCIPLES AND LABS

16 FIGURE 1.10 Health-related components of physical fitness.

FIGURE 1.11 Motor skill–related components of physical fitness.

Cardiorespiratory endurance

Coordination Agility

Speed

Balance

Power Reaction time

Muscular flexibility

FIGURE 1.12 Components of physiologic fitness.

Physiologic Fitness

Body compositon

Muscular strength and endurance

3. Physiologic fitness is a term used primarily in the field of medicine in reference to biological systems that are affected by physical activity and the role the latter plays in preventing disease. The components of physiologic fitness are metabolic fitness, morphologic fitness, and bone integrity (Figure 1.12).17

Critical Thinking What role do the four health-related components of physical fitness play in your life? Can you rank them in order of importance to you and explain the rationale you used?

Morphologic Fitness

Metabolic Fitness

Bone Integrity

Fitness Standards: Health Versus Physical Fitness The assessment of fitness components is presented in Chapters 4, 6, 7, 8, and 9. In addition, a meaningful debate regarding age- and gender-related fitness standards has resulted in the two standards of health fitness (also referred to as criterion-referenced) and physical fitness.

Health Fitness Standards

The health fitness standards proposed here are based on data linking minimum fitness values to disease prevention and health. Attaining the health fitness standard requires only moderate physical activity. For example, a 2-mile walk in less than 30 minutes, five to six times per week, seems to be sufficient to achieve the health-fitness standard for cardiorespiratory endurance. As illustrated in Figure 1.13, significant health benefits can be reaped with such a program, although fitness (expressed in terms of oxygen uptake, or VO2max—explained in Chapter 6) improvements are not as notable. Nevertheless, health improvements are quite striking, and only slightly greater benefits are obtained with a more intense exercise program. These benefits include reduction in blood lipids, lower blood pressure, weight loss, stress re-

17

BENEFITS

Health/physiologic fitness Active lifestyle

High physical fitness Active lifestyle and exercise

FITNESS HEALTH

Low fitness Sedentary

High

Low BENEFITS High

Low None

Moderate INTENSITY

High © Fitness & Wellness, Inc.

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lease, decreased risk for diabetes, and lower risk for disease and premature mortality. More specifically, improvements in the metabolic profile (measured by insulin sensitivity, glucose tolerance, and improved cholesterol levels) can be notable despite little or no weight loss or improvement in aerobic capacity. Physiologic and metabolic fitness can be attained through an active lifestyle and moderate-intensity physical activity. An assessment of health-related fitness uses cardiorespiratory endurance, measured in terms of the maximal amount of oxygen the body is able to utilize per minute of physical activity (maximal oxygen uptake, or VO2max)—essentially, a measure of how efficiently your heart, lungs, and muscles can operate during aerobic exercise (see Chapter 6). VO2max is commonly expressed in

Good health- and skill-related fitness are required to participate in highly skilled activities.

Physiologic fitness A term used primarily in the field of medicine in reference to biological systems affected by physical activity and the role of activity in preventing disease. Metabolic fitness A component of physiologic fitness that denotes reduction in the risk for diabetes and cardiovascular disease through a moderate-intensity exercise program in spite of little or no improvement in cardiorespiratory fitness. Morphologic fitness A component of physiologic fitness used in reference to body composition factors such as percent body fat, body fat distribution, and body circumference. Bone integrity A component of physiologic fitness used to determine risk for osteoporosis based on bone mineral density. Health fitness standards The lowest fitness requirements for maintaining good health, decreasing the risk for chronic diseases, and lowering the incidence of muscular-skeletal injuries. Metabolic profile A measurement to assess risk for diabetes and cardiovascular disease through plasma insulin, glucose, lipid, and lipoprotein levels. Cardiorespiratory endurance The ability of the lungs, heart, and blood vessels to deliver adequate amounts of oxygen to the cells to meet the demands of prolonged physical activity.

CHAPTER 1 • WHY PHYSICAL FITNESS?

FIGURE 1.13 Health and fitness benefits based on lifestyle and a physical activity program.

Maximal oxygen uptake, a measure of aerobic fitness, is best increased through high-intensity physical activity.

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The health fitness standard can be achieved with moderate-intensity activities.

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Vigorous exercise is required to achieve the high physical fitness standard.

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An oxygen uptake test is used to assess cardiorespiratory fitness by measuring the amount of oxygen used per minute of physical activity.

Good fitness enhances confidence and self-esteem.

milliliters (mL) of oxygen (volume of oxygen) per kilogram (kg) of body weight per minute (mL/kg/min). Individual values can range from about 10 mL/kg/min in cardiac patients to over 80 mL/kg/min in world-class runners, cyclists, and cross-country skiers. Research data from the study presented in Figure 1.6 reported that achieving VO2max values of 35 and 32.5 mL/ kg/min for men and women, respectively, may be sufficient to lower the risk for all-cause mortality significantly. Although greater improvements in fitness yield a slightly lower risk for premature death, the largest drop is seen between the least fit and the moderately fit. Therefore, the 35 and 32.5 mL/kg/min values could be selected as the health fitness standards.

Which Program Is Best?

Physical Fitness Standards

Physical fitness standards are set higher than the health fitness standards and require a more intense exercise program. Physically fit people of all ages have the freedom to enjoy most of life’s daily and recreational activities to their fullest potential. Current health fitness standards may not be enough to achieve these objectives. Sound physical fitness gives the individual a degree of independence throughout life that many people in the United States no longer enjoy. Most adults should be able to carry out activities similar to those they conducted in their youth, though not with the same intensity. These standards do not require being a championship athlete, but activities such as changing a tire, chopping wood, climbing several flights of stairs, playing basketball, mountain biking, playing soccer with children or grandchildren, walking several miles around a lake, and hiking through a national park do require more than the current “average fitness” level in the United States.

Your own personal objectives will determine the fitness program you decide to use. If the main objective of your fitness program is to lower the risk for disease, attaining the health fitness standards may be enough to ensure better health. If, however, you want to participate in vigorous fitness activities, achieving a high physical fitness standard is recommended. This book gives both health fitness and physical fitness standards for each fitness test so you can personalize your approach.

Benefits of Fitness

An inspiring story illustrating what fitness can do for a person’s health and well-being is that of George Snell from Sandy, Utah. At age 45, Snell weighed approximately 400 pounds, his blood pressure was 220/180, he was blind because of undiagnosed diabetes, and his blood glucose level was 487. Snell had determined to do something about his physical and medical condition, so he started a walking/jogging program. After about 8 months of conditioning, Snell had lost almost 200 pounds, his eyesight had returned, his glucose level was down to 67, and he was taken off medication. Just 2 months later—less than 10 months after beginning his personal exercise program—he completed a marathon, a running course of 26.2 miles!

Physical fitness standards A fitness level that allows a person to sustain moderate-to-vigorous physical activity without undue fatigue and the ability to closely maintain this level throughout life.

CHAPTER 1 • WHY PHYSICAL FITNESS?

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19

Health Benefits Most people exercise because it improves their personal appearance and makes them feel good about themselves. Although many benefits accrue from participating in a regular fitness and wellness program and active people generally live longer, the greatest benefit of all is that physically fit individuals enjoy a better quality of life. These people live life to its fullest, with fewer health problems than inactive individuals (who also may indulge in other negative lifestyle behaviors). Although compiling an all-inclusive list of the benefits reaped from participating in a fitness and wellness program is difficult, the following list summarizes many of them. A fitness and wellness program: • Improves and strengthens the cardiorespiratory system. • Maintains better muscle tone, muscular strength, and endurance. • Improves muscular flexibility. • Enhances athletic performance. • Helps maintain recommended body weight. • Helps preserve lean body tissue. • Increases resting metabolic rate. • Improves the body’s ability to use fat during physical activity. • Improves posture and physical appearance. • Improves functioning of the immune system. • Lowers the risk for chronic diseases and illness (such as cardiovascular diseases and cancer). • Decreases the mortality rate from chronic diseases. • Thins the blood so it doesn’t clot as readily (thereby decreasing the risk for coronary heart disease and strokes). • Helps the body manage cholesterol levels more effectively. • Prevents or delays the development of high blood pressure and lowers blood pressure in people with hypertension. • Helps prevent and control diabetes.

• Helps achieve peak bone mass in young adults and maintain bone mass later in life, thereby decreasing the risk for osteoporosis. • Helps people sleep better. • Helps prevent chronic back pain. • Relieves tension and helps in coping with life stresses. • Raises levels of energy and job productivity. • Extends longevity and slows down the aging process. • Promotes psychological well-being, better morale, selfimage, and self-esteem. • Reduces feelings of depression and anxiety. • Encourages positive lifestyle changes (improving nutrition, quitting smoking, controlling alcohol and drug use). • Speeds recovery time following physical exertion. • Speeds recovery following injury or disease. • Regulates and improves overall body functions. • Improves physical stamina and counteracts chronic fatigue. • Helps to maintain independent living, especially in older adults. • Enhances quality of life; people feel better and live a healthier and happier life.

Economic Benefits Sedentary living can have a strong impact on a nation’s economy. As the need for physical exertion in Western countries decreased steadily during the last century,

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20

Health-care costs for physically active people are lower than for inactive individuals.

21 FIGURE 1.14 U.S. health-care cost increments since 1950.

.05

Trillions of dollars 1.0 1.5

2.0

1950 $.012 1960 $.027

Year

1970

$.075

1980 1990 2000

$.243 $.600 $1.3 $2.0

2006

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offer health-promotion programs, because keeping employees healthy costs less than treating them once they are sick. Another reason some organizations are offering health promotion programs to their employees—overlooked by many because it does not seem to affect the bottom line directly—is simply top management’s concern for the employees’ well-being. Whether the program lowers medical costs is not the main issue; more important is that wellness helps individuals feel better about themselves and improve their quality of life.

Good fitness has been linked to lower medical costs.

CHAPTER 1 • WHY PHYSICAL FITNESS?

health-care expenditures increased dramatically. Healthcare costs in the United States rose from $12 billion in 1950 to more than $2 trillion in 2006 (Figure 1.14), or about 16 percent of the gross national product (GNP). In 1980, health-care costs represented 8.8 percent of the GNP, and they are projected to reach about 16 percent by the year 2010. In terms of yearly health-care costs per person, the United States spends more per person than any other industrialized nation. In 2006, U.S. health-care costs per capita were about $7,026 and are expected to reach almost $9,000 in 2010. Yet, overall, the U.S. health-care system ranks only 37th in the world. One of the reasons for the low overall ranking is the overemphasis on state-of-the art cures instead of prevention programs. The United States is the best place in the world to treat people once they are sick, but the system does a poor job at keeping people healthy in the first place. Ninety-five percent of our health care dollars are spent on treatment strategies, and less than 5 percent is spent on prevention. Another factor is that the United States fails to provide good health care for all: More than 44 million residents do not have health insurance. Unhealthy behaviors are contributing to the staggering U.S. health-care costs. Risk factors for disease such as obesity and smoking carry a heavy price tag. An estimated 1 percent of the people account for 30 percent of healthcare costs.18 Half of the people use up about 97 percent of health-care dollars. Furthermore, the average health-care cost per person in the United States is almost twice as high as that in most other industrialized nations. Scientific evidence now links participation in fitness and wellness programs to better health and to lower medical costs and higher job productivity. As a result of the staggering rise in medical costs, many organizations

Behavior Modification Planning HEALTHY LIFESTYLE HABITS Research indicates that adhering to the following 12 lifestyle habits will significantly improve health and extend life.

q q

q q

q q

q q

q q

q q

q q

q q

q q

I DID IT

I PLAN TO

PRINCIPLES AND LABS

22

1. Participate in a lifetime physical activity program. Exercise regularly at least 3 times per week and try to accumulate a minimum of 60 minutes of moderateintensity physical activity each day of your life. The 60 minutes should include 20 to 30 minutes of aerobic exercise at least 3 times per week, along with strengthening and stretching exercises 2 to 3 times per week. 2. Do not smoke cigarettes. Cigarette smoking is the largest preventable cause of illness and premature death in the United States. If we include all related deaths, smoking is responsible for more than 440,000 unnecessary deaths each year. 3. Eat right. Eat a good breakfast and two additional well-balanced meals every day. Avoid eating too many calories, processed foods, and foods with a lot of sugar, fat, and salt. Increase your daily consumption of fruits, vegetables, and whole-grain products. 4. Avoid snacking. Some researchers recommend refraining from frequent between-meal snacks. Every time a person eats, insulin is released to remove sugar from the blood. Such frequent spikes in insulin may contribute to the development of heart disease. Lessfrequent increases of insulin are more conducive to good health. 5. Maintain recommended body weight through adequate nutrition and exercise. This is important in preventing chronic diseases and in developing a higher level of fitness. 6. Get enough rest. Sleep 7 to 8 hours each night.

q q

q q

q q

7. Lower your stress levels. Reduce your vulnerability to stress and practice stress management techniques as needed. 8. Be wary of alcohol. Drink alcohol moderately or not at all. Alcohol abuse leads to mental, emotional, physical, and social problems. 9. Surround yourself with healthy friendships. Unhealthy friendships contribute to destructive behaviors and low self-esteem. Associating with people who strive to maintain good fitness and health reinforces a positive outlook in life and encourages positive behaviors. Constructive social interactions enhance well-being. Researchers have also found that mortality rates are much higher among people who are socially isolated. People who aren’t socially integrated are more likely to “give up when seriously ill”—which accelerates dying. 10. Be informed about the environment. Seek clean air, clean water, and a clean environment. Be aware of pollutants and occupational hazards: asbestos fibers, nickel dust, chromate, uranium dust, and so on. Take precautions when using pesticides and insecticides. 11. Increase education. Data indicate that people who are more educated live longer. The theory is that as education increases, so do the number of connections between nerve cells. The increased number of connections in turn helps the individual make better survival (healthy lifestyle) choices. 12. Take personal safety measures. Although not all accidents are preventable, many are. Taking simple precautionary measures—such as using seat belts and keeping electrical appliances away from water—lessens the risk for avoidable accidents.

Try It Look at the list above and indicate which habits are already a part of your lifestyle. What changes could you make to incorporate some additional healthy habits into your daily life?

23

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CHAPTER 1 • WHY PHYSICAL FITNESS?

Many people refrain from physical activity because they lack the necessary skills to enjoy and reap the benefits of regular participation.

A Healthy Lifestyle Challenge for the 21st Century Because every person should strive for a better and healthier life, our biggest challenge as we begin the new century is to teach people how to take control of their personal health habits and adhere to a positive lifestyle. A wealth of information on the benefits of fitness and wellness programs indicates that improving the quality

and possible length of our lives is a matter of personal choice. Even though people in the United States believe that a positive lifestyle has a great impact on health and longevity, most do not reap the benefits because they don’t know how to implement a safe and effective fitness and wellness program. Others are exercising incorrectly and, therefore, are not reaping the full benefits of their program. How, then, can we meet the health challenges of the 21st century? That is the focus of this book—to provide the necessary tools that will enable you to write, implement, and regularly update your personal lifetime fitness and wellness program.

National Health Objectives for 2010 Every 10 years, the U.S. Department of Health and Human Services releases a list of objectives for preventing disease and promoting health. Since its initiation in 1980, this 10-year plan has helped instill a new sense of purpose and focus for public health and preventive medicine. These national health objectives are intended to be realistic goals to improve the health of all Americans. Two unique goals of the 2010 objectives emphasize increased quality and years of healthy life and seek to eliminate health disparities among all groups of people (see Figure 1.15). The objectives address three important points:19

tion and Health Promotion. A summary of key 2010 objectives is provided in Figure 1.16. Living the fitness and wellness principles provided in this book will enhance the quality of your life and also will allow you to be an active participant in achieving the Healthy People 2010 Objectives.

1. Personal responsibility for health behavior. Individuals need to become ever more health conscious. Responsible and informed behaviors are key to good health. 2. Health benefits for all people and all communities. Lower socioeconomic conditions and poor health often are interrelated. Extending the benefits of good health to all people is crucial to the health of the nation.

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3. Health promotion and disease prevention. A shift from treatment to preventive techniques will drastically cut health-care costs and help all Americans achieve a better quality of life. Development of these health objectives usually involves more than 10,000 people representing 300 national organizations, including the Institute of Medicine of the National Academy of Sciences, all state health departments, and the federal Office of Disease Preven-

No current drug or medication provides as many health benefits as a regular physical activity program. FIGURE 1.15 National Health Objectives 2010: Healthy People in Healthy Communities.

Promote healthy behaviors Yellow Dog Productions/Digital Vision/Getty Images

PRINCIPLES AND LABS

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Increase Eliminate Health quality for and years Prevent health all of healthy and reduce disparities Promote life diseases and healthy disorders communities

Exercising with others enhances adherence to fitness programs.

25 CHAPTER 1 • WHY PHYSICAL FITNESS?

FIGURE 1.16 Selected Health Objectives for 2010.

1. Increase quality and years of healthy life.

12. Improve maternal and pregnancy outcomes and reduce rates of disability in infants.

2. Eliminate health disparities.

13. Improve the quality of health-related decisions through effective communication.

3. Improve the health, fitness, and quality of life of all Americans through the adoption and maintenance of regular, daily physical activity.

14. Decrease the incidence of functional limitations due to arthritis, osteoporosis, and chronic back conditions.

4. Promote health and reduce chronic disease risk, disease progression, debilitation, and premature death associated with dietary factors and nutritional status among all people in the United States.

15. Decrease cancer incidence, morbidity, and mortality. 16. Promote health and prevent secondary conditions among persons with disabilities.

5. Reduce disease, disability, and death related to tobacco use and exposure to secondhand smoke.

17. Enhance the cardiovascular health and quality of life of all Americans through prevention and control of risk factors and promotion of healthy lifestyle behaviors.

6. Increase the quality, availability, and effectiveness of educational and community-based programs designed to prevent disease and improve the health and quality of life of the American people.

18. Prevent HIV transmission and associated morbidity and mortality. 19. Improve the mental health of all Americans.

7. Promote health for all people through a healthy environment.

20. Raise the public’s awareness of the signs and symptoms of lung disease.

8. Reduce the incidence and severity of injuries from unintentional causes, as well as violence and abuse.

21. Increase awareness of healthy sexual relationships and prevent all forms of sexually transmitted diseases.

9. Promote worker health and safety through prevention. 10. Improve access to comprehensive, high-quality health care.

22. Reduce the incidence of substance abuse by all people, especially children.

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11. Ensure that every pregnancy in the United States is intended.

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Responsible and informed behaviors are the key to good health.

Proper conditioning is required prior to participating in vigorous-intensity activities.

Guidelines for a Healthy Lifestyle: Using This Book Most people go to college to learn how to make a living, but a fitness and wellness course will teach you how to live—how to truly live life to its fullest potential. Some people think that success is measured by how much money they make. Making a good living will not help you unless you live a wellness lifestyle that will allow you to enjoy what you earn. Although everyone would like to enjoy good health and wellness, most people don’t know how to reach this objective. Lifestyle is the most important factor affecting personal well-being. Granted, some people live long because of genetic factors, but quality of life during middle age and the “golden years” is more often related to wise choices initiated during youth and continued throughout life. In a few short years, lack of wellness can lead to a loss of vitality and gusto for life, as well as premature morbidity and mortality. The time to start is now.

An Individualized Approach

Because fitness and wellness needs vary significantly from one individual to another, all exercise and wellness prescriptions must be

personalized to obtain best results. The following chapters and their respective laboratory experiences set forth the guidelines to help you develop a personal lifetime program that will improve your fitness and promote your own preventive health care and personal wellness. The laboratory experiences have been prepared on tear-out sheets so they can be turned in to class instructors. As you study this book and complete the respective worksheets, you will learn to: • determine whether medical clearance is needed for your safe participation in exercise. • implement motivational and behavior modification techniques to help you adhere to a lifetime fitness and wellness program. • conduct nutritional analyses and follow the recommendations for adequate nutrition. • write sound diet and weight-control programs. • assess the health-related components of fitness (cardiorespiratory endurance, muscular strength and endurance, muscular flexibility, and body composition). • write exercise prescriptions for cardiorespiratory endurance, muscular strength and endurance, and muscular flexibility. • assess the skill-related components of fitness (agility, balance, coordination, power, reaction time, and speed).

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Good nutrition is essential to achieve good health and fitness.

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CHAPTER 1 • WHY PHYSICAL FITNESS?

• understand the relationship between fitness and aging. • determine your levels of tension and stress, lessen your vulnerability to stress, and implement a stress-management program if necessary. • learn healthy lifestyle guidelines to decrease the risk for chronic diseases, including cardiovascular disease, cancer, and sexually transmitted infections, as well as chemical dependency. • write objectives to improve your fitness and wellness, and chart a wellness program for the future. • differentiate myths and facts of exercise and healthrelated concepts.

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A very high level of physical fitness is necessary to participate in competitive sports.

An exercise tolerance test (stress ECG test) with electrocardiographic monitoring may be required of some individuals prior to initiating an exercise program.

Critical Thinking What are your feelings about lifestyle habits that enhance health and longevity? How important are they to you? What obstacles keep you from adhering to such habits or incorporating new ones into your life?

Exercise Safety

Even though testing and participation in exercise are relatively safe for most apparently healthy individuals under age 45, the reaction of the cardiovascular system to higher levels of physical activity cannot be totally predicted.20 Consequently, a small but real risk exists for exercise-induced abnormalities in people with a history of cardiovascular problems and those who are at higher risk for disease. These factors include abnormal blood pressure, irregular heart rhythm, fainting, and, in rare instances, a heart attack or cardiac arrest. Before you engage in an exercise program or participate in any exercise testing, you should fill out the questionnaire in Lab 1B. If your answer to any of the questions is yes, you should see a physician before participating in a

fitness program. Exercise testing and participation are not wise under some of the conditions listed in Lab 1B and may require a medical evaluation, including a stress electrocardiogram (ECG) test. If you have any questions regarding your current health status, consult your doctor before initiating, continuing, or increasing your level of physical activity.

Resting Heart Rate and Blood Pressure Assessment In Lab 1C you have the opportunity to assess your heart rate and blood pressure. Heart rate can be obtained by counting your pulse either on the wrist over the radial artery or over the carotid artery in the neck (see Chapter 6, page 202).

Morbidity A condition related to, or caused by, illness or disease.

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Good fitness and a healthy lifestyle allow people the freedom to perform most of life’s leisure and recreational activities without limitations.

You may count your pulse for 30 seconds and multiply by 2 or take it for a full minute. The heart rate usually is at its lowest point (resting heart rate) late in the evening after you have been sitting quietly for about half an hour watching a relaxing TV show or reading in bed, or early in the morning just before you get out of bed. Unless you have a pathological condition, a lower resting heart rate indicates a stronger heart. To adapt to cardiorespiratory or aerobic exercise, blood volume increases, the heart enlarges, and the muscle gets stronger. A stronger heart can pump more blood with fewer strokes.

Resting heart rate categories are given in Table 1.4. Although resting heart rate decreases with training, the extent of bradycardia depends not only on the amount of training but also on genetic factors. Although most highly trained athletes have a resting heart rate around 40 beats per minute, occasionally one of these athletes has a resting heart rate in the 60s or 70s even during peak training months of the season. For most individuals, however, the resting heart rate decreases as the level of cardiorespiratory endurance increases.

TABLE 1.4 Resting Heart Rate Ratings Bradycardia Slower heart rate than normal. Sphygmomanometer Inflatable bladder contained within a cuff and a mercury gravity manometer (or aneroid manometer) from which the pressure is read. Systolic blood pressure Pressure exerted by blood against walls of arteries during forceful contraction (systole) of the heart. Diastolic blood pressure Pressure exerted by the blood against the walls of the arteries during the relaxation phase (diastole) of the heart.

Heart Rate (beats/minute)

Rating

59

Excellent

60–69

Good

70–79

Average

80–89

Fair

90

Poor

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Systolic

Diastolic

Normal

120

80

Prehypertension

120–139

80–89

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140

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Rating

Source: National Heart, Lung and Blood Institute.

Blood pressure is assessed using a sphygmomanometer and a stethoscope. Use a cuff of the appropriate size to get accurate readings. Size is determined by the width of the inflatable bladder, which should be about 80 percent of the circumference of the midpoint of the arm. Blood pressure usually is measured while the person is in the sitting position, with the forearm and the manometer at the same level as the heart. At first, the pressure is recorded from each arm, and after that from the arm with the highest reading. The cuff should be applied approximately an inch above the antecubital space (natural crease of the elbow), with the center of the bladder directly over the medial (inner) surface of the arm. The stethoscope head should be applied firmly, but with little pressure, over the brachial artery in the antecubital space. The arm should be flexed slightly and placed on a flat surface. To determine how high the cuff should be inflated, the person recording the blood pressure monitors the subject’s radial pulse with one hand and, with the other hand, inflates the manometer’s bladder to about 30 to 40 mm Hg above the point at which the feeling of the pulse in the wrist disappears. Next, the pressure is released, followed by a wait of about one minute, then the bladder is inflated to the predetermined level to take the blood pressure reading. The cuff should not be overinflated, as this may cause blood vessel spasm, resulting in higher blood pressure readings. The pressure should be released at a rate of 2 to 4 mm Hg per second. As the pressure is released, systolic blood pressure is recorded as the point where the sound of the pulse be-

Blood pressure can be measured with a stethoscope and a mercury gravity manometer or an aneroid blood pressure gauge.

comes audible. The diastolic blood pressure is the point where the sound disappears. The recordings should be expressed as systolic over diastolic pressure—for example, 124/80. If you take more than one reading, be sure the bladder is completely deflated between readings and allow at least a full minute before making the next recording. The person measuring the pressure also should note whether the pressure was recorded from the left or the right arm. Resting blood pressure ratings are given in Table 1.5. In some cases the pulse sounds become less intense (point of muffling sounds) but still can be heard at a lower pressure (50 or 40 mm Hg) or even all the way down to zero. In this situation the diastolic pressure is recorded at the point of a clear, definite change in the loudness of the sound (also referred to as fourth phase) and at complete disappearance of the sound (fifth phase) (for example, 120/78/60 or 120/82/0). To establish the real values for resting blood pressure, have several readings taken by different people or at different times of the day. A single reading may not be an accurate value because of the various factors that can affect blood pressure.

ASSESS YOUR BEHAVIOR Log on to http://www.cengage.com/sso/ and take a wellness inventory to assess the behaviors that might most benefit from healthy change.

1. Are you aware of your family health history and lifestyle factors that may negatively impact your health? 2. Do you accumulate at least 30 minutes of moderateintensity physical activity on most days of the week?

3. Are you accumulating at least 10,000 steps on most days of the week?

CHAPTER 1 • WHY PHYSICAL FITNESS?

TABLE 1.5 Resting Blood Pressure Guidelines (in mm Hg)

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ASSESS YOUR KNOWLEDGE Log on to http://www.cengage.com/sso/ to assess your understanding of this chapter’s topics by taking the Student Practice Test and exploring the modules recommended in your Personalized Study Plan.

1. Bodily movement produced by skeletal muscles is called a. exercise. b. kinesiology. c. physical activity. d. aerobic exercise. e. muscle strength.

6. Which of the following is not a component of healthrelated fitness? a. Cardiorespiratory endurance b. Body composition c. Muscular strength and endurance d. Agility e. Muscular flexibility

2. Most people in the United States a. get adequate physical activity on a regular basis. b. meet health-related fitness standards. c. regularly participate in skill-related activities. d. Choices a., b., and c. are correct. e. do not get sufficient physical activity to maintain good health.

7. Metabolic fitness can be achieved a. through an increased basal metabolic rate. b. through a high-intensity speed-training program. c. with an active lifestyle and moderate physical activity. d. with anaerobic training. e. through an increase in lean body mass.

3. Which of the following statements is correct? a. The United States has one of the best medical care systems in the world. b. Americans die earlier than people in most other developed nations. c. Americans spend more time disabled than people in most other advanced countries. d. All statements are correct. e. All statements are incorrect.

8. Achieving health fitness standards a. promotes the metabolic syndrome. b. can be accomplished through a moderate fitness training program. c. does not offset the risk for hypokinetic diseases. d. can only be achieving through intense fitness training. e. All choices are correct.

4. To be ranked in the “active” category, an adult has to take between a. 10,000 and 12,499 steps per day. b. 5,000 and 7,499 steps per day. c. 12,500 and 14,499 steps per day. d. 3,500 and 4,999 steps per day. e. 7,500 and 9,999 steps per day. 5. Research on the effects of fitness on mortality indicates that the largest drop in premature mortality is seen between a. the average and excellent fitness groups. b. The drop is similar between all fitness groups. c. the good and high fitness groups. d. the moderately fit and good fitness groups. e. the least fit and moderately fit groups.

9. During the last decade, health-care costs in the United States a. have continued to increase. b. have stayed about the same. c. have decreased. d. have increased in some years and decreased in others. e. are unknown. 10. What is the greatest benefit of being physically fit? a. Absence of disease b. A higher quality of life c. Improved sports performance d. Better personal appearance e. Maintenance of ideal body weight Correct answers can be found at the back of the book.

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You can find the links below at the book companion site: www.cengage.com/health/hoeger/plpf7e

• Chronicle your daily activities using the exercise log. • Determine the safety of exercise participation. • Check how well you understand the chapter’s concepts.

Internet Connections • Healthy People 2010. Healthy People, a national health promotion and disease prevention initiative, lists national goals for improving health of all Americans by 2010. http://www.health.gov/healthypeople • The National Association for Health and Fitness (NAHF). This nonprofit organization promotes physical fitness, sports, and healthy lifestyles; it fosters and supports governor’s and state councils on physical fitness and sports in every state and U.S. territory. NAHF is also the national sponsor of the largest U.S. worksite

health and fitness event, “Let’s Get Physical” (the national fitness challenge) and “Make Your Move!” (an incentive-based health promotion campaign). http:// www.physicalfitness.org • Lifescan Health Risk Appraisal. This site was created by Bill Hettler, M.D., of the National Wellness Institute and features questions to help you identify the specific lifestyle factors that can impair your health and longevity. http://wellness.uwsp.edu/other/lifescan/ • My Family Health Portrait. This helpful profile was developed by Ralph Carmona, former Surgeon General of the United States, and is available on the U.S. Department of Health and Human Services Web site. It allows you to create a family medical history that identifies possible health risks you might face. http://www .hhs.gov/familyhistory

NOTES 1. A. H. Mokdad, J. S. Marks, D. F. Stroup, and J. L. Gerberding, “Correction: Actual Causes of Death in the United States, 2000,” Journal of the American Medical Association 293 (2005): 293–294. 2. Frank Booth, et al., “Physiologists Claim ‘SeDS’ Is Second Greatest Threat to U.S. Public Health,” Medical Letter on CDC & FDA, June 24, 2001. 3. T. A. Murphy and D. Murphy, The Wellness for Life Workbook (San Diego: Fitness Publications, 1987). 4. W. L. Haskell, “Physical Activity and Public Health: Updated Recommendations for Adults from the American College of Sports Medicine and the American Heart Association,” Medicine and Science in Sports and Exercise 39 (2007): 1423–1434. 5. U.S. Department of Health and Human Services, Physical Activity and Health: A Report of the Surgeon General (Atlanta: Centers for Disease Control and Prevention, National Center for Chronic Disease Prevention and Health Promotion, 1996). 6. American College of Sports Medicine and American Medical Association, Exercise Is Medicine, http://www .exercise is medicine.org/physicians. htm (downloaded July 2, 2008).

7. U.S. Department of Health and Human Services, 2008 Physical Activity Guidelines for Americans. www.health .gov/paguidelines. Downloaded October 15, 2008. 8. American College of Sports Medicine, ACSM’s Guidelines for Exercise Testing and Prescription (Baltimore: Williams & Wilkins, 2006). 9. National Academy of Sciences, Institute of Medicine, Dietary Reference Intakes for Energy, Carbohydrates, Fiber, Fat, Protein and Amino Acids (Macronutrients) (Washington, DC: National Academy Press, 2002). 10. U.S. Department of Health and Human Services and Department of Agriculture, Dietary Guidelines for Americans, 2005 (Washington, DC: DHHS, 2005). 11. W. W. K. Hoeger, et al., “One-Mile Step Count at Walking and Running Speeds,” ACSM’s Health & Fitness Journal 11, no. 1 (2008):14–19. 12. R. S. Paffenbarger, Jr., R. T. Hyde, A. L. Wing, and C. H. Steinmetz, “A Natural History of Athleticism and Cardiovascular Health,” Journal of the American Medical Association 252 (1984): 491–495.

13. S. N. Blair, H. W. Kohl III, R. S. Paffenbarger, Jr., D. G. Clark, K. H. Cooper, and L. W. Gibbons, “Physical Fitness and All-Cause Mortality: A Prospective Study of Healthy Men and Women,” Journal of the American Medical Association 262 (1989): 2395–2401. 14. S. N. Blair, H. W. Kohl III, C. E. Barlow, R. S. Paffenbarger, Jr., L. W. Gibbons, and C. A. Macera, “Changes in Physical Fitness and All-Cause Mortality: A Prospective Study of Healthy and Unhealthy Men,” Journal of the American Medical Association 273 (1995): 1193–1198. 15. J. E. Enstrom, “Health Practices and Cancer Mortality Among Active California Mormons,” Journal of the National Cancer Institute 81 (1989): 1807–1814. 16. See note 8. 17. See note 8. 18. “Wellness Facts,” University of California at Berkeley Wellness Letter (Palm Coast, FL: The Editors, April 1995). 19. U. S. Department of Health and Human Services, Healthy People 2010 (Washington DC: U.S. Government Printing Office, November 2000. 20. See note 8.

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MEDIA MENU

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SUGGESTED READINGS American College of Sports Medicine. ACSM Fit Society Page. http://acsm.org/ healthfitness/fit_society.htm. American College of Sports Medicine, ACSM’s Guidelines for Exercise Testing and Prescription (Baltimore: Williams & Wilkins, 2006). Blair, S. N., et al. “Influences of Cardiorespiratory Fitness and Other Precursors on Cardiovascular Disease and All-Cause Mortality in Men and Women.” Journal of the American Medical Association 276 (1996): 205–210.

Hoeger, W. W. K., L. W. Turner, and B. Q. Hafen. Wellness: Guidelines for a Healthy Lifestyle. Belmont, CA: Wadsworth/ Thomson Learning, 2007. National Academy of Sciences, Institute of Medicine. Dietary Reference Intakes for Energy, Carbohydrates, Fiber, Fat, Protein and Amino Acids (Macronutrients). Washington, DC: National Academy Press, 2002. U.S. Department of Health and Human Services, Physical Activity and Health. A Report of the Surgeon General. Atlanta:

Centers for Disease Control and Prevention, National Center for Chronic Disease Prevention and Health Promotion, 1996. U.S. Department of Health and Human Services, Public Health Service. Healthy People 2010: Conference Edition. http:// www.health.gov/healthypeople/Document/ tableofcontents.htm. U.S. Department of Health and Human Services and Department of Agriculture. Dietary Guidelines for Americans 2005 (Washington, DC: DHHS, 2005).

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Name ______________________________________

Date ______________

Grade/Age _________

Instructor ___________________________________

Course ____________

Section ___________

Necessary Lab Equipment

Instructions

None.

Record the time of day, type and duration of the exercise/ activity, and if possible, steps taken while engaged in the activity.

Objective To indicate how active you are and serve as a basis to monitor future changes. Date:

Time of Day

Day of the Week:

Exercise/Activity

Duration

Number of Steps

Comments

Totals: Activity category based on steps per day (use Table 1.2, page 11):

Date:

Time of Day

Day of the Week:

Exercise/Activity

Duration

Number of Steps

Totals: Activity category based on steps per day (use Table 1.2, page 11):

Comments

CHAPTER 1 • WHY PHYSICAL FITNESS?

LAB 1A: Daily Physical Activity Log

PRINCIPLES AND LABS

34 Date:

Time of Day

Day of the Week:

Exercise/Activity

Duration

Number of Steps

Comments

Totals: Activity category based on steps per day (use Table 1.2, page 11): Date:

Time of Day

Day of the Week:

Exercise/Activity

Duration

Number of Steps

Comments

Totals: Activity category based on steps per day (use Table 1.2, page 11):

Briefly evaluate your current activity patterns, discuss your feelings about the results, and provide a goal for the weeks ahead.

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Name ______________________________________

Date ______________

Grade _____________

Instructor ___________________________________

Course ____________

Section ___________

Necessary Lab Equipment None.

Objective To determine the safety of exercise participation.

Introduction Although exercise testing and exercise participation are relatively safe for most apparently healthy individuals under the age of 45, the reaction of the cardiovascular system to increased levels of physical activity cannot always be totally predicted. Consequently, there is a small but real risk of certain changes occurring during exercise

testing and participation. Some of these changes may be abnormal blood pressure, irregular heart rhythm, fainting, and in rare instances a heart attack or cardiac arrest. Therefore, you must provide honest answers to this questionnaire. Exercise may be contraindicated under some of the conditions listed below; others may simply require special consideration. If any of the conditions apply, consult your physician before you participate in an exercise program. Also, promptly report to your instructor any exercise-related abnormalities that you may experience during the course of the semester.

I. Health History A. Have you ever had or do you now have any of the following conditions? 1. A myocardial infarction 2. Coronary artery disease 3. Congestive heart failure 4. Elevated blood lipids (cholesterol and triglycerides) 5. Chest pain at rest or during exertion 6. Shortness of breath 7. An abnormal resting or stress electrocardiogram 8. Uneven, irregular, or skipped heartbeats (including a racing or fluttering heart) 9. A blood embolism 10. Thrombophlebitis 11. Rheumatic heart fever 12. Elevated blood pressure 13. A stroke 14. Diabetes

B. Do you have any of the following conditions? 1. Arthritis, rheumatism, or gout 2. Chronic low-back pain 3. Any other joint, bone, or muscle problems 4. Any respiratory problems 5. Obesity (more than 30 percent overweight) 6. Anorexia 7. Bulimia 8. Mononucleosis 9. Any physical disability that could interfere with safe participation in exercise C. Do any of the following conditions apply? 1. Do you smoke cigarettes? 2. Are you taking any prescription drug? 3. Are you 45 years or older? D. Do you have any other concern regarding your ability to safely participate in an exercise program? If so, explain:

15. A family history of coronary heart disease, syncope, or sudden death before age 60 16. Any other heart problem that makes exercise unsafe

Student’s Signature: ____________________________________________________ Date: _______________________________

CHAPTER 1 • WHY PHYSICAL FITNESS?

LAB 1B: Clearance for Exercise Participation

PRINCIPLES AND LABS

36 II. Do you feel that it is safe for you to proceed with an exercise program? Explain any concerns or limitations that you may have regarding your safe participation in a comprehensive exercise program to improve cardiorespiratory endurance, muscular strength and endurance, and muscular flexibility.

III. In a few words, describe your previous experiences with sports participation, whether you have taken part in a structured exercise program, and express your own feelings about exercise participation.

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Name ______________________________________

Date ______________

Grade _____________

Instructor ___________________________________

Course ____________

Section ___________

ment, nervousness, stress, food, smoking, pain, temperature, and physical exertion all can alter heart rate and blood pressure significantly. Therefore, whenever possible, readings should be taken in a quiet, comfortable room following a few minutes of rest in the recording position. Avoid any form of exercise several hours prior to the assessment. Wear exercise clothing, including a shirt with short or loose-fitting sleeves to allow for placement of the blood pressure cuff around the upper arm.

Necessary Lab Equipment Stopwatches, stethoscopes, and blood pressure sphygmomanometers.

Objective To determine resting heart rate and blood pressure.

Preparation The instructions to determine heart rate and blood pressure are given on pages 27–29. Many factors can affect heart rate and blood pressure. Factors such as excite-

I. Resting Heart Rate and Blood Pressure Determine your resting heart rate and blood pressure in the right and left arms while sitting comfortably in a chair. bpm

Resting Heart Rate: Blood Pressure:

Right Arm

Rating (see Table 1.4, page 28):

Rating (from Table 1.5, page 29)

Left Arm

Rating (from Table 1.5, page 29)

Systolic Diastolic

II. Standing, Walking, Jogging Heart Rate and Blood Pressure Have one individual measure your heart rate and another individual your blood pressure immediately after standing for one minute, after walking for one minute, and after jogging in place for one minute. For blood pressure assessment use the arm that showed the highest reading in the sitting position (in Part I, above).

Activity

Heart Rate (bpm)

Systolic/Diastolic Blood Pressure (mm Hg)

Standing

/

Walking

/

Jogging

/

CHAPTER 1 • WHY PHYSICAL FITNESS?

LAB 1C: Resting Heart Rate and Blood Pressure

PRINCIPLES AND LABS

38 III. Effects of Aerobic Activity on Resting Heart Rate Using your actual resting heart rate (RHR) from Part I of this lab, compute the total number of times your heart beats each day and each year: A. Beats per day __________ (RHR bpm) 60 (min per hour) 24 (hours per day) __________ beats per day B. Beats per year __________ (heart rate in beats per day, use item A) 365 _______________ beats per year If your RHR dropped 20 bpm through an aerobic exercise program, determine the number of beats that your heart would save each year at that lower RHR: C. Beats per day __________ (your current RHR 20) 60 24 __________ beats per day D. Beats per year __________ (heart rate in beats per day, use item C) 365 _______________ beats per year E. Number of beats saved per year (B D) _____________ _____________ _____________ beats saved per year Assuming that you will reach the average U.S. life expectancy of 80 years for women or 75 for men, determine the additional number of “heart rate life years” available to you if your RHR were 20 bpm lower: F. Years of life ahead _______ (use 80 for women and 75 for men) _______ (current age) _______ years G. Number of beats saved _____________ (use item E) _______ (use item F) _______ beats saved H. Number of heart rate life years based on the lower RHR _______________ (use item G) _______ (use item D) _______ years

IV. Mean Blood Pressure Computation During a normal resting contraction/relaxation cycle of the heart, the heart spends more time in the relaxation (diastolic) phase than in the contraction (systolic) phase. Accordingly, mean blood pressure (MBP) cannot be computed by taking an average of the systolic (SBP) and diastolic (DBP) blood pressures. The following equations are, therefore, used to determine MBP: MBP DBP 1⁄3 PP

Where PP pulse pressure or the difference between the systolic and diastolic pressures.

A. Compute your MBP using your own blood pressure results: PP __________ (systolic) __________ (diastolic) __________ mm Hg MBP __________ (DBP) __________(PP) __________ mm Hg 3 B. Determine the MBP for a person with a BP of 130/80 and a second person with a BP of 120/90.

Which subject has the lower MBP? ________________________________

V. What I Learned Draw conclusions based on your observed resting and activity heart rates and blood pressures. Discuss the importance of a lower resting heart rate to your health and comment on the effects of a higher systolic versus diastolic blood pressure on the mean arterial blood pressure.

Behavior Modification

2 Objectives • Learn the effects of environment on human behavior • Understand obstacles that hinder the ability to change behavior • Explain the concepts of motivation and locus of control • Identify the stages of change • Describe the processes of change • Explain techniques that will facilitate the process of change • Describe the role of SMART goal setting in the process of change • Be able to write specific objectives for behavioral change

Jim Cummins/Getty Images

Prepare for a healthy change in lifestyle. Check your understanding of the chapter contents by logging on to CengageNOW and accessing the pre-test, personalized learning plan, and posttest for this chapter.

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FAQ Why is it so hard to change? Change is incredibly difficult for most people. Our behaviors are based on our core values. Whether we are trying to increase physical activity, quit smoking, change unhealthy eating habits, or reverse heart disease, it is human nature to resist change even when we know that change will provide substantial benefits. Furthermore, Dr. Richard Earle, managing director of the Canadian Institute of Stress and the Hans Selye Foundation, explains that people have a tendency toward pessimism. In every spoken language, there is a ratio of three pessimistic adjectives to one positive adjective. Thus, linguistically, psychologically, and emotionally, we focus on what can go wrong and we lose motivation before we even start. “That’s why we have the saying, ‘The only person who truly welcomes a change is a baby with a full diaper.’ ” What triggers the desire to change? Motivation comes from within. In most instances, no amount of pressure, reasoning, or fear will inspire people to take action. Change in behavior is most likely to occur by speaking to people’s feelings. Most people start contemplating change when there is a change in core values that will

The benefits of regular physical activity and living a healthy lifestyle to achieve wellness are well documented. Nearly all Americans accept that exercise is beneficial to health and see a need to incorporate it into their lives. Seventy percent of new and returning exercisers, however, are at risk for early dropout.1 As the scientific evidence continues to mount each day, most people still are not adhering to a healthy lifestyle program. Let’s look at an all-too-common occurrence on college campuses. Most students understand that they should be exercising, and they contemplate enrolling in a fitness course. The motivating factor might be improved physical

make them feel uncomfortable with the present behavior(s) or lack thereof. Core values change when feelings are addressed. The challenge is to find ways that will help people understand the problems and solutions in a manner that will influence emotions and not just the thought process. Once the problem behavior is understood and “felt,” the person may become uncomfortable with the situation and will be more inclined to address the problem behavior or adoption of a healthy behavior. Dr. Jan Hill, a Toronto-based life skills specialist, stated that discomfort is a great motivator. People tolerate any situation until it becomes too uncomfortable for them: “Then they have to take steps to make changes in their lives.” It is at this point that the skills presented in this chapter will help you implement a successful plan for change. Keep in mind that as you make lifestyle changes, your relationships and friendships also need to be addressed. You need to distance yourself from those individuals who share your bad habits (smoking, drinking, sedentary lifestyle) and associate with people who practice healthy habits. Are you prepared to do so? Adapted from: Kristin Jenkins, “Why is change so hard?” http://www.healthnexus.ca/projects/articles/change.htm Downloaded December 1, 2008.

appearance, health benefits, or simply fulfillment of a college requirement. They sign up for the course, participate for a few months, finish the course—and stop exercising! They offer a wide array of excuses: too busy, no one to exercise with, already have the grade, inconvenient opengym hours, job conflicts, and so on. A few months later they realize once again that exercise is vital, and they repeat the cycle (see Figure 2.1). The information in this book will be of little value to you if you are unable to abandon your negative habits and adopt and maintain healthy behaviors. Before looking at any physical fitness and wellness guidelines, you will need

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Contemplate exercise Find excuses for not exercising

Realize need for exercise

Stop exercising

Consider fitness course

Enroll in fitness course

Course ends Participate in exercise

to take a critical look at your behaviors and lifestyle—and most likely make some permanent changes to promote your overall health and wellness.

Living in a Toxic Health and Fitness Environment Most of the behaviors we adopt are a product of our environment—the forces of social influences we encounter and the thought processes we go through (also see self-efficacy on pages 46–47). This environment includes our families, friends, peers, homes, schools, workplaces, television, radio, and movies, as well as our communities, country, and culture in general. Unfortunately, when it comes to fitness and wellness, we live in a “toxic” environment. Becoming aware of how the environment affects us is vital if we wish to achieve and maintain wellness. Yet, we are so habituated to the environment that we miss the subtle ways it influences our behaviors, personal lifestyle, and health each day. From a young age, we observe, we learn, we emulate, and without realizing it, we incorporate into our own lifestyle the behaviors of people around us. We are transported by parents, relatives, and friends who drive us nearly anyplace we need to go. We watch them drive short distances to run errands. We see them take escalators and elevators and ride moving sidewalks at malls and airports. We notice that the adults around us use remote controls, pagers, and cell phones. We observe them stop at fast-food restaurants and pick up supersized, caloriedense, high-fat meals. They watch television and surf the ’Net for hours at a time. Some smoke, some drink heavily, and some have hard-drug addictions. Others engage in risky behaviors by not wearing seat belts, by drinking and driving, and by having unprotected sex. All of these un-

healthy habits can be passed along, unquestioned, to the next generation.

Environmental Influences on Physical Activity Among the leading underlying causes of death in the United States are physical inactivity and poor diet. This is partially because most activities of daily living, which a few decades ago required movement or physical activity, now require almost no effort and negatively impact health, fitness, and body weight. Small movements that have been streamlined out of daily life quickly add up, especially when we consider these over 7 days a week and 52 weeks a year. We can examine the decrease in the required daily energy (caloric) expenditure as a result of modern-day conveniences that lull us into physical inactivity. For example, short automobile trips that replace walking or riding a bike decrease energy expenditure by 50 to 300 calories per day; automatic car window and door openers represent about 1 calorie at each use; automatic garage door openers, 5 calories; drive-through windows at banks, fast-food restaurants, dry cleaners, and pharmacies add up to about 5 to 10 calories each time; elevators and escalators, 3 to 10 calories per trip; food processors, 5 to 10 calories; riding lawnmowers, about 100 calories; automatic car washes, 100 calories; hours of computer use to e-mail, surf the ’Net, and conduct Internet transactions represent another 50 to 300 calories; and excessive television viewing can add up to 200 or more calories. Little wonder that we have such a difficult time maintaining a healthy body weight. Health experts recommend that to be considered active, a person accumulate the equivalent of five to six miles of walking per day. This level of activity equates to about 10,000 to 12,000 daily steps. If you have never clipped on a pedometer, try to do so. When you look at the total number of steps it displays at the end of the day, you may be shocked by how few steps you took. With the advent of now-ubiquitous cell phones, people are moving even less. Family members call each other on the phone even within the walls of their own home. Some people don’t get out of the car anymore to ring a doorbell. Instead, they wait in front and send a text message to have the person come out. Even modern-day architecture reinforces unhealthy behaviors. Elevators and escalators are often of the finest workmanship and are located conveniently. Many of our newest, showiest shopping centers and convention centers don’t provide accessible stairwells, so people are all but forced to ride escalators. If they want to walk up the escalator, they can’t because the people in front of them obstruct the way. Entrances to buildings provide electric

C H A P T E R 2 • B E H AV I O R M O D I F I C AT I O N

FIGURE 2.1 Exercise/exercise-dropout cycle.

Photos © Fitness & Wellness, Inc.

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Our environment is not conducive to a healthy, physically active lifestyle.

sensors and automatic door openers. Without a second thought, people walk through automatic doors instead of taking the time to push a door open. At work, most people have jobs that require them to sit most of the day. We don’t even get up and walk a short distance to talk to co-workers. Instead, we use intercoms and telephones. Leisure time is no better. When people arrive home after work, they surf the ’Net, play computer games, or watch television for hours at a time. The first thing people consider when setting up a family room is where to put the television. This little (or big-screen) box has truly lulled us into inactivity. Excessive TV viewing is directly linked to obesity, and the amount of time people choose to spend watching television programs and DVDs is climbing. The average household watches close to 8 hours of programming each day—up one hour from 1982 and two from 1970.2 Television viewing is more than just a sedentary activity. Think about people’s habits before they sit down to watch a favorite show. They turn on the television, then stop by the kitchen for a box of crackers and processed cheese. They return to watch the show, start snacking, and are bombarded with commercials about soft drinks, beer, and unhealthy foods. Viewers are enticed to purchase and eat unhealthy, calorie-dense foods in an unnecessary and mindless “snacking setting.” Television viewing has been shown to reduce the number of fruits and vegetables some people consume, most likely because people are eating the unhealthy foods advertised on television.3 Our communities aren’t much help either. Walking, jogging, and bicycle trails are too sparse in most cities, further discouraging physical activity. Places for safe exercise

are hard to find in many metropolitan areas, motivating many people to remain indoors during leisure hours for fear of endangering their personal safety and well-being. In addition to sitting most of the day at work and at home, we also sit in our cars. We are transported or drive everywhere we have to go. Safety concerns also keep people in cars instead of on sidewalks and in parks. And communities are designed around the automobile. City streets make driving convenient and walking or cycling difficult, impossible, or dangerous. Streets typically are rated by traffic engineers according to their “level of service”—that is, based on how well they facilitate motorized traffic. A wide, straight street with few barriers to slow motorized traffic gets a high score. According to these guidelines, pedestrians are “obstructions.” Only recently have a few local governments and communities started to devise standards to determine how useful streets are for pedestrians and bicyclists. For each car in the United States, there are seven parking spaces.4 Drivers can almost always find a parking spot, but walkers often run out of sidewalks and crosswalks in modern streets. Sidewalks have not been a priority in city, suburban, or commercial development. Whereas British street design manuals recommend sidewalks on both sides of the street, American manuals recommend sidewalks on one side of the street only. One measure that encourages activity is the use of “traffic-calming” strategies: intentionally slowing traffic to make the pedestrian’s role easier. These strategies were developed and are widely used in Europe. Examples include narrow streets, rough pavement (cobblestone), pedestrian islands, and raised crosswalks.

Walking and cycling are priority activities in many European communities.

Many European communities place a high priority on walking and cycling, which makes up 40 to 54 percent of all daily trips taken by people in Austria, the Netherlands, Denmark, Italy, and Sweden. By contrast, in the United States, walking and biking account for 10 percent of daily trips, whereas the automobile accounts for 84 percent (although these figures may change in the near future due to the high cost of fuel).5 Granted, many people drive because the distances to cover are on a vast scale. We live in bedroom communities and commute to work. When people live near frequently visited destinations, they are more likely to walk or bike for transportation. Neighborhoods that mix commercial and residential uses of land encourage walking over driving because of the short distances between home, shopping, and work. Children also walk or cycle to school today less frequently than in the past. The reasons? Distance, traffic, weather, perceived crime, and school policy. Distance is a significant barrier because the trend during the last few decades has been to build larger schools on the outskirts of communities instead of small schools within neighborhoods.

Environmental Influence on Diet and Nutrition The present obesity epidemic in the United States and other developed countries has been getting worse every year. We are becoming a nation of overweight and obese people. You may ask why. Let’s examine the evidence.

According to the U.S. Department of Agriculture’s Center for Nutrition Policy and Promotion, the amount of daily food supply available in the United States is about 3,900 calories per person, before wastage. This figure represents a 700-calorie rise over the early 1980s,6 which means that we have taken the amount of food available to us and tossed in a Cinnabon for every person in the country. The overabundance of food increases pressure on food suppliers to advertise and try to convince consumers to buy their products. The food industry spends more than $33 billion each year on advertising and promotion, and most of this money goes toward highly processed foods. The few ads and campaigns promoting healthy foods and healthful eating simply cannot compete. Most of us would be hard-pressed to recall a jingle for brown rice or kale. The money spent advertising a single food product across the United States is often 10 to 50 times more than the money the federal government spends promoting MyPyramid or encouraging us to eat fruits and vegetables.7 Coupled with our sedentary lifestyle, many activities of daily living in today’s culture are associated with eating. We seem to be eating all the time. We eat during coffee breaks, when we socialize, when we play, when we watch sports, at the movies, during television viewing, and when the clock tells us it’s time for a meal. Our lives seem to be centered on food, a nonstop string of occasions to eat and overeat. And much of the overeating is done without a second thought. For instance, when people rent a video, they usually end up in line with the video and also with popcorn, candy, and soft drinks. Do we really have to eat while watching a movie? As a nation, we eat out more often than in the past, portion sizes are larger, and we have an endless variety of foods to choose from. We also snack more than ever before. Unhealthy food is relatively inexpensive and is sold in places where it was not available in the past. Increasingly, people have decided that they no longer require special occasions to eat out. Mother’s Day, a birthday, or someone’s graduation are no longer reasons to eat at a restaurant. Eating out is part of today’s lifestyle. In the late 1970s, food eaten away from home represented about 18 percent of our energy intake. In the mid-1990s, this figure rose to 32 percent. Almost half of the money Americans spend on food today is on meals away from home.8 Eating out would not be such a problem if portion sizes were reasonable or if restaurant food were similar to food prepared at home. Compared with home-cooked meals, restaurant and fast-food meals are higher in fat and calories and lower in essential nutrients and fiber. Food portions in restaurants have increased substantially in size. Patrons consume huge amounts of food, almost as if this were the last meal they would ever have. They drink entire pitchers of soda pop or beer instead of the traditional 8-ounce-cup size. Some restaurant menus may include selections that are called “healthy choices,” but these items may not provide nutritional information, including calories. In all likelihood, the menu has many

C H A P T E R 2 • B E H AV I O R M O D I F I C AT I O N

© Fitness & Wellness, Inc.

43

PRINCIPLES AND LABS

44 other choices that look delicious but provide larger serving sizes with more fat and calories and fewer fruits and vegetables. Making a healthy selection is difficult, because people tend to choose food for its taste, convenience, and cost instead of nutrition. Restaurant food is often less healthy than we think. Trained dietitians were asked to estimate nutrition information for five restaurant meals. The results showed that the dietitians underestimated the number of calories and amount of fat by 37 percent and 49 percent, respectively.9 Findings such as these do not offer much hope for the average consumer who tries to make healthy choices when eating out. We can also notice that most restaurants are pleasurable places to be: colorful, well lit, and thoughtfully decorated. These intentional features are designed to enhance comfort, appetite, and length of stay, with the intent to entice more eating. Employees are formally trained in techniques that urge patrons to eat more and spend more. Servers are prepared to approach the table and suggest specific drinks, with at least one from the bar. When the drink is served, they recommend selected appetizers. Drink refills are often free while dining out. Following dinner, the server offers desserts and coffee. A person could literally get a full day’s worth of calories in one meal without ever ordering an entree. Fast-food restaurants do not lag far behind. Popular menu items frequently are introduced at one size and, over time, are increased two to five times.10 Large portion sizes are a major problem because people tend to eat what they are served. A study by the American Institute for Cancer Research found that with bigger portion sizes, 67 percent of Americans ate the larger amount of food they were served.11 The tendency of most patrons is to clean their plates. Individuals seem to have the same disregard for hunger cues when snacking. Participants in one study were randomly given an afternoon snack of potato chips in different bag sizes. They received bags from 1 to 20 ounces for five days. The results showed that the larger the bag, the more the person ate. Men ate 37 percent more chips from the largest than the smallest bag. Women ate 18 percent more. Of significant interest, the size of the snack did not change the amount of food the person ate during the next meal.12 Another study found no major difference in reported hunger or fullness after participants ate different sizes of sandwiches that were served to them, even though they ate more when they were given larger sandwiches.13 Other researchers set out to see if the size of the package—not just the amount of food—affected how much people ate. Study participants received two different-sized packages with the same number of spaghetti strands. The larger package was twice the size of the smaller package. When participants were asked to take out enough spaghetti to prepare a meal for two adults, they took out an average of 234 strands from the small package versus 302 strands from the larger package.14 In our own kitch-

ens, and in restaurants, we seem to have taken away from our internal cues the decision of how much to eat. Instead we have turned that choice over to businesses that profit from our overindulgence. Also working against our hunger cues is our sense of thrift. Many of us consider cost ahead of nutrition when we choose foods. Restaurants and groceries often appeal to this sense of thrift by using “value marketing,” meaning that they offer us a larger portion for only a small price increase. Customers think they are getting a bargain, and the food providers turn a better profit because the cost of additional food is small compared with the cost of marketing, production, and labor. The National Alliance for Nutrition has further shown that a little more money buys a lot more calories. Ice cream upsizing from a kid’s scoop to a double scoop, for example, adds an extra 390 calories for only an extra $1.62. A medium-size movie theater popcorn (unbuttered) provides 500 additional calories over a small-size popcorn for just an extra 71 cents. Equally, king-size candy bars provide about 230 additional calories for just another 33 cents over the standard size.15 We often eat more simply because we get more for our money, without taking into consideration the detrimental consequences to our health and waistlines. Another example of financial but not nutritional sense is free soft-drink refills. When people choose a high-calorie drink over diet soda or water, the person does not compensate by eating less food later that day.16 Liquid calories seem to be difficult for people to account for. A 20-ounce bottle of regular soda contains the equivalent of one-third cup of sugar. One extra can of soda (160 calories) per day represents an extra 16.5 pounds of fat per year (160 calories ⫻ 365 days ⫽ 3,500 calories). Even people who regularly drink diet sodas tend to gain weight. In their minds, they may rationalize that a calorie-free drink allows them to consume more food. A larger variety of food also entices overeating. Think about your own experiences at parties that have a buffet of snacks. Do you eat more when everyone brings something to contribute to the snack table? When unhealthy choices outnumber healthy choices, people are less likely to follow their natural cues to choose healthy food. The previously mentioned environmental factors influence our thought processes and hinder our ability to determine what constitutes an appropriate meal based on actual needs. The result: On average, American women consume 335 more daily calories than they did 20 years ago, and men an additional 170 calories.17 Now you can analyze and identify the environmental influences on your behaviors. Lab 2A provides you with the opportunity to determine whether you control your environment or the environment controls you. Living in the 21st century, we have all the modernday conveniences that lull us into overconsumption and sedentary living. By living in America, we adopt behaviors that put our health at risk. And though we understand that lifestyle choices affect our health and well-

45

Barriers to Change In spite of the best intentions, people make unhealthy choices daily. The most common reasons are: 1. Lack of core values. Most people recognize the benefits of a healthy lifestyle but are unwilling or unable to trade convenience (sedentary lifestyle, unhealthy eating, substance abuse) for health or other benefits. Tip to initiate change. Educate yourself regarding the benefits of a healthy lifestyle and subscribe to several reputable health, fitness, and wellness newsletters (see Chapter 15). The more you read about, understand, and then start living a wellness lifestyle, the more your core values will change. At this time you should also break relationships with individuals who are unwilling to change with you. 2. Procrastination. People seem to think that tomorrow, next week, or after the holiday is the best time to start change. Tip to initiate change. Ask yourself: Why wait until tomorrow when you can start changing today? Lack of motivation is a key factor in procrastination (motivation is discussed later in this chapter). 3. Preconditioned cultural beliefs. If we accept the idea that we are a product of our environment, our cultural beliefs and our physical surroundings pose significant barriers to change. In Salzburg, Austria, people of both genders and all ages use bicycles as a primary mode of transportation. In the United States, few people other than children ride bicycles.

Tip to initiate change. Find a like-minded partner. In the pre-Columbian era, people thought the world was flat. Few dared to sail long distances for fear that they would fall off the edge. If your health and fitness are at stake, preconditioned cultural beliefs shouldn’t keep you from making changes. Finding people who are willing to “sail” with you will help overcome this barrier. 4. Gratification. People prefer instant gratification to long-term benefits. Therefore, they will overeat (instant pleasure) instead of using self-restraint to eat moderately to prevent weight gain (long-term satisfaction). We like tanning (instant gratification) and avoid paying much attention to skin cancer (long-term consequence). Tip to initiate change. Think ahead and ask yourself: How did I feel the last time I engaged in this behavior? How did it affect me? Did I really feel good about myself or about the results? In retrospect, was it worth it? 5. Risk complacency. Consequences of unhealthy behaviors often don’t manifest themselves until years later. People tell themselves, “If I get heart disease, I’ll deal with it then. For now, let me eat, drink, and be merry.” Tip to initiate change. Ask yourself: How long do I want to live? How do I want to live the rest of my life and what type of health do I want to have? What do I want to be able to do when I am 60, 70, or 80 years old? 6. Complexity. People think the world is too complicated, with too much to think about. If you are living the typical lifestyle, you may feel overwhelmed by everything that seems to be required to lead a healthy lifestyle, for example: • Getting exercise • Decreasing intake of saturated and trans fats • Eating high-fiber meals and cutting total calories • Controlling use of substances • Managing stress • Wearing seat belts • Practicing safe sex • Getting annual physicals, including blood tests, Pap smears, and so on • Fostering spiritual, social, and emotional wellness Tip to initiate change. Take it one step at a time. Work on only one or two behaviors at a time so the task won’t seem insurmountable. 7. Indifference and helplessness. A defeatist thought process often takes over, and we may believe that the way we live won’t really affect our health, that we have no control over our health, or that our destiny is all in our genes (also see discussion of locus of control, pages 47–48). Tip to initiate change. As much as 84 percent of the leading causes of death in the United States are preventable. Realize that only you can take control of your personal health and lifestyle habits and affect the qual-

C H A P T E R 2 • B E H AV I O R M O D I F I C AT I O N

being, we still have an extremely difficult time making changes. Let’s look at weight gain. Most people do not start life with a weight problem. By age 20, a man may weigh 160 pounds. A few years later, the weight starts to climb and may reach 170 pounds. He now adapts and accepts 170 pounds as his weight. He may go on a diet but not make the necessary lifestyle changes. Gradually his weight climbs to 180, 190, 200 pounds. Although he may not like it and would like to weigh less, once again he adapts and accepts 200 pounds as his stable weight. The time comes, usually around middle age, when values change and people want to make changes in their lives but find this difficult to accomplish, illustrating the adage that “old habits die hard.” Acquiring positive behaviors that will lead to better health and well-being is a longterm process and requires continual effort. Understanding why so many people are unsuccessful at changing their behaviors and are unable to live a healthy lifestyle may increase your readiness and motivation for change. Next we will examine barriers to change, what motivates people to change, behavior change theories, the transtheoretical or stages-of-change model, the process of change, techniques for change, and actions required to make permanent changes in behavior.

PRINCIPLES AND LABS

46

© Fitness & Wellness, Inc.

Critical Thinking

Feelings of invincibility are a strong barrier to change that can bring about life-threatening consequences.

What barriers to exercise do you encounter most frequently? How about barriers that keep you from managing your daily caloric intake? When health and appearance begin to deteriorate—usually around middle age— people seek out health care professionals in search of a “magic pill” to reverse and cure the many ills they have accumulated during years of abuse and overindulgence. The sooner we implement a healthy lifestyle program, the greater will be the health benefits and quality of life that lie ahead.

ity of your life. Implementing many of the behavioral modification strategies and programs outlined in this book will get you started on a wellness way of life. 8. Rationalization. Even though people are not practicing healthy behaviors, they often tell themselves that they do get sufficient exercise, that their diet is fine, that they have good, solid relationships, or that they don’t smoke/drink/get high enough to affect their health. Tip to initiate change. Learn to recognize when you’re glossing over or minimizing a problem. You’ll need to face the fact that you have a problem before you can commit to change. Your health and your life are at stake. Monitoring lifestyle habits through daily logs and then analyzing the results can help you change self-defeating behaviors. 9. Illusions of invincibility. At times people believe that unhealthy behaviors will not harm them. Young adults often have the attitude that “I can smoke now, and in a few years I’ll quit before it causes any damage.” Unfortunately, nicotine is one of the most addictive drugs known to us, so quitting smoking is not an easy task. Health problems may arise before you quit, and the risk of lung cancer lingers for years after you quit. Another example is drinking and driving. The feeling of “I’m in control” or “I can handle it” while under the influence of alcohol is a deadly combination. Others perceive low risk when engaging in negative behaviors with people they like (for example, sex with someone you’ve recently met and feel attracted to) but perceive themselves at risk just by being in the same classroom with an HIV-infected person. Tip to initiate change. No one is immune to sickness, disease, and tragedy. The younger you are when you implement a healthy lifestyle, the better are your odds to attain a long and healthy life. Thus, initiating change right now will help you enjoy the best possible quality of life for as long as you live.

Self-Efficacy At the heart of behavior modification is the concept of self-efficacy, or the belief in one’s own ability to perform a given task. Self-efficacy exerts a powerful influence on people’s behaviors and touches virtually every aspect of their lives. It determines how you feel, think, behave, motivate yourself, make choices, set goals, and pursue courses of action, as well as the effort you put into all of your tasks or activities. It also influences your vulnerability to stress and depression. Furthermore, your confidence in your coping skills determines how resilient you are in the face of adversity. Possessing high self-efficacy enhances wellness in countless ways, including your desire to learn, be productive, be fit, and be healthy. The knowledge and skills you possess and further develop determine your goals and what you do and choose not to do. Mahatma Gandhi once stated: “If I have the belief that I can do it, I shall surely acquire the capacity to do it even if I may not have it at the beginning.” Likewise, Teilhard de Chardin, a French paleontologist and philosopher, stated: “It is our duty as human beings to proceed as though the limits of our capabilities do not exist.” With this type of attitude, how can you not strive to be the best that you can possibly be? As you have already learned in this chapter, the environment has a tremendous effect on our behaviors. We can therefore increase self-efficacy by the type of environment we choose. Experts agree that four different sources affect self-efficacy (discussed next). If you understand these sources and learn from them, you can use them to improve your degree of efficacy. Subsequently, you can apply the concepts for change provided in this chapter to increase confidence in your abilities to master challenging tasks and succeed at implementing change.

47 The best contributors to self-efficacy are mastery experiences, or personal experiences that one has had with successes and failures. Successful past performances greatly enhance self-efficacy: “Nothing succeeds like success.” Failures, on the other hand, undermine confidence, in particular if they occur before a sense of efficacy is established. You should structure your activities in such ways that they will bring success. Don’t set your goals too high or make them too difficult to achieve. Your success at a particular activity increases your confidence in being able to repeat that activity. Once strong self-efficacy is developed through successful mastery experiences, an occasional setback does not have a significant effect on one’s beliefs. Vicarious experiences provided by role models or those one admires also influence personal efficacy. This involves the thought process of your belief that you can also do it. When you observe a peer of similar capabilities master a task, you are more likely to develop a belief that you too can perform that task—“If he can do it, so can I.” Here you imitate the model’s skill or you follow the same approach demonstrated by your model to complete the task. You may also visualize success. Visual imagery of successful personal performance, that is, watching yourself perform the skill in your mind, also increases personal efficacy. Although not as effective as past performances and vicarious experiences, verbal persuasion of one’s capabilities to perform a task also contributes to self-efficacy. When you are verbally persuaded that you possess the capabilities, you will be more likely to try the task and believe that you can get it done. The opposite is also true. Negative verbal persuasion has a far greater effect in lowering efficacy than positive messages do to enhance it. If you are verbally persuaded that you lack the skills to master a task, you will tend to avoid the activity and will be more likely to give up without giving yourself a fair chance to succeed. The least significant source of self-efficacy beliefs are physiological cues that people experience when facing a challenge. These cues in turn affect performance. For example, feeling calm, relaxed, and self-confident enhances self-efficacy. Anxiety, nervousness, perspiration, dryness of the mouth, and a rapid heart rate are cues that may adversely affect performance. You may question your competence to successfully complete the task.

Motivation and Locus of Control The explanation given for why some people succeed and others do not is often motivation. Although motivation comes from within, external factors trigger the inner desire to accomplish a given task. These external factors, then, control behavior. When studying motivation, understanding locus of control is helpful. People who believe that they have control over events in their lives are said to have an internal

locus of control. People with an external locus of control believe that what happens to them is a result of chance or the environment and is unrelated to their behavior. People with an internal locus of control generally are healthier and have an easier time initiating and adhering to a wellness program than those who perceive that they have no control and think of themselves as powerless and vulnerable. The latter people also are at greater risk for illness. When illness does strike a person, establishing a sense of control is vital to recovery. Few people have either a completely external or a completely internal locus of control. They fall somewhere along a continuum. The more external one’s locus of control is, the greater is the challenge to change and adhere to exercise and other healthy lifestyle behaviors. Fortunately, people can develop a more internal locus of control. Understanding that most events in life are not determined genetically or environmentally helps people pursue goals and gain control over their lives. Three impediments, however, can keep people from taking action: lack of competence, lack of confidence, and lack of motivation.18 1. Problems of competence. Lacking the skills to get a given task done leads to reduced competence. If your friends play basketball regularly but you don’t know how to play, you might be inclined not to participate. The solution to this problem of competence is to master the skills required to participate. Most people are not born with all-inclusive natural abilities, including playing sports. Another alternative is to select an activity in which you are skilled. It may not be basketball, but it well could be aerobics. Don’t be afraid to try new activities. Similarly, if your body weight is a problem, you could learn to cook healthy, low-calorie meals. Try different recipes until you find foods that you like. 2. Problems of confidence. Problems of confidence arise when you have the skill but don’t believe you can get it done. Fear and feelings of inadequacy often interfere with the ability to perform the task. You shouldn’t talk yourself out of something until you have given it a fair try. If you have the skills, the sky is the limit. Initially, try to visualize yourself doing the task and getting it done. Repeat this several times, then actually try it. You will surprise yourself. Sometimes, lack of confidence arises when the task seems insurmountable. In these situations, dividing a goal into smaller, more realistic objectives helps to accomplish the task. You might know how to swim but may need to train for several weeks to swim a continu-

Self-efficacy One’s belief in the ability to perform a given task. Motivation The desire and will to do something. Locus of control A concept examining the extent to which a person believes he or she can influence the external environment.

C H A P T E R 2 • B E H AV I O R M O D I F I C AT I O N

Sources of Self-Efficacy

48 PRINCIPLES AND LABS

by sedentary living. In a way, wellness is like reaching the top of a mountain. The quiet, the clean air, the lush vegetation, the flowing water in the river, the wildlife, and the majestic valley below are difficult to explain to someone who has spent a lifetime within city limits.

© Fitness & Wellness, Inc.

Changing Behavior

The higher quality of life experienced by people who are physically fit is hard to explain to someone who has never achieved good fitness.

The first step in addressing behavioral change is to recognize that you indeed have a problem. The five general categories of behaviors addressed in the process of willful change are: 1. Stopping a negative behavior 2. Preventing relapse of a negative behavior 3. Developing a positive behavior 4. Strengthening a positive behavior 5. Maintaining a positive behavior

ous mile. Set up your training program so you swim a little farther each day until you are able to swim the entire mile. If you don’t meet your objective on a given day, try it again, reevaluate, cut back a little, and, most important, don’t give up. 3. Problems of motivation. With problems of motivation, both the competence and the confidence are there but individuals are unwilling to change because the reasons to change are not important to them. For example, people begin contemplating a smoking-cessation program only when the reasons for quitting outweigh the reasons for smoking. The primary causes of unwillingness to change are lack of knowledge and lack of goals. Knowledge often determines goals, and goals determine motivation. How badly you want something dictates how hard you’ll work at it. Many people are unaware of the magnitude of benefits of a wellness program. When it comes to a healthy lifestyle, however, you may not get a second chance. A stroke, a heart attack, or cancer can have irreparable or fatal consequences. Greater understanding of what leads to disease can help initiate change. Joy, however, is a greater motivator than fear. Even fear of dying often doesn’t instigate change. Two years following coronary bypass surgery (for heart disease), most patients’ denial returns, and surveys show that they have not done much to alter their unhealthy lifestyle. The motivating factor for the few who do change is the “joy of living.” Rather than dwelling on the “fear of dying” and causing patients to live in emotional pain, point out the fact that change will help them feel better. They will be able to enhance their quality of life by carrying out activities of daily living without concern for a heart attack, go for a walk without chest pain, play with children, and even resume an intimate relationship. Also, feeling physically fit is difficult to explain to people unless they have experienced it themselves. Feelings of fitness, self-esteem, confidence, health, and better quality of life cannot be conveyed to someone who is constrained

People do not change all at once. Thus, psychotherapy has been used successfully to help people change their behavior. But most people do not seek professional help. They usually attempt to change by themselves with limited or no knowledge of how to achieve change. In essence, the process of change moves along a continuum from not willing to change, to recognizing the need for change, to taking action and implementing change. The simplest model of change is the two-stage model of unhealthy behavior and healthy behavior. This model states that either you do it or you don’t. Most people who use this model attempt self-change but end up asking themselves why they’re unsuccessful. They just can’t do it (exercise, perhaps, or quit smoking). Their intent to change may be good, but to accomplish it, they need knowledge about how to achieve change.

Behavior Change Theories For most people, changing chronic/unhealthy behaviors to stable, healthy behaviors is challenging. The “do it or don’t do it” approach seldom works when attempting to implement lifestyle changes. Thus, several theories or models have been developed over the years. Among the most accepted are learning theories, the problem-solving model, social cognitive theory, the relapse prevention model, and the transtheoretical model. Learning Theories Learning theories maintain that most behaviors are learned and maintained under complex schedules of reinforcement and anticipated outcomes. The process involved in learning a new behavior requires modifying many small behaviors that shape the new pattern behavior. For example, a previously inactive individual who wishes to accumulate 10,000 steps per day may have to gradually increase the number of steps daily, park farther away from the office and stores, decrease television and Internet use, take stairs instead of elevators and escalators, and avoid the car and telephone when running errands that are only short distances away. The outcomes are better health and body weight management and feelings of well-being.

49 C H A P T E R 2 • B E H AV I O R M O D I F I C AT I O N

FIGURE 2.2 Stages of change model: Behavior modification accomplished through progressive stages.

Contemplation Contemplating change over next 6 months

Preparation Looking to change in the next month

Termination/Adoption Change has been maintained for more than 5 years

Maintenance Maintaining change for 5 years

Action Implementing change for 6 months

Photos © Fitness & Wellness, Inc.

Precontemplation Do not wish to change

Problem-Solving Model The problem-solving model proposes that many behaviors are the result of making decisions as we seek to change the problem behavior. The process of change requires conscious attention, the setting of goals, and a design for a specific plan of action. For instance, to quit smoking cigarettes, one has to understand the reasons for smoking, know under what conditions each cigarette is smoked, decide that one will quit, select a date to do so, and then draw up a plan of action to reach the goal (a complete smoking-cessation program is outlined in Chapter 13).

Social Cognitive Theory In social cognitive theory, behavior change is influenced by the environment, self-efficacy, and characteristics of the behavior itself. You can increase self-efficacy by educating yourself about the behavior, developing the skills to master the behavior, performing smaller mastery experiences successfully, and receiving verbal reinforcement and vicarious experiences. If you desire to lose weight, for example, you need to learn the principles of proper weight management, associate with people who are also losing weight or who have lost weight, eat less, shop and cook wisely, be more active, set small weight loss goals of 1 to 2 pounds per week, praise yourself for your accomplishments, and visualize losing the weight as others you admire have done.

Relapse Prevention Model In relapse prevention, people are taught to anticipate high-risk situations and develop action plans to prevent lapses and relapses. Examples of factors that disrupt behavior change include negative physiological or psychological states (stress, ill-

ness), social pressure, lack of support, limited coping skills, change in work conditions, and lack of motivation. For example, if the weather turns bad for your evening walk, you can choose to walk around an indoor track (or at the mall), do water aerobics, swim, or play racquetball.

Transtheoretical Model The transtheoretical model, developed by psychologists James Prochaska, John Norcross, and Carlo DiClemente, is based on the theory that change

Learning theories Behavioral modification perspective stating that most behaviors are learned and maintained under complex schedules of reinforcement and anticipated outcomes. Problem-solving model Behavioral modification model proposing that many behaviors are the result of making decisions as the individual seeks to solve the problem behavior. Social cognitive theory Behavioral modification model holding that behavior change is influenced by the environment, selfefficacy, and characteristics of the behavior itself. Relapse prevention model Behavioral modification model based on the principle that high-risk situations can be anticipated through the development of strategies to prevent lapses and relapses. Lapse (v.) To slip or fall back temporarily into unhealthy behavior(s); (n.) short-term failure to maintain healthy behaviors. Relapse (v.) To slip or fall back into unhealthy behavior(s) over a longer time; (n.) longer-term failure to maintain healthy behaviors. Transtheoretical model Behavioral modification model proposing that change is accomplished through a series of progressive stages in keeping with a person’s readiness to change.

PRINCIPLES AND LABS

50 is a gradual process that involves several stages.19 The model is used most frequently to change health-related behaviors such as physical inactivity, smoking, poor nutrition, weight problems, stress, and alcohol abuse. An individual goes through five stages in the process of willful change. The stages describe underlying processes that people go through to change problem behaviors and replace them with healthy behaviors. A sixth stage (termination/adoption) was subsequently added to this model. The six stages of change are precontemplation, contemplation, preparation, action, maintenance, and termination/ adoption. After years of study, researchers indicate that applying specific behavioral-change processes during each stage of the model increases the success rate for change (the specific processes for each stage are shown in Table 2.1). Understanding each stage of this model will help you determine where you are in relation to your personal healthy-lifestyle behaviors. It also will help you identify processes to make successful changes. The discussion in the remainder of the chapter focuses on the transtheoretical model, with the other models integrated as applicable with each stage of change. 1. Precontemplation Individuals in the precontemplation stage are not considering change or do not want to change a given behavior. They typically deny having a problem and

have no intention of changing in the immediate future. These people are usually unaware or underaware of the problem. Other people around them, including family, friends, health care practitioners, and co-workers, however, identify the problem clearly. Precontemplators do not care about the problem behavior and may even avoid information and materials that address the issue. They tend to avoid free screenings and workshops that might help identify and change the problem, even if they receive financial compensation for attending. Often they actively resist change and seem resigned to accepting the unhealthy behavior as their “fate.” Precontemplators are the most difficult people to inspire toward behavioral change. Many think that change isn’t even a possibility. At this stage, knowledge is power. Educating them about the problem behavior is critical to help them start contemplating the process of change. The challenge is to find ways to help them realize that they are ultimately responsible for the consequences of their behavior. Typically, they initiate change only when people they respect or job requirements pressure them to do so. 2. Contemplation In the contemplation stage, individuals acknowledge that they have a problem and begin to think seriously about overcoming it. Although they are not quite ready for change, they are weighing the pros and cons of changing. Core values are starting to change. Even

TABLE 2.1 Applicable Processes of Change During Each Stage of Change

Action

Maintenance

Termination/ Adoption

Commitment

Commitment

Precontemplation

Contemplation

Preparation

Consciousnessraising

Consciousnessraising

Consciousnessraising

Social liberation

Social liberation

Social liberation

Self-analysis

Self-analysis

Emotional arousal

Emotional arousal

Positive outlook

Positive outlook

Positive outlook

Commitment

Commitment

Behavior analysis

Behavior analysis

Goal setting

Goal setting

Goal setting

Self-reevaluation

Self-reevaluation

Self-reevaluation

Countering

Countering

Monitoring

Monitoring

Monitoring

Environment control

Environment control

Environment control

Helping relationships

Helping relationships

Helping relationships

Rewards

Rewards

Rewards

Social liberation

Source: Adapted from J. O. Prochaska, J. C. Norcross, and C. C. DiClemente, Changing for Good (New York: William Morrow, 1994); and W. W. K. Hoeger and S. A. Hoeger, Lifetime Physical Fitness & Wellness (Belmont, CA: Wadsworth/Cengage, 2009).

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3. Preparation In the preparation stage, individuals are seriously considering change and planning to change a behavior within the next month. They are taking initial steps for change and may even try the new behavior for a short while, such as stopping smoking for a day or exercising a few times during the month. During this stage, people define a general goal for behavioral change (for example, to quit smoking by the last day of the month) and write specific objectives (or strategies) to accomplish this goal. The discussion on goal setting later in this chapter will help you write SMART goals and specific objectives to reach your goal. Continued peer and environmental support is helpful during the preparation stage. A key concept to keep in mind during the preparation stage is that in addition to being prepared to address the behavioral change or goal you are attempting to reach, you must prepare to address the specific objectives (supportive behaviors) required to reach that goal (see Figure 2.3). For example, you may be willing to give weight loss a try, but are you prepared to start eating less, eating out less often, eating less calorie-dense foods, shopping and cooking wisely, exercising more, watching television less, and becoming much more active? Achieving goals generally requires changing these supportive behaviors, and you must be prepared to do so.

FIGURE 2.3 Goal setting and supportive behaviors

Goal: Lose 1 pound of body weight per week during the next 10 weeks Stage of Change: Preparation Eat less: Preparation Watch less television: Precontemplation

Eat out infrequently: Contemplation

Eat fewer caloriedense foods: Preparation

Supportive Behaviors

Shop and cook wisely: Preparation

Be more active: Action

Exercise more: Precontemplation

4. Action The action stage requires the greatest commitment of time and energy. Here, the individual is actively doing things to change or modify the problem behavior or to adopt a new, healthy behavior. The action stage requires that the person follow the specific guidelines set forth for that behavior. For example, a person has actually stopped smoking completely, is exercising aerobically three times a week according to exercise prescription guidelines, or is maintaining a healthy diet. Relapse is common during this stage, and the individual may regress to a previous stage. If unsuccessful, a person should reevaluate his or her readiness to change supportive behaviors as required to reach the overall goal. Problem solving that includes identifying barriers to change and specific strategies (objectives) to overcome supportive behaviors is useful during relapse. Once people are able to maintain the action stage for six consecutive months, they move into the maintenance stage. 5. Maintenance During the maintenance stage, the person continues the new behavior for up to five years. This stage requires the person to continue to adhere to the specific guidelines that govern the behavior (such as complete smoking cessation, exercising aerobically three times a week, or practicing proper stress management techniques). At this time, the person works to reinforce the gains made through the various stages of change and strives to prevent lapses and relapses. 6. Termination/Adoption Once a person has maintained a behavior for more than five years, he or she is said to be in the termination/ adoption stage and exits from the cycle of change without fear of relapse. In the case of negative behaviors that are terminated, the stage of change is referred to as termination. If a positive behavior has been adopted successfully for more than five years, this stage is designated as adoption.

Precontemplation stage Stage of change in the transtheoretical model in which an individual is unwilling to change behavior. Contemplation stage Stage of change in the transtheoretical model in which the individual is considering changing behavior within the next 6 months. Preparation stage Stage of change in the transtheoretical model in which the individual is getting ready to make a change within the next month. Action stage Stage of change in the transtheoretical model in which the individual is actively changing a negative behavior or adopting a new, healthy behavior. Maintenance stage Stage of change in the transtheoretical model in which the individual maintains behavioral change for up to 5 years.

NOTE: This example may not lead to goal achievement. All supportive behaviors should be in the preparation stage to enhance success in the action stage.

Termination/adoption stage Stage of change in the transtheoretical model in which the individual has eliminated an undesirable behavior or maintained a positive behavior for more than 5 years.

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though they may remain in this stage for years, in their minds they are planning to take some action within the next six months. Education and peer support remain valuable during this stage.

first three stages of the model (see Figure 2.4). Relapse, however, does not mean failure. Failure comes only to those who give up and don’t use prior experiences as building blocks for future success. The chances of moving back up to a higher stage of the model are far better for someone who has previously made it into one of those stages.

FIGURE 2.4 Model of progression and relapse.

Relapses

The Process of Change

Relapses

PRINCIPLES AND LABS

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Many experts believe that once an individual enters the termination/adoption stage, former addictions, problems, or lack of compliance with healthy behaviors no longer presents an obstacle in the quest for wellness. The change has become part of one’s lifestyle. This phase is the ultimate goal for all people searching for a healthier lifestyle. For addictive behaviors such as alcoholism and harddrug use, however, some health-care practitioners believe that the individual never enters the termination stage. Chemical dependency is so strong that most former alcoholics and hard-drug users must make a lifetime effort to prevent relapse. Similarly, some behavioral scientists suggest that the adoption stage might not be applicable to health behaviors such as exercise and weight control because the likelihood of relapse is always high.

Using the same plan for everyone who wishes to change a behavior will not work. With exercise, for instance, we provide different prescriptions to people of varying fitness levels (see Chapter 6). The same prescription would not provide optimal results for a person who has been inactive for 20 years, compared with one who already walks regularly three times each week. This principle also holds true for individuals who are attempting to change their behaviors. Timing is also important in the process of willful change. People respond more effectively to selected processes of change in keeping with the stage of change they have reached at any given time. Thus, applying appropriate processes at each stage of change enhances the likelihood of changing behavior permanently. The following description of 14 of the most common processes of change will help you develop a personal plan for change. The respective stages of change in which each process works best are summarized in Table 2.1.

Consciousness-Raising The first step in a behavior modification program is consciousness-raising. This step involves obtaining information about the problem so you can make a better decision about the problem behavior. For example, the problem could be physical inactivity. Learning about the benefits of exercise or the difference in benefits between physical activity and exercise (see Chapter 1) can help you decide the type of fitness program (health or high fitness) that you want to pursue. Possibly, you don’t even know that a certain behavior is a problem, such as being unaware of saturated and total fat content in many fast-food items. Consciousness-raising may continue from the precontemplation stage through the preparation stage.

Use the guidelines provided in Lab 2B to determine where you stand in respect to behaviors you want to change or new ones you wish to adopt. As you follow the guidelines, you will realize that you might be at different stages for different behaviors. For instance, you might be in the preparation stage for aerobic exercise and smoking cessation, in the action stage for strength training, but only in the contemplation stage for a healthy diet. Realizing where you are with respect to different behaviors will help you design a better action plan for a healthy lifestyle.

Social Liberation Social liberation stresses external alternatives that make you aware of problem behaviors and make you begin to contemplate change. Examples of social liberation include pedestrian-only traffic areas, nonsmoking areas, health-oriented cafeterias and restaurants, advocacy groups, civic organizations, policy interventions, and self-help groups. Social liberation often provides opportunities to get involved, stir up emotions, and enhance self-esteem—helping you gain confidence in your ability to change.

Relapse

Self-Analysis

After the precontemplation stage, relapse may occur at any level of the model. Even individuals in the maintenance and termination/adoption stages may regress to any of the

The next process in modifying behavior is developing a decisive desire to do so, called selfanalysis. If you have no interest in changing a behavior, you won’t do it. You will remain a precontemplator or a contemplator. A person who has no intention of quitting

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I DID IT

STEPS FOR SUCCESSFUL BEHAVIOR MODIFICATION I PLAN TO

Emotional Arousal In emotional arousal, a person experiences and expresses feelings about the problem and its solutions. Also referred to as “dramatic release,” this process often involves deep emotional experiences. Watching a loved one die from lung cancer caused by cigarette smoking may be all that is needed to make a person quit smoking. As in other examples, emotional arousal might be prompted by a dramatization of the consequences of drug use and abuse, a film about a person undergoing open-heart surgery, or a book illustrating damage to body systems as a result of unhealthy behaviors.

Behavior Modification Planning

q q

1.

Acknowledge that you have a problem.

q q

2.

Describe the behavior to change (increase physical activity, stop overeating, quit smoking).

q q

3.

List advantages and disadvantages of changing the specified behavior.

q q

4.

Decide positively that you will change.

q q

5.

Identify your stage of change.

q q

6.

Set a realistic goal (SMART goal), completion date, and sign a behavioral contract.

q q

7.

Define your behavioral change plan: List processes of change, techniques of change, and objectives that will help you reach your goal.

q q

8.

Implement the behavior change plan.

q q

9.

Monitor your progress toward the desired goal.

q q

10. Periodically evaluate and reassess your goal.

q q

11. Reward yourself when you achieve your goal.

q q

12. Maintain the successful change for good.

Positive Outlook

Having a positive outlook means taking an optimistic approach from the beginning and believing in yourself. Following the guidelines in this chapter will help you design a plan so you can work toward change and remain enthused about your progress. Also, you may become motivated by looking at the outcome—how much healthier you will be, how much better you will look, or how far you will be able to jog.

Commitment Upon making a decision to change, you accept the responsibility to change and believe in your ability to do so. During the commitment process, you engage in preparation and may draw up a specific plan of action. Write down your goals and, preferably, share them with others. In essence, you are signing a behavioral contract for change. You will be more likely to adhere to your program if others know you are committed to change. Behavior Analysis

How you determine the frequency, circumstances, and consequences of the behavior to be altered or implemented is known as behavior analysis. If the desired outcome is to consume less trans and saturated fats, you first must find out what foods in your diet are high in these fats, when you eat them, and when you don’t eat them—all part of the preparation stage. Knowing when you don’t eat them points to circumstances under which you exert control over your diet and will help as you set goals.

Goals

Goals motivate change in behavior. The stronger the goal or desire, the more motivated you’ll be either to change unwanted behaviors or to implement new, healthy

Processes of change Actions that help you achieve change in behavior. Behavior modification The process of permanently changing negative behaviors to positive behaviors that will lead to better health and well-being.

Try It In your Online Journal or class notebook, record your answers to the following questions: Have you consciously attempted to incorporate a healthy behavior into or eliminate a negative behavior from your lifestyle? If so, what steps did you follow, and what helped you achieve your goal?

C H A P T E R 2 • B E H AV I O R M O D I F I C AT I O N

smoking will not quit, regardless of what anyone may say or how strong the evidence in favor of quitting may be. In your self-analysis, you may want to prepare a list of reasons for continuing or discontinuing the behavior. When the reasons for changing outweigh the reasons for not changing, you are ready for the next stage—either the contemplation stage or the preparation stage.

ample, keeping track of daily food intake reveals sources of excessive fat in the diet. This can help you gradually cut down or completely eliminate high-fat foods. If the goal is to increase daily intake of fruit and vegetables, keeping track of the number of servings consumed each day raises awareness and may help increase intake.

behaviors. The discussion on goal setting (beginning on page 55) will help you write goals and prepare an action plan to achieve them. This will aid with behavior modification.

Self-Reevaluation

During the process of selfreevaluation, individuals analyze their feelings about a problem behavior. The pros and cons or advantages and disadvantages of a certain behavior can be reevaluated at this time. For example, you may decide that strength training will help you get stronger and tone up, but implementing this change will require you to stop watching an hour of TV three times per week. If you presently have a weight problem and are unable to lift certain objects around the house, you may feel good about weight loss and enhanced physical capacity as a result of a strengthtraining program. You also might visualize what it would be like if you were successful at changing.

Environment Control In environment control, the person restructures the physical surroundings to avoid problem behaviors and decrease temptations. If you don’t buy alcohol, you can’t drink any. If you shop on a full stomach, you can reduce impulse-buying of junk food. Similarly, you can create an environment in which exceptions become the norm, and then the norm can flourish. Instead of bringing home cookies for snacks, bring fruit. Place notes to yourself on the refrigerator and pantry to avoid unnecessary snacking. Put baby carrots or sugarless gum where you used to put cigarettes. Post notes around the house to remind you of your exercise time. Leave exercise shoes and clothing by the door so they are visible as you walk into your home. Put an electric timer on the TV so it will shut off automatically at 7:00 p.m. All of these tactics will be helpful throughout the action, maintenance, and termination/adoption stages.

Countering

The process whereby you substitute healthy behaviors for a problem behavior, known as countering, is critical in changing behaviors as part of the action and maintenance stages. You need to replace unhealthy behaviors with new, healthy ones. You can use exercise to combat sedentary living, smoking, stress, or overeating. Or you may use exercise, diet, yard work, volunteer work, or reading to prevent overeating and achieve recommended body weight.

Helping Relationships

Surrounding yourself with people who will work toward a common goal with you or those who care about you and will encourage you along the way—helping relationships—will be supportive during the action, maintenance, and termination/adoption stages. Attempting to quit smoking, for instance, is easier when a person is around others who are trying to quit as well. The person also could get help from friends who have quit smoking already. Losing weight is difficult if meal planning and cooking are shared with roommates who enjoy foods that are high in fat and sugar. This situation can be even worse if a roommate also has a weight problem but does not desire to lose weight. Peer support is a strong incentive for behavioral change, so the individual should avoid people who will not be supportive. Friends who have no desire to quit smoking or to lose weight, or whatever behavior a person is trying to change, may tempt one to smoke or overeat and encourage relapse into unwanted behaviors. People who have achieved the same goal already may not be supportive either. For instance, someone may say, “I can jog six consecutive miles.” Your response should be, “I’m proud that I can jog three consecutive miles.”

Monitoring

During the action and maintenance stages, continuous behavior monitoring increases awareness of the desired outcome. Sometimes this process of monitoring is sufficient in itself to cause change. For ex-

© Fitness & Wellness, Inc.

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Countering: Substituting healthy behaviors for problem behaviors facilitates change.

Rewards People tend to repeat behaviors that are rewarded and to disregard those that are not rewarded or are punished. Rewarding oneself or being rewarded by others is a powerful tool during the process of change in all stages. If you have successfully cut down your caloric intake during the week, reward yourself by going to a movie or buying a new pair of shoes. Do not reinforce yourself with destructive behaviors such as eating a high-fat/ calorie-dense dinner. If you fail to change a desired behavior (or to implement a new one), you may want to put off

Rewarding oneself when a goal is achieved, such as scheduling a weekend getaway, is a powerful tool during the process of change.

buying those new shoes you had planned for that week. When a positive behavior becomes habitual, give yourself an even better reward. Treat yourself to a weekend away from home or buy a new bicycle.

Critical Thinking Your friend John is a 20-year-old student who is not physically active. Exercise has never been a part of his life, and it has not been a priority in his family. He has decided to start a jogging and strength-training course in two weeks. Can you identify his current stage of change and list processes and techniques of change that will help him maintain a regular exercise behavior?

until it is time to retire for the night. In the process of countering, for example, you can use various techniques to avoid unnecessary snacking. Examples include going for a walk, flossing and brushing your teeth immediately after dinner, going for a drive, playing the piano, going to a show, or going to bed earlier. As you develop a behavior modification plan, you need to identify specific techniques that may work for you within each process of change. A list of techniques for each process is provided in Table 2.2. This is only a sample list; dozens of other techniques could be used as well. For example, a discussion of behavior modification and adhering to a weight management program starts on page 175; getting started and adhering to a lifetime exercise program is presented on page 218; stress management techniques are provided in Chapter 12; and tips to help stop smoking are on pages 471–476. Some of these techniques also can be used with more than one process. Visualization, for example, is helpful in emotional arousal and self-reevaluation. Now that you are familiar with the stages of change in the process of behavior modification, use Figure 2.5 and Lab 2B to identify two problem behaviors in your life. In the lab, you will be asked to determine your stage of change for two behaviors according to six standard statements. Based on your selection, determine the stage of change classification according to the ratings provided in Table 2.3. Next, develop a behavior modification plan according to the processes and techniques for change that you have learned in this chapter. (Similar exercises to identify stages of change for other fitness and wellness behaviors are provided in labs for subsequent chapters.)

Goal Setting and Evaluation To initiate change, goals are essential, as goals motivate behavioral change. Whatever you decide to accomplish, setting goals will provide the road map to help make your dreams a reality. Setting goals, however, is not as simple as it looks. Setting goals is more than just deciding what you want to do. A vague statement such as “I will lose weight” is not sufficient to help you achieve this goal.

SMART Goals

Only a well-conceived action plan will help you attain goals. Determining what you want to accomplish is the starting point, but to achieve ultimate success you need to write SMART goals. These goals are specific, measurable, acceptable, realistic, and time spe-

Techniques of Change Not to be confused with the processes of change, you can apply any number of techniques of change within each process to help you through it (see Table 2.2). For example, following dinner, people with a weight problem often can’t resist continuous snacking during the rest of the evening

Techniques of change Methods or procedures used during each process of change. Goals The ultimate aims toward which effort is directed. SMART An acronym used in reference to specific, measurable, attainable, realistic, and time-specific goals.

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PRINCIPLES AND LABS

56 TABLE 2.2 Sample Techniques for Use with Processes of Change Process

Techniques

Consciousness-Raising

Become aware that there is a problem, read educational materials about the problem behavior or about people who have overcome this same problem, find out about the benefits of changing the behavior, watch an instructional program on television, visit a therapist, talk and listen to others, ask questions, take a class.

Social Liberation

Seek out advocacy groups (Overeaters Anonymous, Alcoholics Anonymous), join a health club, buy a bike, join a neighborhood walking group, work in non-smoking areas.

Self-Analysis

Become aware that there is a problem, question yourself on the problem behavior, express your feelings about it, analyze your values, list advantages and disadvantages of continuing (smoking) or not implementing a behavior (exercise), take a fitness test, do a nutrient analysis.

Emotional Arousal

Practice mental imagery of yourself going through the process of change, visualize yourself overcoming the problem behavior, do some role-playing in overcoming the behavior or practicing a new one, watch dramatizations (a movie) of the consequences or benefits of your actions, visit an auto salvage yard or a drug rehabilitation center.

Positive Outlook

Believe in yourself, know that you are capable, know that you are special, draw from previous personal successes.

Commitment

Just do it, set New Year’s resolutions, sign a behavioral contract, set start and completion dates, tell others about your goals, work on your action plan.

Behavior Analysis

Prepare logs of circumstances that trigger or prevent a given behavior and look for patterns that prompt the behavior or cause you to relapse.

Goal Setting

Write goals and objectives; design a specific action plan.

Self-Reevaluation

Determine accomplishments and evaluate progress, rewrite goals and objectives, list pros and cons, weigh sacrifices (can’t eat out with others) versus benefits (weight loss), visualize continued change, think before you act, learn from mistakes, and prepare new action plans accordingly.

Countering

Seek out alternatives: Stay busy, walk (don’t drive), read a book (instead of snacking), attend alcohol-free socials, carry your own groceries, mow your yard, dance (don’t eat), go to a movie (instead of smoking), practice stress management.

Monitoring

Use exercise logs (days exercised, sets and resistance used in strength training), keep journals, conduct nutrient analyses, count grams of fat, count number of consecutive days without smoking, list days and type of relaxation technique(s) used.

Environment Control

Rearrange your home (no TVs, ashtrays, large-sized cups), get rid of unhealthy items (cigarettes, junk food, alcohol), then avoid unhealthy places (bars, happy hour), avoid relationships that encourage problem behaviors, use reminders to control problem behaviors or encourage positive ones (post notes indicating “don’t snack after dinner” or “lift weights at 8 pm”). Frequent healthy environments (a clean park, a health club, restaurants with low-fat/low-calorie/nutrient-dense menus, friends with goals similar to yours).

Helping Relationships

Associate with people who have and want to overcome the same problem, form or join self-help groups, join community programs specifically designed to deal with your problem.

Rewards

Go to a movie, buy a new outfit or shoes, buy a new bike, go on a weekend get-away, reassess your fitness level, use positive self-talk (“good job,” “that felt good,” “I did it,” “I knew I’d make it,” “I’m good at this”).

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Please indicate which response most accurately describes your current behavior (in the blank space identify the behavior: smoking, physical activity, stress, nutrition, weight control). Next, select the statement below (select only one) that best represents your current behavior pattern. To select the most appropriate statement, fill in the blank for one of the first three statements if your current behavior is a problem behavior. (For example, you may say, “I currently smoke, and I do not intend to change in the foreseeable future,” or “I currently do not exercise, but I am contemplating changing in the next 6 months.”) If you have already started to make changes, fill in the blank in one of the last three statements. (In this case, you may say: “I currently eat a low-fat diet, but I have only done so within the last 6 months,” or “I currently practice adequate stress management techniques, and I have done so for over 6 months.”) As you can see, you may use this form to identify your stage of change for any type of health-related behavior. 1. I currently

, and I do not intend to change in the foreseeable future.

2. I currently

, but I am contemplating changing in the next 6 months.

3. I currently

regularly, but I intend to change in the next month.

4. I currently

, but I have done so only within the last 6 months.

5. I currently

, and I have done so for more than 6 months.

6. I currently

, and I have done so for more than 5 years.

TABLE 2.3 Stage of Change Classification Selected Statements (see Figure 2.5 and Lab 2B)

Classification

1

Precontemplation

2

Contemplation

3

Preparation

4

Action

5

Maintenance

6

Termination/Adoption

cific. In Lab 2C, you have an opportunity to set SMART goals for two behaviors that you wish to change or adopt. 1. Specific. When writing goals, state exactly and in a positive manner what you would like to accomplish. For example, if you are overweight at 150 pounds and at 27 percent body fat, to simply state, “I will lose weight” is not a specific goal. Instead, rewrite your goal to state, “I will reduce my body fat to 20 percent body fat (137 pounds) in 12 weeks.”

a. lose an average of one pound (or one fat percentage point) per week b. monitor body weight before breakfast every morning c. assess body composition at three-week intervals d. limit fat intake to less than 25 percent of total daily caloric intake e. eliminate all pastries from the diet during this time f. walk/jog in the proper target zone for 60 minutes, six times a week 2. Measurable. Whenever possible, goals and objectives should be measurable. For example, “I will lose weight” is not measurable, but “to reduce body fat to 20 percent” is measurable. Also note that all of the samplespecific objectives (a.) through (f.) under “Specific” above are measurable. For instance, you can figure out easily whether you are losing a pound or a percentage point per week; you can conduct a nutrient analysis to assess your average fat intake; or you can monitor your weekly exercise sessions to make sure you are meeting this specific objective.

Write them down. An unwritten goal is simply a wish. A written goal, in essence, becomes a contract with yourself. Show this goal to a friend or an instructor, and have him or her witness the contract you have made with yourself by signing alongside your signature.

3. Acceptable. Goals that you set for yourself are more motivational than goals that someone else sets for you. These goals will motivate and challenge you and should be consistent with your other goals. As you set an acceptable goal, ask yourself: Do I have the time, commitment, and necessary skills to accomplish this goal? If not, you need to restate your goal so that it is acceptable to you.

Once you have identified and written down a specific goal, write the specific objectives that will help you reach it. These objectives are necessary steps. For example, a goal might be to achieve recommended body weight. Several specific objectives could be to:

Objectives Steps required to reach a goal.

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FIGURE 2.5 Stage of change identification.

PRINCIPLES AND LABS

58 When successful completion of a goal involves others, such as an athletic team or an organization, an acceptable goal must be compatible with those of the other people involved. If a team’s practice schedule is set Monday through Friday from 4:00 to 6:00 p.m., it is unacceptable for you to train only three times per week or at a different time of the day.

and plan for ways to deal with them. If your goal is to jog for 30 minutes on six consecutive days, what are the alternatives if the weather turns bad? Possible solutions are to jog in the rain, find an indoor track, jog at a different time of day when the weather is better, or participate in a different aerobic activity such as stationary cycling, swimming, or step aerobics.

Acceptable goals also embrace positive thoughts. Visualize and believe in your success. As difficult as some tasks may seem, where there’s a will, there’s a way. A plan of action, prepared according to the guidelines in this chapter, will help you achieve your goals.

Monitoring your progress as you move toward a goal also reinforces behavior. Keeping an exercise log or doing a body composition assessment periodically enables you to determine your progress at any given time.

4. Realistic. Goals should be within reach. On the one hand, if you currently weigh 190 pounds and your target weight is 140 pounds, setting a goal to lose 50 pounds in a month would be unsound, if not impossible. Such a goal does not allow you to implement adequate behavior modification techniques or ensure weight maintenance at the target weight. Unattainable goals only set you up for failure, discouragement, and loss of interest. On the other hand, do not write goals that are too easy to achieve and do not challenge you. If a goal is too easy, you may lose interest and stop working toward it. You can write both short-term and long-term goals. If the long-term goal is to attain recommended body weight and you are 53 pounds overweight, you might set a short-term goal of losing 10 pounds and write specific objectives to accomplish this goal. Then the immediate task will not seem as overwhelming and will be easier. At times, problems arise even with realistic goals. Try to anticipate potential difficulties as much as possible,

5. Time specific. A goal should always have a specific date set for completion. The above example to reach 20 percent body fat in 12 weeks is time specific. The chosen date should be realistic but not too distant in the future. Allow yourself enough time to achieve the goal, but not too much time, as this could affect your performance. With a deadline, a task is much easier to work toward.

Goal Evaluation

In addition to the SMART guidelines provided, you should conduct periodic evaluations of your goals. Reevaluations are vital to success. You may find that after you have fully committed and put all your effort into a goal, that goal may be unreachable. If so, reassess the goal. Recognize that you will face obstacles and you will not always meet your goals. Use your setbacks and learn from them. Rewrite your goal and create a plan that will help you get around self-defeating behaviors in the future. Once you achieve a goal, set a new one to improve upon or maintain what you have achieved. Goals keep you motivated.

ASSESS YOUR BEHAVIOR Log on to http://www.cengage.com/sso/ to create a behavior change contract.

1. What are your feelings about the science of behavior modification and how its principles may help you on your journey to health and wellness? 2. Can you accept the fact that for various healthy lifestyle factors (for example, regular exercise, healthy eating, not smoking, stress management, prevention of sexually transmitted infections) you are in either

the precontemplation or the contemplation stage of change? As such, are you willing to learn what is required to change and actually eliminate unhealthy behaviors and adopt healthy lifestyle behaviors? 3. Are you now in the action phase (or above) for exercise and healthy eating? If not, what barriers keep you from being in that phase?

ASSESS YOUR KNOWLEDGE Log on to http://www.cengage.com/sso/ to assess your understanding of this chapter’s topics by taking the Student Practice Test and exploring the modules recommended in your Personalized Study Plan.

1. Most of the behaviors that people adopt in life are a. a product of their environment b. learned early in childhood

c. learned from parents d. genetically determined e. the result of peer pressure

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3. The desire and will to do something is referred to as a. invincibility b. confidence c. competence d. external locus of control e. motivation 4. People who believe they have control over events in their lives a. tend to rationalize their negative actions b. exhibit problems of competence c. often feel helpless over illness and disease d. have an internal locus of control e. often engage in risky lifestyle behaviors 5. A person who is unwilling to change a negative behavior because the reasons for change are not important enough is said to have problems of a. competence b. conduct c. motivation d. confidence e. risk complacency 6. Which of the following is a stage of change in the transtheoretical model? a. recognition b. motivation c. relapse d. preparation e. goal setting

7. A precontemplator is a person who a. has no desire to change a behavior b. is looking to make a change in the next six months c. is preparing for change in the next 30 days d. willingly adopts healthy behaviors e. is talking to a therapist to overcome a problem behavior 8. An individual who is trying to stop smoking and has not smoked for three months is in the a. maintenance stage b. action stage c. termination stage d. adoption stage e. evaluation stage 9. The process of change in which an individual obtains information to make a better decision about a problem behavior is known as a. behavior analysis b. self-reevaluation c. commitment d. positive outlook e. consciousness-raising 10. A goal is effective when it is a. specific b. measurable c. realistic d. time-specific e. all of the above Correct answers can be found at the back of the book.

MEDIA MENU You can find the links below at the book companion site: www.cengage.com/health/hoeger/plfw10e

• Prepare for a healthy change in lifestyle. • Check how well you understand the chapter’s concepts.

Internet Connections • Transtheoretical Model—Cancer Prevention Research Center. This site describes the transtheoretical model, including effective interventions to promote change in health behavior, focusing on the individual’s decisionmaking strategies. http://www.uri.edu/research/ cprc/TTM/detailedoverview.htm • Behavior Change Theories. This comprehensive site, by the Department of Health Promotion at California

Polytechnic University at Pomona, describes all of the theories of behavioral change, including learning theories, the transtheoretical model, the health belief model, the relapse prevention model, reasoned action and planned behavior, social learning/social cognitive theory, and social support. http://www.csupomona.edu/ ˜jvgrizzell • How to Fit Exercise into Your Daily Routine. Offered by the Mayo Clinic, this site describes how you can incorporate simple exercises into your daily schedule— whether you’re at home, at work, or traveling. Make time to exercise! http://www.mayoclinic.com/health/ fitness/HQ01217_D

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2. Instant gratification is a. a barrier to change b. a factor that motivates change c. one of the six stages of change d. the end result of successful change e. a technique in the process of change

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NOTES 1. J. Annesi, “Using Emotions to Empower Members for Long-Term Exercise Success,” Fitness Management 17 (2001): 54–58. 2. Television Bureau of Advertising Web site, “Time Spent Viewing Per TV Home: Per Day Annual Averages,” available at http://www.tvb.org/nav/ build_frameset.asp?url⫽/rcentral/ index.asp; accessed March 26, 2005. 3. R. Boynton-Jarret, T. N. Thomas, K. E. Peterson, J. Wiecha, A. M. Sobol, and S. L. Gortmaker, “Impact of Television Viewing Patterns on Fruit and Vegetable Consumption among Adolescents,” Pediatrics 113 (2003): 1321–1322. 4. League of California Cities Planners Institute, Pasadena Conference Center (April 13–15, 2005). 5. J. Pucher and C. Lefevre, The Urban Transport Crisis in Europe and North America (London: Macmillan Press Ltd., 1996). 6. S. Gerrior, L. Bente, and H. Hiza, “Nutrient Content of the U.S. Food Supply, 1909–2000,” Home Economics Research Report No. 56 (U.S. Department of Agriculture, Center for Nutrition Policy and Promotion, 2004): 74 (available online at http://www .usda.gov/cnpp/nutrient_content. html; accessed April 18, 2005).

7. Marion Nestle, Food Politics (Berkeley and Los Angeles: University of California Press, 2002), 1, 8, 22. 8. “Food Prepared Away from Home Is Increasing and Found to Be Less Nutritious,” Nutrition Research Newsletter 21, no. 8 (August 2002): 10(2); A. Clauson, “Shares of Food Spending for Eating Reaches 47 Percent,” Food Review 22 (1999): 20–22. 9. “A Diner’s Guide to Health and Nutrition Claims on Restaurant Menus” (Center for Science in the Public Interest, 1997), available at http://www .cspinet.org/reports/dinersgu.html; accessed March 25, 2005. 10. Lisa R. Young and Marion Nestle, “Expanding Portion Sizes in the U.S. Marketplace: Implications for Nutrition Counseling,” Journal of the American Dietetic Association 103, no. 2 (February 2003): 231. 11. American Institute for Cancer Research, “As Restaurant Portions Grow, Vast Majority of Americans Still Belong to ‘Clean Plate Club,’ New Survey Finds” (Washington, DC: AICR News Release, January 15, 2001). 12. T. V. E. Kral, L. S. Roe, J. S. Meengs, and D. E. Wall, “Increasing the Portion Size of a Packaged Snack Increases Energy Intake,” Appetite 39 (2002): 86.

13. J. A. Ello-Martin, L. S. Roe, J. S. Meengs, D. E. Wall, and B. J. Rolls, “Increasing the Portion Size of a Unit Food Increases Energy Intake” Appetite 39 (2002): 74. 14. B. Wansink, “Can Package Size Accelerate Usage Volume?” Journal of Marketing 60 (1996): 1–14. 15. National Alliance for Nutrition and Activity (NANA), “From Wallet to Waistline: The Hidden Costs of Super Sizing” (Washington, DC: NANA, 2002), available online at http://www .preventioninstitute.org/portionsizerept.html 16. S. H. A. Holt, N. Sandona, and J. C. Brand-Miller, “The Effects of SugarFree vs. Sugar-Rich Beverages on Feelings of Fullness and Subsequent Food Intake,” International Journal of Food Sciences and Nutrition 51, no. 1 (January 2000): 59. 17. “Wellness Facts,” University of California at Berkeley Wellness Letter (Palm Coast, FL: The Editors, May 2004). 18. G. S. Howard, D. W. Nance, and P. Myers, Adaptive Counseling and Therapy (San Francisco: Jossey-Bass, 1987). 19. J. O. Prochaska, J. C. Norcross, and C. C. DiClemente, Changing for Good (New York: William Morrow, 1994).

SUGGESTED READINGS Bouchard, C., et al. Physical Activity, Fitness, and Health. Champaign, IL: Human Kinetics, 1994.

ior Change in Your Clients.” ACSM’s Health & Fitness Journal 10, no 1 (2006): 14–19.

Prochaska, J. O., J. C. Norcross, and C. C. DiClemente. Changing for Good. New York: William Morrow, 1994.

Blair, S. N., et al. Active Living Every Day. Champaign, IL: Human Kinetics, 2001.

Dishman, R. Advances in Exercise Adherence. Champaign, IL: Human Kinetics, 1994.

Samuelson, M. “Stages of Change: From Theory to Practice.” The Art of Health Promotion 2 (1998): 1–7.

Brehm, B. Successful Fitness Motivation Strategies. Champaign, IL: Human Kinetics, 2004. Burgand, M., and K. Gallagher. “SelfMonitoring: Influencing Effective Behav-

Marcus, B., and L. Forsyth. Motivating People to Be Physically Active. Champaign, IL: Human Kinetics, 2003.

61

Name ______________________________________

Date ______________

Gender/Age _______

Instructor ___________________________________

Course ____________

Section ___________

SELDOM

NEVER

Select the appropriate answer to each question and obtain a final score for each section. Then rate yourself according to the guidelines at the end of the lab.

OFTEN

Instructions

To aid in the identification of environmental factors that have an effect on your physical activity and nutrition habits.

NEARLY ALWAYS

Objective

1. Do you identify daily time slots to be physically active?

4

3

2

1

2. Do you seek additional opportunities to be active each day (walk, cycle, park farther away, do yard work/gardening)?

4

3

2

1

3. Do you avoid labor-saving devices/activities (escalators, elevators, self-propelled lawn mowers, snow blowers, drive-through windows)?

4

3

2

1

4. Does physical activity improve your health and well-being?

4

3

2

1

5. Does physical activity increase your energy level?

4

3

2

1

6. Do you seek professional and/or medical (if necessary) advice prior to starting an exercise program or when increasing the intensity, duration, and frequency of exercise?

4

3

2

1

7. Do you identify time slots to exercise most days of the week?

4

3

2

1

8. Do you schedule exercise during times of the day when you feel most energetic?

4

3

2

1

9. Do you have an alternative plan to be active or exercise during adverse weather conditions (walk at the mall, swim at the health club, climb stairs, skip rope, dance)?

4

3

2

1

10. Do you cross-train (participate in a variety of activities)?

4

3

2

1

11. Do you surround yourself with people who support your physical activity/exercise goals?

4

3

2

1

12. Do you let family and friends know of your physical activity/exercise interests?

4

3

2

1

13. Do you invite family and friends to exercise with you?

4

3

2

1

14. Do you seek new friendships with people who are physically active?

4

3

2

1

15. Do you select friendships with people whose fitness and skill levels are similar to yours?

4

3

2

1

16. Do you plan social activities that involve physical activity?

4

3

2

1

17. Do you plan activity/exercise when you are away from home (during business and vacation trips)?

4

3

2

1

18. When you have a desire to do so, do you take classes to learn new activity/sport skills?

4

3

2

1

19. Do you limit daily television viewing and Internet and computer game time?

4

3

2

1

20. Do you spend leisure hours being physically active?

4

3

2

1

I. Physical Activity Note: Based on the definitions of physical activity and exercise (see page 7), as you take this questionnaire, keep in mind that you can be physically active without exercising, but you cannot exercise without being physically active.

Physical Activity Score: ___________ Total number of daily steps:

C H A P T E R 2 • B E H AV I O R M O D I F I C AT I O N

LAB 2A: Exercising Control over Your Physical Activity and Nutrition Environment

NEARLY ALWAYS

OFTEN

SELDOM

NEVER

PRINCIPLES AND LABS

62

1. Do you prepare a shopping list prior to going to the store?

4

3

2

1

2. Do you select food items primarily from the perimeter of the store (site of most fresh/unprocessed foods)?

4

3

2

1

3. Do you limit the unhealthy snacks you bring into the home and the workplace?

4

3

2

1

4. Do you plan your meals and is your pantry well stocked so you can easily prepare a meal without a quick trip to the store?

4

3

2

1

5. Do you help cook your meals?

4

3

2

1

6. Do you pay attention to how hungry you are before and during a meal?

4

3

2

1

7. When reaching for food, do you remind yourself that you have a choice about what and how much you eat?

4

3

2

1

8. Do you eat your meals at home?

4

3

2

1

9. Do you eat your meals at the table only?

4

3

2

1

10. Do you include whole-grain products in your diet each day (whole-grain bread/cereal/ crackers/rice/pasta)?

4

3

2

1

11. Do you make a deliberate effort to include a variety of fruits and vegetables in your diet each day?

4

3

2

1

12. Do you limit your daily saturated fat and trans fat intake (red meat, whole milk, cheese, butter, hard margarines, luncheon meats, baked goods, processed foods)?

4

3

2

1

13. Do you avoid unnecessary/unhealthy snacking (at work or play, during TV viewing, at the movies or socials)?

4

3

2

1

14. Do you plan caloric allowances prior to attending social gatherings that include food and eating?

4

3

2

1

15. Do you limit alcohol consumption to two drinks a day if you are a man or one drink a day if you are a woman?

4

3

2

1

16. Are you aware of strategies to decrease caloric intake when dining out (resist the server’s offerings for drinks and appetizers, select a low-calorie/nutrient-dense item, drink water, resist cleaning your plate, ask for a doggie bag, share meals, request whole-wheat substitutes, get dressings on the side, avoid cream sauces, skip desserts)?

4

3

2

1

17. Do you avoid ordering larger meal sizes because you get more food for your money?

4

3

2

1

18. Do you avoid buying food when you hadn’t planned to do so (gas stations, convenience stores, video rental stores)?

4

3

2

1

19. Do you fill your time with activities that will keep you away from places where you typically consume food (kitchen, coffee room, dining room)?

4

3

2

1

20. Do you know what situations trigger your desire for unnecessary snacking and overeating (vending machines, TV viewing, food ads, cookbooks, fast-food restaurants, buffet restaurants)?

4

3

2

1

II. Nutrition

Nutrition Score: ___________

Ratings (Check the appropriate box.) ⱖ71 51–70 31–50 ⱕ30

You have good control over your environment There is room for improvement Your environmental control is poor You are controlled by your environment

Physical Activity

Nutrition

63

Name ______________________________________

Date ______________

Grade ____________

Instructor ___________________________________

Course ____________

Section ___________

Necessary Lab Equipment

Instructions

None.

Chapter 2 must be read prior to this lab.

Objective To help you identify the stage of change for two problem behaviors and the processes and techniques for change.

I. Stages of Change Instructions Please indicate which response most accurately describes your current behavior (in the blank space identify the behavior: smoking, physical activity, stress, nutrition, weight control). Next, select the statement below (select only one) that best represents your current behavior pattern. To select the most appropriate statement, fill in the blank for one of the first three statements if your current behavior is a problem behavior. For example, you may say: “I currently smoke, and I do not intend to change in the foreseeable future” or “I currently do not exercise, but I am contemplating changing in the next 6 months.” If you have already started to make changes, fill in the blank in one of the last three statements. In this case you may say: “I currently eat a low-fat diet, but I have only done so within the last 6 months” or “I currently practice adequate stress management techniques, and I have done so for over 6 months.” You may use this form to identify your stage of change for any health-related behavior. After identifying two problem behaviors, look up your stage of change for each one using Table 2.3 (on page 57). Behavior #1. Fill in only one blank. 1. I currently

, and do not intend to change in the foreseeable future.

2. I currently

, but I am contemplating changing in the next 6 months.

3. I currently

regularly, but I intend to change in the next month.

4. I currently

, but I have only done so within the last 6 months.

5. I currently

, and I have done so for over 6 months.

6. I currently

, and I have done so for over 5 years.

Stage of change:

(see Table 2.3 on page 57).

Behavior #2. Fill in only one blank. 1. I currently

, and do not intend to change in the foreseeable future.

2. I currently

, but I am contemplating changing in the next 6 months.

3. I currently

regularly, but I intend to change in the next month.

4. I currently

, but I have only done so within the last 6 months.

5. I currently

, and I have done so for over 6 months.

6. I currently

, and I have done so for over 5 years.

Stage of change:

(see Table 2.3 on page 57).

C H A P T E R 2 • B E H AV I O R M O D I F I C AT I O N

LAB 2B: Behavior Modification Plan

PRINCIPLES AND LABS

64 II. Processes of Change According to your stage of change for the two behaviors you have identified, list the processes of change that apply to each behavior (see Table 2.1 on page 50). Behavior #1:

Behavior #2:

III. Techniques for Change List a minimum of three techniques that you will use with each process of change (see Table 2.2 on page 56). Behavior #1: 1. 2. 3. Behavior #2: 1. 2. 3. Will you continue to use techniques as a process of behavior modification in the future? Briefly, discuss the techniques that were most beneficial to you.

Today’s date:

Completion Date:

Signature:

65

Name ______________________________________

Date ______________

Grade ____________

Instructor ___________________________________

Course ____________

Section ___________

Objective

Instructions

To learn to write SMART goals.

In Lab 2B you identified two behaviors that you wish to change. Using SMART goal guidelines, write goals and objectives that will provide a road map for behavioral change. In the spaces provided in this lab, indicate how your stated goals meet each one of the SMART goal guidelines.

I. SMART Goals Goal 1:

Indicate what makes your goal specific.

How is your goal measurable?

Why is this an acceptable goal?

State why you consider this goal realistic?

How is this goal time-specific?

C H A P T E R 2 • B E H AV I O R M O D I F I C AT I O N

LAB 2C: Setting SMART Goals

PRINCIPLES AND LABS

66 Goal 2:

Indicate what makes your goal specific.

How is your goal measurable?

Why is this an acceptable goal?

State why you consider this goal realistic?

How is this goal time-specific?

II. Specific Objectives Write a minimum of five specific objectives that will help you reach your two SMART goals. Goal 1: Objectives: 1. 2. 3. 4. 5. Goal 2: Objectives: 1. 2. 3. 4. 5.

Nutrition for Wellness

3 Objectives • Define nutrition and describe its relationship to health and well-being • Learn to use the USDA MyPyramid guidelines for healthier eating • Describe the functions of the nutrients— carbohydrates, fiber, fats, proteins, vitamins, minerals, and water—in the human body • Define the various energy production mechanisms of the human body • Be able to conduct a comprehensive nutrient analysis and implement changes to meet the Dietary Reference Intakes (DRIs) • Identify myths and fallacies regarding nutrition • Become aware of guidelines for nutrient supplementation • Learn the 2005 Dietary Guidelines for Americans • Analyze your diet and plan for a healthy change.

Ian O’Leary/Dorling Kindersley/Getty Images

Check your understanding of the chapter contents by logging on to CengageNOW and accessing the pre-test, personalized learning plan, and post-test for this chapter.

PRINCIPLES AND LABS

68

FAQ Are organic foods better than conventional foods? Concerns over food safety have led many people to turn to organic foods. Currently, less than 2 percent of imported food products is inspected by the FDA, and domestic food is seldom inspected at all. According to health officials, more than 76 million Americans each year get sick from food, resulting in 325,000 hospitalizations and 5,000 deaths. Health risks from pesticide exposure from foods are relatively small for healthy adults. The health benefits of produce far outweigh the risks. Children, older adults, pregnant and lactating women, and people with weak immune systems, however, may be vulnerable to some types of pesticides. Organic foods, including crops, meat, poultry, eggs, and dairy products, are produced under strict government regulations. Organic crops have to be grown without the use of conventional pesticides, artificial fertilizers, human waste, or sewage sludge, and have been processed without ionizing radiation or food additives. Harmful microbes in manure must also be destroyed prior to use, and genetically modified organisms may not be used. Limited data suggest that organic crops may have more phytochemicals and a higher nutritional value. Organic livestock is raised under certain grazing conditions, using organic feed, and without the use of antibiotics and growth hormones. While pesticide residues in organic foods are substantially lower than conventionally grown foods, organic foods can just as easily be contaminated with bacteria, pathogens, and heavy metals that pose major health risks. The soil itself may be-

Good nutrition is essential to overall health and wellness. Proper nutrition means that a person’s diet supplies all the essential nutrients for healthy body functioning, including normal tissue growth, repair, and maintenance. The diet should also provide enough substrates to produce the energy necessary for work, physical activity, and relaxation.

come contaminated, or if the produce comes in contact with feces of grazing cattle, wild animals/ birds, farm workers, or any other source, potentially harmful microorganisms can contaminate the produce. The Escherichia coli California spinach contamination of 2006 had been grown in a field that was in transition from conventional crops to an organic field. The best safeguard to protect yourself is to follow the food safety guidelines provided on page 110. Fish is known to be heart healthy, but should we worry about mercury toxicity concerns? Fish and shellfish contain high-quality protein, omega-3 fatty acids, and other essential nutrients. Fish is lower in saturated fat and cholesterol than meat or poultry. Data indicate that eating as little as 6 ounces of fatty fish per week can reduce the risk of premature death from heart disease by onethird and overall death rates by about one-sixth. Fish also appears to have anti-inflammatory properties that can help treat chronic inflammatory kidney disease, osteoarthritis, rheumatoid arthritis, Crohn’s disease, and autoimmune disorders like asthma and lupus. Thus, fish is one of the healthiest foods we can consume. Potential contaminants in fish, in particular mercury, have created concerns among some people. Mercury, a naturally occurring trace mineral, can be released into the air from industrial pollution. As mercury falls into streams and oceans, it accumulates in the aquatic food chain. Larger fish accumulate larger amounts of mercury because they eat medium and small fish. Of particular concern are shark, swordfish, king mackerel, pike, bass, and tilefish that have higher levels. Farm-raised

Nutrients should be obtained from a wide variety of sources. Figure 3.1 shows MyPyramid nutrition guidelines and recommended daily food amounts according to various caloric requirements. To lower the risk for chronic disease, an effective wellness program must incorporate healthy eating guidelines. These guidelines will be discussed throughout this chapter and in later chapters.

69

The American Heart Association recommends consuming fish twice a week. The risk of adverse effects from eating fish is extremely low and primarily theoretical in nature. For most people, eating two servings (up to 6 ounces) of fish per week poses no health threat. Pregnant and nursing women and young children, however, should avoid mercury in fish. The best recommendation is to balance the risks against the benefits. If you are still concerned, consume no more than 12 ounces per week of a variety of fish and shellfish that are lower in mercury, including canned light tuna, wild salmon, shrimp, pollock, catfish, and scallops. And check local advisories about the safety of fish caught by family and friends in local streams, rivers, lakes, and coastal areas. Dr. Dariush Mozaffarian, a physician who published a review of over 200 studies on the effects of fish consumption on health, has stated that the benefits of fish consumption exceed the potential risks and, “Seafood is likely the single most important food one can consume for good health.”* What do the terms “glycemic index” and “glycemic load” mean? The glycemic index is used to measure how rapidly a particular food increases blood sugar after eat-

*D. Mozaffarian and E. B. Rimm, “Fish Intake, Contaminants, and Human Health,” Journal of the American Medical Association 296 (2006): 1885–1899; “Eating Fish: Rewards Outweigh Risks,” Tufts University Health & Nutrition Letter (January 2007).

Too much or too little of any nutrient can precipitate serious health problems. The typical U.S. diet is too high in calories, sugar, saturated fat, trans fat, and sodium, and not high enough in whole grains, fruits, and vegetables— factors that undermine good health. On a given day, nearly half of the people in the United States eat no fruit and almost one-fourth eat no vegetables.

ing it as compared with the same amount of carbohydrate in white bread. Foods high in glycemic index cause a rapid rise in blood sugar. Frequent consumption of high-glycemic foods by themselves can increase the risk for cardiovascular disease, especially in people with diabetes. The glycemic load is calculated by multiplying the glycemic index of a particular food by its carbohydrate content in grams and dividing by 100. The usefulness of the glycemic load is based on the theory that a highglycemic-index food eaten in small quantities provides a similar effect in blood sugar rise as a consumption of a larger quantity of a low-glycemic food. What is the difference between antioxidants and phytonutrients? Antioxidants, comprising vitamins, minerals, and phytonutrients, help prevent damage to cells from highly reactive and unstable molecules known as oxygen free radicals (see page 95). Antioxidants are found both in plant and animal foods, whereas phytonutrients are found in plant foods only, including fruits, vegetables, beans, nuts, and seeds. The actions of phytonutrients, however, go beyond those of most antioxidants. In particular, they appear to have powerful anticancer properties. For example, at almost every stage of cancer, phytonutrients can block, disrupt, slow, or even reverse the process. In terms of heart disease, they may reduce inflammation, inhibit blood clots, or prevent the oxidation of LDL cholesterol. People should consume ample amounts of plant-based foods to obtain a healthy supply of antioxidants, including a wide array of phytonutrients.

Nutrition Science that studies the relationship of foods to optimal health and performance. Substrates Substances acted upon by an enzyme (examples: carbohydrates, fats). Nutrients Substances found in food that provide energy, regulate metabolism, and help with growth and repair of body tissues.

CHAPTER 3 • NUTRITION FOR WELLNESS

salmon also have slightly higher levels of polychlorinated biphenyls (PCBs), which the Environmental Protection Agency (EPA) lists as a “probable human carcinogen.”

PRINCIPLES AND LABS

70 FIGURE 3.1 MyPyramid: Steps to a healthier you.

The colors of the pyramid illustrate variety: each color represents one of the five food groups, plus one for oils. Different band widths suggest the proportional contribution of each food group to a healthy diet.

A person climbing steps reminds consumers to be physically active. The narrow slivers of color at the top imply moderation in foods rich in solid fats and added sugars. The broad bases at the bottom represent nutrient-dense foods that should make up the bulk of the diet.

Greater intakes of grains, vegetables, fruit, and milk are encouraged by the broad bases of orange, green, red.

SOURCE:

USDA, 2005.

GRAINS In general: 1 slice of bread, 1 cup of ready-to-eat cereal, 1⁄2 cup of cooked rice, cooked pasta, or cooked cereal can be considered as 1 oz equivalent of grains. Look for “whole” before the grain name on the list of ingredients and make at least half your grains whole.

VEGETABLES In general: 1 cup of raw or cooked vegetables or vegetable juice, or 2 cups of raw leafy greens can be considered as 1 cup from the vegetable group. Try to eat more dark green and orange veggies, as well as dry beans and peas.

FRUITS In general: 1 cup of fruit or 100% fruit juice, or 1⁄2 cup of dried fruit can be considered as 1 cup from the fruit group. Eat a variety of fruit, including fresh, frozen, canned, or dried fruit. Go easy on fruit juices.

OILS Measured in teaspoons of either oils or solid fats. Most sources should come from fish, nuts, and vegetable oils. Limit solid fats such as butter, stick margarine, shortening, and lard.

MILK In general: 1 cup of milk or yogurt, 11⁄2 oz of natural cheese, or 2 oz of processed cheese can be considered as 1 cup from the milk group. Go low-fat or fat free. If you can’t consume milk, choose lactose-free products or other calcium sources.

MEATS & BEANS In general: 1 oz of meat, poultry, or fish, 1⁄4 cup cooked dry beans, 1 egg, 1 tbsp of peanut butter, or 1⁄2 oz of nuts or seeds can be considered as 1 oz equivalent from the Meats & Beans group.

Recommended Daily Amounts from Each Food Group FOOD GROUP Fruits Vegetables Grains Meat and legumes Milk Oils Discretionary calorie allowance*

1600 cal

1800 cal

2000 cal

2200 cal

2400 cal

2600 cal

2800 cal 3000 cal

1⁄ 2 5 5 3 5 132

1⁄ 21⁄2 6 5 3 5 195

2 2⁄ 6 51⁄2 3 6 267

2 3 7 6 3 6 290

2 3 8 61⁄2 3 7 362

2 3⁄ 9 61⁄2 3 8 410

21⁄2 31⁄2 10 7 3 8 426

12

c c oz oz c tsp cal

12

c c oz oz c tsp cal

12

c c oz oz c tsp cal

c c oz oz c tsp cal

c c oz oz c tsp cal

12

c c oz oz c tsp cal

c c oz oz c tsp cal

21⁄2 4 10 7 3 10 512

c c oz oz c tsp cal

*Discretionary calorie allowance: At each calorie level, people who consistently choose nutrient-dense foods may be able to meet their nutrient needs without consuming their full allotment of calories. The difference between the calories needed to supply nutrients and those needed for energy is known as the discretionary calorie allowance.

Source: http://mypyramid.gov/. Additional information on MyPyramid can be obtained at this site, including an online individualized MyPyramid eating plan based on your age, gender, and activity level.

71

Nutrients The essential nutrients the human body requires are carbohydrates, fat, protein, vitamins, minerals, and water. The first three are called fuel nutrients because they are the only substances the body uses to supply the energy (commonly measured in calories) needed for work and normal body functions. The three others—vitamins, minerals, and water—are regulatory nutrients. They have no caloric value but are still necessary for a person to function normally and maintain good health. Many nutritionists add to this list a seventh nutrient: fiber. This nutrient is vital for good health. Recommended amounts seem to provide protection against several diseases, including cardiovascular disease and some cancers. Carbohydrates, fats, proteins, and water are termed macronutrients because we need them in proportionately large amounts daily. Vitamins and minerals are required in only small amounts—grams, milligrams, and micrograms instead of, say, ounces—and nutritionists refer to them as micronutrients. Depending on the amount of nutrients and calories they contain, foods can be classified by their nutrient density. Foods that contain few or a moderate number of calories but are packed with nutrients are said to have high nutrient density. Foods that have a lot of calories but few nutrients are of low nutrient density and are commonly called “junk food.” A calorie is the unit of measure indicating the energy value of food to the person who consumes it. It also is used to express the amount of energy a person expends in physical activity. Technically, a kilocalorie (kcal), or large calorie, is the amount of heat necessary to raise the temperature of 1 kilogram of water 1 degree centigrade. For simplicity, people call it a calorie rather than a kcal. For example, if the caloric value of a food is 100 calories (that is, 100 kcal), the energy in this food would raise the temperature of 100 kilograms of water 1 degree centigrade. Similarly, walking 1 mile would burn about 100 calories (again, 100 kcal).

Carbohydrates

Carbohydrates constitute the major source of calories the body uses to provide energy for

FIGURE 3.2 Major types of carbohydrates.

Simple carbohydrates Monosaccharides

Disaccharides

Glucose

Sucrose (glucose+fructose)

Fructose

Lactose (glucose+galactose)

Galactose

Maltose (glucose+glucose)

Complex carbohydrates Polysaccharides

Fiber

Starches

Cellulose

Dextrins

Hemicellulose

Glycogen

Pectins Gums Mucilages

work and to maintain cells and generate heat. They also help regulate fat and metabolize protein. Each gram of carbohydrates provides the human body with 4 calories. The major sources of carbohydrates are breads, cereals, fruits, vegetables, and milk/dairy products. Carbohydrates are classified into simple carbohydrates and complex carbohydrates (see Figure 3.2).

Simple Carbohydrates Often called “sugars,” simple carbohydrates have little nutritive value. Examples are candy, soda, and cakes. Simple carbohydrates are divided into monosaccharides and disaccharides. These carbohydrates—whose names end in “ose”—often take the place of more nutritive foods in the diet.

Monosaccharides. The simplest sugars are monosaccharides. The three most common monosaccharides are glucose, fructose, and galactose.

Nutrient density A measure of the amount of nutrients and calories in various foods. Calorie The amount of heat necessary to raise the temperature of 1 gram of water 1 degree Centigrade; used to measure the energy value of food and cost (energy expenditure) of physical activity. Carbohydrates A classification of a dietary nutrient containing carbon, hydrogen, and oxygen; the major source of energy for the human body. Simple carbohydrates Formed by simple or double sugar units with little nutritive value; divided into monosaccharides and disaccharides. Monosaccharides The simplest carbohydrates (sugars), formed by five- or six-carbon skeletons. The three most common monosaccharides are glucose, fructose, and galactose.

CHAPTER 3 • NUTRITION FOR WELLNESS

Food availability is not a problem. The problem is overconsumption of the wrong foods. Diseases of dietary excess and imbalance are among the leading causes of death in many developed countries throughout the world, including the United States. Diet and nutrition often play a crucial role in the development and progression of chronic diseases. A diet high in saturated fat and cholesterol increases the risk for diseases of the cardiovascular system, including atherosclerosis, coronary heart disease (CHD), and strokes. In sodium-sensitive individuals, high salt intake has been linked to high blood pressure. Up to 50 percent of all cancers may be diet related. Obesity, diabetes, and osteoporosis also have been associated with faulty nutrition.

1. Glucose is a natural sugar found in food and also produced in the body from other simple and complex carbohydrates. It is used as a source of energy, or it may be stored in the muscles and liver in the form of glycogen (a long chain of glucose molecules hooked together). Excess glucose in the blood is converted to fat and stored in adipose tissue. 2. Fructose, or fruit sugar, occurs naturally in fruits and honey and is converted to glucose in the body. 3. Galactose is produced from milk sugar in the mammary glands of lactating animals and is converted to glucose in the body.

Stockbyte/Getty Images

PRINCIPLES AND LABS

72

Disaccharides. The three major disaccharides are: 1. Sucrose, or table sugar (glucose fructose) 2. Lactose (glucose galactose) 3. Maltose (glucose glucose) These disaccharides are broken down in the body, and the resulting simple sugars (monosaccharides) are used as indicated above.

Complex Carbohydrates Complex carbohydrates are also called polysaccharides. Anywhere from about ten to thousands of monosaccharide molecules can unite to form a single polysaccharide. Examples of complex carbohydrates are starches, dextrins, and glycogen. 1. Starch is the storage form of glucose in plants that is needed to promote their earliest growth. Starch is commonly found in grains, seeds, corn, nuts, roots, potatoes, and legumes. In a healthful diet, grains, the richest source of starch, should supply most of the energy. Once eaten, starch is converted to glucose for the body’s own energy use. 2. Dextrins are formed from the breakdown of large starch molecules exposed to dry heat, such as in baking bread or producing cold cereals. These complex carbohydrates of plant origin provide many valuable nutrients and can be an excellent source of fiber. 3. Glycogen is the animal polysaccharide synthesized from glucose and is found only in tiny amounts in meats. In essence, we manufacture it; we don’t consume it. Glycogen constitutes the body’s reservoir of glucose. Thousands of glucose molecules are linked, to be stored as glycogen in the liver and muscle. When a surge of energy is needed, enzymes in the muscle and the liver break down glycogen and thereby make glucose readily available for energy transformation. (This process is discussed under “Nutrition for Athletes,” starting on page 102.)

Fiber. Fiber is a form of complex carbohydrate. A highfiber diet gives a person a feeling of fullness without adding too many calories to the diet. Dietary fiber is present mainly in plant leaves, skins, roots, and seeds. Processing and refining foods removes almost all of their natural fi-

High-fiber foods are essential in a healthy diet.

ber. In our diet, the main sources of fiber are whole-grain cereals and breads, fruits, vegetables, and legumes. Fiber is important in the diet because it decreases the risk for cardiovascular disease and cancer. Increased fiber intake also may lower the risk for CHD, because saturated fats often take the place of fiber in the diet, increasing the absorption and formation of cholesterol. Other health disorders that have been tied to low intake of fiber are constipation, diverticulitis, hemorrhoids, gallbladder disease, and obesity. The recommended fiber intake for adults 50 years and younger is 25 grams per day for women and 38 grams for men. As a result of decreased food consumption in people over 50 years of age, an intake of 21 and 30 grams of fiber per day, respectively, is recommended.1 Most people in the United States eat only 15 grams of fiber per day, putting them at increased risk for disease. A person can increase fiber intake by eating more fruits, vegetables, legumes, whole grains, and whole-grain cereals. Research provides evidence that increasing fiber intake to 30 grams per day leads to a significant reduction in heart attacks, cancer of the colon, breast cancer, diabetes, and diverticulitis. Table 3.1 provides the fiber content of selected foods. A practical guideline to obtain your fiber intake is to eat at least five daily servings of fruits and vegetables and three servings of whole-grain foods (wholegrain bread, cereal, and rice). Fiber is typically classified according to its solubility in water: 1. Soluble fiber dissolves in water and forms a gel-like substance that encloses food particles. This property allows soluble fiber to bind and excrete fats from the body. This type of fiber has been shown to lower blood cholesterol and blood sugar levels. Soluble fiber is found primarily in oats, fruits, barley, legumes, and psyllium (an ancient Indian grain added to some breakfast cereals).

73

1 medium

3.7

The most common types of fiber are:

Banana

1 small

1.2

1. Cellulose: water-insoluble fiber found in plant cell walls

Beans (red kidney)

1

⁄2 cup

8.2

Blackberries

1

⁄2 cup

4.9

2. Hemicellulose: water-insoluble fiber found in cereal fibers

Beets, red, canned (cooked)

1

⁄2 cup

1.4

Food (gm)

Serving Size

Almonds, shelled

1

Apple

⁄4 cup

Dietary Fiber

Brazil nuts

1 oz

2.5

Broccoli (cooked)

1

⁄2 cup

3.3

Brown rice (cooked)

1

⁄2 cup

1.7

Carrots (cooked)

1

⁄2 cup

3.3

Cauliflower (cooked)

1

⁄2 cup

5.0

Cereal All Bran

1 oz

8.5

Cheerios

1 oz

1.1

Cornflakes

1 oz

0.5

Fruit and Fibre

1 oz

4.0

Fruit Wheats

1 oz

2.0

Just Right

1 oz

2.0

3. Pectins: water-soluble fiber found in vegetables and fruits 4. Gums and mucilages: water-soluble fiber also found in small amounts in foods of plant origin Surprisingly, excessive fiber intake can be detrimental to health. It can produce loss of calcium, phosphorus, and iron and cause gastrointestinal discomfort. If your fiber intake is below the recommended amount, increase your intake gradually over several weeks to avoid gastrointestinal disturbances. While increasing your fiber intake, be sure to drink more water to avoid constipation and even dehydration.

Orange

1 medium

4.3

Parsnips (cooked)

1

2.1

Fats (Lipids) The human body uses fats as a source of energy. Also called lipids, fats are the most concentrated energy source, with each gram of fat supplying 9 calories to the body (in contrast to 4 for carbohydrates). Fats are a part of the human cell structure. Deposits of fat cells are used as stored energy and as an insulator to preserve body heat. They absorb shock, supply essential fatty acids, and carry the fat-soluble vitamins A, D, E, and K. Fats can be classified into three main groups: simple, compound, and derived (see Figure 3.3). The most familiar sources of fat are whole milk and other dairy products, meats, and meat alternatives such as eggs and nuts.

Wheaties

1 oz

2.0

Corn (cooked)

1

⁄2 cup

2.2

Eggplant (cooked)

1

⁄2 cup

3.0

Lettuce (chopped)

1

⁄2 cup

0.5

⁄2 cup

Pear

1 medium

4.5

Simple Fats A simple fat consists of a glyceride molecule

Peas (cooked)

1

4.4

Popcorn (plain)

1 cup

1.2

linked to one, two, or three units of fatty acids. Depending on the number of fatty acids attached, simple fats are di-

Potato (baked)

1 medium

4.9

Strawberries

1

⁄2 cup

1.6

Summer squash (cooked)

1

⁄2 cup

1.6

Watermelon

1 cup

⁄2 cup

0.1

2. Insoluble fiber is not easily dissolved in water, and the body cannot digest it. This type of fiber is important because it binds water, causing a softer and bulkier stool that increases peristalsis, the involuntary muscle contractions of intestinal walls that force the stool through the intestines and enable quicker excretion of food residues. Speeding the passage of food residues through the intestines seems to lower the risk for colon cancer, mainly because it reduces the amount of time

Adipose tissue Fat cells in the body. Disaccharides Simple carbohydrates formed by two monosaccharide units linked together, one of which is glucose. The major disaccharides are sucrose, lactose, and maltose. Complex carbohydrates Carbohydrates formed by three or more simple sugar molecules linked together; also referred to as polysaccharides. Glycogen Form in which glucose is stored in the body. Dietary fiber A complex carbohydrate in plant foods that is not digested but is essential to digestion. Peristalsis Involuntary muscle contractions of intestinal walls that facilitate excretion of wastes. Fats A classification of nutrients containing carbon, hydrogen, some oxygen, and sometimes other chemical elements.

CHAPTER 3 • NUTRITION FOR WELLNESS

3.9

that cancer-causing agents are in contact with the intestinal wall. Insoluble fiber is also thought to bind with carcinogens (cancer-producing substances), and more water in the stool may dilute the cancer-causing agents, lessening their potency. Sources of insoluble fiber include wheat, cereals, vegetables, and skins of fruits.

TABLE 3.1 Dietary Fiber Content of Selected Foods

FIGURE 3.3 Major types of fats (lipids).

Behavior Modification Planning Simple fats

TIPS TO INCREASE FIBER IN YOUR DIET

Monoglyceride (glyceride+one fatty acid*) Diglyceride (glyceride+two fatty acids)

I DID IT

I PLAN TO

PRINCIPLES AND LABS

74

q q q q q q q q q q q q

q q q q q q

q q q q

q q q q

Triglyceride (glyceride+three fatty acids)

Eat more vegetables, either raw or steamed Eat salads daily that include a wide variety of vegetables Eat more fruit, including the skin Choose whole-wheat and whole-grain products Choose breakfast cereals with more than 3 grams of fiber per serving Sprinkle a teaspoon or two of unprocessed bran or 100 percent bran cereal on your favorite breakfast cereal Add high-fiber cereals to casseroles and desserts Add beans to soups, salads, and stews Add vegetables to sandwiches: sprouts, green and red pepper strips, diced carrots, sliced cucumbers, red cabbage, onions Add vegetables to spaghetti: broccoli, cauliflower, sliced carrots, mushrooms Experiment with unfamiliar fruits and vegetables—collards, kale, broccoflower, asparagus, papaya, mango, kiwi, starfruit Blend fruit juice with small pieces of fruit and crushed ice When increasing fiber in your diet, drink plenty of fluids

Try It Do you know your average daily fiber intake? If you do not know, keep a 3-day record of daily fiber intake. How do you fare against the recommended guidelines? If your intake is low, how can you change your diet to increase your daily fiber intake?

Compound fats

Derived fats

Phospholipids

Sterols (cholesterol)

Glucolipids Lipoproteins

*Fatty acids can be saturated or unsaturated

vided into monoglycerides (one fatty acid), diglycerides (two fatty acids), and triglycerides (three fatty acids). More than 90 percent of the weight of fat in foods and more than 95 percent of the stored fat in the human body are in the form of triglycerides. The length of the carbon atom chain and the amount of hydrogen saturation (i.e., the number of hydrogen molecules attached to the carbon chain) in fatty acids vary. Based on the extent of saturation, fatty acids are said to be saturated or unsaturated. Unsaturated fatty acids are classified further into monounsaturated and polyunsaturated fatty acids. Saturated fatty acids are mainly of animal origin, and unsaturated fats are found mostly in plant products.

Saturated Fats. In saturated fatty acids (or “saturated fats”), the carbon atoms are fully saturated with hydrogen atoms; only single bonds link the carbon atoms on the chain (see Figure 3.4). Foods high in saturated fatty acids are meats, animal fat, lard, whole milk, cream, butter, cheese, ice cream, hydrogenated oils (hydrogenation makes oils saturated), coconut oil, and palm oils. Saturated fats typically do not melt at room temperature. Coconut and palm oils are exceptions. In general, saturated fats raise the blood cholesterol level. The data on coconut and palm oils are controversial, as some research indicates that these oils may be neutral in terms of their effects on cholesterol and actually may provide some health benefits. Unsaturated Fats. In unsaturated fatty acids (or “unsaturated fats”), double bonds form between unsaturated carbons. These healthy fatty acids (FAs) include monounsaturated and polyunsaturated fats, which are usually liquid at room temperature. Other shorter fatty acid chains also tend to be liquid at room temperature. Unsaturated fats help lower blood cholesterol. When unsaturated fats replace saturated fats in the diet, the former stimulate the liver to clear cholesterol from the blood. In monounsaturated fatty acids (MUFAs), only one double bond is found along the chain. MUFAs are found in olive, canola, peanut, and sesame oils. They are also found in avocados, peanuts, and cashews.

75

Saturated Fatty Acid H

H

H

H

H

OH

G* – C – C – C – C – C – C = O H

H

H

H

H

Monounsaturated Fatty Acid H

H

H

H

H

OH

G* – C – C – C = C – C – C = O H

H

H Double Bond

Polyunsaturated Fatty Acid H

H

H

H

H

H

H

H

OH

G* – C – C – C – C = C – C = C – C – C = O H

H

H

H Double Bonds

*Glyceride component

Polyunsaturated fatty acids (PUFAs) contain two or more double bonds between unsaturated carbon atoms along the chain. Corn, cottonseed, safflower, walnut, sunflower, and soybean oils are high in PUFAs, which are also found in fish, almonds, and pecans. Trans Fatty Acids. Hydrogen often is added to monounsaturated and polyunsaturated fats to increase shelf life and to solidify them so they are more spreadable. During this process, called “partial hydrogenation,” the position of hydrogen atoms may be changed along the carbon chain, transforming the fat into a trans fatty acid. Margarine and spreads, shortening, some nut butters, crackers, cookies, dairy products, meats, processed foods, and fast foods often contain trans fatty acids. Trans fatty acids are not essential and provide no known health benefit. In truth, health-conscious people minimize their intake of these types of fats because diets high in trans fatty acids increase rigidity of the coronary arteries, elevate cholesterol, and contribute to the formation of blood clots that may lead to heart attacks and strokes. Trans fats are found in about 40 percent of supermarket foods, including almost all cookies, 80 percent of frozen breakfast foods, 75 percent of snacks and chips, most cake mixes, and almost 50 percent of all cereals. Doughnuts, french fries, stick margarine, vegetable shortening, cookies, and crackers are all high in trans fatty acid content.2 Paying attention to food labels is important, because the words “partially hydrogenated” and “trans fatty acids”

indicate that the product carries a health risk just as high or higher than that of saturated fat. The Food and Drug Administration now requires that food labels list trans fatty acids so consumers can make healthier choices. Polyunsaturated Omega Fatty Acids. Omega fatty acids have gained considerable attention in recent years. These fatty acids are essential to human health and cannot be manufactured by the body (they have to be consumed in the diet). These essential fatty acids have been named based on where the first double bond appears in the carbon chain—starting from the end of the chain; hence the term “omega,” from the end of the Greek alphabet. Accordingly, omega fats are classified as omega-3 fatty acids and omega-6 fatty acids. Maintaining a balance between these fatty acids is important for good health. Excessive intake of omega-6 fatty acids tends to contribute to inflammation (a risk factor for heart disease—see Chapter 11, page 394), cancer, asthma, arthritis, and depression. A ratio of 4 to 1 omega6 to omega-3 fatty acids is recommended to maintain and improve health. Most critical in the diet are omega-3 fatty acids, which provide substantial health benefits. Omega-3 fatty acids tend to decrease cholesterol, triglycerides, inflammation, blood clots, abnormal heart rhythms, and high blood pressure. They also decrease the risk of heart attack, stroke, Alzheimer’s disease, dementia, macular degeneration, and joint degeneration. Unfortunately, only 25 percent of the U.S. population consumes the recommended amount (approximately 500 mg) of omega eicosapentaenoic acid (EPA) and docosahexaenoic acid (DHA) on any given day. These are two of the three major types of omega-3 fatty acids, along with alpha-linolenic acid (ALA). The evidence is strongest for EPA and DHA as being cardioprotective. Once consumed, the body converts ALA to EPA and then to DHA, but the process is not very efficient. It is best to increase consumption of EPA and DHA to obtain the greatest health benefit. Individuals at risk for heart disease are encouraged to get an average of 500 to 1,800 grams of EPA and DHA per day.3 These fatty acids protect against irregular heartbeats and blood clots, reduce triglycerides and blood pressure, and defend against inflammation.4 Fish—especially fresh or frozen salmon, mackerel, herring, tuna, and rainbow trout—are high in EPA and DHA. Table 3.2 presents a listing of total EPA plus DHA content

Trans fatty acid Solidified fat formed by adding hydrogen to monounsaturated and polyunsaturated fats to increase shelf life. Omega-3 fatty acids Polyunsaturated fatty acids found primarily in cold-water seafood, flaxseed, and flaxseed oil; thought to lower blood cholesterol and triglycerides. Omega-6 fatty acids Polyunsaturated fatty acids found primarily in corn and sunflower oils and most oils in processed foods.

CHAPTER 3 • NUTRITION FOR WELLNESS

FIGURE 3.4 Chemical structure of saturated and unsaturated fats.

PRINCIPLES AND LABS

76 TABLE 3.2 Omega-3 Fatty Acid Content (EPA ⫹ DHA) per 100 Grams (3.5 oz) of Fish Type of Fish

Total EPA ⫹ DHA

Anchovy

1.4 gr

Bluefish

1.2 gr

Halibut

0.4 gr

Herring

1.7 gr

Mackerel

2.4 gr

Sardine

1.4 gr

Salmon, Atlantic

1.0 gr

Salmon, Chinook

1.9 gr

Salmon, Coho

1.2 gr

Salmon, pink

1.0 gr

Salmon, Sockeye

1.3 gr

Shrimp

0.3 gr

Trout, rainbow

0.6 gr

Trout, lake

1.6 gr

Tuna, white (Albacore)

0.8 gr

of selected species of fish. Canned fish is not recommended, because the canning process destroys most of the omega-3 fatty acids. Good sources of omega-3 ALA include flaxseeds, canola oil, walnuts, wheat germ, and green leafy vegetables. The oil in flaxseeds is high in ALA and has been shown to reduce abnormal heart rhythms and prevent blood clots.5 Flaxseeds are also high in fiber and plant chemicals known as lignans. Studies are being conducted to investigate the potential cancer-fighting ability of lignans. In one report, the addition of a daily ounce (3 to 4 tablespoons) of ground flaxseeds to the diet seemed to lead to a decrease in the onset of tumors, preventing their formation and even leading to their shrinkage.6 Excessive flaxseed in the diet is not recommended. High doses actually may be detrimental to health. Pregnant and lactating women, especially, should not consume large amounts of flaxseed. Because flaxseeds have a hard outer shell, they should be ground to obtain the nutrients; whole seeds will pass through the body undigested. Flavor and nutrients are best preserved by grinding the seeds just before use. Preground seeds should be kept sealed and refrigerated. Ground flaxseeds can be mixed with salad dressings, salads, wheat flour, pancakes, muffins, cereals, rice, cottage cheese, and yogurt. Flaxseed oil also may be used, but the oil has little or no fiber and lignans and must be kept refrigerated because it spoils quickly. The oil cannot be used for cooking either, because it scorches easily. Most of the polyunsaturated fatty acid consumption in the United States comes from omega-6. Once viewed as healthy fats, we now know that excessive intake is detri-

mental to health. Omega-6 fatty acids include linoleic acid (LA), gamma linolenic acid (GLA), and arachidonic acid (AA). The typical American diet contains 10 to 20 times more omega-6 than omega-3 fatty acids. Most omega-6 fatty acids come in the form of LA from vegetable oils, the primary oil ingredient added to most processed foods. LArich oils include corn, soybean, sunflower, safflower, and cottonseed oils. The imbalance between omega-3 and omega-6 fatty acids is thought to be responsible for the increased rate of inflammatory conditions seen in the United States today. Furthermore, in terms of heart health, while omega-6 fatty acids lower the “bad” low-density lipoprotein (LDL) cholesterol, they also lower the “good” high-density lipoprotein (HDL) cholesterol; thus its overall effect on cardiac health is neutral. To decrease your intake of LA, watch for corn, soybean, sunflower, and cottonseed oils in salad dressings, mayonnaise, and margarine. The best source of omega-3 APA and DHA, the fatty acids that provide the most health benefits, is fish. Data suggest that the amount of fish oil obtained by eating two servings of fish weekly lessens the risk of CHD and may contribute to brain, joint, and vision health. A word of caution: People who have diabetes, a history of hemorrhaging or strokes, are on aspirin or blood-thinning therapy, or are presurgical patients should not consume fish oil except under a physician’s instruction.

Compound Fats Compound fats are a combination of simple fats and other chemicals. Examples are: 1. Phospholipids: similar to triglycerides, except that choline (or another compound) and phosphoric acid take the place of one of the fatty acid units 2. Glucolipids: a combination of carbohydrates, fatty acids, and nitrogen 3. Lipoproteins: water-soluble aggregates of protein and triglycerides, phospholipids, or cholesterol Lipoproteins (a combination of lipids and proteins) are especially important because they transport fats in the blood. The major forms are HDL, LDL, and very-lowdensity lipoprotein (VLDL). Lipoproteins play a large role in developing or in preventing heart disease. High levels of HDL (“good” cholesterol) have been associated with lower risk for CHD, whereas high levels of LDL (“bad” cholesterol) have been linked to increased risk for this disease. HDL is more than 50 percent protein and contains little cholesterol. LDL is approximately 25 percent protein and nearly 50 percent cholesterol. VLDL contains about 50 percent triglycerides, only about 10 percent protein, and 20 percent cholesterol.

Derived Fats Derived fats combine simple and compound fats. Sterols are an example. Although sterols contain no fatty acids, they are considered lipids because they do not dissolve in water. The sterol mentioned most often is cholesterol, which is found in many foods or can be manufactured in the body—primarily from saturated fats and trans fats.

77 Proteins are the main substances the body uses to build and repair tissues such as muscles, blood, internal organs, skin, hair, nails, and bones. They form a part of hormone, antibody, and enzyme molecules. Enzymes play a key role in all of the body’s processes. Because all enzymes are formed by proteins, this nutrient is necessary for normal functioning. Proteins also help maintain the normal balance of body fluids. Proteins can be used as a source of energy, too, but only if sufficient carbohydrates are not available. Each gram of protein yields 4 calories of energy (the same as carbohydrates). The main sources of protein are meats and alternatives, milk, and other dairy products. Excess proteins may be converted to glucose or fat, or even excreted in the urine. The human body uses 20 amino acids to form different types of protein. Amino acids contain nitrogen, carbon, hydrogen, and oxygen. Of the 20 amino acids, 9 are called essential amino acids because the body cannot produce them. The other 11, termed “nonessential amino acids,” can be manufactured in the body if food proteins in the diet provide enough nitrogen (see Table 3.3). For the body to function normally, all amino acids shown in Table 3.3 must be present in the diet. Proteins that contain all the essential amino acids, known as “complete” or “higher-quality” protein, are usually of animal origin. If one or more of the essential amino acids are missing, the proteins are termed “incomplete” or “lower-quality” protein. Individuals have to take in enough protein to ensure nitrogen for adequate production of amino acids and also to get enough high-quality protein to obtain the essential amino acids. Protein deficiency is not a problem in the typical U.S. diet. Two glasses of skim milk combined with about 4 ounces of poultry or fish meet the daily protein require-

TABLE 3.3 Amino Acids Essential Amino Acids*

Nonessential Amino Acids

Histidine

Alanine

Isoleucine

Arginine

Leucine

Asparagine

Lysine

Aspartic acid

Methionine

Cysteine

Phenylalanine

Glutamic acid

Threonine

Glutamine

Tryptophan

Glycine

Valine

Proline Serine Tyrosine

*Must be provided in the diet because the body cannot manufacture them.

ment. But too much animal protein can cause health problems. Some people eat twice as much protein as they need. Protein foods from animal sources are often high in fat, saturated fat, and cholesterol, which can lead to cardiovascular disease and cancer. Too much animal protein also decreases the blood enzymes that prevent precancerous cells from developing into tumors. As mentioned earlier, a well-balanced diet contains a variety of foods from all five basic food groups, including a wise selection of foods from animal sources (see also “Balancing the Diet” on page 80). Based on current nutrition data, meat (poultry and fish included) should be replaced by grains, legumes, vegetables, and fruits as main courses. Meats should be used more for flavoring than for volume. Daily consumption of beef, poultry, or fish should be limited to 3 ounces (about the size of a deck of cards) to 6 ounces.

Vitamins Vitamins are necessary for normal bodily metabolism, growth, and development. Vitamins are classified into two types based on their solubility: 1. Fat soluble (A, D, E, and K) 2. Water soluble (B complex and C) The body does not manufacture most vitamins, so they can be obtained only through a well-balanced diet. To decrease loss of vitamins during cooking, natural foods should be microwaved or steamed rather than boiled in water that is thrown out later. A few exceptions, such as vitamins A, D, and K, are formed in the body. Vitamin A is produced from betacarotene, found mainly in yellow foods such as carrots, pumpkin, and sweet potatoes. Vitamin D is created when ultraviolet light from the sun transforms 7dehydrocholesterol, a compound in human skin. Vitamin K is created in the body by intestinal bacteria. The major functions of vitamins are outlined in Table 3.4. Vitamins C, E, and beta-carotene also function as antioxidants, which are thought to play a key role in preventing chronic diseases. (The specific functions of these antioxidant nutrients and of the mineral selenium, also an antioxidant, are discussed under “Antioxidants,” page 95).

Lipoproteins Lipids covered by proteins, these transport fats in the blood. Types are LDL, HDL, and VLDL. Sterols Derived fats, of which cholesterol is the best-known example. Proteins A classification of nutrients consisting of complex organic compounds containing nitrogen and formed by combinations of amino acids; the main substances used in the body to build and repair tissues. Enzymes Catalysts that facilitate chemical reactions in the body. Amino acids Chemical compounds that contain nitrogen, carbon, hydrogen, and oxygen; the basic building blocks the body uses to build different types of protein. Vitamins Organic nutrients essential for normal metabolism, growth, and development of the body.

CHAPTER 3 • NUTRITION FOR WELLNESS

Proteins

PRINCIPLES AND LABS

78 TABLE 3.4 Major Functions of Vitamins Nutrient

Good Sources

Major Functions

Deficiency Symptoms

VITAMIN A

Milk, cheese, eggs, liver, yellow and dark-green fruits and vegetables

Required for healthy bones, teeth, skin, gums, and hair; maintenance of inner mucous membranes, thus increasing resistance to infection; adequate vision in dim light.

Night blindness; decreased growth; decreased resistance to infection; rough, dry skin

VITAMIN D

Fortified milk, cod liver oil, salmon, tuna, egg yolk

Necessary for bones and teeth; needed for calcium and phosphorus absorption.

Rickets (bone softening), fractures, muscle spasms

VITAMIN E

Vegetable oils, yellow and green leafy vegetables, margarine, wheat germ, wholegrain breads and cereals

Related to oxidation and normal muscle and red blood cell chemistry.

Leg cramps, red blood cell breakdown

VITAMIN K

Green leafy vegetables, cauliflower, cabbage, eggs, peas, potatoes

Essential for normal blood clotting.

Hemorrhaging

VITAMIN B1 (THIAMIN)

Whole-grain or enriched bread, lean meats and poultry, fish, liver, pork, poultry, organ meats, legumes, nuts, dried yeast

Assists in proper use of carbohydrates, normal functioning of nervous system, maintenance of good appetite.

Loss of appetite, nausea, confusion, cardiac abnormalities, muscle spasms

VITAMIN B2 (RIBOFLAVIN)

Eggs, milk, leafy green vegetables, whole grains, lean meats, dried beans and peas

Contributes to energy release from carbohydrates, fats, and proteins; needed for normal growth and development, good vision, and healthy skin.

Cracking of the corners of the mouth, inflammation of the skin, impaired vision

VITAMIN B6 (PYRIDOXINE)

Vegetables, meats, wholegrain cereals, soybeans, peanuts, potatoes

Necessary for protein and fatty acids metabolism and for normal red blood cell formation.

Depression, irritability, muscle spasms, nausea

VITAMIN B12

Meat, poultry, fish, liver, organ meats, eggs, shellfish, milk, cheese

Required for normal growth, red blood cell formation, nervous system and digestive tract functioning.

Impaired balance, weakness, drop in red blood cell count

NIACIN

Liver and organ meats, meat, fish, poultry, whole grains, enriched breads, nuts, green leafy vegetables, and dried beans and peas

Contributes to energy release from carbohydrates, fats, and proteins; normal growth and development; and formation of hormones and nerve-regulating substances.

Confusion, depression, weakness, weight loss

BIOTIN

Liver, kidney, eggs, yeast, legumes, milk, nuts, dark-green vegetables

Essential for carbohydrate metabolism and fatty acid synthesis.

Inflamed skin, muscle pain, depression, weight loss

FOLIC ACID

Leafy green vegetables, organ meats, whole grains and cereals, dried beans

Needed for cell growth and reproduction and for red blood cell formation.

Decreased resistance to infection

PANTOTHENIC ACID

All natural foods, especially liver, kidney, eggs, nuts, yeast, milk, dried peas and beans, green leafy vegetables

Related to carbohydrate and fat metabolism.

Depression, low blood sugar, leg cramps, nausea, headaches

VITAMIN C (ASCORBIC ACID)

Fruits, vegetables

Helps protect against infection; required for formation of collagenous tissue, normal blood vessels, teeth, and bones.

Slow-healing wounds, loose teeth, hemorrhaging, rough scaly skin, irritability

79

Nutrient

Good Sources

Major Functions

Deficiency Symptoms

CALCIUM

Milk, yogurt, cheese, green leafy vegetables, dried beans, sardines, salmon

Required for strong teeth and bone formation; maintenance of good muscle tone, heartbeat, and nerve function.

Bone pain and fractures, periodontal disease, muscle cramps

COPPER

Seafood, meats, beans, nuts, whole grains

Helps with iron absorption and hemoglobin formation; required to synthesize the enzyme cytochrome oxidase.

Anemia (although deficiency is rare in humans)

IRON

Organ meats, lean meats, seafood, eggs, dried peas and beans, nuts, whole and enriched grains, green leafy vegetables

Major component of hemoglobin; aids in energy utilization.

Nutritional anemia, overall weakness

PHOSPHORUS

Meats, fish, milk, eggs, dried beans and peas, whole grains, processed foods

Required for bone and teeth formation and for energy release regulation.

Bone pain and fracture, weight loss, weakness

ZINC

Milk, meat, seafood, whole grains, nuts, eggs, dried beans

Essential component of hormones, insulin and enzymes; used in normal growth and development.

Loss of appetite, slowhealing wounds, skin problems

MAGNESIUM

Green leafy vegetables, whole grains, nuts, soybeans, seafood, legumes

Needed for bone growth and maintenance, carbohydrate and protein utilization, nerve function, temperature regulation.

Irregular heartbeat, weakness, muscle spasms, sleeplessness

SODIUM

Table salt, processed foods, meat

Needed for body fluid regulation, transmission of nerve impulses, heart action.

Rarely seen

POTASSIUM

Legumes, whole grains, bananas, orange juice, dried fruits, potatoes

Required for heart action, bone formation and maintenance, regulation of energy release, acid-base regulation.

Irregular heartbeat, nausea, weakness

SELENIUM

Seafood, meat, whole grains

Component of enzymes; functions in close association with vitamin E.

Muscle pain, possible heart muscle deterioration, possible hair loss and nail loss

Minerals

Approximately 25 minerals have important roles in body functioning. Minerals are inorganic substances contained in all cells, especially those in hard parts of the body (bones, nails, teeth). Minerals are crucial to maintaining water balance and the acid–base balance. They are essential components of respiratory pigments, enzymes, and enzyme systems, and they regulate muscular and nervous tissue impulses, blood clotting, and normal heart rhythm. The four minerals mentioned most often are calcium, iron, sodium, and selenium. Calcium deficiency may result in osteoporosis, and low iron intake can induce iron-deficiency anemia (see page 107). High sodium intake may contribute to high blood pressure. Selenium seems to be important in preventing certain types of cancer. Specific functions of some of the most important minerals are given in Table 3.5.

Water

The most important nutrient is water, as it is involved in almost every vital body process: in digesting

and absorbing food, in producing energy, in the circulatory process, in regulating body heat, in removing waste products, in building and rebuilding cells, and in transporting other nutrients. In men, about 61 percent of total body weight is water. The proportion of body weight in women is 56 percent (see Figure 3.5). The difference is due primarily to the higher amount of muscle mass in men. Almost all foods contain water, but it is found primarily in liquid foods, fruits, and vegetables. Although for decades the recommendation was to consume at least 8 cups of water per day, a panel of scientists of the Institute of Medicine of the National Academy of Sciences (NAS) indi-

Minerals Inorganic nutrients essential for normal body functions; found in the body and in food. Water The most important classification of essential body nutrients, involved in almost every vital body process.

CHAPTER 3 • NUTRITION FOR WELLNESS

TABLE 3.5 Major Functions of Minerals

PRINCIPLES AND LABS

80 FIGURE 3.5 Approximate proportions of nutrients in the human body.

TABLE 3.6 The American Diet: Current and Recommended Carbohydrate, Fat, and Protein Intake Expressed as a Percentage of Total Calories

Carbohydrates <1%

Minerals 5%

Protein 16%

Protein 12% Fat 17% Fat 27%

Water 61%

Water 56%

MALE

Current Recommended Percentage Percentage*

Carbohydrates <1%

Minerals 6%

Carbohydrates: Simple Complex

50% 26% 24%

45–65% Less than 25% 20–40%

Fat: Monounsaturated: Polyunsaturated: Saturated:

34% 11% 10% 13%

20–30%** Up to 20% Up to 10% Less than 7%

Protein:

16%

10–35%

*Adapted from the 2002 recommended guidelines by the National Academy of Sciences. **Up to 35% is allowed for individuals with metabolic syndrome who may need additional fat in the diet.

FEMALE

cated that people are getting enough water from the liquids (milk, juices, sodas, coffee) and the moisture content of solid foods. Most Americans and Canadians remain well hydrated simply by using thirst as their guide. Caffeinecontaining drinks also are acceptable as a water source because data indicate that people who regularly consume such beverages do not have more 24-hour urine output than those who don’t. An exception of not waiting for the thirst signal to replenish water loss is when an individual exercises in the heat, especially for an extended time (see Chapter 9, page 334). Water lost under these conditions must be replenished regularly. If you wait for the thirst signal, you may have lost too much water already. At 2 percent of body weight lost, a person is dehydrated. At 5 percent, one may become dizzy and disoriented, have trouble with cognitive skills and heart function, and even lose consciousness.

Balancing the Diet One of the fundamental ways to enjoy good health and live life to its fullest is through a well-balanced diet. Several guidelines have been published to help you accomplish this. As illustrated in Table 3.6, the most recent recommended guidelines by the NAS state that daily caloric intake should be distributed so that 45 to 65 percent of the total calories come from carbohydrates (mostly complex carbohydrates and less than 25 percent from sugars), 20 to 35 percent from fat, and 10 to 35 percent from protein.7 The recommended ranges allow for flexibility in planning diets according to individual health and physical activity needs.

In addition to the macronutrients, the diet must include all of the essential vitamins, minerals, and water. The source of fat calories is also critical. The National Cholesterol Education Program recommends that, of total calories, saturated fat should constitute less than 7 percent, polyunsaturated fat up to 10 percent, and monounsaturated fat up to 20 percent. Rating a particular diet accurately is difficult without a complete nutrient analysis. You have an opportunity to perform this analysis in Lab 3A. The NAS guidelines vary slightly from those previously issued by major national health organizations, which recommend 50 to 60 percent of total calories from carbohydrates, less than 30 percent from fat, and about 15 percent from protein. These percentages are within the ranges recommended by NAS. The most drastic difference appears in the NAS-allowed range of fat intake, up to 35 percent of total calories. This higher percentage, however, was included to accommodate individuals with metabolic syndrome (see Chapter 11, page 409), who have an abnormal insulin response to carbohydrates and may need additional fat in the diet. For all other individuals, daily fat intake should not exceed 30 percent of total caloric intake. The NAS recommendations will be effective only if people consistently replace saturated and trans fatty acids with unsaturated fatty acids. The latter will require changes in the typical “unhealthy” American diet, which is generally high in red meats, whole dairy products, fast foods, and processed foods—all of which are high in saturated and/or trans fatty acids. Diets in most developed countries changed significantly after the turn of the 20th century. Today, people eat more calories and fat, fewer complex carbohydrates, and about the same amount of protein. People also weigh more than

81

Nutrition Standards Nutritionists use a variety of nutrient standards, the most widely known of which is the Recommended Dietary Allowance (RDA). This, however, is not the only standard. Among others are the Dietary Reference Intakes and the Daily Values on food labels. Each standard has a different purpose and utilization in dietary planning and assessment.

Dietary Reference Intake To help people meet dietary guidelines, the NAS developed a set of Dietary Reference Intakes (DRIs) for healthy people in the United States and Canada. The DRIs are based on a review of the most current research on nutrient needs of healthy people. The DRI reports are written by the Food and Nutrition Board of the Institute of Medicine in cooperation with scientists from Canada. The DRIs encompass four types of reference values for planning and assessing diets and for establishing adequate amounts and maximum safe nutrient intakes in the diet: the Estimated Average Requirement (EAR), the Recommended Dietary Allowances (RDA), Adequate Intake (AI), and Tolerable Upper Intake Level (UL). The type of reference value used for a given nutrient and a specific age/gender group is determined according to available scientific information and the intended use of the dietary standard. Estimated Average Requirement. The EAR is the amount of a nutrient that is estimated to meet the nutrient requirement of half the healthy people in specific age and gender groups. At this nutrient intake level, the nutritional requirements of 50 percent of the people are not met. For example, looking at 300 healthy women at age 26, the EAR would meet the nutritional requirement for only half of these women.

Recommended Dietary Allowance. The RDA is the daily amount of a nutrient that is considered adequate to meet the known nutrient needs of nearly all healthy people in the United States. Because the committee must decide what level of intake to recommend for everybody, the RDA is set well above the EAR and covers about 98 percent of the population. Stated another way, the RDA recommendation for any nutrient is well above almost everyone’s actual requirement. The RDA could be considered a goal for adequate intake. The process for determining the RDA depends on being able to set an EAR, because RDAs are determined statistically from the EAR values. If an EAR cannot be set, no RDA can be established.

meet or exceed the nutritional requirements of a corresponding healthy population. Nutrients for which daily DRIs have been set are given in Table 3.7.

Upper Intake Level. The UL establishes the highest level of nutrient intake that seems to be safe for most healthy people, beyond which exists an increased risk for adverse effects. As intakes increase above the UL, so does the risk for adverse effects. In general terms, the optimum nutrient range for healthy eating is between the RDA and the UL. The established ULs are presented in Table 3.8.

Daily Values The Daily Values (DVs) are reference values for nutrients and food components for use on food labels. The DVs include fat, saturated fat, and carbohydrates (as a percent of total calories); cholesterol, sodium, and potassium (in milligrams); and fiber and protein (in grams). The DVs for total fat, saturated fat, and carbohydrate are expressed as percentages for a 2,000-calorie diet and therefore may require adjustments depending on an individual’s daily estimated energy requirement (EER) in calories. For example, on a 2,000-calorie diet (the EER), the recommended carbohydrate intake is about 300 grams (about 60 percent of the EER), and the recommendation for fat is 65 grams (about 30 percent of EER). The vitamin, mineral, and protein DVs were adapted from the RDAs. The DVs also are not as specific for age and gender groups as are the DRIs. Both the DRIs and the DVs apply only to healthy adults. They are not intended for people who are ill and may require additional nutrients. Figure 3.6 shows a food label with U.S. Recommended Daily Values.

Dietary Reference Intakes (DRI) A general term that describes four types of nutrient standards that establish adequate amounts and maximum safe nutrient intakes in the diet: Estimated Average Requirements (EARs), Recommended Dietary Allowances (RDAs), Adequate Intakes (AIs), and Tolerable Upper Intake Levels (ULs). Estimated Average Requirement (EAR) The amount of a nutrient that meets the dietary needs of half the people. Recommended Dietary Allowance (RDA) The daily amount of a nutrient (statistically determined from the EARs) that is considered adequate to meet the known nutrient needs of almost 98 percent of all healthy people in the United States. Adequate Intake (AI) The recommended amount of a nutrient intake when sufficient evidence is not available to calculate the EAR and subsequent RDA. Upper Intake Level (UL) The highest level of nutrient intake that seems safe for most healthy people, beyond which exists an increased risk of adverse effects.

Adequate Intake. When data are insufficient or inade-

Daily Values (DVs) Reference values for nutrients and food components used in food labels.

quate to set an EAR, an AI value is determined instead of the RDA. The AI value is derived from approximations of observed nutrient intakes by a group or groups of healthy people. The AI value for children and adults is expected to

Estimated Energy Requirement (EER) The average dietary energy (caloric) intake that is predicted to maintain energy balance in a healthy adult of defined age, gender, weight, height, and level of physical activity, consistent with good health.

CHAPTER 3 • NUTRITION FOR WELLNESS

they did in 1900, an indication that we are eating more calories and are not as physically active as our forebears.

TABLE 3.7 Dietary Reference Intakes (DRIs): Recommended Daily Dietary Allowances (RDA) and Adequate Intakes (AI) for Selected Nutrients

Vitamin A (mcg)

Vitamin C (mg)

Vitamin E (mg)

Selenium (mcg)

Iron (mg)

Calcium (mg)

Vitamin D (mcg)

Fluoride (mg)

Biotin (mg)

Choline (mg)

1.3 16

1.3 400 2.4

1,250

410

900

75

15

55

11

1,300

5

3

5.0 25

550

19–30

1.2

1.3 16

1.3 400 2.4

700

400

900

90

15

55

8

1,000

5

4

5.0 30

550

31–50

1.2

1.3 16

1.3 400 2.4

700

420

900

90

15

55

8

1,000

5

4

5.0 30

550

51–70

1.2

1.3 16

1.7 400 2.4

700

420

900

90

15

55

8

1,200

10

4

5.0 30

550

70

1.2

1.3 16

1.7 400 2.4

700

420

900

90

15

55

8

1,200

15

4

5.0 30

550

14–18

1.0

1.0 14

1.2 400 2.4

1,250

360

700

65

15

55

15

1,300

5

3

5.0 25

400

19–30

1.1

1.1 14

1.3 400 2.4

700

310

700

75

15

55

18

1,000

5

3

5.0 30

425

31–50

1.1

1.1 14

1.3 400 2.4

700

320

700

75

15

55

18

1,000

5

3

5.0 30

425

51–70

1.1

1.1 14

1.5 400 2.4

700

320

700

75

15

55

8

1,200

10

3

5.0 30

425

70

1.1

1.1 14

1.5 400 2.4

700

320

700

75

15

55

8

1,200

15

3

5.0 30

425

Pregnant

1.4

1.4 18

1.9 600 2.6

*

40

750

85

15

60

27

*

*

3

6.0 30

450

Lactating 1.5

1.6 17

2.0 500 2.8

*

*

1,300 120

19

70

10

*

*

3

7.0 35

550

Vitamin B6 (mg)

1.2

Niacin (mg NE)

14–18

Riboflavin (mg)

Magnesium (mg)

Pantothenic acid (mg)

Adequate Intakes (AI)

Phosphorus (mg)

Vitamin B12 (mcg)

Folate (mcg DFE)

Recommended Dietary Allowances (RDA)

Thiamin (mg)

PRINCIPLES AND LABS

82

Males

Females

*Values for these nutrients do not change with pregnancy or lactation. Use the value listed for women of comparable age. Source: Adapted with permission from Recommended Dietary Allowances, 10th Edition, and the Dietary Reference Intakes series. Copyright © 1989 and 2002, respectively, by the National Academy of Sciences. Courtesy of the National Academies Press, Washington, DC.

TABLE 3.8 Tolerable Upper Intake Levels (ULs) of Selected Nutrients for Adults (19–70 years) Nutrient

UL per Day

Nutrient

UL per Day

Calcium

2.5 gr

Vitamin B6

100 mg

Phosphorus

4.0 gr*

Folate

1,000 mcg

Magnesium

350 mg

Choline

3.5 gr

Vitamin D

50 mcg

Vitamin A

3,000 mcg

Fluoride

10 mg

Vitamin C

2,000 mg

Niacin

35 mg

Vitamin E

1,000 mg

Iron

45 mg

Selenium

400 mcg

*3.5 gr per day for pregnant women.

83

1 Better by Design

How to recognize the new food labels The new food labels feature a revamped nutrition panel titled “Nutrition Facts,” with nutrient listings that reflect current health concerns. Now you’ll be able to find information on fat, fiber, and other food components fundamental to lowering your risk of cancer and other chronic diseases. Listings for nutrients like thiamin and riboflavin will no longer be required, because Americans generally eat enough of them these days.

Size Up the Situation

2 All serving sizes are created equal How Now you can compare similar products and know that their serving sizes are basically identical. So when you realize how much fat is packed into that carton of double-dutch-chocolate-caramel-chew ice cream you’re eyeing, you might opt for low-fat frozen yogurt instead. Serving sizes will also be standardized, so manufacturers can’t make nutrition claims for unrealistically small portions. That means a chocolate cake, for example, must be divided into 8 servings sized to satisfy the average person—not 16 servings sized to satisfy the average munchkin. Look Before You Leap

3 Use the Daily Values How You will find the Daily Values on the bottom half of the “Nutrition Facts” panel. Some represent maximum levels of nutrients that should be consumed each day for a healthful diet (as with fat) while others refer to minimum levels that can be exceeded (as with carbohydrates). They are based on both a 2,000 and 2,500 calorie diet. Your own needs may be more or less, but these figures give you a point from which to compare. For example, the sample label indicates that someone with a 2,000 calorie diet should eat no more than 65 grams of fat per day. This is based on a diet getting 30 percent of calories as fat. If you normally eat less calories, or want to eat less than 30 percent of calories as fat, your daily fat consumption will be lower. Rate It Right

4 Scan the % Daily Values How The % Daily Values make judging the nutritional quality of a food a snap. For instance, you can look at the % Daily Value column and find that a food has 25 percent of the Daily Value for fiber. This means the product will give you a substantial portion of the recommended amount of fiber for the day. You can also use this column to compare nutrients in similar products. The % Daily Values are based on a 2,000 calorie diet. Trust Adjectives

5 Descriptors have legal definitions How Terms like “low,” “high,” and “free” have long been used on food labels. What these words actually mean, however, could vary. Thanks to the new labeling laws, such descriptions must now meet legal definitions. For example, you may be shopping for foods high in vitamin A, which has been linked to lower risk of certain cancers. Under the new label laws, a food described as “high” in a particular nutrient must contain 20 percent or more of the Daily Value for that nutrient. So if the bottle of juice you’re thinking of buying says “high in vitamin A,” you can now feel confident that it really is a good source of the vitamin. Read Health Claims with Confidence

6 The nutrient link to disease prevention How You can also expect to see food packages with health claims linking certain nutrients to reduced risk of cancer and other diseases. The federal government has approved three health claims dealing with cancer prevention: a low-fat diet may reduce your risk for cancer; high fiber foods may reduce your risk for cancer; and fruits and vegetables may reduce your risk for cancer. A food may not make such a health claim for one nutrient if it contains other nutrients that undermine its health benefits. A high fiber, but high fat, jelly doughnut cannot carry a health claim!

1 Nutrition Facts

2

Serving Size 1⁄2 cup (91g) Servings Per Container 5 Amount Per Serving

Calories 58

Calories from Fat 0 % Daily Value*

Total Fat 0g

0%

Saturated Fat 0g

0%

Trans Fat 0g

0%

Cholesterol 0mg

0%

Sodium 45mg

2%

Total Carbohydrate 12g

4%

4

12%

Dietary Fiber 3g Sugars 3g Protein 3g Vitamin A

92%

Vitamin C

Calcium

2%

Iron

16% 5%

* Percent Daily Values are based on a 2,000 calorie diet. Your daily values may be higher or lower depending on your calorie needs: Calories Total Fat Less than Sat Fat Less than Cholesterol Less than Sodium Less than Total Carbohydrate Fiber

2,000

2,500

65g 20g 300mg 2,400mg 300g 25g

80g 25g 300mg 2,400mg 375g 30g

Calories per gram: Fat 9 • Carbohydrates 4

3

Protein 4

Many factors affect cancer risk. Eating a diet low in fat and high in fiber may lower risk of this disease.

6

• GOOD SOURCE OF FIBER • LOWFAT

5

Reprinted with permission from the American Institute for Cancer Research

CHAPTER 3 • NUTRITION FOR WELLNESS

FIGURE 3.6 Food label with U.S. Recommended Daily Values.

© Fitness & Wellness, Inc.

© Fitness & Wellness, Inc.

PRINCIPLES AND LABS

84

The typical American diet is too high in calories and saturated fat. An apple a day will not keep the doctor away if most meals are high in fat content.

Critical Thinking What do the nutrition standards mean to you? How much of a challenge would it be to apply those standards in your daily life?

Nutrient Analysis The first step in evaluating your diet is to conduct a nutrient analysis. This can be quite educational, because most people do not realize how harmful and nonnutritious many common foods are. The top sources of calories in the American diet are soft drinks, sweet rolls, pastries, doughnuts, cakes, hamburgers, cheeseburgers, meatloaf, pizza, potato and corn chips, and buttered popcorn, all of which are low in essential nutrients and high in fat and/or sugar and calories. Most nutrient analyses cover calories, carbohydrates, fats, cholesterol, and sodium, as well as eight essential nutrients: protein, calcium, iron, vitamin A, thiamin, riboflavin, niacin, and vitamin C. If the diet has enough of these eight nutrients, the foods consumed in natural form to provide these nutrients typically contain all the other nutrients the human body needs. To do your own nutrient analysis, keep a three-day record of everything you eat using Lab 3A, Figure 3A.1 (make additional copies of this form as needed). At the end of each day, look up the nutrient content for those foods in the list of Nutritive Values of Selected Foods (in Appendix B). Record this information on the form in Lab 3A. If you do not find a food in Appendix A, the information may be on the food container itself.

When you have recorded the nutritive values for each day, add up each column and write the totals at the bottom of the chart. After the third day, fill in your totals in Lab 3A, Figure 3A.2, and compute an average for the three days. To rate your diet, compare your figures with those in the RDA (see Table 3.7). The results will give a good indication of areas of strength and deficiency in your current diet. Some of the most revealing information learned in a nutrient analysis is the source of fat intake in the diet. The average daily fat consumption in the U.S. diet is about 34 percent of the total caloric intake, much of it from saturated and trans fatty acids, which increases the risk for inflammation and chronic diseases such as cardiovascular disease, cancer, diabetes, and obesity. Although fat provides a smaller percentage of our total daily caloric intake compared with two decades ago (37 percent), the decrease in percentage is simply because Americans now eat more calories than 20 years ago (335 additional daily calories for women and 170 for men). As illustrated in Figure 3.7, 1 gram of carbohydrates or protein supplies the body with 4 calories, and fat provides 9 calories per gram consumed (alcohol yields 7 calories per gram). Therefore, looking at only the total grams consumed for each type of food can be misleading. For example, a person who eats 160 grams of carbohydrates, 100 grams of fat, and 70 grams of protein has a total intake of 330 grams of food. This indicates that 30 percent of the total grams of food is in the form of fat (100 grams of fat 330 grams of total food .30; .30 100 30 percent)—and, in reality, almost half of that diet is in the form of fat calories. In the sample diet, 640 calories are derived from carbohydrates (160 grams 4 calories per gram), 280 calories from protein (70 grams 4 calories per gram), and

85 CHAPTER 3 • NUTRITION FOR WELLNESS

Text not available due to copyright restrictions

PRINCIPLES AND LABS

86 FIGURE 3.7 Caloric value of food (fuel nutrients).

FIGURE 3.8 Computation for fat content in food.

Nutrition Facts Serving Size 1 cup (240 ml) Servings Per Container 4

9 7

Amount Per Serving

Calories 120 4

Calories from Fat 45 % Daily Value*

4

Total Fat 5g

8%

Saturated Fat 3g Carbohydrate

Protein

Fat

Alcohol

900 calories from fat (100 grams 9 calories per gram), for a total of 1,820 calories. If 900 calories are derived from fat, almost half of the total caloric intake is in the form of fat (900 1,820 100 49.5 percent). Each gram of fat provides 9 calories—more than twice the calories of a gram of carbohydrates or protein. When figuring out the percentage of fat calories of individual foods, you may find Figure 3.8 a useful guideline. Multiply the total fat grams by 9 and divide by the total calories in that particular food (per serving). Then multiply that number by 100 to get the percentage. For example, the food label in Figure 3.8 lists a total of 120 calories and 5 grams of fat, and the equation below it shows the fat content to be 38 percent of total calories. This simple guideline can help you decrease the fat in your diet. The fat content of selected foods, given in grams and as a percent of total calories, is presented in Figure 3.9. The percentage of fat is further subdivided into saturated, monounsaturated, polyunsaturated, and other fatty acids.

Achieving a Balanced Diet Anyone who has completed a nutrient analysis and has given careful attention to Tables 3.3 (vitamins) and 3.4 (minerals) probably will realize that a well-balanced diet entails eating a variety of nutrient-dense foods and monitoring total daily caloric intake. The MyPyramid healthy eating guide in Figure 3.1 contains five major food groups and oils. The food groups are grains, vegetables, fruits, milk, and meats/ beans. Whole grains, vegetables, fruits, and milk provide the nutritional base for a healthy diet. When increasing the intake of these food groups, it is important to decrease the intake of low-nutrient foods to effectively balance caloric intake with energy needs. Whole grains are a major source of fiber as well as of other nutrients. Whole grains contain the entire grain kernel (the bran, germ, and endo-

Phytonutrients Compounds thought to prevent and fight cancer; found in large quantities in fruits and vegetables.

15%

Cholesterol 20mg

7%

Sodium 120mg

5%

Total Carbohydrate 12g

4%

Dietary Fiber 0g

0%

Sugars 12g Protein 8g Vitamin A

10%

Vitamin C

4%

Calcium

30%

Iron

0%

* Percent Daily Values are based on a 2,000 calorie diet. Your daily values may be higher or lower depending on your calorie needs:

Calories Total Fat Less than Sat Fat Less than Cholesterol Less than Sodium Less than Total Carbohydrate Fiber

2,000

2,500

65g 20g 300mg 2,400mg 300g 25g

80g 25g 300mg 2,400mg 375g 30g

Calories per gram: Fat 9 • Carbohydrate 4

Protein 4

Percent fat calories ⴝ (grams of fat ⴛ 9) ⴜ calories per serving ⴛ 100 5 grams of fat ⴛ 9 calories per grams of fat ⴝ 45 calories from fat 45 calories from fat ⴜ 120 calories per serving ⴛ 100 ⴝ 38% fat

sperm). Examples include whole-wheat flour, whole cornmeal, oatmeal, cracked wheat (bulgur), and brown rice. Refined grains have been milled—a process that removes the bran and germ, along with fiber, iron, and many B vitamins. Refined grains include white flour, white bread, white rice, and degermed cornmeal. Refined grains are often enriched to add back B vitamins and iron. Fiber, however, is not added back. In addition to providing nutrients crucial to health, fruits and vegetables are the sole source of phytonutrients (“phyto” comes from the Greek word for plant). These compounds show promising results in the fight against cancer

87

Fat Content of Selected Foods

Food

Total fat % fat Calories (grams) calories

Avocado/Florida (1)

340

27

71.5

Bacon (3 pieces)

109

9

74.3

Beef/ground/lean/broiled (4 oz)

318

20

56.6

Beef/sirloin (4 oz)

320

21

59.1

Beef/T-bone (4 oz)

338

24

63.9

Butter (1 tbs)

102

11

97.1

Cheese/American (1 oz)

93

7

67.7

Cheese/cheddar (1 oz)

114

9

71.1

Cheese/cottage 4% (1 cup)

216

9

37.5

99

10

90.9

Cheese/Parmesan (1 oz)

129

9

62.8

Cheese/Swiss (1 oz)

106

8

67.9

Cheeseburger (1)

305

13

38.4

Chicken/breast/no skin (4 oz)

188

4

19.1

Chicken/thigh/no skin (4 oz)

232

13

50.4

77

5

58.4

Frankfurter/beef & pork (1)

182

17

84.1

Halibut/baked (4 oz)

159

3

17.0

Hamburger (1)

255

9

31.8

Ice cream/vanilla (1 cup)

267

15

50.6

Ice milk/vanilla (1 cup)

182

6

29.7

Lamb/lean & fat (4 oz)

293

19

58.4

Margarine (1 tbs)

101

11

98.0

99

11

100.0

121

5

37.2

Cheese/cream (1 oz)

Egg/hard-cooked (1)

Mayonnaise (1 tbs) Milk/2% (1 cup) Milk/skim (1 cup)

85

Milk/whole (1 cup)

149

8

48.3

Nuts/cashew/oil roasted (1 oz)

163

14

77.3

Nuts/peanuts/oil roasted (1 oz)

165

14

76.4

Oil/canola (1 tbs)

126

14

100.0

Oil/olive (1 tbs)

124

14

100.0

Salmon/baked (4 oz)

245

12

44.1

Sherbet (1 cup)

266

4

13.5

85

1

10.6

167

7

37.7

99

1

9.1

Turkey/dark meat/no skin (4 oz)

212

8

34.0

Turkey/light meat/no skin (4 oz)

117

4

30.8

Shrimp/boiled (3 oz) Tuna/oil/drained (3 oz) Tuna/water/drained (3 oz)

.5

Saturated fat

Polyunsaturated fat

Monounsaturated fat

Other fatty acids

5.3

10

20

30

40 50 60 Percent fat calories

70

80

90

100

CHAPTER 3 • NUTRITION FOR WELLNESS

FIGURE 3.9 Fat content of selected foods.

Behavior Modification Planning

I DID IT

“SUPER” FOODS The following “super” foods that fight disease and promote health should be included often in the diet. Are you eating these foods regularly?

q q q q q q q q q q q q q q q q q q q q q q q q q

q q q q q q q q q q q q q q q q q q q q q q q q q

Avocados Bananas Beans Beets Blueberries Broccoli Butternut squash Carrots Grapes Kale Kiwifruit Flaxseeds Nuts (Brazil, walnuts) Salmon (wild) Soy Oats and oatmeal Olives and olive oil Onions Oranges Peppers Strawberries Spinach Tea (green, black, red) Tomatoes Yogurt

that at almost every stage of cancer, phytonutrients have the ability to block, disrupt, slow, or even reverse the process. In terms of heart disease, they may reduce inflammation, inhibit blood clots, or prevent the oxidation of LDL cholesterol. The consistent message is to eat a diet with ample fruits and vegetables. The daily recommended amount of fruits and vegetables has absolutely no substitute. Science has not yet found a way to allow people to eat a poor diet, pop a few pills, and derive the same benefits. Milk and milk products (select low-fat or non-fat) can decrease the risk of low bone mass (osteoporosis) throughout life. Milk is a good source not only of calcium, but of potassium, vitamin D, and protein and may aid in managing body weight. Foods in the meats and beans group consist of poultry, fish, eggs, nuts, legumes, and seeds. Nutrients in this group include protein, B vitamins, vitamin E, iron, zinc, and magnesium. Choose low-fat or lean meats and poultry and bake them, grill them, or broil them. Most Americans eat sufficient food in this group but need to choose leaner foods and a greater variety of fish, dry beans, nuts, and seeds. In terms of meat, poultry, and fish, the recommendation is to consume about 3 ounces but not more than 6 ounces daily. All visible fat and skin should be trimmed off meats and poultry before cooking. Oils are fats that come from different plants and fish and are liquid at room temperature. Choose carefully and avoid oils that have trans fats (check the food label) or saturated fats. Solid fats at room temperature come from animal sources or can be made from vegetable oils through the process of hydrogenation. As an aid to balancing your diet, the form in Lab 3B, Figure 3B.1, enables you to record your daily food intake. This record is much easier to keep than the complete di-

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and heart disease. More than 4,000 phytonutrients have been identified. The main function of phytonutrients in plants is to protect them from sunlight. In humans, phytonutrients seem to have a powerful ability to block the formation of cancerous tumors. Their actions are so diverse

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Try It Using the above list, make a list of which super foods you can add to your diet and when you can eat them (snacks/meals). List meals that you can add these foods to.

You can restructure your meals so that rice, pasta, beans, breads, and vegetables are in the center of the plate; meats are on the side and added primarily for flavoring; fruits are used for desserts; and low- or non-fat milk products are used.

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Choosing Healthy Foods

Once you have completed the nutrient analysis and the healthy diet plan (Labs 3A and 3B), you may conduct a self-evaluation of your current nutritional habits. In Lab 3B, you can also assess your current stage of change regarding healthy nutrition and list strategies to help you improve your diet. Initially, developing healthy eating habits requires a conscious effort to select nutritious foods (see box on the next page). You must learn the nutritive value of typical foods you eat. You can do so by reading food labels and looking up the nutritive values using listings such as that provided in Appendix B or by using computer software available for such purposes. Although not a major concern, be aware that in a few cases there is label misinformation. Whether it is a simple mistake or outright deception is difficult to determine because there is little testing of food products and limited risks (penalties) if label misrepresentation occurs. The U.S. Food and Drug Administration (FDA) simply does not have the manpower to regularly check food labels. A limited number of organizations are trying to help. For example, the Florida Department of Agriculture and Consumer Services has found a 10 percent violation rate in food products tested. As a consumer, you may never know which products are mislabeled, although in a few cases you may be able to discern the truth by yourself. If a product claims to be low in calories and fat but tastes “too good to be true,” that may indeed be the case. For example, a recent independent analysis of Rising Dough Bakery cookies found that the oatmeal cranberry cookie (the size of a compact disc) had more than twice as many calories as listed on the label. In most cases, when monitoring caloric intake, doing your own food preparation using healthy cooking methods is a better option than eating out or purchasing processed foods. Healthy eating requires proper meal planning and adequate coping strategies when one is confronted with situations that encourage unhealthy eating and overindulgence. Additional information on these topics is provided in Chapter 5, on weight management.

Vegetarianism More than 12 million people in the United States follow vegetarian diets. Vegetarians rely primarily on foods from the bread, cereal, rice, pasta, and fruit and vegetable groups and avoid most foods from animal sources in the dairy and protein groups. The five basic types of vegetarians are as follows: 1. Vegans eat no animal products at all. 2. Ovovegetarians allow eggs in the diet. 3. Lactovegetarians allow foods from the milk group. 4. Ovolactovegetarians include egg and milk products in the diet. 5. Semivegetarians do not eat red meat, but do include fish and poultry in addition to milk products and eggs in their diet. Vegetarian diets can be healthful and consistent with the Dietary Guidelines for Americans and can meet the DRIs for nutrients. Vegetarians who do not select their food combinations properly, however, can develop nutritional deficiencies of protein, vitamins, minerals, and even calories. Even greater attention should be paid when planning vegetarian diets for infants and children. Unless carefully planned, a strict plant-based diet will prevent proper growth and development.

Nutrient Concerns In some vegetarian diets, protein deficiency can be a concern. Vegans in particular must be careful to eat foods that provide a balanced distribution of essential amino acids, such as grain products and legumes. Strict vegans also need a supplement of vitamin B12. This vitamin is not found in plant foods; its only source is animal foods. Deficiency of this vitamin can lead to anemia and nerve damage. The key to a healthful vegetarian diet is to eat foods that possess complementary proteins, because most plantbased products lack one or more essential amino acids in adequate amounts. For example, both grains and legumes are good protein sources, but neither provides all the essential amino acids. Grains and cereals are low in the amino acid lysine, and legumes lack methionine. Foods from these two groups—such as combinations of tortillas and beans, rice and beans, rice and soybeans, or wheat bread and peanuts—complement each other and provide all required protein nutrients. These complementary proteins may be consumed over the course of one day, but it is best if they are consumed during the same meal.

Vegetarians Individuals whose diet is of vegetable or plant origin. Vegans Vegetarians who eat no animal products at all. Ovovegetarians Vegetarians who allow eggs in their diet. Lactovegetarians Vegetarians who eat foods from the milk group. Ovolactovegetarians Vegetarians who include eggs and milk products in their diet. Semivegetarians Vegetarians who include milk products, eggs, and fish and poultry in the diet.

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etary analyses in Lab 3A. Make one copy for each day you wish to record. To start the activity, go to http://mypyramid.gov and establish your personal MyPyramid Plan based on your age, sex, and activity level. Record this information on the form provided in Lab 3B. Next, whenever you have something to eat, record the food and the amount eaten according to the MyPyramid standard amounts (ounce, cup, or teaspoon—see Figure 3.1). Do this immediately after each meal so you will be able to keep track of your actual food intake more easily. At the end of the day, evaluate your diet by checking whether you ate the minimum required amounts for each food group. If you meet the minimum required servings at the end of each day and your caloric intake is in balance with the recommended amount, you are taking good “Steps to a Healthier You.”

Behavior Modification Planning

q q

7.

Load your plate with vegetables and unrefined starchy foods. A small portion of meat or cheese is all you need for protein.

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8.

When choosing breads and cereals, choose the whole-grain varieties.

SELECTING NUTRITIOUS FOODS Do you regularly follow the habits below?

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q q

1.

Given the choice between whole foods and refined, processed foods, choose the former (apples rather than apple pie, potatoes rather than potato chips). No nutrients have been refined out of the whole foods, and they contain less fat, salt, and sugar.

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2.

Choose the leaner cuts of meat. Select fish or poultry often, beef seldom. Ask for broiled, not fried, to control your fat intake.

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3.

Use both raw and cooked vegetables and fruits. Raw foods offer more fiber and vitamins, such as folate and thiamin, that are destroyed by cooking. Cooking foods frees other vitamins and minerals for absorption.

To select nutritious fast foods: q q 9. Choose the broiled sandwich with lettuce, tomatoes, and other goodies— and hold the mayo—rather than the fish or chicken patties coated with breadcrumbs and cooked in fat. q q

10. Select a salad—and use more plain vegetables than those mixed with oily or mayonnaise-based dressings.

q q

11. Order chili with more beans than meat. Choose a soft bean burrito over tacos with fried shells.

q q

12. Drink low-fat milk rather than a cola beverage.

When choosing from a vending machine: q q 13. Choose cracker sandwiches over chips and pork rinds (virtually pure fat). Choose peanuts, pretzels, and popcorn over cookies and candy.

q q

4.

Include milk, milk products, or other calcium sources for the calcium you need. Use low-fat or non-fat items to reduce fat and calories.

q q

5.

Learn to use margarine, butter, and oils sparingly. A little gives flavor, a lot overloads you with fat, calories, and increases disease risk.

Based on what you have learned, list strategies you can use to increase food variety, enhance the nutritive value of your diet, and decrease fat and caloric content in your meals.

q q

6.

Vary your choices. Eat broccoli today, carrots tomorrow, and corn the next day. Eat Chinese today, Italian tomorrow, and broiled fish with brown rice and steamed vegetables the third day.

Adapted from W. W. K. Hoeger, L. W. Turner, & B. Q. Hafen. Wellness: Guidelines for a Healthy Lifestyle (Wadsworth Thomson Learning, 2007).

Other nutrients likely to be deficient in vegetarian diets—and ways to compensate—are as follows: • Vitamin D can be obtained from moderate exposure to the sun or by taking a supplement.

q q

14. Choose milk and juices over cola beverages.

Try It

• Riboflavin can be found in green leafy vegetables, whole grains, and legumes. • Calcium can be obtained from fortified soybean milk or fortified orange juice, calcium-rich tofu, and selected cereals. A calcium supplement is also an option.

Most fruits and vegetables contain large amounts of cancer-preventing phytochemicals.

• Iron can be found in whole grains, dried fruits and nuts, and legumes. To enhance iron absorption, a good source of vitamin C should be consumed with these foods (calcium and iron are the most difficult nutrients to consume in sufficient amounts in a strict vegan diet). • Zinc can be obtained from whole grains, wheat germ, beans, nuts, and seeds. MyPyramid also can be used as a guide for vegetarians. The key is food variety. Most vegetarians today eat dairy products and eggs. They can replace meat with legumes, nuts, seeds, eggs, and meat substitutes (tofu, tempeh, soy milk, and commercial meat replacers such as veggie burgers and soy hot dogs). For additional MyPyramid healthy eating tips for vegetarians and how to get enough of the previously mentioned nutrients, go to http://mypyramid .gov. Those who are interested in vegetarian diets are encouraged to consult additional resources, because special vegetarian diet planning cannot be covered adequately in a few paragraphs.

Nuts Consumption of nuts, commonly used in vegetarian diets, has received considerable attention in recent years. A few years ago, most people regarded nuts as especially high in fat and calories. Although they are 70 to 90 percent fat, most of this is unsaturated fat. And research indicates that people who eat nuts several times a week have a lower incidence of heart disease. Eating 2 to 3 ounces (about one-half cup) of almonds, walnuts, or macadamia nuts a day may decrease high blood cholesterol by about 10 percent. Nuts can even enhance the cholesterol-lowering effects of the Mediterranean diet. Heart-health benefits are attributed not only to the unsaturated fats but also to other nutrients found in nuts, including vitamin E and folic acid. And nuts are also packed with additional B vitamins, calcium, copper, potas-

sium, magnesium, fiber, and phytonutrients. Many of these nutrients are cancer- and cardioprotective, help lower homocysteine levels, and act as antioxidants (discussed in “Antioxidants” [page 95] and “Folate” [page 97]). Nuts do have a drawback: They are high in calories. A handful of nuts provides as many calories as a piece of cake, so nuts should be avoided as a snack. Excessive weight gain is a risk factor for cardiovascular disease. Nuts are recommended for use in place of high-protein foods such as meats, bacon, and eggs or as part of a meal in fruit or vegetable salads, homemade bread, pancakes, casseroles, yogurt, and oatmeal. Peanut butter is also healthier than cheese or some cold cuts in sandwiches.

Soy Products The popularity of soy foods, including use in vegetarian diets, is attributed primarily to Asian research that points to less heart disease and fewer hormonerelated cancers in people who regularly consume soy foods. A benefit of eating soy is that it replaces unhealthy animal products high in saturated fat. Soy is rich in plant protein, unsaturated fat, and fiber, and some soy is high in calcium. The benefits of soy lie in its high protein content and plant chemicals, known as isoflavones, that act as antioxidants and are thought to protect against estrogen-related cancers (breast, ovarian, and endometrial). The compound genistein, one of many phytonutrients in soy, may reduce the risk for breast cancer, and soy consumption also may lower the risk for prostate cancer. Limited animal studies have suggested an actual increase in breast cancer risk. Human studies are still inconclusive but tend to favor a slight protective effect in premenopausal women. Until more data become available, the University of California Wellness Letter has issued the following recommendations:8 1. Do not exceed three servings of soy per day (a serving constitutes a half cup of tofu, edamame, or tempeh; one-fourth cup of roasted soy nuts; or one cup of soy yogurt or soy milk). 2. Limit soy intake to just a few servings per week if you now have or have had breast cancer. 3. Avoid soy supplements, as they may contain higher levels of isoflavones than those found in soy foods. Individuals with a history of breast cancer and pregnant and lactating women should avoid them altogether.

Probiotics Yogurt is rated in the “super foods” category because, in addition to being a good source of calcium, riboflavin, and protein, it contains probiotics. These healthpromoting microorganisms live in the intestines and help break down foods and prevent disease-causing organisms from settling in. Probiotics have been found to offer protec-

Probiotics Healthy bacteria (abundant in yogurt) that help break down foods and prevent disease-causing organisms from settling in the intestines.

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PRINCIPLES AND LABS

92 tion against gastrointestinal infections, boost immune activity, and even help fight certain types of cancer. When selecting yogurt, look for products with Lacidophilus, Bifidus, and the prebiotic (substances on which probiotics feed) inulin. The latter, a soluble fiber, appears to enhance calcium absorption. Avoid yogurt with added fruit jam, sugar, and candy.

Diets from Other Cultures Increasingly, Americans are eating foods reflecting the ethnic composition of people from other countries. Learning how to wisely select from the wide range of options is the task of those who seek a healthy diet. Mediterranean Diet The Mediterranean diet has received much attention because people in that region have notably lower rates of diet-linked diseases and a longer life expectancy. The diet features olive oil, grains (whole, not refined), legumes, vegetables, fruits, and, in moderation, fish, red wine, nuts, and dairy products. Although it is a semivegetarian diet, up to 40 percent of the total daily caloric intake may come from fat—mostly monounsaturated fat from olive oil. Moderate intake of red wine is included with meals. The dietary plan also encourages regular physical activity (see Figure 3.10).

FIGURE 3.10 The traditional healthy Mediterranean diet pyramid.

Daily Beverage Recommendations:

Monthly

6 Glasses of Water Weekly

Wine in moderation Daily

© 2000 Oldways Preservation and Exchange Trust. www.oldwayspt.org. Reprinted with permission.

More than a “diet,” the Mediterranean diet is a dietary pattern that has existed for centuries. According to the largest and most comprehensive research on this dietary pattern, the health benefits and decreased mortality are not linked to any specific component of the diet (such as olive oil or red wine) but are achieved through the interaction of all the components of the pattern.9 Those who adhered most closely to the dietary pattern had a lower incidence of heart disease (33 percent) and deaths from cancer (24 percent). Although most people in the United States focus on the olive oil component of the diet, olive oil is used mainly as a means to increase consumption of vegetables because vegetables sautéed in oil taste better than steamed vegetables.

Ethnic Diets As people migrate, they take their dietary practices with them. Many ethnic diets are healthier than the typical American diet because they emphasize consumption of complex carbohydrates and limit fat intake. The predominant minority ethnic groups in the United States are African American, Hispanic American, and Asian American. Unfortunately, the generally healthier ethnic diets quickly become Americanized when these groups adapt to the United States. Often, they cut back on vegetables and add meats and salt to the diet in conformity with the American consumer. Ethnic dishes can be prepared at home. They are easy to make and much healthier when one uses the typical (original) variety of vegetables, corn, rice, spices, and condiments. Ethnic health recommendations also encourage daily physical activity and suggest no more than two alcoholic drinks per day. Three typical ethnic diets are as follows: • The African American diet (“soul food”) is based on the regional cuisine of the American South. Soul food includes yams, black-eyed peas, okra, and peanuts. The latter have been combined with American foods such as corn products and pork. Today, most people think of soul food as meat, fried chicken, sweet potatoes, and chitterlings. • Hispanic foods in the United States arrived with the conquistadores and evolved through combinations with other ethnic diets and local foods available in Latin America. For example, the Cuban cuisine combined Spanish, Chinese, and native foods; Puerto Rican cuisine developed from Spanish, African, and native products; Mexican diets evolved from Spanish and native foods. Prominent in all of these diets were corn, beans, squash, chili peppers, avocados, papayas, and fish. The colonists later added rice and citrus foods. Today, the Hispanic diet incorporates a wide variety of foods, including red meat, but the staple still consists of rice, corn, and beans. • Asian American diets are characteristically rich in vegetables and use minimal meat and fat. The Okinawan diet in Japan, where some of the healthiest and oldest people in the world live, is high in fresh (versus pickled) vegetables, high in fiber, and low in fat and salt. The Chinese cuisine includes more than 200 vegeta-

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STRATEGIES FOR HEALTHIER RESTAURANT EATING On average, Americans eat out six times per week. Research indicates that when dining out, most people consume too many calories and too much fat. Such practice is contributing to the growing obesity epidemic and chronic conditions afflicting most Americans in the 21st century. Below are strategies that you can implement to eat healthier when dining out.

q Plan ahead. Decide before you get to the restaurant that you will select a healthy meal. Then stick to your decision. If you are unfamiliar with the menu, you may be able to access the menu at the restaurant’s Internet Web site beforehand or you can obtain valuable nutrition information at HealthyDiningFinder.com. This Web site is maintained by registered dietitians and provides information on many restaurant chains located in your area. q Be aware of calories in drinks. You can gulp down several hundred extra calories through drinks alone. Restaurants and beverage industries are eager to get your money, and servers wouldn’t mind a larger tip by having you consume additional items on the menu. Water, sparkling soda water, or unsweetened teas are good choices. q Avoid or limit appetizers, regardless of how tempting they might be. Ask your server not to bring to the table high-fat pre-meal free foods such as tortilla chips, bread and

bles, and fat-free sauces and seasoning are used to enhance flavor. The Chinese diet varies somewhat within regions of China. The lowest in fat is that of southern China, with most meals containing fish, seafood, and stir-fried vegetables. Chinese food in American restaurants contains a much higher percentage of fat and protein than the traditional Chinese cuisine.

q

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butter, or vegetables to be dipped in high-fat salad dressings. If you do munch on food freebies or appetizers (or make a meal out of them), have your server box up half or the entire meal for you to take home. If you box up an entire meal, you now have two additional meals that you can consume at home; that is because most restaurant meals can be split into two meals. q Request a half-size or a child’s portion. If you are unable to do so, split the meal with your dining partner or box up half the meal before you start to eat. q Inquire about ingredients and cooking methods. Don’t be afraid to ask for healthy substitutes. For example, you may request that meat be sautéed instead of deep fried or that canola or olive oil be used instead of other oil choices. You can also request a baked potato or brown rice instead of french fries or white rice. Ask for dressing, butter, or sour cream on the side. Request wholewheat bread for sandwiches. Furthermore, avoid high-fat foods or ingredients such as creamy or cheese sauces, butter, oils, and fatty/fried/crispy meats. When in doubt, ask the server for additional information. If the server can’t answer your questions, select a different meal.

Try It Implement as many of the above strategies every time you dine out. Take pride in your healthy choices. Your long-term health and well-being are at stake. You will feel much better about yourself following a healthy meal than you would otherwise.

Mediterranean diet Typical diet of people around the Mediterranean region, focusing on olive oil, red wine, grains, legumes, vegetables, and fruits, with limited amounts of meat, fish, milk, and cheese.

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Behavior Modification Planning

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94 TABLE 3.9 Ethnic Eating Guide Choose Often

Choose Less Often

CHINESE

Beef with broccoli Chinese greens Steamed rice, brown or white Steamed beef with pea pods Stir-fry dishes Teriyaki beef or chicken Wonton soup

Crispy duck Egg rolls Fried rice Kung pao chicken (fried) Peking duck Pork spareribs

JAPANESE

Chiri nabe (fish stew) Grilled scallops Sushi, sashimi (raw fish) Teriyaki Yakitori (grilled chicken)

Tempura (fried chicken, shrimp, or vegetables) Tonkatsu (fried pork)

ITALIAN

Cioppino (seafood stew) Minestrone (vegetarian soup) Pasta with marinara sauce Pasta primavera (pasta with vegetables) Steamed clams

Antipasto Cannelloni, ravioli Fettuccini alfredo Garlic bread White clam sauce

MEXICAN

Beans and rice Black bean/vegetable soup Burritos, bean Chili Enchiladas, bean Fajitas Gazpacho Taco salad Tamales Tortillas, steamed

Chili relleno Chimichangas Enchiladas, beef or cheese Flautas Guacamole Nachos Quesadillas Tostadas Sour cream (as topping)

MIDDLE EASTERN

Tandoori chicken Curry (yogurt-based) Rice pilaf Lentil soup Shish kebab

Falafel

FRENCH

Poached salmon Spinach salad Consommé Salad niçoise

Beef Wellington Escargot French onion soup Sauces in general

SOUL FOOD

Baked chicken Baked fish Roasted pork (not smothered or “etouffe”) Sauteed okra Baked sweet potato

Fried chicken Fried fish Smothered pork tenderloin Okra in gumbo Sweet potato casserole or pie

GREEK

Gyros Pita Lentil soup

Baklava Moussaka

Source: Adapted from P. A. Floyd, S. E. Mimms, and C. Yelding-Howard. Personal Health: Perspectives & Lifestyles (Belmont, CA: Wadsworth/Thomson Learning, 1998).

Table 3.9 provides a list of healthier foods to choose from when dining at selected ethnic restaurants. Additionally, you can consult the box on the previous page for strategies you can use to dine out healthfully. All healthy diets have similar characteristics: They are high in fruits, vegetables, and grains and low in fat and

saturated fat. Healthy diets also use low-fat or fat-free dairy products, and they emphasize portion control— essential in a healthy diet plan. Many people now think that if a food item is labeled “low fat” or “fat free,” they can consume it in large quantities. “Low fat” or “fat free” does not imply “calorie free.”

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Nutrient Supplementation Approximately half of all adults in the United States take daily nutrient supplements. Nutrient requirements for the body normally can be met by consuming as few as 1,200 calories per day, as long as the diet contains the recommended amounts of food from the different food groups. Still, many people consider it necessary to take vitamin supplements. It is true that our bodies cannot retain water-soluble vitamins as long as fat-soluble vitamins. The body excretes excessive intakes readily, although it can retain small amounts for weeks or months in various organs and tissues. Fat-soluble vitamins, by contrast, are stored in fatty tissue. Therefore, daily intake of these vitamins is not as crucial. People should not take megadoses of vitamins and minerals. For some nutrients, a dose of five times the RDA taken over several months may create problems. For other nutrients, it may not pose a threat to human health. Vitamin and mineral doses should not exceed the ULs. For nutrients that do not have an established UL, one day’s dose should be no more than three times the RDA. Iron deficiency (determined through blood testing) is more common in women than men. Iron supplementation is frequently recommended for women who have a heavy menstrual flow. Some pregnant and lactating women also may require supplements. The average pregnant woman who eats an adequate amount of a variety of foods should take a low dose of iron supplement daily. Women who are pregnant with more than one baby may need additional supplements. Folate supplements also are encouraged prior to and during pregnancy to prevent certain birth defects (see the following discussions of antioxidants and folate). In the above instances, individuals should take supplements under a physician’s supervision. Adults over the age of 60 are encouraged to take a daily multivitamin. Aging may decrease the body’s ability to absorb and utilize certain nutrients. Nutrient deficiencies in older adults include vitamins C, D, B6, B12, folate, and the minerals calcium, zinc, and magnesium. Other people who may benefit from supplementation are those with nutrient deficiencies, alcoholics and streetdrug users who do not have a balanced diet, smokers, vegans (strict vegetarians), individuals on low-calorie diets (fewer than 1,200 calories per day), and people with disease-related disorders or who are taking medications that interfere with proper nutrient absorption. Although supplements may help a small group of individuals, most supplements do not provide benefits to healthy people who eat a balanced diet. Supplements do not seem to prevent chronic diseases or help people run

faster, jump higher, relieve stress, improve sexual prowess, cure a common cold, or boost energy levels.

Antioxidants Much research and discussion are taking place regarding the effectiveness of antioxidants in thwarting several chronic diseases. Although foods probably contain more than 4,000 antioxidants, the four most studied antioxidants are vitamins E, C, and beta-carotene (a precursor to vitamin A) and the mineral selenium (technically not an antioxidant but a component of antioxidant enzymes). Oxygen is used during metabolism to change carbohydrates and fats into energy. During this process, oxygen is transformed into stable forms of water and carbon dioxide. A small amount of oxygen, however, ends up in an unstable form, referred to as oxygen free radicals. A free radical molecule has a normal proton nucleus with a single unpaired electron. Having only one electron makes the free radical extremely reactive, and it looks constantly to pair its electron with one from another molecule. When a free radical steals a second electron from another molecule, that other molecule in turn becomes a free radical. This chain reaction goes on until two free radicals meet to form a stable molecule. Free radicals attack and damage proteins and lipids— in particular, cell membranes and DNA. This damage is thought to contribute to the development of conditions such as cardiovascular disease, cancer, emphysema, cataracts, Parkinson’s disease, and premature aging. Solar radiation, cigarette smoke, air pollution, radiation, some drugs, injury, infection, chemicals (such as pesticides), and other environmental factors also seem to encourage the formation of free radicals. Antioxidants are thought to offer protection by absorbing free radicals before they can cause damage and also by interrupting the sequence of reactions once damage has begun, thwarting certain chronic diseases (see Figure 3.11). The body’s own defense systems typically neutralize free radicals so they don’t cause any damage. When free radicals are produced faster than the body can neutralize them, they can damage the cells. Research, however, indicates that the body’s antioxidant defense system improves as fitness improves.10 That is, physically fit people have greater protection against free radicals.

Supplements Tablets, pills, capsules, liquids, or powders that contain vitamins, minerals, antioxidants, amino acids, herbs, or fiber that individuals take to increase their intake of these nutrients. Megadoses For most vitamins, 10 times the RDA or more; for vitamins A and D, 5 and 2 times the RDA, respectively. Antioxidants Compounds such as vitamins C and E, beta-carotene, and selenium that prevent oxygen from combining with other substances in the body to form harmful compounds. Oxygen free radicals Substances formed during metabolism that attack and damage proteins and lipids, in particular the cell membrane and DNA, leading to diseases such as heart disease, cancer, and emphysema.

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Many people who consume low-fat diets eat more (and thus increase their caloric intake), which in the long term leads to obesity and its associated health problems.

FIGURE 3.11 Antioxidant protection: blocking and absorbing oxygen free radicals to prevent chronic disease.

Free radicals

Antioxidants

Within cells, antioxidants block damage to DNA

Cell DNA

Antioxidants also block damage to cell membrane

Antioxidants are found abundantly in food, especially in fruits and vegetables. Unfortunately, most Americans do not eat the minimum recommended amounts of fruits and vegetables. Antioxidants work best in the prevention and progression of disease, but they cannot repair damage that has already occurred or cure people with disease. The benefits are obtained primarily from food sources themselves, and controversy surrounds the benefits of antioxidants taken in supplement form. For years people believed that taking antioxidant supplements could further prevent free radical damage, but adding to the controversy, a report published in 2007 in the Journal of the American Medical Association indicated that antioxidant supplements actually increase the risk of death.11 Vitamin E, beta-carotene, and vitamin A increased the risk of mortality by 4 percent, 7 percent, and 16 percent, respectively. Vitamin C had no effect on mortality, while selenium decreased risk by 9 percent. Some researchers, however, have questioned the design and conclusions of this report. More research is definitely required to settle the controversy.

Vitamin E Vitamin E belongs to a group of eight compounds (four tocopherols and four tocotrienols) of which alpha-tocopherol is the most active form. The RDA for vitamin E is 15 mg or 22 international units (IU). Vitamin E is found primarily in oil-rich seeds and vegetable oils. Vitamin E supplements from natural sources contain d-alpha tocopherol, which is better absorbed by the body than dl-alpha tocopherol, a synthetic form composed of a variety of E compounds. Vitamin E is fat soluble, thus a supplement should be taken with a meal that has some fat in it. Although no evidence indicates that vitamin E supplementation below the upper limit of 1,000 mg per day is harmful, little or no clinical research supports any health benefits. Foods high in vitamin E include almonds, hazelnuts, peanuts, canola oil, safflower oil, cottonseed oil, kale, sunflower seeds, shrimp, wheat germ, sweet potato, avocado, and tomato sauce. You should incorporate some of these foods regularly in the diet to obtain the RDA.

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Vitamin C Studies have shown that vitamin C may offer benefits against heart disease, cancer, and cataracts. However, people who consume the recommended amounts of daily fruits and vegetables need no supplementation because they obtain their daily vitamin C requirements through their diet alone. Vitamin C is water soluble, and the body eliminates it in about 12 hours. For best results, consume foods rich in vitamin C twice a day. High intake of a vitamin C supplement, above 500 mg per day, is not recommended. The body absorbs very little vitamin C beyond the first 200 mg per serving or dose. Foods high in vitamin C include oranges and other citrus fruit, kiwi fruit, cantaloupe, guava, bell peppers, strawberries, broccoli, kale, cauliflower, and tomatoes.

Beta-Carotene Beta-carotene supplementation was encouraged in the early 1990s, but obtaining the daily recommended dose of beta-carotene (20,000 IU) from food sources rather than supplements is preferable. Clinical trials have found that beta-carotene supplements do not offer protection against heart disease or cancer and do not provide any other health benefits. Therefore, the recommendation is to “skip the pill and eat the carrot.” One medium raw carrot contains about 20,000 IU of beta-carotene. Other foods high in beta-carotene include sweet potatoes, pumpkin, cantaloupe, squash, kale, broccoli, tomatoes, peaches, apricots, mangoes, papaya, turnip greens, and spinach. Selenium Adequate intake of the mineral selenium is encouraged. Data indicate that individuals who take 200 micrograms (mcg) of selenium daily decrease their risk for prostate cancer by 63 percent, for colorectal cancer by 58 percent, and for lung cancer by 46 percent.12 Selenium also may decrease the risk of cancers of the breast, liver, and digestive tract. According to Dr. Edward Giovannucci of the Harvard Medical School, the evidence for benefits of selenium in reducing the risk for prostate cancer is so strong that public health officials should recommend that people increase their selenium intake. One Brazil nut (unshelled) that you crack yourself provides about 100 mcg of selenium. Shelled nuts found in

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Multivitamins

Although much interest has been generated in the previously mentioned individual supplements, the American people still prefer multivitamins as supplements. A multivitamin complex that provides 100 percent of the DV for most nutrients can help fill in certain dietary deficiencies.13 Some evidence suggests that regular intake decreases the risk for cardiovascular disease and colon cancer and improves immune function. Multivitamins, however, are not magic pills. They may help, but they are not a license to eat carelessly. Multivitamins do not provide energy, fiber, or phytonutrients.

Vitamin D Vitamin D is attracting a lot of attention because current research suggests that the vitamin possesses anticancer properties (especially against breast, colon, and prostate cancers and possibly lung and digestive cancers), decreases inflammation (fighting cardiovascular disease, periodontal disease, and arthritis), strengthens the immune system, controls blood pressure, helps maintain muscle strength, and may help deter diabetes and fight depression. Vitamin D is also necessary for absorption of calcium, a nutrient critical for building and maintaining bones and teeth. The theory that vitamin D protects against cancer is based on studies showing that people who live farther north (who have less sun exposure during the winter months) have a higher incidence of cancer. Furthermore, people diagnosed with breast, colon, or prostate cancer during the summer months, when vitamin D production by the body is at its highest, are 30 percent less likely to die from cancer, even 10 years following the initial diagnosis. Researchers believe that vitamin D level at the time of cancer onset affects survival rates. Evidence suggests that we should get between 1,000 and 2,000 IU (25 to 50 mcg) per day.14 Good sources of vitamin D in the diet include salmon, mackerel, tuna, and sardines. Fortified milk, yogurt, orange juice, margarines, and cereals are also good sources (see Table 3.10). To obtain 1,000 to 2,000 IU per day from food sources alone, however, is difficult. The best source of vitamin D is sunshine. Ultraviolet rays lead to the production in the skin of an inactive form, vitamin D3. The inactive form is then transformed by the liver, and subsequently the kid-

TABLE 3.10 Good Sources of Vitamin D Food

Amount

IU*

daily dose

400

Salmon

3.5 oz

360

Mackerel

3.5 oz

345

Sardines (oil/drained)

3.5 oz

250

Shrimp

3.5 oz

200

Orange juice (D-fortified)

8 oz

100

Milk (any type/D-fortified)

8 oz

100

Margarine (D-fortified)

1 tbsp

60

Yogurt (D-fortified)

6–8 oz

60

Cereal (D-fortified)

3

⁄4–1 c

40

1

20

Multivitamins (most brands)

Egg *IU international units

neys, into the active form of vitamin D. Sun-generated vitamin D is also better than that obtained from foods or supplements. Although excessive sun exposure can lead to skin damage, you should strive for daily “safe sun” exposure, that is, up to 15 minutes of unprotected sun exposure of the face, arms, and hands during peak daylight hours a few times a week (10:00 a.m. and 4:00 p.m.). Such exposure will generate between 1,000 and 2,000 IU of vitamin D. And even though the UL has been set at 2,000 IU, experts believe that this figure needs revision because there are no data implicating toxic effects up to 10,000 IU a day.15 Generating too much vitamin D from the sun is impossible because the body generates only what it needs. Most people are not getting enough vitamin D. The current recommended daily intake ranges between 200 and 600 IU (5 and 15 mcg) based on your age. People at the highest risk for low vitamin D levels are older adults, those with dark skin (they make less vitamin D), and individuals who spend most of their time indoors and get little sun exposure. In the United States and Canada, most of the population cannot make vitamin D from the sun during the winter months. During periods of limited sun exposure, you should consider a daily vitamin D3 supplement of up to 2,000 IU per day (some vitamins contain vitamin D2, which is a less potent form of the vitamin).

Folate Although it is not an antioxidant, 400 mcg of folate (a B vitamin) is recommended for all premenopausal women. Folate helps prevent some birth defects and

International unit (IU) Measure of nutrients in foods. Folate One of the B vitamins.

CHAPTER 3 • NUTRITION FOR WELLNESS

supermarkets average only about 20 mcg each. Other foods high in selenium include red snapper, salmon, cod, tuna, noodles, whole grains, and meats. Based on the current body of research, 100 to 200 mcg of selenium per day seems to provide the necessary amount of antioxidant for this nutrient. A person has no reason to take more than 200 mcg daily. In fact, the UL for selenium has been set at 400 mcg. Too much selenium can damage cells rather than protect them. If you choose to take supplements, take an organic form of selenium from yeast and not selenium selenite. Selenium may interfere with the body’s absorption of vitamin C. If taken in supplemental form, the two nutrients should be taken separately. Wait about an hour following vitamin C intake before taking selenium.

PRINCIPLES AND LABS

98 seems to offer protection against colon and cervical cancers. Women who might become pregnant should plan to take a folate supplement, because studies have shown that folate intake (400 mcg per day) during early pregnancy can prevent serious birth defects. Some evidence also indicates that taking 400 mcg of folate along with vitamins B6 and B12 prevents heart attacks by reducing homocysteine levels in the blood (see Chapter 12). High concentrations of homocysteine accelerate the process of plaque formation (atherosclerosis) in the arteries. Five servings of fruits and vegetables per day usually meet the needs for these nutrients. Almost 9 of 10 adults in the United States do not obtain the recommended 400 mcg of folate per day. Because of the vital role of folate in preventing heart disease, some experts recommend a daily supplement that includes 400 mcg of folate.

Side Effects

Toxic effects from antioxidant supplements are rare when they are taken under the ULs. If any of the following side effects arise while taking supplements, stop supplementation and check with a physician: • Vitamin E: gastrointestinal disturbances, increase in blood lipids (determined through blood tests) • Vitamin C: nausea, diarrhea, abdominal cramps, kidney stones, liver problems • Selenium: nausea, vomiting, diarrhea, irritability, fatigue, flu-like symptoms, lesions of the skin and nervous tissue, loss of hair and nails, respiratory failure, liver damage Substantial supplementation of vitamin E is not recommended for individuals on anticoagulant therapy, as vitamin E is an anticoagulant itself. Therefore, if you are on this type of therapy, check with your physician. Vitamin E also may be unsafe if taken with alcohol or by people who drink more than 4 ounces of pure alcohol per day (the equivalent of eight beers). Pregnant women require a physician’s approval prior to beta-carotene supplementation.

Benefits of Foods Even though you may consider taking some supplements, fruits and vegetables are the richest sources of antioxidants and phytonutrients. Re-

Anticoagulant Any substance that inhibits blood clotting. Synergy A reaction in which the result is greater than the sum of its two parts. Registered dietitian (RD) A person with a college degree in dietetics who meets all certification and continuing education requirements of the American Dietetic Association or Dietitians of Canada. Functional foods Foods or food ingredients containing physiologically active substances that provide specific health benefits beyond those supplied by basic nutrition. Fortified foods Foods that have been modified by the addition or increase of nutrients that either were not present or were present in insignificant amounts with the intent of preventing nutrient deficiencies.

FIGURE 3.12 Top antioxidant foods.

FRUITS Low Blueberries, 1⁄2 cup

High

Blackberries, 1⁄2 cup Prunes, 3 Plums, 2 Strawberries, 1⁄2 cup Raisins, 1⁄4 cup Raspberries, 1⁄2 cup Orange, 1⁄2 cup Red grapes, 1⁄2 cup Cherries, 1⁄2 cup VEGETABLES Low

High Kale, 1 cup Beets, 1 cup Red bell peppers, 1⁄2 cup Brussels sprouts, 1⁄2 cup Corn, 1⁄2 cup Spinach, 1 cup Onions, 1⁄2 cup Broccoli, 1⁄2 cup Eggplant, 1⁄2 cup Alfalfa sprouts, 1⁄2 cup

Source: Adapted from USDA, Agricultural Research Service, Food & Nutrition Research Briefs, April 1999 (downloaded from www.ars.usda.gov/is/ np/fnrb.)

searchers at the U.S. Department of Agriculture (USDA) compared the antioxidant effects of vitamins C and E with those of various common fruits and vegetables. The results indicated that three-fourths of a cup of cooked kale (which contains only 11 IU of vitamin E and 76 mg of vitamin C) neutralized as many free radicals as did approximately 800 IU of vitamin E or 600 mg of vitamin C. Other excellent sources of antioxidants that these researchers found are blueberries, strawberries, spinach, Brussels sprouts, plums, broccoli, beets, oranges, and grapes. A list of top antioxidant foods is presented in Figure 3.12. Many people who eat unhealthily think that they need supplementation to balance their diets. This is a fallacy about nutrition. The problem here is not necessarily a lack of vitamins and minerals but, rather, a diet too high in calories, saturated fat, trans fatty acids, and sodium. Vitamin, mineral, and fiber supplements do not supply all of the nutrients and other beneficial substances present in food and needed for good health.

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Behavior Modification Planning

I DID IT

I PLAN TO

GUIDELINES FOR A HEALTHY DIET

q q q q q q

q q q q q q

q q q q q q

Critical Thinking Do you take supplements? If so, for what purposes are you taking them—and do you think you could restructure your diet so you could do without them?

q q q q q q

q q

Functional Foods

Functional foods are foods or food ingredients that offer specific health benefits beyond those supplied by the traditional nutrients they contain. Many functional foods come in their natural forms. A tomato, for example, is a functional food because it contains the phytonutrient lycopene, thought to reduce the risk for prostate cancer. Other examples of functional foods are kale, broccoli, blueberries, red grapes, and green tea. The term “functional food,” however, has been used primarily as a marketing tool by the food industry to attract consumers. Unlike fortified foods, which have been modified to help prevent nutrient deficiencies, functional foods are created by the food industry by the addition of ingredients aimed at treating or preventing symptoms or disease. In functional foods, the added ingredient(s) is typically not found in the food item in its natural form but is added to allow manufacturers to make appealing health claims. In most cases, only one extra ingredient is added (a vitamin, mineral, phytonutrient, or herb). An example is

Base your diet on a large variety of foods. Consume ample amounts of green, yellow, and orange fruits and vegetables. Eat foods high in complex carbohydrates, including at least three 1-ounce servings of whole-grain foods per day. Obtain most of your vitamins and minerals from food sources. Eat foods rich in vitamin D. Maintain adequate daily calcium intake and consider a bone supplement with vitamin D3. Consume protein in moderation. Limit daily fat, trans fat, and saturated fat intake. Limit cholesterol consumption to less than 300 mg per day. Limit sodium intake to 2,400 mg per day. Limit sugar intake. If you drink alcohol, do so in moderation (one daily drink for women and two for men). Consider taking a daily multivitamin (preferably one that includes vitamin D3).

Try It Carefully analyze the above guidelines and note the areas where you can improve your diet. Work on one guideline each week until you are able to adhere to all of the above guidelines.

calcium added to orange juice to make the claim that this brand offers protection against osteoporosis. Food manufacturers now offer cholesterol-lowering margarines (enhanced with plant stanol), cancer-protective ketchup (fortified with lycopene), memory-boosting candy (with ginkgo added), calcium-fortified chips, and corn chips containing kava kava (to enhance relaxation). The use of some functional foods, however, may undermine good nutrition. Margarines still may contain satu-

CHAPTER 3 • NUTRITION FOR WELLNESS

Wholesome foods contain vitamins, minerals, carbohydrates, fiber, proteins, fats, and phytonutrients, along with other substances not yet discovered. Researchers do not know whether the protective effects are caused by the antioxidants alone, in combination with other nutrients (such as phytonutrients), or by some other nutrients in food that have not been investigated yet. Many nutrients work in synergy, enhancing chemical processes in the body. Supplementation will not offset poor eating habits. Pills are no substitute for common sense. If you think your diet is not balanced, you first need to conduct a nutrient analysis (see Labs 3A and 3B, pages 115–120) to determine which nutrients you lack in sufficient amounts. Eat more of them, as well as foods that are high in antioxidants and phytonutrients. Following a nutrient assessment, a registered dietitian can help you decide what supplement(s), if any, might be necessary. The American Heart Association does not recommend antioxidant supplements until more definite research is available. If you take supplements in pill form, look for products that meet the disintegration standards of the U.S. Pharmacopoeia (USP) on the bottle. The USP standard suggests that the supplement should completely dissolve in 45 minutes or less. Supplements that do not dissolve, of course, cannot get into the bloodstream.

Behavior Modification Planning

I DID IT

MINIMIZING THE RISK OF FOOD CONTAMINATION AND PESTICIDE RESIDUES Most food is safe to eat, but there is no 100 percent guarantee that all produce is free of contamination. Follow the tips below to minimize risk. I PLAN TO

PRINCIPLES AND LABS

100

q q q q q q

q q

q q

q q q q

q q

q q Wash your hands thoroughly before and after touching raw produce. Do not place raw fruits and vegetables next to uncooked meat, poultry, or fish. Trim all visible fat from meat, remove the skin from poultry and fish prior to cooking (pesticides concentrate in animal fat). Use a scrub brush to wash fresh produce under running water. Pay particular attention to crevices in the produce. Washing fresh produce reduces pesticide levels but does not completely eliminate them. Eat a variety of foods to decrease exposure to any given pesticide. Select produce that is free of dirt and does not have holes or cuts or other signs of spoilage. Discard the outermost leaves of leafy vegetables such as lettuce and cabbage. Cut your own fruits and vegetables instead of getting them precut. Wash all produce thoroughly before cutting, even melons and avocados. Cutting into potentially contaminated (unwashed) inedible rinds of fruit can

rated fats or partially hydrogenated oils. Regularly consuming ketchup on top of large orders of fries adds many calories and fat to the diet. Sweets are also high in calories and sugar. Chips are high in calories, salt, and fat. In all of these cases, the consumer would be better off taking the specific ingredient in a supplement form rather than consuming the functional food with its extra calories, sugar, salt, and/or fat.

contaminate the inside of the fruit. Always use a knife to remove orange peels instead of biting into them. Peel waxed fruits and vegetables, and other produce as necessary (cucumbers, carrots, peaches, apples). Store produce in the refrigerator in clean containers or clean plastic bags (previously used bags that are not kept cold can grow harmful bacteria). For some produce, consider buying certified organic foods. Look for the “USDA Organic” seal. According to data from the Environmental Working Group, a nonprofit consumer activist organization, conventional produce with the most pesticide residue include peaches, apples, sweet bell peppers, celery, nectarines, strawberries, cherries, grapes, lettuce, imported grapes, pears, spinach, and potatoes. Among the least contaminated are onions, avocados, sweet corn, pineapples, mangoes, sweet peas, asparagus, kiwifruit, bananas, cabbage, broccoli, and eggplant (list of foods downloaded from www.foodnews.org).

Try It Lifestyle behavior patterns are difficult to change. The above recommendations can minimize your risk of food contamination and ingestion of pesticide residues. Make a copy of the above recommendations and determine how many of these suggestions you are able to include in daily life over the course of the next seven days.

Functional foods can provide added benefits if used in conjunction with a healthful diet. You may use nutrientdense functional foods in your overall wellness plan as an adjunct to health-promoting strategies and treatments.

Genetically Modified Crops A genetically modified organism (GMO) has had its DNA (or basic genetic material) manipulated to obtain certain results. This is

101

Energy Substrates for Physical Activity The two main fuels that supply energy for physical activity are glucose (sugar) and fat (fatty acids). The body uses amino acids, derived from proteins, as an energy substrate when glucose is low, such as during fasting, prolonged aerobic exercise, or a low-carbohydrate diet. Glucose is derived from foods that are high in carbohydrates, such as breads, cereals, grains, pasta, beans, fruits, vegetables, and sweets in general. Glucose is stored as glycogen in muscles and the liver. Fatty acids (discussed on pages 73–76) are the product of the breakdown of fats. Unlike glucose, an almost unlimited supply of fatty acids, stored as fat in the body, can be used during exercise.

FIGURE 3.13 Contributions of the energy formation mechanisms during various forms of physical activity.

100 90

ATP production

80 70 60 50 40 30 20

Aerobic system Anaerobic system ATP-CP system

10 0

10 20 30 1.0 2.0 3.0 4.0 sec sec sec min min min min

0.5 1.0 1.5 2.0 2.5 3.0 hr hr hr hr hr hr

Duration of activity

Energy (ATP) Production

The energy derived from food is not used directly by the cells. It is first transformed into adenosine triphosphate (ATP). The subsequent breakdown of this compound provides the energy used by all energy-requiring processes of the body (see Figure 3.13). ATP must be recycled continually to sustain life and work. ATP can be resynthesized in three ways: 1. ATP-CP system. The body stores small amounts of ATP and creatine phosphate (CP). These stores are used during all-out activities such as sprinting, long jumping, and weight lifting. The amount of stored ATP provides energy for just 1 or 2 seconds. During brief all-out efforts, ATP is resynthesized from CP, another highenergy phosphate compound. This is the ATP-CP, or phosphagen, system. Depending on the amount of physical training, the concentration of CP stored in cells is sufficient to allow maximum exertion for up to 10 seconds. Once the CP stores are depleted, the person is forced to slow down or rest to allow ATP to form through anaerobic and aerobic pathways. 2. Anaerobic or lactic acid system. During maximalintensity exercise that is sustained for 10 to 180 sec-

Genetically modified foods (GM foods) Foods whose basic genetic material (DNA) is manipulated by inserting genes with desirable traits from one plant, animal, or microorganism into another one either to introduce new traits or to enhance existing ones. Adenosine triphosphate (ATP) A high-energy chemical compound that the body uses for immediate energy. Creatine phosphate (CP) A high-energy compound that the cells use to resynthesize ATP during all-out activities of very short duration.

CHAPTER 3 • NUTRITION FOR WELLNESS

done by inserting genes with desirable traits from one plant, animal, or microorganism into another one to either introduce new traits or enhance existing traits. Crops are genetically modified to make them better resist disease and extreme environmental conditions (such as heat and frost), require fewer fertilizers and pesticides, last longer, and improve their nutrient content and taste. GMOs could help save billions of dollars by producing more crops and helping to feed the hungry in developing countries around the world. Concern over the safety of genetically modified (GM) foods has led to heated public debates in Europe and, to a lesser extent, in the United States. The concern is that genetic modifications create “transgenic” organisms that have not previously existed and that have potentially unpredictable effects on the environment and on humans. Also, there is some concern that GM foods may cause illness or allergies in humans and that crosspollination may destroy other plants or create “superweeds” with herbicide-resistant genes. GM crops were first introduced into the United States in 1996. This technology is moving forward so rapidly that the USDA already has approved more than 50 GM crops. In 2003, about 40 percent of the U.S. cropland produced GM foods. Now, more than 80 percent of our soybeans, 73 percent of cotton, 50 percent of canola, and 40 percent of corn come from GM crops. Totally avoiding GM foods is difficult because more than 60 percent of processed foods on the market today contain GM organisms. If people do not wish to consume GM foods, organic foods are an option because organic trade organizations do not certify foods with genetic modifications. Produce bought at the local farmers’ market also may be an option, because small farmers are less likely to use this technology. At this point, no evidence indicates that GM foods are harmful—but no compelling evidence guarantees that they are safe, either. Many questions remain, and much research is required in this field. As a consumer, you will have to continue educating yourself as more evidence becomes available in the next few years.

PRINCIPLES AND LABS

102 onds, ATP is replenished from the breakdown of glucose through a series of chemical reactions that do not require oxygen (hence “anaerobic”). In the process, though, lactic acid is produced. As lactic acid accumulates, it leads to muscular fatigue. Because of the accumulation of lactic acid with high-intensity exercise, the formation of ATP during anaerobic activities is limited to about 3 minutes. A recovery period then is necessary to allow for the removal of lactic acid. Formation of ATP through the anaerobic system requires glucose (carbohydrates). 3. Aerobic system. The production of energy during slowsustained exercise is derived primarily through aerobic metabolism. Glucose (carbohydrates), fatty acids (fat), and oxygen (hence “aerobic”) are required to form ATP using this process; and under steady-state exercise conditions, lactic acid accumulation is minimal. Because oxygen is required, a person’s capacity to utilize oxygen is crucial for successful athletic performance in aerobic events. The higher one’s maximal oxygen uptake (VO2max—see pages 201–209), the greater is one’s capacity to generate ATP through the aerobic system— and the better the athletic performance in long-distance events. From the previous discussion, it becomes evident that for optimal performance, both recreational and highly competitive athletes make the required nutrients a part of their diet.

Nutrition for Athletes During resting conditions, fat supplies about two-thirds of the energy to sustain the body’s vital processes. During exercise, the body uses both glucose (glycogen) and fat in combination to supply the energy demands. The proportion of fat to glucose changes with the intensity of exercise. When a person is exercising below 60 percent of his or her maximal work capacity (VO2max), fat is used as the primary energy substrate. As the intensity of exercise increases, so does the percentage of glucose utilization—up to 100 percent during maximal work that can be sustained for only 2 to 3 minutes. In general, athletes do not require special supplementation or any other special type of diet. Unless the diet is deficient in basic nutrients, no special secret or magic diet will help people perform better or develop faster as a result of what they eat. As long as they eat a balanced diet—that is, based on a large variety of nutrients from all basic food groups—athletes do not require additional supplements. Even in strength training and body building, protein in excess of 20 percent of total daily caloric intake is not necessary. The recommended daily protein intake ranges from 0.8 gram per kilogram of body weight for sedentary people to 1.5 grams per kilogram for extremely active individuals (Table 3.11). The main difference between a sensible diet for a sedentary person and a sensible diet for a highly active individual is the total number of calories required daily and

TABLE 3.11 Recommended Daily Protein Intake

Activity Level

Intake in Grams per kg (2.2 lb) of Body Weight

Sedentary

0.8

Lightly active

0.9

Moderately active

1.1

Very active

1.3

Extremely active

1.5

the amount of carbohydrate intake needed during prolonged physical activity. People in training consume more calories because of their greater energy expenditure— which is required as a result of intense physical training.

Carbohydrate Loading On a regular diet, the body is able to store between 1,500 and 2,000 calories in the form of glycogen. About 75 percent of this glycogen is stored in muscle tissue. This amount, however, can be increased greatly through carbohydrate loading. A regular diet should be altered during several days of heavy aerobic training or when a person is going to participate in a long-distance event of more than 90 minutes (for example, marathon, triathlon, road cycling). For events shorter than 90 minutes, carbohydrate loading does not seem to enhance performance. During prolonged exercise, glycogen is broken down into glucose, which then is readily available to the muscles for energy production. In comparison with fat, glucose frequently is referred to as the “high-octane fuel,” because it provides about 6 percent more energy per unit of oxygen consumed. Heavy training over several consecutive days leads to depletion of glycogen faster than it can be replaced through the diet. Glycogen depletion with heavy training is common in athletes. Signs of depletion include chronic fatigue, difficulty in maintaining accustomed exercise intensity, and lower performance. On consecutive days of exhaustive physical training (this means several hours daily), a carbohydrate-rich diet—70 percent of total daily caloric intake or 8 grams of carbohydrate per kilogram (2.2 pounds) of body weight— is recommended. This diet often restores glycogen levels in 24 hours. Along with the high-carbohydrate diet, a day of rest often is needed to allow the muscles to recover from glycogen depletion following days of intense training. For people who exercise less than an hour a day, a 60 percent carbohydrate diet, or 6 grams of carbohydrate per kilogram of body weight, is enough to replenish glycogen stores. Following an exhaustive workout, eating a combination of carbohydrates and protein (such as a tuna sandwich) within 30 minutes of exercise seems to speed up glycogen storage even more. Protein intake increases insulin activity, thereby enhancing glycogen replenishment. A 70 per-

103

Hyponatremia In some cases, athletes participating in long- or ultra-long-distance races may suffer from hyponatremia, or low sodium concentration in the blood. The longer the race, the greater the risk for hyponatremia. This condition occurs as lost sweat, which contains salt and water, and is replaced only by water (no salt) during a very long distance race. Although the athlete is overhydrated, blood sodium is diluted and hyponatremia occurs. Typical symptoms are similar to those of heat illness and include fatigue, weakness, disorientation, muscle cramps, bloating, nausea, dizziness, confusion, slurred speech, fainting, and even seizures and coma in severe cases. Based on estimates, about 30 percent of the participants in the Hawaii Ironman Triathlon suffer from hyponatremia. The condition, however, is rare in the everyday exerciser. To help prevent hyponatremia, athletes should ingest extra sodium prior to the event and then adequately monitor fluid intake during the race to prevent overhydration. Sports drinks that contain sodium (ingest about 1 gram of sodium per hour) should be used during the race to replace electrolytes lost in sweat and to prevent blood sodium dilution.

Creatine Supplementation Creatine is an organic compound obtained in the diet primarily from meat and fish. In the human body, creatine combines with inorganic phosphate to form the high-energy compound CP, which is then used to resynthesize ATP during short bursts of all-out physical activity. Individuals on a normal mixed diet consume an average of 1 gram of creatine per day. Each day, 1 additional gram is synthesized from various amino acids. One pound of meat or fish provides approximately 2 grams of creatine. Creatine supplementation is popular among individuals who want to increase muscle mass and improve athletic performance. Creatine monohydrate—a white, tasteless powder that is mixed with fluids prior to ingestion—is

Lactic acid End product of anaerobic glycolysis (metabolism).

© Fitness & Wellness, Inc.

Carbohydrate loading Increasing intake of carbohydrates during heavy aerobic training or prior to aerobic endurance events that last longer than 90 minutes.

Fluid and carbohydrate replenishment during exercise is essential when participating in long-distance aerobic endurance events, such as a marathon or a triathlon.

Hyponatremia A low sodium concentration in the blood caused by overhydration with water. Electrolytes Substances that become ions in solution and are critical for proper muscle and neuron activation (include sodium, potassium, chloride, calcium, magnesium, phosphate, and bicarbonate among others). Creatine An organic compound derived from meat, fish, and amino acids that combines with inorganic phosphate to form creatine phosphate.

CHAPTER 3 • NUTRITION FOR WELLNESS

drink is determined by dividing the amount of carbohydrate (in grams) by the amount of fluid (in milliliters) and then multiplying by 100. For example, 18 grams of carbohydrate in 240 milliliters (8 ounces) of fluid yields a drink that is 7.5 percent (18 240 100) carbohydrate.

cent carbohydrate intake then should be maintained throughout the rest of the day. By following a special diet and exercise regimen five days before a long-distance event, highly (aerobically) trained individuals are capable of storing two to three times the amount of glycogen found in the average person. Athletic performance may be enhanced for long-distance events of more than 90 minutes by eating a regular balanced diet (50 to 60 percent carbohydrates), along with vigorous physical training the fifth and fourth days before the event, followed by a diet high in carbohydrates (about 70 percent) and a gradual decrease in training intensity over the last three days before the event. The amount of glycogen stored as a result of a carbohydrate-rich diet does not seem to be affected by the proportion of complex and simple carbohydrates. The intake of simple carbohydrates (sugars) can be raised while on a 70 percent carbohydrate diet, as long as it doesn’t exceed 25 percent of the total calories. Complex carbohydrates provide more nutrients and fiber, making them a better choice for a healthier diet. On the day of the long-distance event, carbohydrates are still the recommended choice of substrate. As a general rule, athletes should consume 1 gram of carbohydrate for each kilogram (2.2 pounds) of body weight 1 hour prior to exercise (that is, if you weigh 160 pounds, you should consume 160 2.2 72 grams). If the pre-event meal is eaten earlier, the amount of carbohydrate can be increased to 2, 3, or 4 grams per kilogram of weight two, three, or four hours, respectively, before exercise. During the long-distance event, researchers recommend that the athlete consume 30 to 60 grams of carbohydrates (120 to 240 calories) every hour. This is best accomplished by drinking 8 ounces of a 6 to 8 percent carbohydrate sports drink every 15 minutes (check labels to ensure proper carbohydrate concentration). This also lessens the chance of dehydration during exercise, which hinders performance and endangers health. The percentage of the carbohydrate

PRINCIPLES AND LABS

104 the form most popular among people who use the supplement. Supplementation can result in an approximate 20 percent increase in the amount of creatine that is stored in muscles. Most of this creatine binds to phosphate to form CP, and 30 to 40 percent remains as free creatine in the muscle. Increased creatine storage is believed to enable individuals to train more intensely—thereby building more muscle mass and enhancing performance in all-out activities of very short duration (less than 30 seconds). Creatine supplementation has two phases: the loading phase and the maintenance phase. During the loading phase, the person consumes between 20 and 25 grams (1 teaspoonful is about 5 grams) of creatine per day for 5 to 6 days, divided into four or five dosages of 5 grams each throughout the day (this amount represents the equivalent of consuming 10 or more pounds of meat per day). Research also suggests that the amount of creatine stored in muscle is enhanced by taking creatine in combination with a high-carbohydrate food. Once the loading phase is complete, taking 2 grams per day seems to be sufficient to maintain the increased muscle stores. To date, no serious side effects have been documented in people who take up to 25 grams of creatine per day for five days. Stomach distress and cramping have been reported only in rare instances. The 2 grams taken per day during the maintenance phase is just slightly above the average intake in our daily diet. Long-term effects of creatine supplementation on health, however, have not been established. A frequently documented result following five to six days of creatine loading is an increase of 2 to 3 pounds in body weight. This increase appears to be related to the increased water retention necessary to maintain the additional creatine stored in muscles. Some data, however, suggest that the increase in stored water and CP stimulates protein synthesis, leading to an increase in lean body mass. The benefits of elevated creatine stores may be limited to high-intensity/short-duration activities such as sprinting, strength training (weight lifting), and sprint cycling. Supplementation is most beneficial during exercise training itself, rather than as an aid to enhance athletic performance a few days before competition. Enhanced creatine stores do not benefit athletes competing in aerobic endurance events, because CP is not used in energy production for long-distance events. Actually, the additional weight can be detrimental in longdistance running and swimming events, because the athlete must expend more energy to carry the extra weight during competition.

Amino Acid Supplements

A myth regarding athletic performance is that protein (amino acid) supplements will increase muscle mass. The RDA for protein is 0.8 gram per kilogram of body weight per day. That is, if you weigh 154 pounds (70 kilograms, 154 2.2), you should consume 56 grams (70 0.8) of protein. Most athletes, including weight lifters and body builders, increase their caloric intake automatically during intense

training. As caloric intake increases, so does the intake of protein, often approaching 2 or more grams per kilogram of body weight. This amount is more than enough to build and repair muscle tissue. Typically, athletes in strength training consume between 3 and 4 grams per kilogram of body weight. In response, manufacturers of supplements have created expensive “free amino acid supplements.” People who buy costly free amino acid supplements are led to believe that these contribute to the development of muscle mass. The human body, however, cannot distinguish between amino acids obtained from food and those obtained through supplements. Excess protein either is used for energy or is turned into fat. With amino acid supplements, each capsule provides about 500 mg of amino acids and no additional nutrients. In contrast, 3 ounces of meat or fish provide more than 20,000 mg of amino acids, along with other essential nutrients such as iron, niacin, and thiamin. The benefits of natural foods to health and budget are clear. Proponents of free amino acid supplements further claim that only a small amount of amino acids in food is absorbed and that free amino acids are absorbed more readily than protein foods. Neither claim is correct. The human body absorbs and utilizes between 85 and 99 percent of all protein from food intake. The body handles whole, natural proteins better than single amino acids that have been predigested in the laboratory setting. Amino acid supplementation can even be dangerous: An excess of a single amino acid or a group of chemically similar amino acids often prevents the absorption of other amino acids. Needed amino acids then pass through the body unabsorbed, potentially causing critical imbalances and toxicities. The advertised rate of absorption provides no additional benefit, because building muscle takes hours, not minutes. Muscle overload through heavy training, not supplementation, builds muscle.

Bone Health and Osteoporosis Osteoporosis, literally meaning “porous bones,” is a condition in which bones lack the minerals required to keep them strong. In osteoporosis, bones—primarily of the hip, wrist, and spine—become so weak and brittle that they fracture readily. The process begins slowly in the third and fourth decades of life. Women are especially susceptible after menopause because of the accompanying loss of estrogen, which increases the rate at which bone mass is broken down. Approximately 22 million U.S. women have osteoporosis, and 16 million don’t know they have this disease. About 30 percent of postmenopausal women have osteoporosis, but only about 2 percent are actually diagnosed and treated for this condition.16 Osteoporosis is the leading cause of serious morbidity and functional loss in the elderly population. One of every

105

Menopause (or removal of ovaries) Age over 50

Smoking

Family history of osteoporosis

Heavy drinking White or Asian

BONE HEALTH

Small frame

Physical inactivity Low-calcium diet

Extensive use of corticosteroids

© Fitness & Wellness, Inc.

two women and one in eight men over age 50 will have an osteoporotic-related fracture at some point in their lives. The chances of a postmenopausal woman developing osteoporosis are much greater than her chances of developing breast cancer or incurring a heart attack or stroke. According to the National Osteoporosis Foundation, an estimated 10 million Americans (8 million women and 2 million men) had osteoporosis in 2006. Up to 20 percent of people who have a hip fracture die within a year because of complications related to the fracture. As alarming as these figures are, they do not convey the pain and loss

Osteoporosis is the leading cause of serious morbidity and functional loss in the elderly.

of quality of life in people who suffer the crippling effects of osteoporotic fractures. Although osteoporosis is viewed primarily as a woman’s disease, more than 30 percent of all men will be affected by age 75. About 100,000 of the yearly 300,000 hip fractures in the United States occur in men. Despite the strong genetic component, osteoporosis is preventable. Maximizing bone density at a young age and subsequently decreasing the rate of bone loss later in life are critical factors in preventing osteoporosis. Normal hormone levels prior to menopause and adequate calcium intake and physical activity throughout life cannot be overemphasized. These factors are all crucial in preventing osteoporosis. The absence of any one of these three factors leads to bone loss for which the other two factors never completely compensate. Smoking and excessive use of alcohol and corticosteroid drugs also accelerate the rate of bone loss in women and men alike. And osteoporosis is more common in whites, Asians, and people with small frames. Figure 3.14 depicts these variables. Bone health begins at a young age. Some experts have called osteoporosis a “pediatric disease.” Bone density can be promoted early in life by making sure the diet has sufficient calcium and participating in weight-bearing activities. Adequate calcium intake in women and men alike is also associated with a reduced risk for colon cancer.17 The RDA for calcium is between 1,000 and 1,300 mg per day, but leading researchers in this area recommend higher

Osteoporosis A condition of softening, deterioration, or loss of bone mineral density that leads to disability, bone fractures, and even death from medical complications. Estrogen Female sex hormone essential for bone formation and conservation of bone density.

CHAPTER 3 • NUTRITION FOR WELLNESS

FIGURE 3.14 Threats to bone health (osteoporosis).

PRINCIPLES AND LABS

106 TABLE 3.12 Recommended Daily Calcium Intake Age 1–8

TABLE 3.13 Low-Fat Calcium-Rich Foods

Amount (mg) 800

9–24

1,300

25–50

1,000

Women over 50

1,500

Men 51–65

1,200

Men over 65

1,500

intakes (see Table 3.12). Although the recommended daily intakes can be met easily through diet alone, some experts recommend calcium supplements even for children before puberty. To obtain your daily calcium requirement, get as much calcium as possible from calcium-rich foods, including calcium-fortified foods. If you don’t get enough (most people don’t), take calcium supplements. Supplemental calcium can be obtained in the form of calcium citrate and calcium carbonate. Calcium citrate seems to be equally well absorbed with or without food, whereas calcium carbonate is not well absorbed without food. Thus, if your supplement contains calcium carbonate, always take the supplement with meals. Do not take more than 500 mg at a time, because larger amounts are not well absorbed. And don’t forget vitamin D, which is vital for calcium absorption. Avoid taking calcium supplements with an iron-rich meal or in conjunction with an iron-containing multivitamin. Because calcium interferes with iron absorption, the intake of these two minerals should be separated. The benefit of taking a calcium supplement without food (calcium citrate) is that, in a young menstruating woman who needs iron, calcium won’t interfere with the absorption of iron. Table 3.13 provides a list of selected foods and their calcium contents. Along with having an adequate calcium intake, taking 400 to 800 IU of vitamin D daily is recommended for optimal calcium absorption. People over age 50 may require 800 to 1,000 IU of calcium. About 40 percent of these adults are deficient in vitamin D.18 Vitamin B12 may also be a key nutrient in the prevention of osteoporosis. Several reports have shown an association between low vitamin B12 and lower bone mineral density in both men and women. Vitamin B12 is found primarily in dairy products, meats, poultry, fish, and some fortified cereals. Excessive protein intake also may affect the body’s absorption of calcium. The more protein we eat, the higher the calcium content in the urine (that is, the more calcium excreted). This might be the reason that countries with a high protein intake, including the United States, also have the highest rates of osteoporosis. Individuals should aim to

Calcium (mg)

Calories

1 cup

70

218

Beet, greens, cooked

1

82

19

Bok choy (Chinese cabbage)

1 cup

158

20

Broccoli, cooked, drained

1 cup

72

44

Burrito, bean (no cheese)

1

57

225

Cottage cheese, 2% low-fat

1

⁄2 cup

78

103

Ice milk (vanilla)

1

⁄2 cup

102

100

Instant Breakfast, non-fat milk

1 cup

407

216

Kale, cooked, drained

1 cup

94

36

Milk, non-fat, powdered

1 tbs

52

15

Milk, skim

1 cup

296

88

Oatmeal, instant, fortified, plain

1

⁄2 cup

109

70

Okra, cooked, drained

1

⁄2 cup

74

23

Orange juice, fortified

1 cup

300

110

Soy milk, fortified, fat-free

1 cup

400

110

Spinach, raw

1 cup

56

12

Turnip greens, cooked

1 cup

197

29

Tofu (some types)

1

138

76

Yogurt, fruit

1 cup

372

250

Yogurt, low-fat, plain

1 cup

448

155

Food

Amount

Beans, red kidney, cooked

⁄2 cup

⁄2 cup

achieve the RDA for protein nonetheless, because people who consume too little protein (less than 35 grams per day) lose more bone mass than those who eat too much (more than 100 grams per day). The RDA for protein is about 50 grams per day for women and 63 grams for men. Soft drinks, coffee, and alcoholic beverages also can contribute to a loss in bone density if consumed in large quantities. Although they may not cause the damage directly, they often take the place of dairy products in the diet. Exercise plays a key role in preventing osteoporosis by decreasing the rate of bone loss following the onset of menopause. Active people are able to maintain bone density much more effectively than their inactive counterparts. A combination of weight-bearing exercises, such as walking or jogging and weight training, is especially helpful.

107

Hormone-Replacement Therapy

For decades, hormone-replacement therapy (HRT) was the most common treatment modality to prevent bone loss following menopause. A large study (16,000 healthy women, ages 50 to 79) was terminated three years early because the results showed that taking estrogen and progestin, a common form of HRT, actually increased the risk for disease.19 The study was the first major longterm (eight years) clinical trial investigating the association between HRT and age-related diseases, including cardiovascular disease, cancer, and osteoporosis. Although the risk for hip fractures and colorectal cancer decreased, the risk for developing breast cancer, blood clots, strokes, and heart attacks increased.

HRT may still be the most effective treatment to relieve acute (short-term) symptoms of menopause, such as hot flashes, mood swings, sleep difficulties, and vaginal dryness. Researchers and physicians, however, now must determine how long women can remain on HRT, how to best taper off treatment to provide maximal physical and emotional relief, and how to protect women from osteoporosis and other agerelated diseases. Women who believed that HRT would help their bones become stronger and would ward off age-related diseases now must seek other treatments. Alternative treatments to prevent bone loss are being developed. Miacalcin, a synthetic form of the hormone calcitonin, is FDA-approved for women who have osteoporosis and are at least five years postmenopausal. Calcitonin is a thyroid hormone that helps maintain the body’s delicate balance of calcium by taking calcium from the blood and depositing it in the bones. Though it is effective in preventing bone loss, it does not help much in rebuilding bone. The drug seems to have no side effects and is available in injectable and nasal spray forms. Two promising nonhormonal drugs, alendronate (Fosamax) and risedronate (Actonel), prevent bone loss and, furthermore, actually help increase bone mass. Alendronate (recommended for women who already have osteoporosis) is used primarily for bone health and does not provide benefits to the cardiovascular system. Although the research is limited, this drug seems to be safe and effective. Selective estrogen receptor modulators (SERMs) also are used to prevent bone loss. These compounds have a positive effect on blood lipids and pose no risk to breast and uterine tissue. Data indicate that SERMs contribute a 1 to 2 percent increase in bone density over a period of four years but that they are less effective against osteoporosis than alendronate and risedronate. One SERM used currently to prevent osteoporosis is raloxifene (Evista).

Iron Deficiency

Iron is a key element of hemoglobin in blood. The RDA for iron for adult women is between 15 and 18 mg per day (8 to 11 mg for men). Inadequate iron intake is often seen in children, teenagers, women of childbearing age, and endurance athletes. If iron absorption does not compensate for losses or if dietary intake is low, iron deficiency develops. As many as half of American women have an iron deficiency. Over time, excessive depletion of iron stores in the body leads to iron-deficiency anemia, a condition in which the concentration of hemoglobin in the red blood cells is lower than it should be. Physically active individuals, in particular women, have a greater than average need for iron. Heavy training

Oligomenorrhea Irregular menstrual cycles. Amenorrhea Cessation of regular menstrual flow. Hemoglobin Protein–iron compound in red blood cells that transports oxygen in the blood.

CHAPTER 3 • NUTRITION FOR WELLNESS

The benefits of exercise go beyond maintaining bone density. Exercise strengthens muscles, ligaments, and tendons—all of which provide support to the bones (skeleton). Exercise also improves balance and coordination, which can help prevent falls and injuries. People who are active have higher bone mineral density than inactive people. Similar to other benefits of participating in exercise, there is no such thing as “bone in the bank.” To have good bone health, people need to participate in a regular lifetime exercise program. Prevailing research also tells us that estrogen is the most important factor in preventing bone loss. Lumbar bone density in women who have always had regular menstrual cycles exceeds that of women with a history of oligomenorrhea and amenorrhea interspersed with regular cycles. Furthermore, the lumbar density of these two groups of women is higher than that of women who have never had regular menstrual cycles. For instance, athletes with amenorrhea (who have lower estrogen levels) have lower bone mineral density than even nonathletes with normal estrogen levels. Studies have shown that amenorrheic athletes at age 25 have the bones of women older than 50. It has become clear that sedentary women with normal estrogen levels have better bone mineral density than active amenorrheic athletes. Many experts believe the best predictor of bone mineral content is the history of menstrual regularity. As a baseline, women age 65 and older should have a bone density test to establish the risk for osteoporosis. Younger women who are at risk for osteoporosis should discuss a bone density test with their physician at menopause. The test also can be used to monitor changes in bone mass over time and to predict the risk of future fractures. The bone density test is a painless scan requiring only a small amount of radiation to determine bone mass of the spine, hip, wrist, heel, or fingers. The amount of radiation is so low that technicians administering the test can sit next to the person receiving it. The procedure often takes less than 10 minutes. Following menopause, every woman should consider some type of therapy to prevent bone loss. The various therapy modalities available should be discussed with a physician.

PRINCIPLES AND LABS

108 creates a demand for iron that is higher than the recommended intake because small amounts of iron are lost through sweat, urine, and stools. Mechanical trauma, caused by the pounding of the feet on the pavement during extensive jogging, may also lead to destruction of ironcontaining red blood cells. A large percentage of female endurance athletes are reported to have iron deficiency. The blood ferritin levels of women who participate in intense physical training should be checked frequently. The rates of iron absorption and iron loss vary from person to person. In most cases, though, people can get enough iron by eating more iron-rich foods such as beans, peas, green leafy vegetables, enriched grain products, egg yolk, fish, and lean meats. Although organ meats, such as liver, are especially good sources, they also are high in cholesterol. A list of foods high in iron is given in Table 3.14.

TABLE 3.14 Iron-Rich Foods

Food

Iron % Calories Amount (mg) Calories From Fat

Beans, red kid- 1 cup ney, cooked

3.2

218

4

Beef, ground lean (21% fat)

3 oz

2.1

237

57

Beef, sirloin, lean only

3 oz

2.9

171

36

Beef, liver, fried

3 oz

5.3

184

33

Beet, greens, cooked

1

1.4

19

Broccoli, 1 cup cooked, drained

1.3

44

Burrito, bean (no cheese)

1

2.3

225

28

Egg, hardcooked

1

.7

77

58

Farina (Cream of Wheat), cooked

1

5.2

65

Instant Breakfast, nonfat milk

1 cup

4.8

216

4

Peas, frozen, cooked, drained

1

1.3

62

Shrimp, boiled

3 oz

2.7

87

10

Spinach, raw

1 cup

1.5

12

Vegetables, mixed, cooked

1 cup

1.5

108

⁄2 cup

⁄2 cup

⁄2 cup

2005 Dietary Guidelines for Americans The Dietary Guidelines for Americans, 2005 (6th edition) provides science-based advice to promote health and to reduce risk for major chronic diseases through diet and physical activity. The secretaries of the Department of Health and Human Services (DHHS) and the USDA appoint an expert Dietary Guidelines advisory committee at least every five years to issue a report and make recommendations concerning Dietary Guidelines for Americans. The topics that the committee addressed in depth included meeting recommended nutrient intakes; physical activity; energy balance; relationships of fats, carbohydrates, selected food groups, and alcohol with health; and consumer aspects of food safety. The committee was especially interested in finding strong scientific support for dietary and physical activity measures that could reduce the nation’s major diet-related health problems: overweight and obesity, hypertension, abnormal blood lipids, diabetes, CHD, certain types of cancer, and osteoporosis. The recommendations are designated for the general public age 2 years and older and are based on the preponderance of scientific and medical knowledge that is current at the time the committee’s report is published. The Dietary Guidelines describe a healthy diet as one that: • Emphasizes fruits, vegetables, whole grains, and fatfree or low-fat milk products • Includes lean meats, poultry, fish, beans, eggs, and nuts • Is low in saturated fats, trans fatty acids, cholesterol, salt (sodium), and added sugars The committee’s extensive review of the evidence led to the development of the following set of nine key messages20 (see Figure 3.15): 1. Consume a variety of foods within and among the basic food groups while staying within energy needs. The recommendations for nutrient intakes consider the prevention of chronic disease as well as basic nutrient needs. Meeting those recommendations provides a firm foundation for health and for reducing chronic disease risk. For most nutrients, intakes by Americans appear adequate. Still, efforts are warranted to promote increased dietary intakes of vitamin E, calcium, magnesium, potassium, and fiber by children and adults and to promote increased dietary intakes of vitamins A and C by adults. A basic premise of dietary guidance is to meet the recommended nutrient intakes while staying within energy needs. 2. Control calorie intake to manage body weight. Calorie intake and physical activity go hand in hand in controlling a person’s weight. To stem the obesity epidemic, most Americans need to consume fewer calories. In weight control, calories do count. Limiting portion sizes

109

Consume a variety of foods from the basic food groups—stay within energy needs Control calorie intake to manage body weight

If you drink alcoholic beverages, do so in moderation

Be physically active every day

Increase daily intake of fruits and vegetables, whole grains, and non-fat or low-fat milk and milk products

Choose and prepare foods with little salt

Choose carbohydrates wisely for good health

Choose fats wisely for good health

Keep food safe to eat

and monitoring weight regularly to adjust food intake as necessary are recommended. 3. Be physically active every day. Making moderate physical activity a part of an adult’s daily routine for at least 30 minutes per day promotes fitness and reduces the risk of acquiring chronic health conditions. Moderate physical activity for an hour each day can increase energy expenditure by about 150 to 200 calories, depending on body size. According to the committee, many adults need to participate in up to 60 minutes of moderate to vigorous physical activity on most days to prevent unhealthy weight gain; adults who previously have lost weight may need 60 and up to 90 minutes of moderate physical activity daily to avoid regaining weight. Compared with moderate physical activity, vigorous physical activity provides greater benefits for physical fitness and burns more calories per unit of time. 4. Increase daily intake of fruits and vegetables, whole grains, and non-fat or low-fat milk and milk products. Fruits contain glucose, fructose, sucrose, and fiber, and most fruits are relatively low in calories. Also, fruits are important sources of at least eight additional nutrients, including vitamin C, folate, and potassium. Many vegetables provide only small amounts of sugars and/or starch, some are high in starch, and all provide fiber. Vegetables are important sources of 19 or more nutrients, including potassium, folate, and vitamins A and E. Moreover, increased consumption of fruits and vegetables may be a useful component of programs designed to achieve and sustain weight loss. Consuming a vari-

ety of fruits and vegetables daily is recommended (choose among citrus fruits, melons, and berries; other fruits; dark-green leafy vegetables; bright-orange vegetables; legumes; starchy vegetables; and other vegetables). Whole grains are high in starch, and they are important sources of 14 nutrients, including fiber. Important sources of whole grains include whole wheat, oatmeal, popcorn, bulgur, and brown rice. The goal is to eat at least three 1 ounce equivalents per day of wholegrain foods, preferably in place of refined grains. Milk and milk products are important sources of at least 12 nutrients, including calcium, magnesium, potassium, and vitamin D. Diets that provide three cups (or the equivalent) of non-fat or low-fat milk and/or milk products per day can improve bone mass and are not associated with weight gain. 5. Choose fats wisely for good health. Keeping a low intake of saturated fat, trans fat, and cholesterol can reduce the risk for CHD. The lower the combined intake of saturated and trans fat and the lower the dietary cholesterol intake, the greater the cardiovascular benefit will be. The main way to keep saturated fat low is to limit one’s intake of animal fats (such as those in cheese, milk, butter, ice cream, and other full-fat dairy products; fatty meat; bacon and sausage; and poultry skin and fat). The major way to limit trans fat intake is

Ferritin Iron stored in the body.

CHAPTER 3 • NUTRITION FOR WELLNESS

FIGURE 3.15 2005 Dietary Guidelines for Americans.

PRINCIPLES AND LABS

110 to limit the intake of foods made with partially hydrogenated vegetable oils. To limit dietary intake of cholesterol, a person has to limit the intake of eggs and organ meats especially, as well as limit the intake of meat, shellfish, poultry, and dairy products that contain fat. A total fat intake of 20 to 35 percent of calories is recommended for all Americans age 18 years and older. Intakes of fat outside of this range are not recommended for most Americans because of the potential adverse effects on achieving recommended nutrient intakes and on risk factors for chronic diseases. The lower limit of fat intake is higher for children: 30 percent of calories from fat for children age 2 and 3 years, and 25 percent of calories from fat for those age 4 to 18 years. 6. Choose carbohydrates wisely for good health. When selecting foods from the fruit, vegetable, and grains groups, frequent fiber-rich choices are beneficial. This means, for example, choosing whole fruits rather than juices, and whole grains rather than refined grains. Following the guidelines to increase the intake of fruits, vegetables, whole grains, and non-fat or low-fat milk and milk products is a healthful way to obtain the recommended amounts of carbohydrates. Compared with individuals who consume small amounts of foods and beverages that are high in added sugars, those who consume large amounts tend to consume more calories but smaller amounts of vitamins and minerals. A reduced intake of added sugars (especially sugar-sweetened beverages) may be helpful in achieving the recommended intakes of nutrients and in controlling weight. 7. Choose and prepare foods with little salt. Reducing salt (sodium chloride) intake is one of several ways by which people can lower their blood pressure. Reducing blood pressure, ideally to the normal range, decreases the chance of developing a stroke, heart disease, heart failure, and kidney disease. The relationship between salt intake and blood pressure is direct and progressive without an apparent threshold. The goal is to consume less than 2,300 mg of sodium per day. On average, the higher a person’s salt intake, the higher the blood pressure. Thus, reducing salt intake as much as possible is one way to lower blood pressure. 8. If you drink alcoholic beverages, do so in moderation. Among middle-aged and older adults, the lowest allcause mortality occurs at the level of one or two drinks per day. The mortality reduction likely stems from the protective effects of moderate alcohol consumption on CHD, primarily among males older than 45 years of age and women older than 55 years. Among younger people, alcohol consumption seems to provide little, if any, health benefit. Alcohol use among young adults is associated with increased risk for traumatic injury and death. Heavy drinking is hazardous, contributing to automobile injuries and deaths, assault, liver disease, and other health problems. Abstention is an important option. The goal for adults who choose to drink is to do so in moderation, defined as consuming up to one drink per

day for women and two drinks per day for men. One drink is defined as 12 ounces of regular beer, 5 ounces of wine (12 percent alcohol), or 1.5 ounces of 80-proof distilled spirits. Among those who should not consume alcoholic beverages are individuals who cannot restrict their drinking to moderate levels, children and adolescents, and individuals taking medications that can interact with alcohol or who have specific medical conditions. Alcoholic beverages should be avoided by women who may become pregnant or who are pregnant, by breastfeeding women, and by individuals who plan to drive or take part in other activities that require attention, skill, or coordination. 9. Keep food safe to eat. According to the 2005 Dietary Guidelines report, foodborne diseases cause approximately 76 million illnesses, 325,000 hospitalizations, and 5,000 deaths in the United States each year. Three pathogens (salmonella, listeria, and toxoplasma) are responsible for more than 75 percent of these deaths. Actions by consumers can reduce the occurrence of foodborne illness substantially. The behaviors in the home that are most likely to prevent a problem with foodborne illnesses are: (a) Cleaning hands, contact surfaces, and fruits and vegetables (This does not apply to meat and poultry, which should not be washed.) (b) Separating raw, cooked, and ready-to-eat foods while shopping, preparing, or storing (c) Cooking foods to a safe temperature (d) Chilling (refrigerating) perishable foods promptly (e) Avoiding higher-risk foods (e.g., deli meats and frankfurters that have not been reheated to a safe temperature and thus may contain listeria). This is especially important for high-risk groups (the very young, pregnant women, the elderly, and those who are immunocompromised). Additional information on these guidelines is posted at www.health.gov/dietaryguidelines.

Proper Nutrition: A Lifetime Prescription for Healthy Living The three factors that do the most for health, longevity, and quality of life are proper nutrition, a sound exercise program, and quitting (or never starting) smoking. Achieving and maintaining a balanced diet is not as difficult as most people think. If everyone were more educated about their own nutrition habits and the nutrition habits of their children, the current magnitude of nutrition-related health problems would be much smaller. Although treatment of obesity is important, we should place far greater emphasis on preventing obesity in youth and adults in the first place. Children tend to eat the way their parents do. If parents adopt a healthy diet, children most likely will follow.

111

Critical Thinking

In spite of the ample scientific evidence linking poor dietary habits to early disease and mortality rates, many people remain precontemplators: They are not willing to change their eating patterns. Even when faced with obesity, elevated blood lipids, hypertension, and other nutrition-related conditions, people do not change. The motivating factor to change one’s eating habits seems to be a major health breakdown, such as a heart attack, a stroke, or cancer—by which time the damage has been done already. In many cases it is irreversible and, for some, fatal.

© Fitness & Wellness, Inc.

What factors in your life and the environment have contributed to your current dietary habits? Do you need to make changes? What may prevent you from doing so?

Positive nutrition habits should be taught and reinforced in early youth.

An ounce of prevention is worth a pound of cure. The sooner you implement the dietary guidelines presented in this chapter, the better your chances of preventing chronic diseases and reaching a higher state of wellness.

ASSESS YOUR BEHAVIOR Log on to http://www.cengage.com/sso/ to assess your eating habits and create a plan for healthier eating.

1. Are whole grains, fruits, and vegetables the staple of your diet? 2. Are you meeting your personal MyPyramid recommendations for daily fruits, vegetables, grains, meat (or substitutes) and legumes, and milk?

4. Are there dietary changes that you need to implement to meet energy, nutrition, and disease risk-reduction guidelines and improve health and wellness? If so, list these changes and indicate what you will do to make it happen.

3. Will the information presented in this chapter change in any manner the way you eat?

ASSESS YOUR KNOWLEDGE Log on to http://www.cengage.com/sso/ to assess your understanding of this chapter’s topics by taking the Student Practice Test and exploring the modules recommended in your Personalized Study Plan.

1. The science of nutrition studies the relationship of a. vitamins and minerals to health. b. foods to optimal health and performance. c. carbohydrates, fats, and proteins to the development and maintenance of good health. d. the macronutrients and micronutrients to physical performance. e. kilocalories to calories in food items.

2. Faulty nutrition often plays a crucial role in the development and progression of which disease? a. Cardiovascular disease b. Cancer c. Osteoporosis d. Diabetes e. All are correct choices.

CHAPTER 3 • NUTRITION FOR WELLNESS

The difficult part for most people is to retrain themselves—to closely examine the eating habits they learned from their parents—to follow a lifetime healthy nutrition plan that includes lots of grains, legumes, fruits, vegetables, and low-fat dairy products, with moderate use of animal protein, junk food, sodium, and alcohol.

PRINCIPLES AND LABS

112 3. According to MyPyramid, daily vegetable consumption is measured in a. servings. b. ounces. c. cups. d. calories. e. all of the above. 4. The recommended amount of fiber intake for adults 50 years and younger is a. 10 grams per day for women and 12 grams for men. b. 21 grams per day for women and 30 grams for men. c. 28 grams per day for women and 35 grams for men. d. 25 grams per day for women and 38 grams for men. e. 45 grams per day for women and 50 grams for men. 5. Unhealthy fats include a. unsaturated fatty acids. b. monounsaturated fats. c. polyunsaturated fatty acids. d. saturated fats. e. all of the above. 6. The daily recommended carbohydrate intake is a. 45 to 65 percent of the total calories. b. 10 to 35 percent of the total calories. c. 20 to 35 percent of the total calories. d. 60 to 75 percent of the total calories. e. 35 to 50 percent of the total calories.

7. The amount of a nutrient that is estimated to meet the nutrient requirement of half the healthy people in specific age and gender groups is known as the a. Estimated Average Requirement. b. Recommended Dietary Allowance. c. Daily Values. d. Adequate Intake. e. Dietary Reference Intake. 8. The percent fat intake for an individual who on a given day consumes 2,385 calories with 106 grams of fat is a. 44 percent of total calories. b. 17.7 percent of total calories. c. 40 percent of total calories. d. 31 percent of total calories. e. 22.5 percent of total calories. 9. Carbohydrate loading is beneficial for a. endurance athletes. b. people with diabetes. c. strength athletes. d. sprinters. e. All of the above are correct. 10. Osteoporosis is a. a crippling disease. b. more prevalent in women. c. more prevalent in people who were calcium deficient at a young age. d. linked to heavy drinking and smoking. e. All are correct choices. Correct answers can be found at the back of the book.

MEDIA MENU You can find the links below at the book companion site: www.cengage.com/health/hoeger/plfw10e

• Analyze your eating habits. • Check how well you understand the chapter’s concepts.

Internet Connections • American Dietetic Association. This comprehensive site features daily food tips, frequently asked questions, nutrition resources, and links to other reliable Web sites on nutrition. http://www.eatright.org • U.S. Department of Agriculture Center for Nutrition Policy and Promotion. The Center for Nutrition Policy and Promotion is the national organization that links scientific research to the nutritional needs of the American public. This site includes “The Interactive Healthy Eating Index,” an online dietary assessment

tool that includes nutrition messages. After providing a day’s worth of dietary information, you will receive a score on the overall quality of your diet, based on the types and amounts of food compared with those recommended by the Food Guide Pyramid. http://www.cnpp .usda.gov • Dietary Guidelines for Americans 2005—A Brochure for Consumers. Dietary Guidelines for Americans, published jointly by the Department of Health and Human Services (DHHS) and the U.S. Department of Agriculture (USDA), provides advice about how good dietary habits for people aged 2 years and older can promote health and reduce risk for major chronic diseases. http://www.health.gov/dietaryguidelines/dga2005/ document/default.htm

113 will provide you with a healthy diet plan to meet your weight management goals. It’s fun and educational. http://www.nhlbisupport.com/chd1/Tipsheets/ cyberkit.htm

NOTES 1. National Academy of Sciences, Institute of Medicine, Dietary Reference Intakes for Energy, Carbohydrates, Fiber, Fat, Protein and Amino Acids (Macronutrients) (Washington, DC: National Academy Press, 2002). 2. M. Enig, “The Deadliest Fats,” Bottom Line/Health, Sept. 2005. 3. Editors of Environmental Nutrition, “Healthy Eating: Essential Information for Living Longer and Living Better.” Norwalk, CT: Belvoir Media Group LLC, 2008. 4. J. L. Breslow, “n-3 Fatty Acids and Cardiovascular Disease,” American Journal of Clinical Nutrition 83 (2006): 1477S–1482S. 5. “Is There Flaxseed in Your Fridge Yet?” Tufts University Health & Nutrition Letter (September 2002). 6. P. E. Bowen, “Evaluating the Health Claim of Flaxseed and Cancer Prevention,” Nutrition Today 36 (2001): 144–158; “Flax Facts,” University of California at Berkeley Wellness Letter (May 2002). 7. See note 1. 8. “Soy and Breast Cancer,” University of California at Berkeley Wellness Letter (June 2007).

9. A. Trichopoulou, et al., “Adherence to a Mediterranean Diet and Survival in a Greek Population,” New England Journal of Medicine 348 (2003): 2599–2608. 10. G. Kojda and R. Hambrecht, “Molecular Mechanism of Vascular Adaptations to Exercise: Physical Activity as an Effective Antioxidant Therapy?” Cardiovascular Research 67 (2005): 187–197. 11. G. Bjelakovic, et al., “Mortality in Randomized Trials of Antioxidant Supplements for Primary and Secondary Prevention,” Journal of the American Medical Association 297 (2007): 842–857. 12. L. C. Clark, et al., “Effects of Selenium Supplementation for Cancer Prevention in Patients with Carcinoma of the Skin: A Randomized Controlled Trial,” Journal of the American Medical Association 276 (1996): 1957–1963. 13. “The Merits of Multivitamins: EN’s Guide to Choosing a Supplement,” Environmental Nutrition 24, no. 6 (2001): 1. 14. “Vitamin D May Help You Dodge Cancer: How to Be Sure You Get Enough,” Environmental Nutrition 30, no. 6 (2007): 1, 4.

15. “Ride the D Train: Research Finds Even More Reasons to Get Vitamin D,” Environmental Nutrition 28, no. 9 (2005): 1, 4. 16. “New Advice About Bone Density Tests,” University of California at Berkeley Wellness Letter 18, no. 10 (2002): 1–2. 17. M. T. Goodman, et al., “Association of Dairy Products, Lactose, and Calcium with the Risk of Ovarian Cancer,” American Journal of Epidemiology 156 (2002): 148–157. 18. “How to Build Better Bones: Overview of All the New Osteoporosis Options,” Environmental Nutrition 24, no. 9 (2001): 1, 4–5. 19. Writing Group for the Women’s Health Initiative, “Risks and Benefits of Combined Estrogen and Progestin in Healthy Postmenopausal Women: Principal Results from the Women’s Health Initiative Randomized Controlled Trial,” Journal of the American Medical Association 288 (2002): 321–333. 20. U.S. Department of Health and Human Services and U.S. Department of Agriculture, Dietary Guidelines for Americans 2005 (Washington, DC: U.S. Government Printing Office, 2005).

SUGGESTED READINGS Coleman, E. Eating for Endurance. Palo Alto, CA: Bull Publishing, 2003. Clark, N. Nancy Clark’s Sports Nutrition Guidebook. Champaign, IL: Human Kinetics, 2008. Editors of Environmental Nutrition. “Healthy Eating: Essential Information for Living Longer and Living Better.” Norwalk, CT: Belvoir Media Group LLC, 2008.

McArdle, W. D., F. I. Katch, and V. L. Katch. Sports & Exercise Nutrition. Baltimore: Lippincott Williams & Wilkins, 2005.

S. R. Rolfes, K. Pinna, and E. N. Whitney. Understanding Normal and Clinical Nutrition. Belmont, CA: Wadsworth/Cengage Learning, 2009.

National Academy of Sciences, Institute of Medicine. Dietary Reference Intakes for Energy, Carbohydrates, Fiber, Fat, Protein and Amino Acids (Macronutrients). Washington, DC: National Academy Press, 2002.

Sizer, F. S., and E. N. Whitney. Nutrition: Concepts and Controversies. Belmont, CA: Wadsworth/Cengage Learning, 2008. Whitney, E. N., and S. R. Rolfes. Understanding Nutrition. Belmont, CA: Wadsworth/Cengage Learning, 2008.

CHAPTER 3 • NUTRITION FOR WELLNESS

• Cyber Kitchen. This interactive site helps you discover how much you are really eating through an activity that compares standard serving sizes with real serving sizes. If you provide information regarding your age, gender, height, weight, and activity level, the Cyber Kitchen

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115

Name ______________________________________

Date ______________

Grade ____________

Instructor ___________________________________

Course ____________

Section ___________

Necessary Lab Equipment Appendix A (Nutritive Value of Selected Foods) and a small calculator.

Objective To evaluate your present diet using the Recommended Dietary Allowances (RDA).

Instructions To conduct the nutrient analysis, record all the foods eaten during a 3-day period using the list of Nutritive Value of Selected Foods provided in Appendix A. Record

this information prior to this lab session in the form provided in Figure 3A.1 (make additional copies for a 3-day record). After recording the nutritive values for each day, add up the values in each column and record the totals at the bottom of the form. During your lab, proceed to compute an average for the 3 days. The percentages of carbohydrates, fat, saturated fat, and the protein requirements can be computed by using the instructions at the bottom of Figure 3A.2. The results can then be compared against the Recommended Dietary Allowances.

CHAPTER 3 • NUTRITION FOR WELLNESS

LAB 3A: Nutrient Analysis

FIGURE 3A.1 Daily nutrient intake

Foods

Totals

Amount

Calories

Protein (g)

Fat (total g)

Sat. Fat (g)

ChoCarbolesterol hydrates (mg) (g)

Dietary Fiber (g)

Calcium (mg)

Iron (mg)

Sodium (mg)

Vit. E (mg)

Folate (mcg)

Vit. C (mg)

Selenium (mcg)

116

PRINCIPLES AND LABS

FIGURE 3A.2 Daily nutrient intake

Day

Calories

Protein (g)

ChoCarbolesterol hydrates (mg) (g)

Dietary Fiber (g)

Fat (g)

Sat. Fat (g)

Calcium Sodium (mg) Iron (mg) (mg)

Vit. E (mg)

Folate (mcg)

Vit. C (mg)

Selenium (mcg)

20–30%e

7%

300

45–65%

38

1,300

12

2,400

15

400

75

55

20–30%e

7%

300

45–65%

38

1,000

10

2,400

15

400

90

55

20–30%e

7%

300

45–65%

38

1,000

10

2,400

15

400

90

55

20–30%e

7%

300

45–65%

30

1,200

10

2,400

15

400

90

55

20–30%e

7%

300

45–65%

25

1,300

15

2,400

15

400

65

55

20–30%e

7%

300

45–65%

25

1,000

15

2,400

15

400

75

55

20–30%e

7%

300

45–65%

25

1,000

15

2,400

15

400

75

55

20–30%e

7%

300

45–65%

21

1,200

10

2,400

15

400

75

55

20–30%e

7%

300

45–65%

25

1,200

30

2,400

15

600

85

60

20–30%e

7%

300

45–65%

25

1,200

15

2,400

19

500

120

70

One Two Three Totals Averagea Percentagesb Recommended Dietary Allowances* Men 14–18 yrs. 19–30 yrs. 31–50 yrs. 51 yrs. Women 14–18 yrs. 19–30 yrs. 31–50 yrs. 51 yrs. Pregnant Lactating

See belowc

See belowd

a

Divide totals by 3 or number of days assessed. Percentages: Protein and carbohydrates multiply average by 4, divide by average calories, and multiply by 100. Fat and saturated fat multiply average by 9, divide by average calories, and multiply by 100. c Use Table 5.3 (page 171) for all categories. d Protein intake should be .8 grams per kilogram of body weight. Pregnant women should consume an additional 15 grams of daily protein, and lactating women should have an extra 20 grams. e Based on recommendations by nutrition experts. Up to 35% is allowed for individuals who suffer from metabolic syndrome. * Adapted from Recommended Dietary Allowances, 10th Edition, and the Dietary Reference Intakes series, National Academy Press, © National Academy of Sciences 1989, 1997, 1998, 2000, 2001. Washington, DC. b

117

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119

Homework Assignment Name ______________________________________

Date ______________

Grade _____________

Instructor ___________________________________

Course ____________

Section ___________

Assignment

Objective

This laboratory experience should be carried out as a homework assignment to be completed over the next 7 days.

To meet the minimum daily required amounts of the basic food groups and monitor total daily fat intake.

Lab Resources

“MyPyramid” at http://mypyramid.gov.

Instructions Keep a 7-day record of your food consumption using the MyPyramid guidelines in Figure 3.1. Whenever you have something to eat, record the food item, the number of calories, the grams of fat (use the Nutritive Value of Selected Foods list given in Appendix A), and the amounts eaten based on the MyPyramid guidelines. If a particular food item is not listed in the Nutritive Value of Selected Foods list, the information can be obtained from the food container itself. Record all information immediately after each meal, because it will be easier to keep track of foods and amounts eaten. If twice the amount of a particular serving is eaten, the calories, grams of fat, and amounts must be doubled as well.

At the end of the day, evaluate the diet by checking whether the minimum required amounts for each food group were met, and by total amount of calories and fat consumed. If you meet the required food group amounts and your daily caloric intake recommendation, you are well on your way to achieving a well-balanced diet. In addition, fat intake should not exceed 30 percent of the daily caloric consumption (may be up to 35 percent for individuals who suffer from metabolic syndrome—see Table 3.5, page 79). If you are on a diet, you may want to reduce fat intake to less than 20 percent of total daily calories (see Table 5.5, page 173).

II. Nutrition Stage of Change Using Figure 2.5 (page 57) and Table 2.3 (page 57) identify your current stage of change for nutrition (healthy diet):

III. What I Learned and What I Can Do to Improve My Nutrition: Based on the nutrient analysis conducted in Lab 3A and your daily diet analysis conducted in this lab, explain what these experiences have taught you and list specific changes and strategies that you can use to improve your present nutrition habits. Use an extra blank sheet of paper as needed. I have learned the following about myself/my current diet:

Specific changes I plan to make:

Strategies I will use:

IV. Current number of daily steps:

Category (Use Table 1.2, page 10): _____________________________

CHAPTER 3 • NUTRITION FOR WELLNESS

LAB 3B: MyPyramid Record Form

FIGURE 3B.1 MyPyramid Record Form

Fat (gm)**

*See “List of Nutritive Value of Selected Foods” in Appendix A. **Multiply the recommended amount of calories by .30 (30%) and divide by 9 to obtain the recommended amount of grams of fat (if on a diet, multiply by .20 or .10—see Table 5.5, page 173)

Meats and Beans

Calories

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 Totals Recommended Amount: Obtain online at http://mypyramid.gov based on age, sex, and activity level Deficiencies/Excesses

Milk

Food*

Oils

No.

Grains

Course ___________________________ Section ________________ Gender __________ Age _______

Fruits

Date ________________

Vegetables

Name ________________________________________________________

Food Groups Number of Recommended Daily Amounts (see Figure 3.1)

120

PRINCIPLES AND LABS

Body Composition

4 Objectives • Define body composition and understand its relationship to assessment of recommended body weight • Explain the difference between essential fat and storage fat • Describe various techniques used to assess body composition • Be able to assess body composition using hydrostatic weighing, girth measurements, and skinfold thickness • Understand the importance of body mass index (BMI) and waist circumference in the assessment of risk for disease • Be able to determine recommended weight according to recommended percent body fat values and BMI

© Fitness & Wellness, Inc.

Learn how to measure body composition. Assess your risks for potential disease. Check your understanding of the chapter contents by logging on to CengageNOW and accessing the pre-test, personalized learning plan, and post-test for this chapter.

PRINCIPLES AND LABS

122

FAQ What constitutes ideal body weight? There is no such thing as “ideal” body weight. Health/fitness professionals prefer to use the terms “recommended” or “healthy” body weight. Let’s examine the question in more detail. For instance, 25 percent body fat is the recommended health fitness standard for a 40-year-old man. For the average “apparently healthy” individual, this body fat percentage does not constitute a threat to good health. Due to genetic and lifestyle conditions, however, if a person this same age at 25 percent body fat is prediabetic and prehypertensive, with abnormal blood lipids (cholesterol and triglycerides—see Chapter 11), weight (fat) loss and a lower percent body fat may be recommended. Thus, what will work as recommended weight for most individuals may not be the best standard for individuals with disease risk factors. The current recommended or healthy weight standards (based on percent body fat or BMI) are established at the point where there appears to be a lower incidence for overweight-related conditions for most people. Individual differences have to be taken into consideration when making a final recommendation, especially in people with risk factors or a personal and family history of chronic conditions. How accurate are body composition assessments? Most of the techniques to determine body composition require proper training on the part of the technician administering the test (skinfolds, hydrostatic weighing, DXA) and, in the case of hydrostatic weighing, proper performance on the part of the person being tested. As detailed in this chapter, body composition assessment is not a

Body composition is used in reference to the fat and nonfat components of the human body. The fat component is called fat mass or percent body fat. The non-fat component is termed lean body mass.

precise science. Some of the procedures are more accurate than others. Before undergoing body composition testing, make sure that you understand the accuracy of the technique (see SEEs included under the description of each technique); and even more important, inquire about the training and experience of the person administering the test. We often encounter individuals who have been tested elsewhere by any number of assessments, particularly skinfolds, who come to our laboratory in disbelief (and rightfully so) because of the results that were given to them. To obtain the best possible results, look for trained and experienced technicians. Is there a future trend in body composition assessment? Results of research data indicate that the area of the body where people store fat is more critical than how much is stored. Individuals with a higher amount of intra-abdominal or abdominal visceral fat (located around internal organs), as opposed to primarily abdominal fat stored beneath the skin (subcutaneous fat), are at greater risk for disease. Thus, to increase disease risk evaluation, future body composition tests will be designed to get a clearer view of where the abdominal fat lies. Additionally, although not a body composition assessment, BMI guidelines to detect thinness and excessive fatness (see BMI section on page 130) will most likely change based on age, gender, and physical activity patterns. BMIs of 25 or greater are not accurate predictors of excessive fatness in younger people and in athletic populations. Furthermore, because of differences in essential fat between men and women, the same standard may not apply for men and women alike.

To determine recommended body weight, we need to find out what percent of total body weight is fat and what amount is lean tissue—in other words, assess body composition. Body composition should be assessed by a

123 FIGURE 4.1 Typical body composition of an adult man and woman.

Male

Female

43%

36%

3%

12%

14%

15%

15%

12%

25%

25%

Muscle

Bone

Essential fat

Other tissues

Storage fat

Essential and Storage Fat Total fat in the human body is classified into two types: essential fat and storage fat. Essential fat is needed for normal physiological function. Without it, human health and physical performance deteriorate. This type of fat is found within tissues such as muscles, nerve cells, bone marrow, intestines, heart, liver, and lungs. Essential fat constitutes about 3 percent of the total weight in men and 12 percent in women (Figure 4.1). The percentage is higher in women because it includes sex-specific fat, such as that found in the breast tissue, the uterus, and other sex-related fat deposits.

Body composition The fat and non-fat components of the human body; important in assessing recommended body weight. Percent body fat Proportional amount of fat in the body based on the person’s total weight; includes both essential fat and storage fat; also termed “fat mass.” Lean body mass Body weight without body fat. Recommended body weight Body weight at which there seems to be no harm to human health; healthy weight. Overweight An excess amount of weight against a given standard, such as height or recommended percent body fat. Obesity An excessive accumulation of body fat, usually at least 30 percent above recommended body weight. Essential fat Minimal amount of body fat needed for normal physiological functions; constitutes about 3 percent of total weight in men and 12 percent in women. Storage fat Body fat in excess of essential fat; stored in adipose tissue.

CHAPTER 4 • BODY COMPOSITION

well-trained technician who understands the procedure being used. Once the fat percentage is known, recommended body weight can be calculated from recommended body fat. Recommended body weight, also called “healthy weight,” implies the absence of any medical condition that would improve with weight loss and a fat distribution pattern that is not associated with higher risk for illness. Formerly, people relied on simple height/weight charts to determine their recommended body weight, but these tables can be highly inaccurate and fail to identify critical fat values associated with higher risk for disease. Standard height/weight tables, first published in 1912, were based on average weights (including shoes and clothing) for men and women who obtained life insurance policies between 1888 and 1905—a notably unrepresentative population. The recommended body weight on these tables was obtained according to sex, height, and frame size. Currently, because no scientific guidelines are given to determine frame size, most people choose their frame size based on the column in which the weight comes closest to their own! The best way to determine whether people are truly overweight or falsely at recommended body weight is through assessment of body composition. Obesity is an excess of body fat. If body weight is the only criterion, an individual might easily appear to be overweight according to height/weight charts, yet not have too much body fat. Typical examples are football players, body builders, weight lifters, and other athletes with large muscle size. Some athletes who appear to be 20 or 30 pounds overweight really have little body fat. The inaccuracy of height/weight charts was illustrated clearly when a young man who weighed about 225 pounds applied to join a city police force but was turned down without having been granted an interview. The reason? He was “too fat,” according to the height/weight charts. When this young man’s body composition was assessed at a preventive medicine clinic, it was determined that only 5 percent of his total body weight was in the form of fat—considerably less than the recommended standard. In the words of the director of the clinic, “The only way this fellow could come down to the chart’s target weight would have been through surgical removal of a large amount of his muscle tissue.” At the other end of the spectrum, some people who weigh very little (and may be viewed as skinny or underweight) actually can be classified as overweight because of their high body fat content. People who weigh as little as 120 pounds but are more than 30 percent fat (about onethird of their total body weight) are not rare. These cases are found more readily in the sedentary population and among people who are always dieting. Physical inactivity and a constant negative caloric balance both lead to a loss in lean body mass (see Chapter 5). These examples illustrate that body weight alone clearly does not tell the whole story.

Storage fat is the fat stored in adipose tissue, mostly just beneath the skin (subcutaneous fat) and around major organs in the body. This fat serves three basic functions: 1. as an insulator to retain body heat, 2. as energy substrate for metabolism, and 3. as padding against physical trauma to the body. The amount of storage fat does not differ between men and women, except that men tend to store fat around the waist and women around the hips and thighs.

Critical Thinking Mary is a cross-country runner whose coach has asked her to decrease her total body fat to 7 percent. Will Mary’s performance increase at this lower percent body fat? How would you respond to this coach?

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PRINCIPLES AND LABS

124

Dual energy X-ray absorptiometry (DXA) technique to assess body composition and bone density.

3. Skinfold thickness 4. Girth measurements 5. Bioelectrical impedance

Techniques to Assess Body Composition Body composition can be estimated through the several procedures described in the following pages. Each procedure includes a standard error of estimate (SEE), a measure of the accuracy of the prediction made through the regression equation for that specific technique. For example, if the SEE for a given technique is ±3.0 and the individual is given a fat percentage of 18.0, this indicates that the actual fat percentage may range from 15 to 21 percent.

Dual Energy X-Ray Absorptiometry Dual energy X-ray absorptiometry (DXA) is a method to assess body composition that is used most frequently in research and by medical facilities. A radiographic technique, DXA uses very low-dose beams of X-ray energy (hundreds of times lower than a typical body X-ray) to measure total body fat mass, fat distribution pattern (see waist circumference on page 135), and bone density. Bone density is measured to assess the risk for osteoporosis. The procedure itself is simple and takes less than 15 minutes to administer. Many exercise scientists consider DXA to be the standard technique to assess body composition. The SEE for this technique is ±1.8 percent. Because DXA is not readily available to most fitness participants, other methods to estimate body composition are used. The most common of these are: 1. Hydrostatic, or underwater, weighing 2. Air displacement

Because these procedures yield estimates of body fat, each technique may yield slightly different values. Therefore, when assessing changes in body composition, be sure to use the same technique for pre- and post-test comparisons. The most accurate technique presently available in fitness laboratories is still hydrostatic weighing. Other techniques to assess body composition are available, but the equipment is costly and not easily accessible to the general population. In addition to percentages of lean tissue and body fat, some of these methods also provide information on total body water and bone mass. These techniques include air displacement, magnetic resonance imaging (MRI), computed tomography (CT), and total body electrical conductivity (TOBEC). In terms of predicting percent body fat, these techniques are not more accurate than hydrostatic weighing.

Hydrostatic Weighing

For decades, hydrostatic weighing has been the most common technique used in determining body composition in exercise physiology laboratories. In essence, a person’s “regular” weight is compared with a weight taken underwater. Because fat is more buoyant than lean tissue, comparing the two weights can determine a person’s percent of fat. Almost all other indirect techniques to assess body composition have been validated against hydrostatic weighing. The procedure requires a considerable amount of time, skill, space, and equipment and must be administered by a well-trained technician. The SEE for hydrostatic weighing is 2.5 percent. This technique has several drawbacks. First, because each individual assessment can take as long as 30 minutes, hydrostatic weighing is not feasible when testing a lot of

Hydrostatic, or underwater, weighing technique.

people. Furthermore, the person’s residual lung volume (amount of air left in the lungs following complete forceful exhalation) should be measured before testing. If residual volume cannot be measured, as is the case in some laboratories and health/fitness centers, it is estimated using the predicting equations—which may decrease the accuracy of hydrostatic weighing. Also, the requirement of being completely under water makes hydrostatic weighing difficult to administer to aquaphobic people. For accurate results, the individual must be able to perform the test properly. As described in Figure 4.2 and in Lab 4A, for each underwater weighing trial, the person has to (a) force out all of the air in the lungs, (b) lean forward and completely submerge underwater for about 5 to 10 seconds (long enough to get the underwater weight), and (c) remain as calm as possible (chair movement makes reading the scale difficult). This procedure is repeated 8 to 10 times. Forcing all of the air out of the lungs is not easy for everyone but is important to obtain an accurate reading. Leaving additional air (beyond residual volume) in the lungs makes a person more buoyant. Because fat is less dense than water, overweight individuals weigh less in water. Additional air in the lungs makes a person lighter in water, yielding a false, higher body fat percentage.

Air Displacement

Air displacement (also known as air displacement plethysmography) is a newer technique that holds considerable promise. With this method, an individual sits inside a small chamber, commercially known as the Bod Pod. Computerized pressure sensors determine the amount of air displaced by the person inside the chamber. Body volume is calculated by subtracting the air volume with the person inside the chamber from the volume of the empty chamber. The amount of air in the person’s lungs also is taken into consideration when

© Life Management, Inc.–Concord, CA

The BOD POD, used for assessment of body composition.

determining the actual body volume. Body density and percent body fat then are calculated from the obtained body volume. Initial research has shown that this technique compares favorably with hydrostatic weighing and is less cumbersome to administer. The procedure takes only about 5 minutes. Additional research is needed, however, to determine its accuracy among different age groups, ethnic backgrounds, and athletic populations. The published SEE for air displacement as compared with hydrostatic weighing is approximately 2.2 percent; however, the SEE may actually be higher. Administering this assessment is relatively simple, but because of the high cost, the Bod Pod is not readily available in fitness centers and exercise laboratories.

Skinfold Thickness Because of the cost, time, and complexity of hydrostatic weighing and the expense of Bod Pod equipment, most health and fitness programs use anthropometric measurement techniques. These techniques, primarily skinfold thickness and girth measure-

Dual energy X-ray absorptiometry (DXA) Method to assess body composition that uses very low-dose beams of X-ray energy to measure total body fat mass, fat distribution pattern, and bone density. Hydrostatic weighing Underwater technique to assess body composition; considered the most accurate of the body composition assessment techniques. Aquaphobic Having a fear of water. Air displacement Technique to assess body composition by calculating the body volume from the air replaced by an individual sitting inside a small chamber. Bod Pod Commercial name of the equipment used to assess body composition through the air displacement technique. Anthropometric measurement Techniques to measure body girths at different sites.

CHAPTER 4 • BODY COMPOSITION

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125

FIGURE 4.2 Hydrostatic weighing procedure.

A small tank or pool, an autopsy scale, and a submersible chair are needed. The scale should measure up to about 10 kilograms (kg) and should be readable to the nearest .01 kilogram. The chair is suspended from the scale and submerged in a tank of water or pool measuring at least 5 5 5 feet. A swimming pool can be used in place of the tank. The procedure for the technician is 1. Ask the person to be weighed to fast for approximately 6 to 8 hours and to have a bladder and bowel movement prior to underwater weighing. 2. Measure the individual’s residual lung volume (RV, or amount of air left in the lungs following complete exhalation). If no equipment (spirometer) is available to measure the residual volume, estimate it using the following predicting equations* (to convert inches to centimeters, multiply inches by 2.54): Men: Women:

RV [(0.027 height in centimeters) (0.017 age)] 3.447 RV [(0.032 height in centimeters) (0.009 age)] 3.9

3. Have the person remove all jewelry prior to weighing. Weigh the person on land in a swimsuit and subtract the weight of the suit. Convert the weight from pounds to kilograms (divide pounds by 2.2046).

ments, allow quick, simple, and inexpensive estimates of body composition. Assessing body composition using skinfold thickness is based on the principle that the amount of subcutaneous fat is proportional to total body fat. Valid and reliable measurements of this tissue give a good indication of percent body fat. The SEE for skinfold analysis is 3.5 percent. The skinfold test is done with the aid of pressure calipers. Several techniques requiring measurement of three to seven sites have been developed. The following threesite procedure is the most commonly used technique. The sites measured are as follows (also see Figure 4.3):

4. Record the water temperature in the tank in degrees Centigrade. Use that temperature to obtain the water density factor provided below, which is required in the formula to compute body density.

Temp (˚C)

Water Density (gr/ml)

28 29 30 31 32 33 34

0.99626 0.99595 0.99567 0.99537 0.99505 0.99473 0.99440

Temp (˚C)

Water Density (gr/ml)

35 36 37 38 39 40

0.99406 0.99371 0.99336 0.99299 0.99262 0.99224

5. After the person is dressed in the swimsuit, have him or her enter the tank and completely wipe off all air clinging to the skin. Have the person sit in the chair with the water at about chin level (raise or lower the chair as needed). If you do not have a system that uses computerized electronic sensors, make sure the water and scale remain as still as possible during the entire procedure, because this allows for a more accurate reading. (During underwater weighing, you can decrease scale movement by holding and slowly releasing the neck of the scale until the subject is floating freely in the water.)

Measurements should be done at the same time of the day—preferably in the morning—because changes in water hydration from activity and exercise can affect skinfold girth. The procedure is given in Figure 4.4. If skinfold calipers are available, you may assess your percent body

• Women: triceps, suprailium, and thigh skinfolds • Men: chest, abdomen, and thigh All measurements should be taken on the right side of the body. With the skinfold technique, training is necessary to obtain accurate measurements. In addition, different technicians may produce slightly different measurements of the same person. Therefore, the same technician should take pre- and post-test measurements. © Fitness & Wellness, Inc.

PRINCIPLES AND LABS

126

Skinfold thickness Technique to assess body composition by measuring a double thickness of skin at specific body sites. Subcutaneous fat Deposits of fat directly under the skin. Girth measurements Technique to assess body composition by measuring circumferences at specific body sites.

Skinfold thickness technique.

127

8. Compute body density and percent fat using the following equations: BW BW UW RV .1 WD

Body density

Percent fat** 7. Because tare weight (the weight of the chair and chain or rope used to suspend the chair) accounts for part of the gross underwater weight, subtract this weight to obtain the person’s net underwater weight. To determine tare weight, place a clothespin on the chain or rope at the water level when the person is submerged completely. After the person comes out of the water, lower the chair into the water to the pin level. Now record tare weight. Determine the net underwater weight by subtracting the tare weight from the gross underwater weight.

495 450 BD

Where: BW body weight in kg UW net underwater weight WD water density (determined by water temperature) RV residual volume BD body density A sample computation for body fat assessment according to hydrostatic weighing is provided in Lab 4A.

*From H. L. Goldman and M. R. Becklake, “Respiratory function tests: normal values at medium altitudes and the prediction of normal results,” in American Review of Tuberculosis 79 (1959): 457–467. **From W. E. Siri, Body Composition from Fluid Spaces and Density (Berkeley: University of California, Donner Laboratory of Medical Physics, March 19, 1956.)

fat with the help of your instructor or an experienced technician (also see Lab 4B). Then locate the percent fat estimates on Table 4.1, 4.2, or 4.3, as appropriate.

FIGURE 4.3 Anatomical landmarks for skinfold measurements.

Girth Measurements

Another method that is frequently used to estimate body fat is to measure circumferences, or girth measurements, at various body sites. This technique requires only a standard measuring tape. The limitation is that it may not be valid for athletic individuals (men or women) who participate actively in strenuous physical activity or for people who can be classified Abdomen (men)

Thigh (men and women)

Triceps (women)

Various types of calipers used to assess skinfold thickness.

Photos © Fitness & Wellness, Inc.

© Fitness & Wellness, Inc.

Chest (men)

Suprailium (women)

CHAPTER 4 • BODY COMPOSITION

6. Now have the person forcefully exhale all of the air out of the lungs. The individual then totally submerges underwater. Make sure that all the air is exhaled from the lungs prior to submerging. Record the reading on the scale. Repeat this procedure 8 to 10 times, because practice and experience increase the accuracy of the underwater weight. Use the average of the three heaviest underwater weights as the gross underwater weight.

PRINCIPLES AND LABS

128 FIGURE 4.4 Procedure for body fat assessment using skinfold thickness technique.

1. Select the proper anatomical sites. For men, use chest, abdomen, and thigh skinfolds. For women, use triceps, suprailium, and thigh skinfolds. Take all measurements on the right side of the body with the person standing. The correct anatomical landmarks for skinfolds are Chest:

a diagonal fold halfway between the shoulder crease and the nipple.

Abdomen:

a vertical fold taken about one inch to the right of the umbilicus.

Triceps:

a vertical fold on the back of the upper arm, halfway between the shoulder and the elbow.

Thigh:

a vertical fold on the front of the thigh, midway between the knee and the hip.

Suprailium:

a diagonal fold above the crest of the ilium (on the side of the hip).

2. Measure each site by grasping a double thickness of skin firmly with the thumb and forefinger, pulling the fold slightly away from the muscular tissue. Hold the calipers perpendicular to the fold and take the measurement 1⁄2 inch below the finger hold. Measure each site three times and read the values to the nearest .1 to .5 mm. Record the average of the two closest readings as the final value. Take the readings without delay to avoid excessive compression of the skinfold. Releasing and refolding the skinfold is required between readings. 3. When doing pre- and post-assessments, conduct the measurement at the same time of day. The best time is early in the morning to avoid hydration changes resulting from activity or exercise. 4. Obtain percent fat by adding the three skinfold measurements and looking up the respective values on Table 4.1 for women, Table 4.2 for men under age 40, and Table 4.3 for men over 40. For example, if the skinfold measurements for an 18-year-old female are (a) triceps 16, (b) suprailium 4, and (c) thigh 30 (total 50), the percent body fat is 20.6%.

visually as thin or obese. The SEE for girth measurements is approximately 4 percent. The required procedure for girth measurements is given in Figure 4.5; conversion factors are in Tables 4.4 and 4.5. Measurements for women are the upper arm, hip, and wrist; for men, the waist and wrist.

Bioelectrical Impedance

The bioelectrical impedance technique is much simpler to administer, but its accuracy is questionable. In this technique, sensors are applied to the skin, and a weak (totally painless) electrical current is run through the body to estimate body fat, lean body mass, and body water. The technique is based on the principle that fat tissue is a less efficient conductor of electrical current than is lean tissue. The easier the conductance, the leaner the individual. Body weight scales

TABLE 4.1 Skinfold Thickness Technique: Percent Fat Estimates for Women Calculated from Triceps, Suprailium, and Thigh Age at Last Birthday 22 23 Sum of 3 or to Skinfolds Under 27 23–25 26–28 29–31 32–34 35–37 38–40 41–43 44–46 47–49 50–52 53–55 56–58 59–61 62–64 65–67 68–70 71–73 74–76 77–79 80–82 83–85 86–88 89–91 92–94 95–97 98–100 101–103 104–106 107–109 110–112 113–115 116–118 119–121 122–124 125–127 128–130

9.7 11.0 12.3 13.6 14.8 16.0 17.2 18.3 19.5 20.6 21.7 22.7 23.7 24.7 25.7 26.6 27.5 28.4 29.3 30.1 30.9 31.7 32.5 33.2 33.9 34.6 35.2 35.8 36.4 37.0 37.5 38.0 38.5 39.0 39.4 39.8

9.9 11.2 12.5 13.8 15.0 16.3 17.4 18.6 19.7 20.8 21.9 23.0 24.0 25.0 25.9 26.9 27.8 28.7 29.5 30.4 31.2 32.0 32.7 33.4 34.1 34.8 35.4 36.1 36.7 37.2 37.8 38.3 38.7 39.2 39.6 40.0

28 to 32

33 to 37

38 to 42

43 to 47

48 to 52

10.2 11.5 12.8 14.0 15.3 16.5 17.7 18.8 20.0 21.1 22.1 23.2 24.2 25.2 26.2 27.1 28.0 28.9 29.8 30.6 31.4 32.2 33.0 33.7 34.4 35.1 35.7 36.3 36.9 37.5 38.0 38.5 39.0 39.4 39.9 40.3

10.4 11.7 13.0 14.3 15.5 16.7 17.9 19.1 20.2 21.3 22.4 23.4 24.5 25.5 26.4 27.4 28.3 29.2 30.0 30.9 31.7 32.5 33.2 33.9 34.6 35.3 35.9 36.6 37.1 37.7 38.2 38.8 39.2 39.7 40.1 40.5

10.7 12.0 13.3 14.5 15.8 17.0 18.2 19.3 20.5 21.6 22.6 23.7 24.7 25.7 26.7 27.6 28.5 29.4 30.3 31.1 31.9 32.7 33.5 34.2 34.9 35.5 36.2 36.8 37.4 38.0 38.5 39.0 39.5 39.9 40.4 40.8

10.9 12.3 13.5 14.8 16.0 17.2 18.4 19.6 20.7 21.8 22.9 23.9 25.0 26.0 26.9 27.9 28.8 29.7 30.5 31.4 32.2 32.9 33.7 34.4 35.1 35.8 36.4 37.1 37.6 38.2 38.7 39.3 39.7 40.2 40.6 41.0

11.2 12.5 13.8 15.0 16.3 17.5 18.7 19.8 21.0 22.1 23.1 24.2 25.2 26.2 27.2 28.1 29.0 29.9 30.8 31.6 32.4 33.2 33.9 34.7 35.4 36.0 36.7 37.3 37.9 38.5 39.0 39.5 40.0 40.4 40.9 41.3

53 58 to and 57 Over 11.4 12.7 14.0 15.3 16.5 17.7 18.9 20.1 21.2 22.3 23.4 24.4 25.5 26.4 27.4 28.4 29.3 30.2 31.0 31.9 32.7 33.4 34.2 34.9 35.6 36.3 36.9 37.5 38.1 38.7 39.2 39.7 40.2 40.7 41.1 41.5

11.7 13.0 14.3 15.5 16.8 18.0 19.2 20.3 21.5 22.6 23.6 24.7 25.7 26.7 27.7 28.6 29.5 30.4 31.3 32.1 32.9 33.7 34.4 35.2 35.9 36.5 37.2 37.8 38.4 38.9 39.5 40.0 40.5 40.9 41.4 41.8

Body density is calculated based on the generalized equation for predicting body density of women developed by A. S. Jackson, M. L. Pollock, and A. Ward and published in Medicine and Science in Sports and Exercise 12 (1980): 175–182. Percent body fat is determined from the calculated body density using the Siri formula.

Bioelectrical impedance Technique to assess body composition by running a weak electrical current through the body.

129 TABLE 4.3 Skinfold Thickness Technique: Percent Fat Estimates for Men over 40 Calculated from Chest, Abdomen, and Thigh

Age at Last Birthday Sum of 3 19 or Skinfolds Under 8–10 11–13 14–16 17–19 20–22 23–25 26–28 29–31 32–34 35–37 38–40 41–43 44–46 47–49 50–52 53–55 56–58 59–61 62–64 65–67 68–70 71–73 74–76 77–79 80–82 83–85 86–88 89–91 92–94 95–97 98–100 101–103 104–106 107–109 110–112 113–115 116–118 119–121 122–124 125–127 128–130

.9 1.9 2.9 3.9 4.8 5.8 6.8 7.7 8.6 9.5 10.5 11.4 12.2 13.1 14.0 14.8 15.7 16.5 17.4 18.2 19.0 19.8 20.6 21.4 22.1 22.9 23.6 24.4 25.1 25.8 26.6 27.3 27.9 28.6 29.3 30.0 30.6 31.3 31.9 32.5 33.1

Age at Last Birthday

20 to 22

23 to 25

26 to 28

29 to 31

32 to 34

35 to 37

38 to 40

Sum of 3 Skinfolds

41 to 43

44 to 46

47 to 49

50 to 52

53 to 55

56 to 58

59 to 61

62 and Over

1.3 2.3 3.3 4.2 5.2 6.2 7.1 8.0 9.0 9.9 10.8 11.7 12.6 13.5 14.3 15.2 16.0 16.9 17.7 18.5 19.3 20.1 20.9 21.7 22.5 23.2 24.0 24.7 25.5 26.2 26.9 27.6 28.3 29.0 29.6 30.3 31.0 31.6 32.2 32.9 33.5

1.6 2.6 3.6 4.6 5.5 6.5 7.5 8.4 9.3 10.2 11.2 12.1 12.9 13.8 14.7 15.5 16.4 17.2 18.1 18.9 19.7 20.5 21.3 22.1 22.8 23.6 24.3 25.1 25.8 26.5 27.3 28.0 28.6 29.3 30.0 30.7 31.3 32.0 32.6 33.2 33.8

2.0 3.0 3.9 4.9 5.9 6.8 7.8 8.7 9.7 10.6 11.5 12.4 13.3 14.2 15.0 15.9 16.7 17.6 18.4 19.2 20.0 20.8 21.6 22.4 23.2 23.9 24.7 25.4 26.2 26.9 27.6 28.3 29.0 29.7 30.3 31.0 31.6 32.3 32.9 33.5 34.2

2.3 3.3 4.3 5.3 6.2 7.2 8.1 9.1 10.0 10.9 11.8 12.7 13.6 14.5 15.4 16.2 17.1 17.9 18.8 19.6 20.4 21.2 22.0 22.8 23.5 24.3 25.0 25.8 26.5 27.2 27.9 28.6 29.3 30.0 30.7 31.3 32.0 32.6 33.3 33.9 34.5

2.7 3.7 4.6 5.6 6.6 7.5 8.5 9.4 10.4 11.3 12.2 13.1 14.0 14.9 15.7 16.6 17.4 18.3 19.1 19.9 20.7 21.5 22.2 23.1 23.9 24.6 25.4 26.1 26.9 27.6 28.3 29.0 29.7 30.4 31.0 31.7 32.3 33.0 33.6 34.2 34.9

3.0 4.0 5.0 6.0 6.9 7.9 8.8 9.8 10.7 11.6 12.5 13.4 14.3 15.2 16.1 16.9 17.8 18.6 19.4 20.3 21.1 21.9 22.7 23.4 24.2 25.0 25.7 26.5 27.2 27.9 28.6 29.3 30.0 30.7 31.4 32.0 32.7 33.3 34.0 34.6 35.2

3.3 4.3 5.3 6.3 7.3 8.2 9.2 10.1 11.1 12.0 12.9 13.8 14.7 15.5 16.4 17.3 18.1 19.0 19.8 20.6 21.4 22.2 23.0 23.8 24.6 25.3 26.1 26.8 27.5 28.3 29.0 29.7 30.4 31.1 31.7 32.4 33.0 33.7 34.3 34.9 35.5

8–10 11–13 14–16 17–19 20–22 23–25 26–28 29–31 32–34 35–37 38–40 41–43 44–46 47–49 50–52 53–55 56–58 59–61 62–64 65–67 68–70 71–73 74–76 77–79 80–82 83–85 86–88 89–91 92–94 95–97 98–100 101–103 104–106 107–109 110–112 113–115 116–118 119–121 122–124 125–127 128–130

3.7 4.7 5.7 6.7 7.6 8.6 9.5 10.5 11.4 12.3 13.2 14.1 15.0 15.9 16.8 17.6 18.5 19.3 20.1 21.0 21.8 22.6 23.4 24.1 24.9 25.7 26.4 27.2 27.9 28.6 29.3 30.0 30.7 31.4 32.1 32.7 33.4 34.0 34.7 35.3 35.9

4.0 5.0 6.0 7.0 8.0 8.9 9.9 10.8 11.8 12.7 13.6 14.5 15.4 16.2 17.1 18.0 18.8 19.7 20.5 21.3 22.1 22.9 23.7 24.5 25.3 26.0 26.8 27.5 28.2 29.0 29.7 30.4 31.1 31.8 32.4 33.1 33.7 34.4 35.0 35.6 36.2

4.4 5.4 6.4 7.4 8.3 9.3 10.2 11.2 12.1 13.0 13.9 14.8 15.7 16.6 17.5 18.3 19.2 20.0 20.8 21.7 22.5 23.3 24.1 24.8 25.6 26.4 27.1 27.9 28.6 29.3 30.0 30.7 31.4 32.1 32.8 33.4 34.1 34.7 35.4 36.0 36.6

4.7 5.7 6.7 7.7 8.7 9.6 10.6 11.5 12.4 13.4 14.3 15.2 16.1 16.9 17.8 18.7 19.5 20.4 21.2 22.0 22.8 23.6 24.4 25.2 26.0 26.7 27.5 28.2 28.9 29.7 30.4 31.1 31.8 32.4 33.1 33.8 34.4 35.1 35.7 36.3 36.9

5.1 6.1 7.1 8.1 9.0 10.0 10.9 11.9 12.8 13.7 14.6 15.5 16.4 17.3 18.2 19.0 19.9 20.7 21.5 22.4 23.2 24.0 24.8 25.5 26.3 27.1 27.8 28.6 29.3 30.0 30.7 31.4 32.1 32.8 33.5 34.1 34.8 35.4 36.1 36.7 37.3

5.4 6.4 7.4 8.4 9.4 10.3 11.3 12.2 13.1 14.1 15.0 15.9 16.8 17.6 18.5 19.4 20.2 21.0 21.9 22.7 23.5 24.3 25.1 25.9 26.6 27.4 28.2 28.9 29.6 30.4 31.1 31.8 32.5 33.1 33.8 34.5 35.1 35.8 36.4 37.0 37.6

5.8 6.8 7.8 8.7 9.7 10.7 11.6 12.6 13.5 14.4 15.3 16.2 17.1 18.0 18.8 19.7 20.6 21.4 22.2 23.0 23.9 24.7 25.4 26.2 27.0 27.8 28.5 29.2 30.0 30.7 31.4 32.1 32.8 33.5 34.2 34.8 35.5 36.1 36.7 37.4 38.0

6.1 7.1 8.1 9.1 10.1 11.0 12.0 12.9 13.8 14.8 15.7 16.6 17.5 18.3 19.2 20.1 20.9 21.7 22.6 23.4 24.2 25.0 25.8 26.6 27.3 28.1 28.9 29.6 30.3 31.1 31.8 32.5 33.2 33.8 34.5 35.2 35.8 36.5 37.1 37.7 38.5

Body density is calculated based on the generalized equation for predicting body density of men developed by A. S. Jackson and M. L. Pollock and published in the British Journal of Nutrition 40 (1978): 497–504. Percent body fat is determined from the calculated body density using the Siri formula.

CHAPTER 4 • BODY COMPOSITION

TABLE 4.2 Skinfold Thickness Technique: Percent Fat Estimates for Men Under 40 Calculated from Chest, Abdomen, and Thigh

PRINCIPLES AND LABS

130 FIGURE 4.5 Procedure for body fat assessment according to girth measurements.

Girth Measurements for Women*

Girth Measurements for Men***

1. Using a regular tape measure, determine the following girth measurements in centimeters (cm):

1. Using a regular tape measure, determine the following girth measurements in inches (the men’s measurements are taken in inches, as opposed to centimeters for women):

Upper arm: Take the measure halfway between the shoulder and the elbow. Hip:

Measure at the point of largest circumference.

Waist: Measure at the umbilicus (belly button).

Wrist:

Take the girth in front of the bones where the wrist bends.

Wrist: Measure in front of the bones where the wrist bends. 2. Subtract the wrist from the waist measurement.

2. Obtain the person’s age.

3. Obtain the weight of the subject in pounds. 3. Using Table 4.4, find the subject’s age, girth measurement for each site in the left column below, then look up the constant values for each. These values will allow you to derive body density (BD) by substituting the constants in the following formula: BD A B C D 4. Using the derived body density, calculate percent body fat (%F) according to the following equation: %F (495 BD) 450** Example: Jane is 20 years old, and the following girth measurements were taken: biceps 27 cm, hip 99.5 cm, wrist 15.4 cm

Data Upper arm Age Hip Wrist

Constant

27 cm 20 99.5 cm 15.4 cm

A B C D

1.0813 .0102 .1206 .0971

BD A B C D BD 1.0813 .0102 .1206 .0971 1.0476 %F (495 BD) 450 %F (495 1.0476) 450 22.5

with sensors on the surface also are available to conduct this procedure. The accuracy of equations used to estimate percent body fat with this technique is questionable. A single equation cannot be used for everyone, but rather valid and accurate equations to estimate body fat for the specific population (age, gender, and ethnicity) being tested are required. Following all manufacturers’ instructions will ensure the most accurate result, but even then percent body fat may be off by as much as 10 percentage points (or even more on some scales).

Body mass index (BMI) Technique to determine thinness and excessive fatness that incorporates height and weight to estimate critical fat values at which the risk for disease increases.

4. Look up the percent body fat (%F) in Table 4.5 by using the difference obtained in number 2 above and the person’s body weight. Example: John weighs 160 pounds, and his waist and wrist girth measurements are 36.5 and 7.5 inches, respectively. Waist girth 36.5 inches Wrist girth 7.5 inches Difference 29.0 inches Body weight 160.0 lbs. %F 22

*From R. B. Lambson, “Generalized body density prediction equations for women using simple anthropometric measurements.” Unpublished doctoral dissertation, Brigham Young University, Provo, UT, August 1987. Reproduced by permission. **From W. E. Siri, Body Composition from Fluid Spaces and Density (Berkeley: University of California, Donner Laboratory of Medical Physics, March 19, 1956.) ***From A. G. Fisher and P. E. Allsen, Jogging, Dubuque, IA: Wm. C. Brown, 1987. This table was developed according to “Generalized body composition equation for men using simple measurement techniques,” by K. W. Penrouse, A. G. Nelson, and A. G. Fisher, Medicine and Science in Sports and Exercise 17, no. 2 (1985): 189. © American College of Sports Medicine, 1985.

Body Mass Index

The most common technique to determine thinness and excessive fatness is the body mass index (BMI). BMI incorporates height and weight to estimate critical fat values at which the risk for disease increases. BMI is calculated by either (a) dividing the weight in kilograms by the square of the height in meters or (b) multiplying body weight in pounds by 705 and dividing this figure by the square of the height in inches. For example, the BMI for an individual who weighs 172 pounds (78 kg) and is 67 inches (1.7 m) tall would be 27: [78 (1.7)2] or [172 705 (67)2]. You also can look up your BMI in Table 4.6 according to your height and weight. Because of its simplicity and measurement consistency across populations, BMI is the most widely used measure to determine overweight and obesity. Due to the various

131

Upper Arm (cm)

Constant A

Age

Constant B

Hip (cm)

Constant C

Hip (cm)

Constant C

Wrist (cm)

Constant D

20.5

1.0966

17

.0086

79

.0957

114.5

.1388

13.0

.0819

21

1.0954

18

.0091

79.5

.0963

115

.1394

13.2

.0832

21.5

1.0942

19

.0096

80

.0970

115.5

.1400

13.4

.0845

22

1.0930

20

.0102

80.5

.0976

116

.1406

13.6

.0857

22.5

1.0919

21

.0107

81

.0982

116.5

.1412

13.8

.0870

23

1.0907

22

.0112

81.5

.0988

117

.1418

14.0

.0882

23.5

1.0895

23

.0117

82

.0994

117.5

.1424

14.2

.0895

24

1.0883

24

.0122

82.5

.1000

118

.1430

14.4

.0908

24.5

1.0871

25

.0127

83

.1006

118.5

.1436

14.6

.0920

25

1.0860

26

.0132

83.5

.1012

119

.1442

14.8

.0933

25.5

1.0848

27

.0137

84

.1018

119.5

.1448

15.0

.0946

26

1.0836

28

.0142

84.5

.1024

120

.1454

15.2

.0958

26.5

1.0824

29

.0147

85

.1030

120.5

.1460

15.4

.0971

27

1.0813

30

.0152

85.5

.1036

121

.1466

15.6

.0983

27.5

1.0801

31

.0157

86

.1042

121.5

.1472

15.8

.0996

28

1.0789

32

.0162

86.5

.1048

122

.1479

16.0

.1009

28.5

1.0777

33

.0168

87

.1054

122.5

.1485

16.2

.1021

29

1.0775

34

.0173

87.5

.1060

123

.1491

16.4

.1034

29.5

1.0754

35

.0178

88

.1066

123.5

.1497

16.6

.1046

30

1.0742

36

.0183

88.5

.1072

124

.1503

16.8

.1059

30.5

1.0730

37

.0188

89

.1079

124.5

.1509

17.0

.1072

31

1.0718

38

.0193

89.5

.1085

125

.1515

17.2

.1084

31.5

1.0707

39

.0198

90

.1091

125.5

.1521

17.4

.1097

32

1.0695

40

.0203

90.5

.1097

126

.1527

17.6

.1109

32.5

1.0683

41

.0208

91

.1103

126.5

.1533

17.8

.1122

33

1.0671

42

.0213

91.5

.1109

127

.1539

18.0

.1135

33.5

1.0666

43

.0218

92

.1115

127.5

.1545

18.2

.1147

34

1.0648

44

.0223

92.5

.1121

128

.1551

18.4

.1160

34.5

1.0636

45

.0228

93

.1127

128.5

.1558

18.6

.1172

35

1.0624

46

.0234

93.5

.1133

129

.1563

35.5

1.0612

47

.0239

94

.1139

129.5

.1569

36

1.0601

48

.0244

94.5

.1145

130

.1575

36.5

1.0589

49

.0249

95

.1151

130.5

.1581

37

1.0577

50

.0254

95.5

.1157

131

.1587

37.5

1.0565

51

.0259

96

.1163

131.5

.1593

38

1.0554

52

.0264

96.5

.1169

132

.1600 (Continued)

CHAPTER 4 • BODY COMPOSITION

TABLE 4.4 Girth Measurement Technique: Conversion Constants to Calculate Body Density for Women

PRINCIPLES AND LABS

132 TABLE 4.4 Girth Measurement Technique: Conversion Constants to Calculate Body Density for Women (Continued) Upper Arm (cm)

Constant A

Age

Constant B

Hip (cm)

Constant C

Hip (cm)

Constant C

38.5

1.0542

53

.0269

97

.1176

132.5

.1606

39

1.0530

54

.0274

97.5

.1182

133

.1612

39.5

1.0518

55

.0279

98

.1188

133.5

.1618

40

1.0506

56

.0284

98.5

.1194

134

.1624

40.5

1.0495

57

.0289

99

.1200

134.5

.1630

41

1.0483

58

.0294

99.5

.1206

135

.1636

41.5

1.0471

59

.0300

100

.1212

135.5

.1642

42

1.0459

60

.0305

100.5

.1218

136

.1648

42.5

1.0448

61

.0310

101

.1224

136.5

.1654

43

1.0434

62

.0315

101.5

.1230

137

.1660

43.5

1.0424

63

.0320

102

.1236

137.5

.1666

44

1.0412

64

.0325

102.5

.1242

138

.1672

65

.0330

103

.1248

138.5

.1678

66

.0335

103.5

.1254

139

.1685

67

.0340

104

.1260

139.5

.1691

68

.0345

104.5

.1266

140

.1697

69

.0350

105

.1272

140.5

.1703

70

.0355

105.5

.1278

141

.1709

71

.0360

106

.1285

141.5

.1715

72

.0366

106.5

.1291

142

.1721

73

.0371

107

.1297

142.5

.1728

74

.0376

107.5

.1303

143

.1733

75

.0381

108

.1309

143.5

.1739

108.5

.1315

144

.1745

109

.1321

144.5

.1751

109.5

.1327

145

.1757

110

.1333

145.5

.1763

110.5

.1339

146

.1769

111

.1345

146.5

.1775

111.5

.1351

147

.1781

112

.1357

147.5

.1787

112.5

.1363

148

.1794

113

.1369

148.5

.1800

113.5

.1375

149

.1806

114

.1382

149.5

.1812

150

.1818

Wrist (cm)

Constant D

TABLE 4.5 Girth Measurement Technique: Estimated Percent Body Fat for Men

120 125 130 135 140 145 150 155 160 165 170 175 180 185 190 195 200 205 210 215 220 225 230 235 240 245 250 255 260 265 270 275 280 285 290 295 300

4 4 3 3 3 3 2 2 2 2 2 2

6 6 5 5 5 4 4 4 4 3 3 3 3 3 2 2 2 2 2 2

8 7 7 7 6 6 6 5 5 5 4 4 4 4 4 3 3 3 3 3 2 2 2 2 2 2 2 2 2

10 12 14 16 18 20 21 23 25 27 29 31 33 35 37 39 41 43 45 47 49 50 52 54 56 58 9 11 13 15 17 19 20 22 24 26 28 30 32 33 35 37 39 41 43 45 46 48 50 52 54 56 58 9 11 12 14 16 18 20 21 23 25 27 28 30 32 34 36 37 39 41 43 44 46 48 50 52 53 55 57 8 10 12 13 15 17 19 20 22 24 26 27 29 31 32 34 36 38 39 41 43 44 46 48 50 51 53 55 56 8 10 11 13 15 16 18 19 21 23 24 26 28 29 31 33 34 36 38 39 41 43 44 46 48 49 51 53 54 56 7 9 11 12 14 15 17 19 20 22 23 25 27 28 30 31 33 35 36 38 39 41 43 44 46 47 49 51 52 54 55 7 9 10 12 13 15 16 18 19 21 23 24 26 27 29 30 32 33 35 36 38 40 41 43 44 46 47 49 50 52 53 55 7 8 10 11 13 14 16 17 19 20 22 23 25 26 28 29 31 32 34 35 37 38 40 41 43 44 46 47 49 50 52 53 55 6 8 9 11 12 14 15 17 18 19 21 22 24 25 27 28 30 31 33 34 35 37 38 40 41 43 44 46 47 48 50 51 53 54 6 8 9 10 12 13 15 16 17 19 20 22 23 24 26 27 29 30 31 33 34 36 37 38 40 41 43 44 45 47 48 50 51 52 54 6 7 9 10 11 13 14 15 17 18 19 21 22 24 25 26 28 29 30 32 33 34 36 37 39 40 41 43 44 45 47 48 49 51 52 54 6 7 8 10 11 12 13 15 16 17 19 20 21 23 24 25 27 28 29 31 32 33 35 36 37 39 40 41 43 44 45 47 48 49 51 52 53 5 7 8 9 10 12 13 14 16 17 18 19 21 22 23 25 26 27 28 30 31 32 34 35 36 37 39 40 41 43 44 45 47 48 49 50 52 53 5 6 8 9 10 11 13 14 15 16 18 19 20 21 23 24 25 26 28 29 30 31 33 34 35 36 38 39 40 41 43 44 45 46 48 49 50 51 53 5 6 7 8 10 11 12 13 15 16 17 18 19 21 22 23 24 26 27 28 29 30 32 33 34 35 37 38 39 40 41 43 44 45 46 48 49 50 51 52 5 6 7 8 9 11 12 13 14 15 16 18 19 20 21 22 24 25 26 27 28 30 31 32 33 34 35 37 38 39 40 41 43 44 45 46 47 49 50 51 52 4 6 7 8 9 10 11 12 14 15 16 17 18 19 21 22 23 24 25 26 28 29 30 31 32 33 35 36 37 38 39 40 41 43 44 45 46 47 48 50 51 52 4 5 6 8 9 10 11 12 13 14 15 17 18 19 20 21 22 23 25 26 27 28 29 30 31 32 34 35 36 37 38 39 40 41 43 44 45 46 47 48 49 51 52 4 5 6 7 8 9 11 12 13 14 15 16 17 18 19 21 22 23 24 25 26 27 28 29 30 32 33 34 35 36 37 38 39 40 42 43 44 45 46 47 48 49 50 51 4 5 6 7 8 9 10 11 12 13 15 16 17 18 19 20 21 22 23 24 25 26 28 29 30 31 32 33 34 35 36 37 38 39 40 42 43 44 45 46 47 48 49 50 51 3 4 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 41 42 43 44 45 46 47 48 49 50 51 3 4 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 40 41 42 43 44 45 46 47 48 49 50 51 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 46 47 48 49 50 3 4 5 6 7 8 9 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 44 45 46 47 48 49 50 3 4 5 6 6 7 8 9 10 11 12 13 14 15 16 17 18 18 19 20 21 22 23 24 25 26 27 28 29 30 31 31 32 33 34 35 36 37 38 39 40 41 42 43 44 44 45 46 47 48 49 50 3 3 4 5 6 7 8 9 10 11 12 13 14 14 15 16 17 18 19 20 21 22 23 24 24 25 26 27 28 29 30 31 32 33 34 34 35 36 37 38 39 40 41 42 43 44 44 45 46 47 48 49 50 2 3 4 5 6 7 8 9 10 10 11 12 13 14 15 16 17 18 19 19 20 21 22 23 24 25 26 27 27 28 29 30 31 32 33 34 35 35 36 37 38 39 40 41 42 43 43 44 45 46 47 48 49 50 2 3 4 5 6 7 8 8 9 10 11 12 13 14 15 15 16 17 18 19 20 21 22 22 23 24 25 26 27 28 29 29 30 31 32 33 34 35 36 36 37 38 39 40 41 42 43 43 44 45 46 47 48 49 2 3 4 5 6 7 7 8 9 10 11 12 13 13 14 15 16 17 18 19 19 20 21 22 23 24 25 25 26 27 28 29 30 31 31 32 33 34 35 36 37 37 38 39 40 41 42 43 43 44 45 46 47 48 2 3 4 5 5 6 7 8 9 10 11 11 12 13 14 15 16 16 17 18 19 20 21 22 22 23 24 25 26 27 27 28 29 30 31 32 32 33 34 35 36 37 38 38 39 40 41 42 43 43 44 45 46 47 2 3 4 4 5 6 7 8 9 9 10 11 12 13 14 14 15 16 17 18 19 19 20 21 22 23 24 24 25 26 27 28 29 29 30 31 32 33 33 34 35 36 37 38 38 39 40 41 42 43 43 44 45 46 2 3 4 4 5 6 7 8 8 9 10 11 12 12 13 14 15 16 17 17 18 19 20 21 21 22 23 24 25 26 26 27 28 29 30 30 31 32 33 34 34 35 36 37 38 39 39 40 41 42 43 43 44 45 2 3 3 4 5 6 7 7 8 9 10 11 11 12 13 14 15 15 16 17 18 19 19 20 21 22 23 23 24 25 26 27 27 28 29 30 31 31 32 33 34 35 35 36 37 38 39 39 40 41 42 43 43 44 2 2 3 4 5 6 6 7 8 9 10 10 11 12 13 14 14 15 16 17 17 18 19 20 21 21 22 23 24 25 25 26 27 28 28 29 30 31 32 32 33 34 35 36 36 37 38 39 39 40 41 42 43 43 2 2 3 4 5 5 6 7 8 9 9 10 11 12 12 13 14 15 16 16 17 18 19 19 20 21 22 22 23 24 25 26 26 27 28 29 29 30 31 32 33 33 34 35 36 36 37 38 39 39 40 41 42 43

133

CHAPTER 4 • BODY COMPOSITION

Body Weight (pounds)

Waist Minus Wrist Girth Measurement (inches)

TABLE 4.6 Determination of Body Mass Index (BMI) Determine your BMI by looking up the number where your weight and height intersect on the table. According to the results, look up your disease risk in Tables 4.7 and 4.9. Weight HEIGHT 110 115 120 125 130 135 140 145 150 155 160 165 170 175 180 185 190 195 200 205 210 215 220 225 230 235 240 245 250

50

21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49

51

21 22 23 24 25 26 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 43 44 45 46 47

52

20 21 22 23 24 25 26 27 27 28 29 30 31 32 33 34 35 36 37 37 38 39 40 41 42 43 44 45 46

53

19 20 21 22 23 24 25 26 27 27 28 29 30 31 32 33 34 35 35 36 37 38 39 40 41 42 43 43 44

54

19 20 21 21 22 23 24 25 26 27 27 28 29 30 31 32 33 33 34 35 36 37 38 39 39 40 41 42 43

55

18 19 20 21 22 22 23 24 25 26 27 27 28 29 30 31 32 32 33 34 35 36 37 37 38 39 40 41 42

56

18 19 19 20 21 22 23 23 24 25 26 27 27 28 29 30 31 31 32 33 34 35 36 36 37 38 39 40 40

57

17 18 19 20 20 21 22 23 23 24 25 26 27 27 28 29 30 31 31 32 33 34 34 35 36 37 38 38 39

58

17 17 18 19 20 21 21 22 23 24 24 25 26 27 27 28 29 30 30 31 32 33 33 34 35 36 36 37 38

59

16 17 18 18 19 20 21 21 22 23 24 24 25 26 27 27 28 29 30 30 31 32 32 33 34 35 35 36 37

510

16 17 17 18 19 19 20 21 22 22 23 24 24 25 26 27 27 28 29 29 30 31 32 32 33 34 34 35 36

511

15 16 17 17 18 19 20 20 21 22 22 23 24 24 25 26 26 27 28 29 29 30 31 31 32 33 33 34 35

60

15 16 16 17 18 18 19 20 20 21 22 22 23 24 24 25 26 26 27 28 28 29 30 31 31 32 33 33 34

61

15 15 16 16 17 18 18 19 20 20 21 22 22 23 24 24 25 26 26 27 28 28 29 30 30 31 32 32 33

62

14 15 15 16 17 17 18 19 19 20 21 21 22 22 23 24 24 25 26 26 27 28 28 29 30 30 31 31 32

63

14 14 15 16 16 17 17 18 19 19 20 21 21 22 22 23 24 24 25 26 26 27 27 28 29 29 30 31 31

64

13 14 15 15 16 16 17 18 18 19 19 20 21 21 22 23 23 24 24 25 26 26 27 27 28 29 29 30 30

FIGURE 4.6 Mortality risk versus body mass index (BMI).

Risk of premature morbidity and mortality

PRINCIPLES AND LABS

134

15

20

25 30 35 Body mass index

40

Underweight

Overweight

Recommended weight

Obesity

45

limitations of previously mentioned body composition techniques—including cost, availability to the general population, lack of consistency among technicians and laboratories, inconsistent results between techniques, and standard error of measurement of the procedures—BMI is used almost exclusively to determine health risks and mortality rates associated with excessive body weight. Scientific evidence indicates that the risk for disease starts to increase when BMI exceeds 25.1 Although a BMI index between 18.5 and 25 is considered normal (see Tables 4.7 and 4.9), the lowest risk for chronic disease is in the 22-to-25 range.2 Individuals are classified as overweight if their indexes lie between 25 and 30. BMIs above 30 are defined as obese, and those below 18.5 as underweight. Scientific evidence has shown that even though the risk for premature illness and death is greater for those who are overweight, the risk also increases for individuals who are underweight3 (Figure 4.6). Compared with individuals with BMIs between 22 and 25, people with BMIs between 25 and 30 (overweight) exhibit mortality rates up to 25 percent higher; rates for those with BMIs above 30 (obese) are 50 to 100 percent higher.4 Table 4.7 provides disease risk categories when BMI is used as the sole criterion to identify people at risk. More than one-fifth of the U.S. adult population has a BMI

135

70

Percentage

60 50 40 30 20 10

1960

1970

1980 Years

Obese Men Obese Women

1990

TABLE 4.7 Disease Risk According to Body Mass Index (BMI) BMI

Disease Risk

Classification

18.5

Increased

Underweight

18.5–21.99

Low

Acceptable

22.0–24.99

Very Low

Acceptable

25.0–29.99

Increased

Overweight

30.0–34.99

High

Obesity I

35.0–39.99

Very High

Obesity II

40.00

Extremely High

Obesity III

2000

Overweight Men Overweight Women

Adapted from the National Center for Health Statistics, Centers for Disease Control and Prevention, and the Journal of the American Medical Association.

© Fitness & Wellness, Inc.

of 30 or more. Overweight and obesity trends starting in 1960 according to BMI are given in Figure 4.7. BMI is a useful tool to screen the general population, but its one weakness is that it fails to differentiate fat from lean body mass or note where most of the fat is located (waist circumference—see discussion that follows). Using BMI, athletes with a large amount of muscle mass (such as body builders and football players) can easily fall in the moderate- or even high-risk categories.

Waist Circumference

Scientific evidence suggests that the way people store fat affects their risk for disease. The total amount of body fat by itself is not the best predictor of increased risk for disease but, rather, the location of the fat. Android obesity is seen in individuals who tend to store fat in the trunk or abdominal area (which produces the “apple” shape). Gynoid obesity is seen in people who store fat primarily around the hips and thighs (which creates the “pear” shape). Obese individuals with abdominal fat are clearly at higher risk for heart disease, hypertension, type 2 diabetes (“non-insulin-dependent” diabetes), and stroke than are obese individuals with similar amounts of body fat that is stored primarily in the hips and thighs.5 Evidence also indicates that among individuals with a lot of abdominal fat, those whose fat deposits are located around internal organs (intra-abdominal or abdominal visceral fat) have an even greater risk for disease than those with fat mainly just beneath the skin (subcutaneous fat).6 Complex scanning techniques to identify individuals at risk because of high intra-abdominal fatness are costly, so a simple waist circumference (WC) measure, designed by the National Heart, Lung, and Blood Institute, is used to assess this risk.7 WC seems to predict abdominal vis-

Individuals who accumulate body fat around the midsection are at greater risk for disease than those who accumulate body fat in other areas. ceral fat as accurately as the DXA technique.8 A waist circumference of more than 40 inches in men and 35 inches in women indicates a higher risk for cardiovascular disease, hypertension, and type 2 diabetes (see Table 4.8). Weight loss is encouraged when individuals exceed these measurements.

Underweight Extremely low body weight. Android obesity Obesity pattern seen in individuals who tend to store fat in the trunk or abdominal area. Gynoid obesity Obesity pattern seen in people who store fat primarily around the hips and thighs. Waist circumference (WC) A waist girth measurement to assess potential risk for disease based on intra-abdominal fat content.

CHAPTER 4 • BODY COMPOSITION

FIGURE 4.7 Overweight and Obesity Trends in the United States, 1960–2000.

PRINCIPLES AND LABS

136 TABLE 4.8 Disease Risk According to Waist Circumference (WC) Men

Women

35.5

32.5

35.5–40.0

32.5–35.0

40.0

35.0

TABLE 4.9 Disease Risk According to Body Mass Index (BMI) and Waist Circumference (WC)

Disease Risk

Disease Risk Relative to Normal Weight and WC

Low Moderate High Classification

Research indicates that WC may be a better predictor than BMI of the risk for disease.9 Thus, BMI in conjunction with WC provides the best combination to identify individuals at higher risk resulting from excessive body fat. Table 4.9 provides guidelines to identify people at risk according to BMI and WC. A second procedure that was used for years to identify health risk based on the pattern of fat distribution is the waist-to-hip ratio (WHR) test. In recent years, however, several studies have found that WC is a better indicator than WHR of abdominal visceral obesity.10 Thus, a combination of BMI and WC, rather than WHR, is now recommended by health care professionals to assess potential risk for disease.

Determining Recommended Body Weight After finding out your percent body fat, you can determine your current body composition classification by consulting Table 4.10, which presents percentages of fat according to both the health fitness standard and the high physical fitness standard (see discussion in Chapter 1). For example, the recommended health fitness fat percentage for a 20-year-old female is 28 percent or less. Although there are no clearly identified percent body fat levels at which the risk for disease definitely increases, the health fitness standard in Table 4.10 is currently the best estimate of the point at which there seems to be no harm to health. According to Table 4.10, the high physical fitness range for this same 20-year-old woman would be between 18 and 23 percent. The high physical fitness standard does not mean that you cannot be somewhat below this number. Many highly trained male athletes are as low as 3 percent, and some female distance runners have been measured at 6 percent body fat (which may not be healthy). People generally agree that the mortality rate is higher for obese people, and some evidence indicates that the same is true for underweight people. “Underweight” and “thin” do not necessarily mean the same thing. The body fat of a healthy thin person is near the high physical fitness standard, whereas an underweight person has ex-

BMI (kg/m2)

Men ⱕ40⬙ (102 cm) Women ⱕ35⬙ (88 cm)

Men ⬎40⬙ (102 cm) Women ⬎35⬙ (88 cm)

Underweight

18.5

Increased

Low

Normal

18.5–24.9

Very low

Increased

Overweight

25.0–29.9

Increased

High

Obesity Class I

30.0–34.9

High

Very high

Obesity Class II

35.0–39.9

Very high

Very high

Obesity Class III

40.0

Extremely high

Extremely high

Adapted from Expert Panel, Executive Summary of the Clinical Guidelines on the Identification, Evaluation, and Treatment of Overweight and Obesity in Adults, Archives of Internal Medicine 158:1855–1867, 1998.

tremely low body fat, even to the point of compromising the essential fat. The 3 percent essential fat for men and 12 percent for women seem to be the lower limits for people to maintain good health. Below these percentages, normal physiological functions can be seriously impaired. Some experts point out that a little storage fat (in addition to the essential fat) is better than none at all. As a result, the health and high fitness standards for percent fat in Table 4.10 are set higher than the minimum essential fat requirements, at a point beneficial to optimal health and well-being. Finally, because lean tissue decreases with age, one extra percentage point is allowed for every additional decade of life.

Critical Thinking Do you think you have a weight problem? Do your body composition results make you think differently about the way you perceive your current body weight and image?

Your recommended body weight is computed based on the selected health or high fitness fat percentage for your age and sex. Your decision to select a “desired” fat percentage should be based on your current percent body fat and your personal health/fitness objectives. Following are steps to compute your own recommended body weight:

137

MEN Age

Underweight

Excellent

Good

Moderate

Overweight

Significantly Overweight

19

3

12.0

12.1–17.0

17.1–22.0

22.1–27.0

27.1

20–29

3

13.0

13.1–18.0

18.1–23.0

23.1–28.0

28.1

30–39

3

14.0

14.1–19.0

19.1–24.0

24.1–29.0

29.1

40–49

3

15.0

15.1–20.0

20.1–25.0

25.1–30.0

30.1

50

3

16.0

16.1–21.0

21.1–26.0

26.1–31.0

31.1

WOMEN Age

Underweight

Excellent

Good

Moderate

Overweight

Significantly Overweight

19

12

17.0

17.1–22.0

22.1–27.0

27.1–32.0

32.1

20–29

12

18.0

18.1–23.0

23.1–28.0

28.1–33.0

33.1

30–39

12

19.0

19.1–24.0

24.1–29.0

29.1–34.0

34.1

40–49

12

20.0

20.1–25.0

25.1–30.0

30.1–35.0

35.1

50

12

21.0

21.1–26.0

26.1–31.0

31.1–36.0

36.1

High physical fitness standard

Health fitness standard

1. Determine the pounds of body weight that are fat (FW) by multiplying your body weight (BW) by the current percent fat (%F) expressed in decimal form (FW BW %F). 2. Determine lean body mass (LBM) by subtracting the weight in fat from the total body weight (LBM BW FW). (Anything that is not fat must be part of the lean component.) 3. Select a desired body fat percentage (DFP) based on the health or high fitness standards given in Table 4.10. 4. Compute recommended body weight (RBW) according to the formula RBW LBM (1.0 DFP). As an example of these computations, a 19-year-old female who weighs 160 pounds and is 30 percent fat would like to know what her recommended body weight would be at 22 percent: Sex: Age: BW: %F:

Female 19 160 lbs 30% (.30 in decimal form)

1. FW BW %F FW 160 .30 48 lbs 2. LBM BW FW LBM 160 48 112 lbs 3. DFP: 22% (.22 in decimal form) 4. RBW LBM (1.0 DFP) RBW 112 (1.0 .22) RBW 112 .78 143.6 lbs

In Lab 4B, you will have the opportunity to determine your own body composition and recommended body weight. A second column is provided in the activity for a follow-up assessment at a future date. The disease risk according to BMI and WC and recommended body weight according to BMI also are determined in Lab 4B. Other than hydrostatic weighing and air displacement, skinfold thickness seems to be the most practical and valid technique to estimate body fat. If skinfold calipers are available, use this technique to assess your percent body fat. If none of these techniques is available to you, estimate your percent fat according to girth measurements (or another technique available to you). You also may wish to use several techniques and compare the results.

Critical Thinking How do you feel about your current body weight, and what influence does society have on the way you perceive yourself in terms of your weight? Do your body composition results make you think differently about the way you see your current body weight and image?

CHAPTER 4 • BODY COMPOSITION

TABLE 4.10 Body Composition Classification According to Percent Body Fat

Behavior Modification Planning

I DID IT

TIPS FOR LIFETIME WEIGHT MANAGEMENT Maintenance of recommended body composition is one of the most significant health issues of the 21st century. If you are committed to lifetime weight management, the following strategies will help: I PLAN TO

PRINCIPLES AND LABS

138

q q q q

q q q q q q

q q q q

q q

Accumulate 60 to 90 minutes of physical activity daily. Exercise at a vigorous aerobic pace for a minimum of 20 minutes three times per week. Strength train two to three times per week. Use common sense and moderation in your daily diet. Manage daily caloric intake by keeping in mind long-term benefits (recommended body weight) instead of instant gratification (overeating). “Junior-size” instead of “super-size.” Regularly monitor body weight, body composition, body mass index, and waist circumference. Do not allow increases in body weight (percent fat) to accumulate; deal immediately with the problem through moderate reductions in caloric intake and maintenance of physical activity and exercise habits.

Importance of Regular Body Composition Assessment Children in the United States do not start with a weight problem. Although a few struggle with weight throughout life, most are not overweight in the early years of life. Trends indicate that starting at age 25, the average person in the United States gains 1 to 2 pounds of weight per year. Thus, by age 65, the average American will have gained 40 to 80 pounds. Because of the typical reduction in physical activity in our society, however, the average person also loses 1/2 pound of lean tissue each year. Therefore, this span of 40 years has produced an actual fat gain of 60 to 100 pounds accompanied by a 20-pound loss of lean body mass11 (Figure 4.8). These changes cannot be detected without assessing body composition periodically. If you are on a diet/exercise program, you should repeat your percent body fat assessment and recommended weight computations about once a month. This is important because lean body mass is affected by weight-reduction programs and amount of physical activity. As lean body mass changes, so will your recommended body weight. To make valid comparisons, use the same technique for both preand post-program assessments. Knowing your percent body fat also is useful to identify fad diets that promote water loss and lean body mass, especially muscle mass (also see “Diet Crazes” in Chapter 5, page 152). Changes in body composition resulting from a weight control/exercise program were illustrated in a co-ed aerobic dance course taught during a six-week summer term.

FIGURE 4.8 Typical body composition changes for adults in the United States.

Try It In your Online Journal or your class notebook, note which of these tips you are already using and which ones you can incorporate into your daily habits right away.

Body weight Lean body mass Fat weight

139 FIGURE 4.9 Effects of a 6-week aerobics exercise program on body composition.

7 6

Pounds

5 4 3 2 1 0 Weight loss

Fat loss

Lean tissue gain

Source: W. W. K. Hoeger, data collected at the University of Texas of the Permian Basin, 1985.

ASSESS YOUR BEHAVIOR Log on to http://www.cengage.com/sso/ and take a wellness inventory to assess the behaviors that might benefit most from healthy change.

1. Do you know what your percent body fat is according to a reliable body composition assessment technique administered by a qualified technician?

3. Have you been able to maintain your body weight at a stable level during the past 12 months?

2. Do you know your disease risk according to BMI and WC parameters?

ASSESS YOUR KNOWLEDGE Log on to http://www.cengage.com/sso/ to assess your understanding of this chapter’s topics by taking the Student Practice Test and exploring the modules recommended in your Personalized Study Plan.

1. Body composition incorporates a. a fat component. b. a non-fat component. c. percent body fat. d. lean body mass. e. all of the four components above. 2. Recommended body weight can be determined through a. waist-to-hip ratio. b. body composition analysis. c. lean body mass assessment. d. waist circumference. e. all of the above. 3. Essential fat in women is a. 3 percent. b. 5 percent. c. 10 percent.

d. 12 percent. e. 17 percent. 4. Which of the following is not a technique to assess body fat? a. Body mass index b. Skinfold thickness c. Hydrostatic weighing d. Circumference measurements e. Air displacement 5. Which of the following sites is used to assess percent body fat according to skinfold thickness in men? a. Suprailium b. Chest c. Scapular d. Triceps e. All four sites are used.

CHAPTER 4 • BODY COMPOSITION

Students participated in a 60-minute dance aerobics class four times a week. On the first and last days of class, several physiological parameters, including body composition, were assessed. Students also were given information on diet and nutrition, but they followed their own dietary program. At the end of the six weeks, the average weight loss for the entire class was 3 pounds (Figure 4.9). But, because body composition was assessed, class members were surprised to find that the average fat loss was actually 6 pounds, accompanied by a 3-pound increase in lean body mass. When dieting, have your body composition reassessed periodically because of the effects of negative caloric balance on lean body mass. As discussed in Chapter 5, dieting does decrease lean body mass. This loss of lean body mass can be offset or eliminated by combining a sensible diet with exercise.

PRINCIPLES AND LABS

140 6. Which variable is not used to assess percent body fat in women according to girth measurements? a. Age b. Hip c. Wrist d. Upper arm e. Height

10. When a previously inactive individual starts an exercise program, the person may a. lose weight. b. gain weight. c. improve body composition. d. lose more fat pounds than total weight pounds. e. do all of the above.

7. Waist circumference can be used to a. determine percent body fat. b. assess risk for disease. c. measure lean body mass. d. identify underweight people. e. All of the above. 8. An a. b. c. d. e.

9. The health fitness percent body fat for women of various ages is in the range of a. 3 to 7 percent. b. 7 to 12 percent. c. 12 to 20 percent. d. 20 to 27 percent. e. 27 to 31 percent

acceptable BMI is between 15 and 18.49. 18.5 and 24.99. 25 and 29.99. 30 and 34.99. 35 and 39.99.

Correct answers can be found at the back of the book.

MEDIA MENU You can find the links below at the book companion site: www.cengage.com/health/hoeger/plfw10e

• Learn how to measure body composition. • Check how well you understand the chapter’s concepts.

Internet Connections • Body Composition Laboratory. The Body Composition Laboratory at the Children’s Nutrition Research Center in Houston, Texas, sponsors this informative Web site, which explains the techniques for and applications of body composition measurements in all populations, ranging from low–birth weight infants to adults. Learn how high-precision instruments are used to measure total body levels of body water, mineral, protein, and fat. http://www.bcm.tmc.edu/bodycomplab

• The Exercise and Physical Fitness Laboratory at Georgia State University. This site, from the GSU Department of Kinesiology and Health, describes six methods for measuring body composition and provides information regarding procedure description, accuracy, and relative cost, as well as a list of advantages and disadvantages for each. http://www.gsu.edu/~wwwfit/ bodycomp.html • Cornell University Research on Body Composition and Metabolic Rate. This instructional Web site describes methods used to calculate basal metabolic rate and body composition. http://instruct1.cit.cornell.edu/Courses/ ns421/BMR.html

NOTES 1. J. Stevens, J. Cai, E. R. Pamuk, D. F. Williamson, M. J. Thun, and J. L. Wood, “The Effect of Age on the Association Between Body Mass Index and Mortality,” New England Journal of Medicine 338 (1998): 1–7.

vention Strategies for Weight Loss and Prevention for Weight Regain for Adults,” Medicine and Science in Sports and Exercise 33 (2001): 2145– 2156.

2. E. E. Calle, M. J. Thun, J. M. Petrelli, C. Rodriguez, and C. W. Heath, “BodyMass Index and Mortality in a Prospective Cohort of U.S. Adults,” New England Journal of Medicine 341 (1999): 1097–1105.

4. K. M. Flegal, M. D. Carrol, R. J. Kuczmarski, and C. L. Johnson, “Overweight and Obesity in the United States: Prevalence and Trends, 1960– 1994,” International Journal of Obesity and Related Metabolic Disorders 22 (1998): 39–47.

3. American College of Sports Medicine, “Position Stand: Appropriate Inter-

5. “Comparing Apples and Pears,” University of California at Berkeley Well-

ness Letter (Palm Coast, FL: The Editors, March 2004). 6. C. Bouchard, G. A. Bray, and V. S. Hubbard, “Basic and Clinical Aspects of Regional Fat Distribution,” American Journal of Clinical Nutrition 52 (1990): 946–950; J. P. Després, I. Lemieux, and D. Prudhomme, “Treatment of Obesity: Need to Focus on High Risk Abdominally Obese Patients,” British Medical Journal 322 (2001): 716–720; M. C. Pouliot et al., “Waist Circumference and Abdominal Sagittal Diameter: Best Simple An-

141

7. National Heart, Lung, and Blood Institute, National Institutes of Health, The Practical Guide: Identification, Evaluation, and Treatment of Overweight and Obesity in Adults (NIH Publication no. 00–4084) (Washington DC: Government Printing Office, 2000).

8. M. B. Snijder et al., “The Prediction of Visceral Fat by Dual-Energy X-ray Absorptiometry in the Elderly: A Comparison with Computed Tomography and Anthropometry,” International Journal of Obesity 26 (2002): 984–993. 9. I. Janssen, P. T. Katzmarzyk, and R. Ross, “Waist Circumference and Not Body Mass Index Explains ObesityRelated Health Risk,” American Journal of Clinical Nutrition 79 (2004): 379–384.

SUGGESTED READINGS Heymsfield, S. B., T. G. Lohman, Z. Wang, and S. B. Going. Human Body Composition. Champaign, IL: Human Kinetics, 2005.

Heyward, V. H., and D. Wagner. Applied Body Composition Assessment. Champaign, IL: Human Kinetics, 2004.

10. P. M. Ribisl, “Toxic ‘Waist’ Dump: Our Abdominal Visceral Fat,” ACSM’s Health & Fitness Journal 8, no. 4 (2004): 22–25. 11. J. H. Wilmore, “Exercise and Weight Control: Myths, Misconceptions, and Quackery,” lecture given at annual meeting of American College of Sports Medicine, Indianapolis, June 1994.

CHAPTER 4 • BODY COMPOSITION

thropometric Indexes of Abdominal Visceral Adipose Tissue Accumulation and Related Cardiovascular Risk in Men and Women,” American Journal of Cardiology 73 (1994): 460–468.

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143

Name ______________________________________

Date ______________

Grade ____________

Instructor ___________________________________

Course ____________

Section ___________

Necessary Lab Equipment

Lab Preparation

Hydrostatic or underwater weighing tank and residual volume spirometer (if no spirometer is available, predicting equations can be used to determine this volume—see Figure 4.2, pages 126–127).

Bring a swimsuit and towel to this lab. A 6- to 8-hour fast and bladder and bowel movements are recommended prior to underwater weighing.

Objective

Follow the procedure outlined in Figure 4.2. If time is a factor, assess only the body composition of one or two participants in the course and compute the results using the form provided below. A sample of the computations is provided on the back of this page.

To determine body density and percent body fat according to hydrostatic weighing.

Instructions

I. Hydrostatic Weighing Name: _________________________________________________ Age: ____________ Weight: ___________ lbs Height: ________ inches 2.54 ________ cm Water temperature: ________ °C Water density (WD): ________ gr/ml Residual volume (RV): ________ lt (See Figure 4.2) Body weight (BW) in kg weight in pounds 2.2046 BW in kg ____________ 2.2046 ____________ kg Gross underwater weights: 1. ____________ kg

2. ____________ kg

3. ____________ kg

4. ____________ kg

5. ____________ kg

6. ____________ kg

7. ____________ kg

8. ____________ kg

9. ____________ kg

10. ____________ kg

Average of three heaviest underwater weights (AUW): ____________ kg Tare weight (TW): ____________ kg Net underwater weight (UW) AUW TW Net underwater weight (UW) ____________ ____________ ____________ kg Body density (BD): BW BD ________________________ BW UW ____________ RV .1 WD

BD ______________________________ ____________ .1

Percent body fat (%Fat): 495 495 %Fat ____ 450 ____________ 450 ____________ % Follow-up percent body fat: ____________ % BD

CHAPTER 4 • BODY COMPOSITION

LAB 4A: Hydrostatic Weighing for Body Composition Assessment

PRINCIPLES AND LABS

144 Sample computation for percent body fat according to hydrostatic weighing Jane Doe 20 148.5 Name: _________________________________________________ Age: ____________ Weight: ___________ lbs 33 .99473 gr/ml 67 170.2 cm Water temperature: ________ Height: ________ inches 2.54 ________ °C Water density (WD): ________ 1.73 lt (See Figure 4.2) Residual volume (RV): ________ Body weight (BW) in kg weight in pounds 2.2046 148.5 67.36 BW in kg ____________ 2.2046 ____________ kg Gross underwater weights: 6.15 1. ____________ kg

6.12 2. ____________ kg

6.24 3. ____________ kg

6.26 4. ____________ kg

6.21 5. ____________ kg

6.26 6. ____________ kg

6.29 7. ____________ kg

6.28 8. ____________ kg

6.24 9. ____________ kg

6.27 10. ____________ kg

6.28 Average of three heaviest underwater weights (AUW): ____________ kg Tare weight (TW): 5.154 kg Net underwater weight (UW) AUW TW Net underwater weight (UW) 6.28 5.154 1.126 kg Body density (BD): BW BD ________________________ BW UW ____________ RV .1 WD

67.36 BD _________________________ 1.0402301 1.126 67.36 ______________ 1.73 .1 .99473

Percent body fat (%Fat): 495 495 %Fat ____ 450 ____________ 450 25.9% Follow-up percent body fat: ____________ % BD 1.0402301

II. What I learned from the underwater weighing procedure. Describe the experience of being weighed underwater. Do you feel that the results of the test were accurate?

145

Name ______________________________________

Date ______________

Grade ____________

Instructor ___________________________________

Course ____________

Section ___________

Necessary Lab Equipment

Otherwise, estimate the percent fat according to the girth measurements technique. You may wish to use both techniques and compare the results. Next, compute your recommended body weight according to your current percent body fat and the recommended percent body fat guidelines provided in Table 4.10, page 137. Determine also your waist circumference, body mass index, and recommended weight using the guidelines provided in this lab.

Skinfold calipers and standard measuring tapes.

Objective To assess percent body fat according to skinfold thickness or girth measurements; disease risk according to body mass index and waist circumference; and recommended body weight.

Instructions If skinfold calipers are available, use this technique to assess your percent body fat (see Figure 4.4, page 128).

I. Percent Body Fat According to Skinfold Thickness Men

Women

Chest (mm):

____________

Triceps (mm):

____________

Abdomen (mm):

____________

Suprailium (mm):

____________

Date

Thigh (mm):

____________

Thigh (mm):

____________

% Fat ____________ %

Total (mm):

____________

Total (mm):

____________

% Fat:

____________

% Fat:

____________

Follow-up ____________

II. Percent Fat According to Girth Measurements (Follow the instructions in Fig 4.5 on page 130 to obtain percent body fat, using Table 4.4 (women) or 4.5 (men).) Men

Waist (in):

Women

Body weight:

Wrist (in):

Upper arm (cm):

Percent body fat

lb

Wrist (cm):

Hip (cm):

Percent body fat Age:

%

Follow Up

III. Recommended Body Weight Determination A. Body weight (BW):

Date:

lb

B. Current %F*:

%

C. Fat weight (FW) BW %F FW

A. BW:

lbs

B. %F:

%

C. FW:

lb

D. Lean body mass (LBM) BW FW

lb

D. LBM:

lbs

E. Age:

E. Age: F. Desired fat percent (DFP see Table 4.10, page 137): G. Recommended body weight (RBW) LBM (1.0 DFP*) RBW

%

(1.0

)

*Express percentages in decimal form (for example, 25% 5 .25).

lb

%

F. DFP:

%

G. RBW:

lbs

CHAPTER 4 • BODY COMPOSITION

LAB 4B: Body Composition, Disease Risk Assessment, and Recommended Body Weight Determination

PRINCIPLES AND LABS

146 IV. Body Mass Index Weight:

lb

kg

Height:

in

m

BMI Weight (lb) 705 Height (in) Height (in) BMI BMI Follow-up

(in)

(lb) 705

(in)

Disease Risk: (use Table 4.7, page 135): Date

BMI

Disease Risk (use Table 4.7, page 135):

V. Waist Circumference

Follow Up

Waist (in): Disease Risk (use Table 4.8, page 136):

VI. Disease Risk According to BMI and WC (use Table 4.9, page 136): VII. Recommended Body Weight (RBW) According to BMI RBW based on BMI Desired BMI height (in) height (in) 705 RBW at BMI of 25 25

705

lb

RBW at BMI of 22 22

705

lb

VIII. Determining Body Composition Results and Goals Briefly state your feelings about your body composition results and your recommended body weight using both percent body fat and BMI. Do you plan to reduce your percent body fat and increase your lean body mass? Write the goal(s) you want to achieve by the end of the term and indicate how you plan to achieve them.

Weight Management

5 If you are unwilling to increase daily physical activity, do not attempt to lose weight, because most likely you won’t be able to keep it off.

Objectives • Describe the health consequences of obesity • Expose some popular fad diets and myths and fallacies regarding weight control • Describe eating disorders and their associated medical problems and behavior patterns, and outline the need for professional help in treating these conditions • Explain the physiology of weight loss, including setpoint theory and the effects of diet on basal metabolic rate • Explain the role of a lifetime exercise program as the key to a successful weight loss and weight maintenance program • Be able to implement a physiologically sound weight reduction and weight maintenance program

Monkey Business Images/Used under license from Shutterstock

• Describe behavior modification techniques that help support adherence to a lifetime weight maintenance program

On your exercise log, check your progress. Check your understanding of the chapter contents by logging on to CengageNOW and accessing the pre-test, personalized learning plan, and post-test for this chapter.

PRINCIPLES AND LABS

148

FAQ What is more important for weight loss: a negative caloric balance (diet) or increased physical activity? Most of the research shows that weight loss is more effective when cutting back on calories (dieting), as opposed to only increasing physical activity or exercise. Weight loss is accelerated, nonetheless, when physical activity is added to dieting. Body composition changes, however, are much more effective when dieting and exercise are combined while attempting to lose body weight. Most of the weight loss when dieting with exercise comes in the form of body fat and not lean body tissue, a desirable outcome. Weight loss maintenance, however, in most cases is possible only with 60 to 90 minutes of sustained daily physical activity or exercise. Does the time of day when calories are consumed matter in a weight loss program? The time of day when a person eats food appears to play a part in weight reduction. When attempting to lose weight, intake should consist of a minimum of 25 percent of the total daily calories for breakfast, 50 percent for lunch, and 25 percent or less for dinner. Also, try not to eat within 3 hours of going to bed. This is the time of day when your metabolism is slowest. Your caloric intake is less likely to be used for energy and more likely to be stored as fat. Are some diet plans more effective than others? The term “diet” implies a negative caloric balance. A negative caloric balance means that you are consuming fewer calories than those required to maintain your current weight. When energy output surpasses energy intake, weight loss will occur. Popular diets differ widely in the food choices that you are allowed to have. The more limited the choices, the lower the chances to overeat, and thus you will have a lower caloric intake. And the fewer the calories that you consume, the

greater the weight loss. For health reasons, to obtain the variety of nutrients the body needs, even during weight loss periods, women should not consume fewer than 1,200 calories per day, and men no less than 1,500 calories per day. These calories should be distributed over a wide range of foods, emphasizing grains, fruits, vegetables, and small amounts of low-fat animal products or fish. Why is it so difficult to change dietary habits? In most developed countries, there is an overabundance of food and practically an unlimited number of food choices. With unlimited supply and choices, most people do not have the willpower, stemming from their core values, to avoid overconsumption. Our bodies were not created to go hungry or to overeat. We are uncomfortable overeating and we feel even worse when we have to go hungry. Our health values, however, are not strong enough to prevent overconsumption. The end result: weight gain. Next, we restrict calories (go on a diet), we feel hungry, and we have a difficult time adhering to the diet. Stated quite simply, going hungry is an uncomfortable and unpleasant experience. To avoid this vicious cycle, our dietary habits (and most likely physical activity habits) must change. A question you need to ask yourself is: Do you value health and quality of life more than food overindulgence? If you do not, then the achievement and maintenance of recommended body weight and good health is a moot point. If you desire to avoid disease and increase quality of life, you have to value health more than food overconsumption. If we have spent the last 20 years tasting and “devouring” every food item in sight, it is now time to make healthy choices and consume only moderate amounts of food at a time (portion control). You do not have to taste and eat everything that is placed before your eyes. If you can make such a change in your eating habits, you may not have to worry about another diet for the rest of your life.

149

FIGURE 5.1 Average weight of Americans between 1963–1965 and 1999–2002.

200

150

cent. Thirty states had a prevalence equal to or greater than 25 percent, and three of these states had reached a rate above 30 percent. In the last decade alone, the average weight of American adults increased by about 15 pounds. The prevalence of obesity is even higher in ethnic groups, especially African Americans and Hispanic Americans. Further, as the nation continues to evolve into a more mechanized and automated society (relying on escalators, elevators, remote controls, computers, electronic mail, cell phones, and automatic-sensor doors), the amount of required daily physical activity continues to decrease. We are being lulled into a high-risk sedentary lifestyle. About 44 percent of all women and 29 percent of all men are on a diet at any given moment.3 People spend about $40 billion yearly attempting to lose weight, with more than $10 billion going to memberships in weight reduction centers and another $30 billion to diet food sales. Furthermore, the total cost attributable to treating obesity-related diseases is estimated at $100 billion per year.4 Excessive body weight and physical inactivity are the second leading cause of preventable death in the United States, causing more than 112,000 deaths each year.5 Furthermore, obesity is more prevalent than smoking (19 percent), poverty (14 percent), and problem drinking (6 percent).6 Obesity and unhealthy lifestyle habits are the most critical public health problems we face in the 21st century. Excessive body weight and obesity are associated with poor health status and are risk factors for many physical ailments, including cardiovascular disease and cancer. Evidence indicates that health risks associated with increased body weight start at a BMI over 25 and are enhanced greatly at a BMI over 30. The American Heart Association has identified obesity as one of the six major risk factors for coronary heart disease. Estimates also indicate that 14 percent of all cancer

FIGURE 5.2 Percentage of the adult population that is overweight (BMI 25) and obese (BMI 30) and in the United States.

100 80 50

70 70.8%

Men (age 20–74)

Women (age 20–74)

Boys (age 12–17)

Girls Children (age (age 12–17) 6–11)

Percent

60

61.8%

50 Overweight

40 30

31.1%

33.2%

20 1963–1965

Obese

1999–2002* 10

*Adults are about an inch taller and children about half an inch taller as compared with the early 1960s. The height difference accounts for about 3 to 6 extra pounds. Source: “It’s gaining on us.” UC Berkeley Wellness Letter, May 2005.

Men

Women

Source: “Prevalence of overweight and obesity in the US,” by C. L. Ogden et al., Journal of the American Medical Association 295 (2006): 1549–1555.

CHAPTER 5 • WEIGHT MANAGEMENT

Obesity is a health hazard of epidemic proportions in most developed countries around the world. According to the World Health Organization, an estimated 35 percent of the adult population in industrialized nations is obese. Obesity has been defined as a body mass index (BMI) of 30 or higher. The obesity level is the point at which excess body fat can lead to serious health problems. The number of people who are obese and overweight in the United States has increased dramatically in the past few years, a direct result of physical inactivity and poor dietary habits. The average weight of American adults between the ages of 20 and 74 has increased by 25 pounds or more since 1965 (Figure 5.1). About one-half of all adults in the United States do not achieve the minimum recommended amount of physical activity (see Chapter 1, Figure 1.7). In 2004, American women consumed 335 more calories daily than they had 20 years earlier, and men an additional 170 calories per day.1 More than 66 percent of U.S. adults age 20 and older are overweight (have a BMI greater than 25), and 32 percent are obese (Figure 5.2).2 More than 120 million people are overweight and 30 million are obese. Between 1960 and 2002, the overall (men and women combined) prevalence of adult obesity increased from about 13 percent to 30 percent. Most of this increase occurred in the 1990s. As illustrated in Figure 5.3, the obesity epidemic continues to escalate. Before 1990, not a single state reported an obesity rate above 15 percent of the state’s total population (including both adults and children). By the year 2007, only one state had a prevalence of less than 20 per-

PRINCIPLES AND LABS

150 FIGURE 5.3 Obesity trends in the United States, 1985–2007, based on BMI 30 or 30 pounds overweight. Percentages of the total number of people in the respective state who are obese. No data

10%

10–14%

15–19%

20–24%

25–29%

30%

1985

1995

2000

Health Consequences of Excessive Body Weight Being overweight or obese increases the risk for • high blood pressure • elevated blood lipids (high blood cholesterol and triglycerides) • type 2 (non-insulin-dependent) diabetes • insulin resistance, glucose intolerance • coronary heart disease • angina pectoris • congestive heart failure • stroke • gallbladder disease • gout • osteoarthritis • obstructive sleep apnea and respiratory problems • some types of cancer (endometrial, breast, prostate, and colon) • complications of pregnancy (gestational diabetes, gestational hypertension, preeclampsia, and complications during C-sections) • poor female reproductive health (menstrual irregularities, infertility, irregular ovulation) • bladder control problems (stress incontinence) • psychological disorders (depression, eating disorders, distorted body image, discrimination, and low self-esteem) • shortened life expectancy • decreased quality of life

Source: Centers for Disease Control and Prevention, downloaded September 30, 2008.

2007

deaths in men and 20 percent in women are related to current overweight and obesity patterns in the United States.7 Furthermore, excessive body weight is implicated in psychological maladjustment and a higher accidental death rate. Extremely obese people have a lower mental health–related quality of life.

Overweight Versus Obesity Source: Obesity Trends Among U.S. Adults Between 1985 and 2007. (Atlanta: Centers for Disease Control and Prevention, 2008).

Overweight and obesity are not the same thing. Many overweight people (people who weigh about 10 to 20 pounds over the recommended weight) are not obese. Although a few pounds of excess weight may not be harmful to most people,

Obesity is a health hazard of epidemic proportions in industrialized nations.

this is not always the case. People with excessive body fat who have type 2 diabetes and other cardiovascular risk factors (elevated blood lipids, high blood pressure, physical inactivity, and poor eating habits) benefit from losing weight. People who have a few extra pounds of weight but are otherwise healthy and physically active, exercise regularly, and eat a healthy diet may not be at higher risk for early death. Such is not the case, however, with obese individuals. Research indicates that individuals who are 30 or more pounds overweight during middle age (30 to 49 years of age) lose about 7 years of life, whereas being 10 to 30 pounds overweight decreases the lifespan by about 3 years.8 These decreases are similar to those seen with tobacco use. Severe obesity (BMI greater than 45) at a young age, nonetheless, may cut up to 20 years off one’s life.9 Although the loss of years of life is significant, decreased life expectancy doesn’t even begin to address the loss in quality of life and the increase in illness and disability throughout the years. Even a modest reduction of 5 to 10 percent can reduce the risk for chronic diseases, including heart disease, high blood pressure, high cholesterol, and diabetes.10 A primary objective to achieve overall physical fitness and enhanced quality of life is to attain recommended body composition. Individuals at recommended body weight are able to participate in a wide variety of moderate to vigorous activities without functional limitations. These people have the freedom to enjoy most of life’s recreational activities to their fullest potential. Excessive body weight does not afford an individual the fitness level to enjoy many lifetime activities such as basketball, soccer, racquetball, surfing, mountain cycling, or mountain climbing. Maintaining high fitness and recommended body weight gives a person a degree of independence throughout life that most people in developed nations no longer enjoy. Scientific evidence also recognizes problems with being underweight. Although the social pressure to be thin has declined slightly in recent years, the pressure to attain model-like thinness is still with us and contributes to the gradual increase in the number of people who develop eat-

ing disorders (anorexia nervosa and bulimia, discussed under “Eating Disorders” on pages 157–160). Extreme weight loss can lead to medical conditions such as heart damage, gastrointestinal problems, shrinkage of internal organs, abnormalities of the immune system, disorders of the reproductive system, loss of muscle tissue, damage to the nervous system, and even death. About 14 percent of people in the United States are underweight.

Critical Thinking Do you consider yourself overweight? If so, how long have you had a weight problem, what attempts have you made to lose weight, and what has worked best for you?

Tolerable Weight Many people want to lose weight so they will look better. That’s a noteworthy goal. The problem, however, is that they have a distorted image of what they would really look like if they were to reduce to what they think is their ideal weight. Hereditary factors play a big role, and only a small fraction of the population has the genes for a “perfect body.” The media have the greatest influence on people’s perception of what constitutes “ideal” body weight. Most people consult fashion, fitness, and beauty magazines to determine what they should look like. The “ideal” body shapes, physiques, and proportions illustrated in these magazines are rare and are achieved mainly through airbrushing and medical reconstruction.11 Many individuals, primarily young women, go to extremes in attempts to achieve these unrealistic figures. Failure to attain a “perfect body” may lead to eating disorders in some individuals. When people set their own target weight, they should be realistic. Attaining the “Excellent” percent of body fat shown in Table 4.8 in Chapter 4 is extremely difficult for some. It is even more difficult to maintain over time, unless the person makes a commitment to a vigorous lifetime exercise program and permanent dietary changes. Few people are willing to do that. The “Moderate” percent body fat category may be more realistic for many people. The question you should ask yourself is: Am I happy with my weight? Part of enjoying a higher quality of life is being happy with yourself. If you are not, you need to either do something about it or learn to live with it. If your percent of body fat is higher than those in the Moderate category of Table 4.8, you should try to reduce it and stay in this category, for health reasons. This is the category that seems to pose no detriment to health. If you are in the Moderate category but would like to reduce your percent of body fat further, you need to ask yourself a second question: How badly do I want it? Do I

CHAPTER 5 • WEIGHT MANAGEMENT

© Fitness & Wellness, Inc.

151

FIGURE 5.4 Differences between self-reported and actual daily caloric intake and exercise in obese individuals attempting to lose weight.

2,500 Self-reported Actual Calories per day

PRINCIPLES AND LABS

152

2,000

1,500

1,000

500

In addition, various studies indicate that most people, especially obese people, underestimate their energy intake. Those who try to lose weight but apparently fail to do so are often described as “diet resistant.” One study found that while on a “diet,” a group of obese individuals with a self-reported history of diet resistance underreported their average daily caloric intake by almost 50 percent (1,028 self-reported versus 2,081 actual calories) (Figure 5.4).12 These individuals also overestimated their amount of daily physical activity by about 25 percent (1,022 self-reported versus 771 actual calories). These differences represent an additional 1,304 calories of energy per day unaccounted for by the subjects in the study. The findings indicate that failing to lose weight often is related to misreports of actual food intake and level of physical activity.

Diet Crazes Energy intake

Physical activity

Source: S. W. Lichtman et al., “Discrepancy between self-reported and actual caloric intake and exercise in obese subjects,” New England Journal of Medicine 327 (1992): 1893–1898.

want it badly enough to implement lifetime exercise and dietary changes? If you are not willing to change, you should stop worrying about your weight and deem the Moderate category “tolerable” for you.

The Weight Loss Dilemma

Yo-yo dieting carries as great a health risk as being overweight and remaining overweight in the first place. Epidemiological data show that frequent fluctuations in weight (up or down) markedly increase the risk of dying from cardiovascular disease. Based on the findings that constant losses and regains can be hazardous to health, quick-fix diets should be replaced by a slow but permanent weight loss program (as described under “Losing Weight the Sound and Sensible Way,” page 169). Individuals reap the benefits of recommended body weight when they get to that weight and stay there throughout life. Unfortunately, only about 10 percent of all people who begin a traditional weight loss program without exercise are able to lose the desired weight. Worse, only 5 in 100 are able to keep the weight off. The body is highly resistant to permanent weight changes through caloric restrictions alone. Traditional diets have failed because few of them incorporate permanent behavioral changes in food selection and an overall increase in physical activity and exercise as fundamental to successful weight loss and weight maintenance. When the diet stops, weight gain begins. The $40 billion diet industry tries to capitalize on the false idea that a person can lose weight quickly without considering the consequences of fast weight loss or the importance of lifetime behavioral changes to ensure proper weight loss and maintenance.

Capitalizing on hopes that the latest diet to hit the market will really work this time, fad diets continue to appeal to people of all shapes and sizes. These diets may work for a while, but their success is usually short-lived. Regarding their effectiveness, Dr. Kelly Brownell, one of the foremost researchers in the field of weight management, has stated: “When I get the latest diet fad, I imagine a trick birthday cake candle that keeps lighting up and we have to keep blowing it out.” Fad diets deceive people and claim that dieters will lose weight by following all instructions. Many diets are very low in calories and deprive the body of certain nutrients, generating a metabolic imbalance. Under these conditions, a lot of the weight lost is in the form of water and protein, not fat. Most fad diets create a nutritional deficiency, which can be detrimental to health. On average, a 150-pound person stores about 1.3 pounds of glycogen (carbohydrate or glucose storage) in the body. This amount of glycogen is higher in aerobically trained individuals, as intense training (elite athletes) can more than double the body’s capacity to store glycogen. About 80 percent of the glycogen is stored in muscles and the remaining 20 percent in the liver. Water, however, is required to store glycogen. A 2.6 to 1 water to glycogen ratio is necessary to store glycogen.13 Thus, our 150-pound person stores about 3.4 pounds of water (1.3 2.6), along with the 1.3 pounds of glycogen, accounting for a total of 4.7 pounds of the person’s normal body weight. When fasting or on a crash diet (defined as less than 500 calories per day), glycogen storage can be completely depleted in just a few days. This loss of weight is not in the form of body fat and is typically used to promote and guarantee rapid weight loss with many fad diets on the market today. When the person resumes a normal eating plan, the body will again store its glycogen, along with the water required to do so, and subsequent weight gain. Furthermore, on a crash diet, close to half the weight loss is in lean (protein) tissue. When the body uses protein instead of a combination of fats and carbohydrates as a source of energy, weight is lost as much as 10 times faster. This is

153 While it is clear that some types of diet are healthier than others, strictly from a weight loss point of view, it doesn’t matter what diet plan you follow: If caloric intake is lower than your caloric output, weight will come off. Dropout rates for many popular diets, however, are high because of the difficulty in long-term adherence to limited dietary plans.

Low-Carb Diets Among the most popular diets on the market in recent years were the low-carbohydrate/ high-protein (LCHP) diet plans. Although they vary slightly, low-carb diets, in general, limit the intake of carbohydraterich foods—bread, potatoes, rice, pasta, cereals, crackers, juices, sodas, sweets (candy, cake, cookies), and even fruits and vegetables. Dieters are allowed to eat all the proteinrich foods they desire, including steak, ham, chicken, fish,

Popular Diets The Volumetrics Eating Plan Diet plan that focuses on maximizing the volume of food and limiting calories by emphasizing highwater-content/low-fat foods (lower energy density), low-fat cooking techniques, and extensive use of vegetables. The average daily caloric intake is reduced by 500–1,000 calories, with a macronutrient composition of approximately 55% carbohydrates, less than 20–30% fat, and more than 20% protein. The Best Life Diet The initial phase of the diet plan encourages exercise and a recommended eating schedule. The second phase requires a reduction in caloric intake through consumption of healthful foods to satisfy hunger. The plan deals extensively with “emotional eating.” Caloric intake averages about 1,700 with maintenance of daily moderate physical activity. The diet composition is about 50% carbohydrates, 30% fat, and 20% protein. Ornish Diet Very low fat, vegetarian-type diet. Dieters are not allowed to drink alcohol or eat meat, fish, oils, sugar, or white flour. Data indicate that strict adherence to the Ornish Diet can prevent and reverse heart disease. An average daily caloric intake is about 1,500, composed of approximately 75% carbohydrates, 15% protein, and less than 10% fat. The Zone Diet The diet proposes that proper macronutrient (carbohydrate/fat/protein) distribution is critical to

keep blood sugar and hormones in balance to prevent weight gain and disease. All meals need to provide 40% carbohydrate calories, 30% fat calories, and 30% protein calories. Daily caloric allowance is about 1,100 for women and 1,400 for men. Atkins Diet A low-carbohydrate/high-protein diet. Practically all carbohydrates are eliminated the first two weeks of the diet. Thereafter, very small amounts of carbohydrates are allowed, primarily in the form of limited fruits, vegetables, and wine. No caloric guidelines are given, but a typical daily diet plan is about 1,500 calories, extremely high in fat (about 60% of calories), followed by protein (about 30% of calories), and limited carbohydrates (about 10% of calories). Dieters may not be as hungry on the Atkins Diet, but they tend to find it too restrictive for long-term adherence. The South Beach Diet Also a low-carbohydrate/high-protein diet, but not as restrictive as the Atkins Diet. Emphasizes lowglycemic foods thought to decrease cravings for sugar and refined carbohydrates. Sugar, fruits, and grains are initially eliminated. In phase 2, some highfiber grains, fruit, and dark chocolate are permitted. No caloric guidelines are given, but a typical dietary plan provides about 1,400 calories per day composed of 40% fat, 40% carbohydrate, and 20% protein.

CHAPTER 5 • WEIGHT MANAGEMENT

because a gram of protein produces half the amount of energy that fat does. In the case of muscle protein, one fifth of protein is mixed with four fifths water. Therefore, each pound of muscle yields only one tenth the amount of energy of a pound of fat. As a result, most of the weight lost is in the form of water, which on the scale, of course, looks good. Diet books are frequently found on best-seller lists. The market is flooded with these books. Examples include the Volumetrics Eating Plan, the Ornish Diet, the Atkins Diet, the Zone Diet, the South Beach Diet, the Best Life Diet, the Abs Diet, and You on a Diet. Some of these popular diets are becoming more nutritionally balanced and encourage consumption of fruits and vegetables, whole grains, some lean meat and fish, and low-fat milk and dairy products. Such plans reduce the risk for chronic diseases, including cardiovascular diseases and cancer.

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154 bacon, eggs, nuts, cheese, tofu, high-fat salad dressings, butter, and small amounts of a few fruits and vegetables. Typically, these diets also are high in fat content. Examples of these diets are the Atkins Diet, the Zone, Protein Power, the Scarsdale Diet, the Carb Addict’s Diet, the South Beach Diet, and Sugar Busters. During digestion, carbohydrates are converted into glucose, a basic fuel used by every cell in the body. As blood glucose rises, the pancreas releases insulin. Insulin is a hormone that facilitates the entry of glucose into the cells, thereby lowering the glucose level in the bloodstream. A rapid rise in glucose also causes a rapid spike in insulin, which is followed by a rapid removal and drop in blood glucose that leaves you hungry again. A slower rise in blood glucose is desirable because the level is kept constant longer, delaying the onset of hunger. If the cells don’t need the glucose for normal cell functions or to fuel physical activity, and if cellular glucose stores are already full, glucose is converted to, and stored as, body fat. Not all carbohydrates cause a similar rise in blood glucose. The rise in glucose is based on the speed of digestion, which depends on a number of factors, including the size of the food particles. Small-particle carbohydrates break down rapidly and cause a quick, sharp rise in blood glucose. Thus, to gauge a food’s effect on blood glucose, carbohydrates are classified by their glycemic index. A high glycemic index signifies a food that causes a quick rise in blood glucose. At the top of the 100-point scale is glucose itself. This index is not directly related to simple and complex carbohydrates, and the glycemic values are not always what one might expect. Rather, the index is based on the actual laboratory-measured speed of absorption. Processed foods generally have a high glycemic index, whereas high-fiber foods tend to have a lower index (Table 5.1). Other factors that affect the index are the amount of

Are Low-Carb/High-Protein Diets More Effective? A few studies suggest that, at least over the shortterm, low-carb/high-protein (LCHP) diets are more effective in producing weight loss than carbohydratebased diets. These results are preliminary and controversial. In LCHP diets: • A large amount of weight loss is water and muscle protein, not body fat. Some of this weight is quickly regained when regular dietary habits are resumed. • Few people are able to stay with LCHP diets for more than a few weeks at a time. The majority stop dieting before the targeted program completion.

TABLE 5.1 Glycemic Index of Selected Foods Item

Index

Item

Index

All-Bran cereal

46

Honey

58

Apples

40

Milk, chocolate

43

Bagel, white

72

Milk, skim

32

Banana

56

Milk, whole

30

Bread, French

95

Jelly beans

80

Bread, wheat

69

Oatmeal

54

Bread, white

69

Oranges

40

Carrots, boiled (Australia)

41

Pasta, white

50

Pasta, wheat

42

Carrots, boiled (Canada)

92

Peanuts

20

Carrots, raw

47

Peas

50

Cherries

20

Pizza, cheese

60

Colas

65

Potato, baked

56–100

Corn, sweet

55

Potato, French fries

75

Corn Flakes

83

Potato, sweet

51

Doughnut

76

Frosted Flakes

55

Fruit cocktail

55

Gatorade

78

Glucose

100

Rice, white

45–70

Sugar, table

65

Watermelon

72

Yogurt, low-fat

30

• LCHP dieters are rarely found in a national weight loss registry of people who have lost 30 pounds and kept them off for a minimum of 6 years. • Food choices are severely restricted in LCHP diets. With less variety, individuals tend to eat less (800 to 1,200 calories/day) and thus lose more weight. • LCHP diets may promote heart disease, cancer, and increase the risk for osteoporosis. • LCHP diets are fundamentally high in fat (about 60% fat calories). • LCHP diets are not recommended for people with diabetes, high blood pressure, heart disease, or kidney disease. • LCHP diets do not promote long-term healthy eating patterns.

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FIGURE 5.5 Effects of high- and low-glycemic carbohydrate intake on blood glucose levels.

Low-glycemic foods

Blood level increase

High-glycemic foods

1 2 3 4 Hours after consumption

5

1 2 3 4 Hours after consumption

5

carbohydrate, fat, and protein in the food; how refined the ingredients are; and whether the food was cooked. The body functions best when blood sugar remains at a constant level. Although this is best accomplished by consuming foods with a low glycemic index (nuts, apples, oranges, low-fat yogurt), a person does not have to eliminate all high-glycemic-index foods (sugar, potatoes, bread, white rice, soda drinks) from the diet. Foods with a high glycemic index along with some protein are useful to replenish depleted glycogen stores following prolonged or exhaustive aerobic exercise. Combining high- with lowglycemic-index items or with some fat and protein brings down the average index. Regular consumption of high-glycemic foods by themselves may increase the risk of cardiovascular disease, especially in people at risk for diabetes. A person does not need to plan the diet around the index itself, as many popular diet programs indicate. The glycemic index deals with single foods eaten alone. Most people eat high-glycemicindex foods in combination with other foods as part of a meal. In combination, these foods have a lower effect on blood sugar. Even people at risk for diabetes or who have the disease can use high-glycemic foods in moderation. Low-glycemic foods may also aid in weight loss and weight maintenance. As blood sugar levels drop between snacks and meals, hunger increases. Keeping blood sugar levels constant by including low-glycemic foods in the diet helps stave off hunger, appetite, and overeating (Figure 5.5). Proponents of LCHP diets claim that if a person eats fewer carbohydrates and more protein, the pancreas will produce less insulin, and as insulin drops, the body will turn to its own fat deposits for energy. There is no scientific proof, however, that high levels of insulin lead to weight gain. None of the authors of these diets have published any studies validating their claims. Yet, these authors base their diets on the faulty premise that high insulin leads to obesity. We know the opposite to be true:

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Blood glucose Insulin

Low-carbohydrate/high-protein diets create nutritional deficiencies and may contribute to the development of cardiovascular disease, cancer, and osteoporosis.

Excessive body fat causes insulin levels to rise, thereby increasing the risk for developing diabetes. The reason for rapid weight loss in LCHP dieting is that a low carbohydrate intake causes glycogen depletion and forces the liver to produce glucose. The source for most of this glucose is body proteins—your lean body mass, including muscle. As indicated earlier, protein is mostly water; thus, weight is lost rapidly. When a person terminates the diet, the body restores glycogen stores and rebuilds some of the protein tissue and quickly regains some weight.

Glycemic index A measure that is used to rate the plasma glucose response of carbohydrate-containing foods with the response produced by the same amount of carbohydrate from a standard source, usually glucose or white bread.

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156 Research studies have indicated that individuals on an LCHP (Atkins) diet lose slightly more weight in the first few months than those on a low-fat diet.14 The effectiveness of the diet, however, seemed to dwindle over time. In one of the studies, at 12 months into the diet, participants in the LCHP diet had regained more weight than those on the low-fat diet plan. Years of research will be required to determine the extent to which adhering over the long term to LCHP diets will have an effect on heart disease, cancer, kidney, or bone damage. Low-carb diets are contrary to the nutrition advice of most national leading health organizations (which recommend a diet lower in saturated fat and trans fats and high in complex carbohydrates). Without fruits, vegetables, and whole grains, high-protein diets lack many vitamins, minerals, antioxidants, phytonutrients, and fiber—all dietary factors that protect against an array of ailments and diseases. The major increased risk associated with long-term adherence to LCHP diets could be for heart disease, because high-protein foods are also high in fat content (see Chapter 11). Research shows that up to two years’ adherence to LCHP diets does not appear to increase heart disease risk.15 The long-term (many years) effects of these types of diet, nonetheless, have not been evaluated by scientific research. A possible long-term adverse effect of adherence to an LCHP diet is a potential increase in cancer risk. Phytonutrients found in fruits, vegetables, and whole grains protect against certain types of cancer. A low carbohydrate intake also produces a loss of vitamin B, calcium, and potassium. Potential bone loss can accentuate the risk for osteoporosis. Side effects commonly associated with LCHP diets include weakness, nausea, bad breath, constipation, irritability, lightheadedness, and fatigue. If you choose to go on an LCHP diet for longer than a few weeks, let your physician know so he or she may monitor your blood lipids, bone density, and kidney function. The benefit of adding extra protein to a weight loss program may be related to the hunger-suppressing effect of protein. Data suggest that protein curbs hunger more effectively than do carbohydrates or fat. Dieters feel less hungry when caloric intake from protein is increased to about 30 percent of total calories and fat intake is cut to about 20 percent (while carbohydrate intake is kept constant at 50 percent of total calories). Thus, if you struggle with frequent hunger pangs, try to include 10 to 15 grams of lean protein with each meal. This amount of protein is the equivalent of one and a half ounces of lean meat (beef, fowl, or fish), two tablespoons of natural peanut butter, or eight ounces of plain low-fat yogurt. The reason why many of these diets succeed is because they restrict a large number of foods. Thus, people tend to eat less food overall. With the extraordinary variety of foods available to us, it is unrealistic to think that people will adhere to these diets for very long. People eventually get tired of eating the same thing day in and day out and start eating less, leading to weight loss. If they happen to

How to Recognize Fad Diets Fad diets have characteristics in common. These diets typically • are nutritionally unbalanced. • rely primarily on a single food (for example, grapefruit). • are based on testimonials. • were developed according to “confidential research.” • are based on a “scientific breakthrough.” • promote rapid and “painless” weight loss. • promise miraculous results. • restrict food selection. • are based on pseudo claims that excessive weight is related to a specific condition such as insulin resistance, combinations or timing of nutrient intake, food allergies, hormone imbalances, certain foods (fruits, for example). • require the use of selected products. • use liquid formulas instead of foods. • misrepresent salespeople as individuals qualified to provide nutrition counseling. • fail to provide information on risks associated with weight loss and of the diet use. • do not involve physical activity. • do not encourage healthy behavioral changes. • are not supported by the scientific community or national health organizations. • fail to provide information for weight maintenance upon completion of diet phase.

achieve the lower weight but do not make permanent dietary changes, they regain the weight quickly once they go back to their previous eating habits. A few diets recommend exercise along with caloric restrictions—the best method for weight reduction, of course. People who adhere to these programs will succeed, so the diet has achieved its purpose. Unfortunately, if the people do not change their food selection and activity level permanently, they gain back the weight once they discontinue dieting and exercise. If people only accepted that no magic foods will provide all of the necessary nutrients, that a person has to eat a variety of foods to be well nourished, dieters would be more successful and the diet industry would go broke. Also, let’s not forget that we eat for pleasure and for health. Two of the most essential components of a well-

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CALCIUM AND WEIGHT MAINTENANCE Initial research stated that eating calcium-rich foods—especially from dairy products—may help control or reduce body weight. Women with a high calcium intake were found to gain less weight and body fat than those with a lower intake. Furthermore, women on low-calcium diets more than double the risk of becoming overweight. The data also indicate that even in the absence of caloric restriction, obese women with high dietary calcium intake (the equivalent of 3 to 4 cups of milk per day) lose body fat and weight. And dieters who consume calcium-rich dairy foods lose more fat and less lean body mass than those who consume less dairy products. Researchers believe that • calcium regulates fat storage inside the cell. • calcium helps the body break down fat or cause fat cells to produce less fat. • high calcium intake converts more calories into heat rather than fat. • adequate calcium intake contributes to a decrease in intra-abdominal (visceral) fat. The data in women also seem to indicate that calcium from dairy sources is more effective in attenuating weight and fat gain and accelerating fat loss than calcium obtained from other sources. Most

ness lifestyle are healthy eating and regular physical activity, and they provide the best weight management program available today.

Eating Disorders Eating disorders are medical illnesses that involve critical disturbances in eating behaviors thought to stem from some combination of environmental pressures. These disorders are characterized by an intense fear of becoming fat, which does not disappear even when the person is losing weight in extreme amounts. The three most common types of eating disorders are anorexia nervosa, bulimia nervosa, and binge-eating disorder. Another eating behavior, emotional eating, can also be listed as an eating disorder. Most people who have eating disorders are afflicted by significant family and social problems. They may lack

likely other nutrients found in dairy products may enhance the weight-regulating action of calcium. More recent data in a 12-year weight change study in men, however, do not support the theory that an increase in calcium intake or dairy foods leads to lower long-term weight gain in men. Although additional research is needed, the best recommendation at this point is that if you are attempting to lose or maintain weight loss, do not eliminate dairy foods from your diet. Substitute nonfat (skim milk) or low-fat dairy products for other drinks and foods in your diet to enhance nutrition, and possibly, to help you manage weight. Sources: M. B. Zemel, “Role of Dietary Calcium and Dairy Products in Modulating Adiposity” Lipids 38, no. 2 (2003): 139–146; “A Nice Surprise from Calcium,” University of California Berkeley Wellness Letter, 19, no. 11 (August 2003): 1; S. N. Rajpathak et al., “Calcium and Dairy Intakes in Relation to Long-term Weight Gain in US Men,” The American Journal of Clinical Nutrition 83, no. 3 (2006): 559–566.

Try It If you limit dairy products in your regular diet or while on a negative caloric balance, record in your Online Journal or class notebook what effects such a practice might have on your weight management and overall health. What is one thing you could change in your diet to increase your intake of dairy products?

fulfillment in many areas of their lives. The eating disorder then becomes the coping mechanism to avoid dealing with these problems. Taking control of their body weight helps them believe that they are restoring some sense of control over their lives.

Anorexia nervosa An eating disorder characterized by selfimposed starvation to lose and maintain very low body weight. Bulimia nervosa An eating disorder characterized by a pattern of binge eating and purging in an attempt to lose weight and maintain low body weight. Binge-eating disorder An eating disorder characterized by uncontrollable episodes of eating excessive amounts of food within a relatively short time. Emotional eating The consumption of large quantities of food to suppress negative emotions.

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Behavior Modification Planning

Anorexia nervosa and bulimia nervosa are common in industrialized nations where society encourages lowcalorie diets and thinness. The female role in society has changed rapidly, which makes women more susceptible to eating disorders. Although frequently seen in young women, the disorder is most prevalent among individuals between the ages of 25 and 50. Surveys, nonetheless, indicate that as many as 40 percent of college-age women are struggling with an eating disorder. Eating disorders are not limited to women. Every 1 in 10 cases occurs in men. But because men’s role and body image are viewed differently in our society, these cases often go unreported. Although genetics may play a role in the development of eating disorders, most cases are environmentally related. Individuals who have clinical depression and obsessive-compulsive behavior are more susceptible. About half of all people with eating disorders have some sort of chemical dependency (alcohol and drugs), and most of them come from families with alcohol- and drug-related problems. Of reported cases of eating disorders, a large number come from individuals who are, or have been, victims of sexual molestation. Eating disorders develop in stages. Typically, individuals who are already dealing with significant issues in life start a diet. At first they feel in control and are happy

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Society’s unrealistic view of what constitutes recommended weight and “ideal” body image contributes to the development of eating disorders.

about the weight loss, even if they are not overweight. Encouraged by the prospect of weight loss and the control they can exert over their own weight, the dieting becomes extreme and often is combined with exhaustive exercise and the overuse of laxatives and diuretics. The syndrome typically emerges following emotional issues or a stressful life event and the uncertainty about one’s ability to cope efficiently. Life experiences that can trigger the syndrome might be: gaining weight, starting the menstrual period, beginning college, losing a boyfriend, having poor self-esteem, being socially rejected, starting a professional career, or becoming a wife or a mother. The eating disorder then takes on a life of its own and becomes the primary focus of attention for the individual afflicted with it. Self-worth revolves around what the scale reads every day, one’s relationship with food, and one’s perception of how one looks each day.

Anorexia Nervosa

An estimated 1 percent of the population in the United States has the eating disorder anorexia nervosa. Anorexic individuals seem to fear weight gain more than death from starvation. Furthermore, they have a distorted image of their bodies and think of themselves as being fat even when they are emaciated. Anorexic patients commonly develop obsessive and compulsive behaviors and emphatically deny their condition. They are preoccupied with food, meal planning, and grocery shopping, and they have unusual eating habits. As they lose weight and their health begins to deteriorate, they feel weak and tired. They might realize they have a problem, but they will not stop the starvation, and they refuse to consider the behavior abnormal. Once they have lost a lot of weight and malnutrition sets in, the physical changes become more visible. Typical changes are amenorrhea (absence of menstruation); digestive problems; extreme sensitivity to cold; fluid and electrolyte abnormalities (which may lead to an irregular heartbeat and sudden stopping of the heart); injuries to nerves and tendons; abnormalities of immune function; anemia; growth of fine body hair, dry skin, lowered skin/ body temperature, and other hair and skin problems; mental confusion; inability to concentrate; lethargy and depression; and osteoporosis. Diagnostic criteria for anorexia nervosa are:16

• Refusal to maintain body weight over a minimal normal weight for age and height (weight loss leading to maintenance of body weight less than 85 percent of that expected, or failure to make expected weight gain during periods of growth, leading to body weight less than 85 percent of that expected) • Intense fear of gaining weight or becoming fat, even though one is underweight • Disturbance in the way in which one’s body weight, size, or shape is perceived, undue influences of body weight or shape on self-evaluation, or denial of the seriousness of the current low body weight • In postmenarchal females, amenorrhea (absence of at least three consecutive menstrual cycles) (A woman is

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Many of the changes induced by anorexia nervosa can be reversed. Individuals with this condition can get better with professional therapy. Unfortunately, sometimes they turn to bulimia nervosa or they die from the disorder. Anorexia nervosa has the highest mortality rate of all psychosomatic illnesses today—20 percent of anorexic individuals die as a result of their condition. The disorder is 100 percent curable, but treatment almost always requires professional help. The sooner it is obtained, the better are the chances for reversibility and cure. Therapy consists of a combination of medical and psychological techniques to restore proper nutrition, prevent medical complications, and modify the environment or events that triggered the syndrome. Seldom can anorexia sufferers overcome the problem by themselves. They strongly deny their condition. They are able to hide it and deceive friends and relatives. Based on their behavior, many of them meet all of the characteristics of anorexia nervosa, but it goes undetected because both thinness and dieting are socially acceptable. Only a welltrained clinician is able to diagnose anorexia nervosa.

Bulimia Nervosa Bulimia nervosa is more prevalent than anorexia nervosa. As many as 1 in every 5 women on college campuses may be bulimic, according to some estimates. Bulimia nervosa also is more prevalent than anorexia nervosa in males, although bulimia is still much more prevalent in females. People with bulimia usually are healthy looking, well educated, and near recommended body weight. They seem to enjoy food and often socialize around it. In actuality, they are emotionally insecure, rely on others, and lack self-confidence and self-esteem. Recommended weight and food are important to them. The binge–purge cycle usually occurs in stages. As a result of stressful life events or the simple compulsion to eat, bulimic individuals engage periodically in binge eating that may last an hour or longer. With some apprehension, bulimics anticipate and plan the cycle. Next they feel an urgency to binge, followed by large and uncontrollable food consumption, during which time they may eat several thousand calories (up to 10,000 calories in extreme cases). After a short period of relief and satisfaction, feelings of deep guilt, shame, and intense fear of gaining weight emerge. Purging seems to be an easy answer, as the bingeing cycle can continue without fear of gaining weight. The diagnostic criteria for bulimia nervosa are:17 • Recurrent episodes of binge eating. An episode of binge eating is characterized by both of the following: (a) Eating in a discrete period of time (for example, within any 2-hour period) an amount of food that is definitely more than most people would eat during a similar period and under similar circumstances

(b)

A sense of lack of control over eating during the episode (a feeling that one cannot stop eating or control what or how much one is eating) • Recurring inappropriate compensatory behaviors to prevent weight gain, such as self-induced vomiting; misuse of laxatives, diuretics, other medications, or enemas; fasting; or excessive exercise • Binge eating and inappropriate compensatory behaviors that both occur, on average, at least twice a week for 3 months • Self-evaluation unduly influenced by body shape and weight The most typical form of purging is self-induced vomiting. Bulimics, too, frequently ingest strong laxatives and emetics. Near-fasting diets and strenuous bouts of exercise are common. Medical problems associated with bulimia nervosa include cardiac arrhythmias, amenorrhea, kidney and bladder damage, ulcers, colitis, tearing of the esophagus or stomach, tooth erosion, gum damage, and general muscular weakness. Unlike anorexics, bulimia sufferers realize that their behavior is abnormal and feel shame about it. Fearing social rejection, they pursue the binge–purge cycle in secrecy and at unusual hours of the day. Bulimia nervosa can be treated successfully when the person realizes that this destructive behavior is not the solution to life’s problems. A change in attitude can prevent permanent damage or death.

Binge-Eating Disorder

Binge-eating disorder is probably the most common of the three main eating disorders. About 2 percent of American adults are afflicted with binge-eating disorder in any 6-month period. Although most people think they overeat from time to time, eating more than one should now and then does not mean that the individual has a binge-eating disorder. The disorder is slightly more common in women than in men; three women for every two men have it. Binge-eating disorder is characterized by uncontrollable episodes of eating excessive amounts of food within a relatively short time. The causes of binge-eating disorder are unknown, although depression, anger, sadness, boredom, and worry can trigger an episode. Unlike bulimic sufferers, binge eaters do not purge; thus, most people with this disorder are either overweight or obese. Typical symptoms of binge-eating disorder include: • Eating what most people think is an unusually large amount of food • Eating until uncomfortably full • Eating out of control • Eating much faster than usual during binge episodes • Eating alone because of embarrassment of how much food one is consuming • Feeling disgusted, depressed, or guilty after overeating

Emotional Eating

In addition to physiological purposes, eating also fulfills psychological, social, and cultural purposes. We eat to sustain our daily energy

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considered to have amenorrhea if her periods occur only following estrogen therapy.)

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Achieving and maintaining a high physical fitness percent body fat standard requires a lifetime commitment to regular physical activity and proper nutrition.

requirements, but we also eat at family celebrations, national holidays, social gatherings, sporting events (as spectators), and even when we become very emotional (some people stop eating when emotional). Emotional eating involves the consumption of large quantities of food, mostly “comfort” and junk food, to suppress negative emotions. Such emotions include stress, anxiety, uncertainty, guilt, anger, pain, depression, loneliness, sadness, or boredom. In such circumstances, people eat for comfort when they are at their weakest point emotionally. Comfort foods often include calorie-dense, sweet, salty, and fatty foods. Excessive emotional eating hinders proper weight management. Some palatable foods, such as chocolate, cause the body to release small amounts of mood-elevating opiates, helping to offset negative emotions. A preference for certain foods is also present when one experiences specific feelings (loneliness, anxiety, fear). Eating helps to divert the stressor away for a while, but the distraction is only temporary. The emotions return and may be compounded by feelings of guilt from overeating. If you are an emotional overeater, you can always seek help from a therapist at your school’s counseling center. The following list of suggestions may also help: 1. Learn to differentiate between emotional and physical hunger. 2. Avoid storing and snacking on unhealthy foods. 3. Keep healthy snacks handy. 4. Use countering techniques (go for a walk instead of reaching for the ice cream, listen to music instead of eating the candy bar). 5. Keep a “trigger log” and get to know what triggers your emotional food consumption. 6. Work it out with exercise instead of food.

Treatment Treatment for eating disorders is available on most school campuses through the school’s counseling center or health center. Local hospitals also offer

treatment for these conditions. Many communities have support groups, frequently led by professional personnel and often free of charge. All information and the individual’s identity are kept confidential, so the person need not fear embarrassment or repercussions when seeking professional help.

The Physiology of Weight Loss Traditional concepts related to weight control have centered on three assumptions: 1. Balancing food intake against output allows a person to achieve recommended weight. 2. All fat people simply eat too much. 3. The human body doesn’t care how much (or little) fat it stores. Although these statements contain some truth, they are open to much debate and research. We now know that the causes of obesity are complex, involving a combination of genetics, behavior, and lifestyle factors.

Energy-Balancing Equation

The principle embodied in the energy-balancing equation is simple: As long as caloric input equals caloric output, the person will not gain or lose weight. If caloric intake exceeds output, the person gains weight; when output exceeds input, the person loses weight. If daily energy requirements could be determined accurately, caloric intake could be balanced against output. This is not always the case, though, because genetic and lifestyle-related individual differences determine the number of calories required to maintain or lose body weight. Table 5.3 (page 171) offers general guidelines to determine the estimated energy requirement (EER) in calories per day. This is an estimated figure and (as discussed under “Losing Weight the Sound and Sensible

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1. Resting metabolic rate 2. Thermic effect of food 3. Physical activity The resting metabolic rate (RMR)—the energy requirement to maintain the body’s vital processes in the resting state—accounts for approximately 60 to 70 percent of the total daily energy requirement. The thermic effect of food—the energy required to digest, absorb, and store food—accounts for about 5 to 10 percent of the total daily requirement. Physical activity accounts for 15 to 30 percent of the total daily requirement. One pound of fat is the equivalent of 3,500 calories. If a person’s EER is 2,500 calories and that person were to decrease intake by 500 calories per day, it should result in a loss of 1 pound of fat in 7 days (500 7 3,500). But research has shown—and many people have experienced—that even when dieters carefully balance caloric input against caloric output, weight loss does not always result as predicted. Furthermore, two people with similar measured caloric intakes and outputs seldom lose weight at the same rate. The most common explanation for individual differences in weight loss and weight gain has been variation in human metabolism from one person to another. We are all familiar with people who can eat “all day long” and not gain an ounce of weight, while others cannot even “dream about food” without gaining weight. Because experts did not believe that human metabolism alone could account for such extreme differences, they developed other theories that might better explain these individual variations.

Setpoint Theory

Results of several research studies point toward a weight-regulating mechanism (WRM) that has a setpoint for controlling both appetite and the amount of fat stored. Setpoint is hypothesized to work like a thermostat for body fat, maintaining fairly constant body weight, because it “knows” at all times the exact amount of adipose tissue stored in the fat cells. Some people have high settings; others have low settings. If body weight decreases (as in dieting), the setpoint senses this change and triggers the WRM to increase the person’s appetite or make the body conserve energy to maintain the “set” weight. The opposite also may be true. Some people have a hard time gaining weight. In this case, the WRM decreases appetite or causes the body to waste energy to maintain the lower weight. Every person has his or her own certain body fat percentage (as established by the setpoint) that the body attempts to maintain. The genetic instinct to survive tells the body that fat storage is vital, and therefore it sets an acceptable fat level. This level may remain somewhat constant or may climb gradually because of poor lifestyle habits. For instance, under strict calorie reduction, the body may make extreme metabolic adjustments in an effort to maintain its setpoint for fat. The basal metabolic rate (BMR), the lowest level of caloric intake necessary to sustain life, may drop dramatically when operating under a consistent negative caloric balance, and that person’s weight loss may plateau for days or even weeks. A low metabolic rate compounds a person’s problems in maintaining recommended body weight. These findings were substantiated by research conducted at Rockefeller University in New York.18 The authors showed that the body resists maintaining altered weight. Obese and lifetime nonobese individuals were used in the investigation. Following a 10 percent weight loss, the body, in an attempt to regain the lost weight, compensated by burning up to 15 percent fewer calories than expected for the new re-

FIGURE 5.6 Components of Total Daily Energy Requirement. Energy-balancing equation A principle holding that as long as caloric input equals caloric output, the person will not gain or lose weight. If caloric intake exceeds output, the person gains weight; when output exceeds input, the person loses weight. RMR = 60–70%

TEF = 5–10%

PA = 15–30%

Estimated energy requirement (EER) The average dietary energy (caloric) intake that is predicted to maintain energy balance in a healthy adult of defined age, gender, weight, height, and level of physical activity, consistent with good health. Resting metabolic rate (RMR) The energy requirement to maintain the body’s vital processes in the resting state. Weight-regulating mechanism (WRM) A feature of the hypothalamus of the brain that controls how much the body should weigh.

RMR = resting metabolic rate TEF = thermic effect of food PA = physical activity

Setpoint Weight control theory that the body has an established weight and strongly attempts to maintain that weight. Basal metabolic rate (BMR) The lowest level of oxygen consumption necessary to sustain life.

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Way,” page 169) serves only as a starting point from which individual adjustments have to be made. The total daily energy requirement has three basic components (Figure 5.6):

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Exercising with other people and in different places helps people maintain exercise regularity.

duced weight (after accounting for the 10 percent loss). The effects were similar in the obese and nonobese participants. These results imply that after a 10 percent weight loss, a person would have to eat even less or exercise even more to compensate for the estimated 15 percent slowdown (a difference of about 200 to 300 calories). In this same study, when the participants were allowed to increase their weight to 10 percent above their “normal” body (pre–weight loss) weight, the body burned 10 to 15 percent more calories than expected—attempting to waste energy and maintain the preset weight. This is another indication that the body is highly resistant to weight changes unless additional lifestyle changes are incorporated to ensure successful weight management. (These methods are discussed under “Losing Weight the Sound and Sensible Way,” page 169.)

Critical Thinking Do you see a difference in the amount of food that you are now able to eat compared with the amount that you ate in your mid- to late-teen years? If so, to what do you attribute these differences? What actions are you taking to account for the difference?

Very low calorie diet A diet that allows an energy intake (consumption) of only 800 calories or less per day.

Dietary restriction alone will not lower the setpoint, even though the person may lose weight and fat. When the dieter goes back to the normal or even below-normal caloric intake (at which the weight may have been stable for a long time), he or she quickly regains the lost fat as the body strives to regain a comfortable fat store.

An Example Let’s use a practical illustration. A person would like to lose some body fat and assumes that his or her current stable body weight has been reached at an average daily caloric intake of 1,800 calories (no weight gain or loss occurs at this daily intake). In an attempt to lose weight rapidly, this person now goes on a very low calorie diet (defined as 800 calories per day or less), or, even worse, a near-fasting diet. This immediately activates the body’s survival mechanism and readjusts the metabolism to a lower caloric balance. After a few weeks of dieting at the 800-calories-per-day level, the body now can maintain its normal functions at 1,300 calories per day. This new figure (1,300) represents a drop of 500 calories per day in the metabolic rate. Having lost the desired weight, the person terminates the diet but realizes that the original intake of 1,800 calories per day will have to be lower to maintain the new lower weight. To adjust to the new lower body weight, the person restricts intake to about 1,600 calories per day. The individual is surprised to find that even at this lower daily intake (200 fewer calories), the weight comes back at a rate of 1 pound every one to two weeks. After the diet is over, this new lowered metabolic rate may take several months to kick back up to its normal level. Based on this explanation, individuals clearly should not go on very low calorie diets. This will slow the resting metabolic rate and also will deprive the body of basic daily

163

Lowering the Setpoint The most common question regarding the setpoint is how to lower it so the body will feel comfortable at a reduced fat percentage. The factors that seem to affect the setpoint directly by lowering the fat thermostat are: • • • •

Exercise A diet high in complex carbohydrates Nicotine Amphetamines

The last two are more destructive than the extra fat weight, so they are not reasonable alternatives (as far as the extra strain on the heart is concerned, smoking one pack of cigarettes per day is said to be the equivalent of carrying 50 to 75 pounds of excess body fat). A diet high in fats and refined carbohydrates, near-fasting diets, and perhaps even use of artificial sweeteners seem to raise the setpoint. Therefore, the only practical and sensible way to lower the setpoint and lose fat weight is a combination of exercise and a diet high in complex carbohydrates and only moderate amounts of fat. Because of the effects of proper food management on the body’s setpoint, most of the successful dieter’s effort should be spent in re-forming eating habits, increasing the intake of complex carbohydrates and high-fiber foods, and decreasing the consumption of processed foods that are high in

I DID IT

Daily caloric intakes of 1,200 to 1,500 calories provide the necessary nutrients if they are distributed properly over the basic food groups (meeting the daily recommended amounts from each group). Of course, the individual will have to learn which foods meet the requirements and yet are low in fat and sugar. Under no circumstances should a person go on a diet that calls for a level of 1,200 calories or less for women or 1,500 calories or less for men. Weight (fat) is gained over months and years, not overnight. Likewise, weight loss should be gradual, not abrupt. A second way in which the setpoint may work is by keeping track of the nutrients and calories consumed daily. It is thought that the body, like a cash register, records the daily food intake and that the brain will not feel satisfied until the calories and nutrients have been “registered.” This setpoint for calories and nutrients seems to operate even when people participate in moderately intense exercise. Some evidence suggests that people do not become hungrier with moderate physical activity. Therefore, people can choose to lose weight either by going hungry or by combining a sensible calorie-restricted diet with an increase in daily physical activity. Burning more calories through physical activity helps to lower body fat.

EATING RIGHT WHEN ON THE RUN Current lifestyles often require people to be on the run. We don’t seem to have time to eat right, but fortunately it doesn’t have to be that way. If you are on the run, it is even more critical to make healthy choices to keep up with a challenging schedule. Do you regularly consume the following foods when you are eating on the run? I PLAN TO

Recommendation

Behavior Modification Planning

q q q q q q q

q q q q q q q

q q q q

q q q q q q q q q q

q q q q q q q q q q

Water Whole-grain cereal and skim milk Whole-grain bread and bagels Whole-grain bread with peanut butter Non-fat or low-fat yogurt Fresh fruits Frozen fresh fruit (grapes, cherries, banana slices) Dried fruits Raw vegetables (carrots, red peppers, cucumbers, radishes, cauliflower, asparagus) Crackers Pretzels Bread sticks Low-fat cheese sticks Granola bars Snack-size cereal boxes Nuts Trail mix Plain popcorn Vegetable soups

Try It In your Online Journal or class notebook, plan your fast-meal menus for the upcoming week. It may require extra shopping and some food preparation (for instance, cutting vegetables to place in snack plastic bags). At the end of the week, evaluate how many days you had a “healthy eating on the run day.” What did you learn from the experience?

CHAPTER 5 • WEIGHT MANAGEMENT

nutrients required for normal function. Very low calorie diets should be used only in conjunction with dietary supplements and under proper medical supervision.19 Furthermore, people who use very low calorie diets are not as effective in keeping the weight off once the diet is terminated.

Fat can be lost by selecting the proper foods, exercising, or restricting calories. However, when dieters try to lose weight by dietary restrictions alone, they also lose lean body mass (muscle protein, along with vital organ protein). The amount of lean body mass lost depends entirely on caloric limitation. When people go on a near-fasting diet, up to half of the weight loss is lean body mass and the other half is actual fat loss (Figure 5.7).20 When diet is combined with exercise, close to 100 percent of the weight loss is in the form of fat, and lean tissue actually may increase. Loss of lean body mass is never good, because it weakens the organs and muscles and slows metabolism. Large losses in lean tissue can cause disturbances in heart function and damage to other organs. Equally important is not to overindulge (binge) following a very low calorie diet, as this may cause changes in metabolic rate and electrolyte balance, which could trigger fatal cardiac arrhythmias. Contrary to some beliefs, aging is not the main reason for the lower metabolic rate. It is not so much that metabolism slows down as that people slow down. As people

FIGURE 5.7 Outcome of three forms of diet on fat loss.

FIGURE 5.8 Body composition changes as a result of frequent dieting without exercise.

170 Body weight (lbs)

Diet and Metabolism

age, they tend to rely more on the amenities of life (remote controls, cell phones, intercoms, single-level homes, riding lawnmowers) that lull a person into sedentary living. Basal metabolism also is related to lean body weight. More lean tissue yields a higher metabolic rate. As a consequence of sedentary living and less physical activity, the lean component decreases and fat tissue increases. The human body requires a certain amount of oxygen per pound of lean body mass. Given that fat is considered metabolically inert from the point of view of caloric use, the lean tissue uses most of the oxygen, even at rest. As muscle and organ mass (lean body mass) decrease, so do the energy requirements at rest. Diets with intakes below 1,200 to 1,500 calories cannot guarantee the retention of lean body mass. Even at this intake level, some loss is inevitable unless the diet is combined with exercise. Despite the claims of many diets that they do not alter the lean component, the simple truth is that regardless of what nutrients may be added to the diet, severe caloric restrictions always prompt the loss of

165 160 155 150 145 140 20

Age

40

Age

40

50 45 Percent body fat

refined carbohydrates (sugars) and fats. This change in eating habits will bring about a decrease in total daily caloric intake. Because 1 gram of carbohydrates provides only 4 calories, as opposed to 9 calories per gram of fat, you could eat twice the volume of food (by weight) when substituting carbohydrates for fat. Some fat, however, is recommended in the diet—preferably polyunsaturated and monounsaturated fats. These so-called good fats do more than help protect the heart; they help delay hunger pangs. A “diet” should not be viewed as a temporary tool to aid in weight loss but, instead, as a permanent change in eating behaviors to ensure weight management and better health. The role of increased physical activity also must be considered, because successful weight loss, maintenance, and recommended body composition are seldom attained without a moderate reduction in caloric intake combined with a regular exercise program.

40 35 30 25 20 15 10 20

Near-fasting 130 Moderate diet Moderate diet and exercise

25 50 75 Percent of weight loss in fat

100

Source: Adapted from R. J. Shephard, Alive Man: The Physiology of Physical Activity (Springfield, IL: Charles C. Thomas, 1975): 484–488.

Lean body mass (lbs)

PRINCIPLES AND LABS

164

120 110 100 90 80 70 60 20

Age

40

165

Exercise: The Key to Weight Management A more effective way to tilt the energy-balancing equation in your favor is by burning calories through physical activity. Research shows that the combination of diet and exercise leads to greater weight loss. Further, exercise seems to be the best predictor of long-term maintenance of weight loss.21 Exercise seems to exert control over how much a person weighs. On the average, starting at age 25, the typical American gains 1 to 2 pounds of weight per year. A 1-pound weight gain represents a simple energy surplus of under 10 calories per day. The additional weight accumulated in middle age comes from people becoming less physically active and increasing caloric intake. Dr. Jack

FIGURE 5.9 The roles of diet and exercise in weight loss.

Wilmore, a leading exercise physiologist and expert weight management researcher, stated: Physical inactivity is certainly a major, if not the primary, cause of obesity in the United States today. A certain minimal level of activity might be necessary for us to accurately balance our caloric intake to our caloric expenditure. With too little activity, we appear to lose the fine control we normally have to maintain this incredible balance. This fine balance amounts to less than 10 calories per day, or the equivalent of one potato chip.22

Exercise enhances the rate of weight loss and is vital in maintaining the lost weight. Not only will exercise maintain lean tissue, but advocates of the setpoint theory say that exercise resets the fat thermostat to a new, lower level. This change may be rapid, or it may take time. Although a few individuals lose weight by participating in 30 minutes of exercise per day, many overweight people need 60 to 90 minutes of daily physical activity to effectively manage body weight (the 30 minutes of exercise are included as part of the 60 to 90 minutes of physical activity). Accumulating 30 minutes of moderate-intensity activity per day provides substantial health benefits. From a weight management point of view, however, the Institute of Medicine of the National Academy of Sciences recommends that people accumulate 60 minutes of moderate-intensity physical activity most days of the week.23 The evidence shows that people who maintain recommended weight typically accumulate an hour or more of daily physical activity. As illustrated in Figure 5.9, greater weight loss is achieved by combining a diet with an exercise program. Of even greater significance, however, only individuals who remain physically active for 60 or more minutes per day are able to keep the weight off (Figure 5.10).

FIGURE 5.10 Effects of different amounts of daily energy expenditure on weight maintenance following a weight reduction program.

0 5

Percent weight regain

Weight loss (lbs)

100

10

15

20

3

6 Weeks

9

12

Exercise (MI 30 min/day)* Exercise (HI, 30 min/day) Exercise (MI 60 min/day) Diet Diet & Exercise (MI 60 min/day) Based on data from American College of Sports Medicine, “Position stand: appropriate intervention strategies for weight loss and prevention for weight regain for adults,” Medicine and Science in Sports and Exercise 33 (2001): 2145–2156.

75 50 25 0 0

6

12

18

Months No physical activity Physical activity 20 min/day Physical activity/exercise 30 min/day Physical activity/exercise 60 min/day Based on data from American College of Sports Medicine, “Position stand: appropriate intervention strategies for weight loss and prevention for weight regain for adults,” Medicine and Science in Sports and Exercise 33 (2001): 2145–2156.

CHAPTER 5 • WEIGHT MANAGEMENT

lean tissue. Sadly, many people go on very low calorie diets constantly. Every time they do, their metabolic rate slows as more lean tissue is lost. People in their 40s and older who weigh the same as they did when they were 20 tend to think they are at recommended body weight. During this span of 20 years or more, though, they may have dieted many times without participating in an exercise program. After they terminate each diet, they regain the weight, and much of that gain is additional body fat. Maybe at age 20 they weighed 150 pounds, of which only 15 percent was fat. Now at age 40, even though they still weigh 150 pounds, they might be 30 percent fat (Figure 5.8). At recommended body weight, they wonder why they are eating very little and still having trouble staying at that weight.

Behavior Modification Planning PHYSICAL ACTIVITY GUIDELINES FOR WEIGHT MANAGEMENT The following physical activity guidelines are recommended to effectively manage body weight:

I DID IT

Further, data from the National Weight Control Registry (http://www.nwcr.ws) indicate that individuals who have lost at least 30 pounds and kept them off for a minimum of 6 years typically accumulate 90 minutes of daily activity. Those who are less active gradually regain the lost weight. Individuals who completely stop physical activity regain almost 100 percent of the weight within 18 months of discontinuing the weight loss program (see Figure 5.10). Thus, if weight management is not a consideration, 30 minutes of daily activity five days per week provides health benefits. To prevent weight gain, 60 minutes of daily activity is recommended; to maintain substantial weight loss, 90 minutes may be required. If a person is trying to lose weight, a combination of aerobic and strength-training exercises works best. Aerobic exercise is the best to offset the setpoint, and the continuity and duration of these types of activities cause many calories to be burned in the process. The role of aerobic exercise in successful lifetime weight management cannot be overestimated. Strength training is critical in helping maintain lean body mass. Unfortunately, of those individuals who are attempting to lose weight, only 19 percent of women and 22 percent of men decrease their caloric intake and exercise above an average of 25 or more minutes per day.24 The number of calories burned during a typical hourlong strength-training session is much less than during an hour of aerobic exercise. Because of the high intensity of strength training, the person needs frequent rest intervals to recover from each set of exercises. The average person actually lifts weights only 10 to 12 minutes during each hour of exercise. In the long run, however, the person enjoys the benefits of gains in lean tissue. Guidelines for developing aerobic and strength-training programs are given in Chapters 6 and 7. Weight loss might be more rapid if aerobic exercise is combined with a strength-training program. Although the increase in BMR through increased muscle mass is being debated in the literature and merits further research, data indicate that each additional pound of muscle tissue raises the BMR in the range of 6 to 35 calories per day.25 The latter figure is based on calculations that an increase of 3 to 3.5 pounds of lean tissue through strength training increases BMR by about 105 to 120 calories per day.26 Most likely, the benefit of strength training goes beyond the new muscle tissue itself. Maybe a pound of muscle tissue requires only 6 calories per day to sustain itself, but as all muscles undergo strength training, they also undergo increased protein synthesis to build and repair themselves, resulting in increased energy expenditure of 1 to 1.5 calories per pound in all trained muscle tissue. Such an increase would explain the BMR increase of 105 to 120 calories per day in some research studies. To examine the effects of a small increase in BMR on long-term body weight, let’s use a very conservative estimate of an additional 50 calories per day as a result of a regular strength-training program. An increase of 50 calories represents an additional 18,250 calories per year (50

I PLAN TO

PRINCIPLES AND LABS

166

q q

q q q q

30 minutes of physical activity on most days of the week if you do not have difficulty maintaining body weight (more minutes and/or higher intensity if you choose to reach a high level of physical fitness). 60 minutes of daily activity if you want to prevent weight gain. Between 60 and 90 minutes each day if you are trying to lose weight or attempting to keep weight off following extensive weight loss (30 pounds of weight loss or more). Be sure to include some highintensity/low-impact activities at least twice a week in your program.

Try It In your Behavior Change Planner Progress Tracker, Online Journal, or class notebook, record how many minutes of daily physical activity you accumulate on a regular basis and record your thoughts on how effectively your activity has helped you manage your body weight. Is there one thing you could do today to increase your physical activity?

365), or the equivalent of 5.2 pounds of fat (18,250 3,500). This increase in BMR would more than offset the typical adult weight gain of 1 to 2 pounds per year. This figure of 18,250 calories per year does not include the actual energy cost of the strength-training workout. If we use an energy expenditure of only 150 calories per strength-training session, done twice per week, over a year’s time it would represent 15,600 calories (150 2 52), or the equivalent of another 4.5 pounds of fat (15,600 3,500). In addition, although the amounts seem small, the previous calculations do not account for the increase in metabolic rate following the strength-training workout

167

© Fitness & Wellness, Inc.

WEIGHT-MAINTENANCE BENEFITS OF LIFETIME AEROBIC EXERCISE The authors of this book have been jogging together a minimum of 15 miles per week (3 miles/5 times per week) for the past 32 years. Without considering the additional energy expenditure from their regular strengthtraining program and their many other sport and recreational activities, the energy cost of this regular jogging program over 32 years has been approximately 2,496,000 calories (15 miles 100 calories/mile 52 weeks 32 years), or the equivalent of 713 pounds of fat (2,496,000 3,500). In essence, without this 30-minute workout 5 times per week, the authors would weigh 855 and 829 pounds respectively!

Try It Ask yourself whether a regular aerobic exercise program is part of your long-term gratification and health enhancement program. If the answer is no, are you ready to change your behavior? Use the Behavior Change Planner to help you answer the question.

(the time it takes the body to return to its preworkout resting rate—about 2 hours). Depending on the training volume (see Chapter 7), this recovery energy expenditure ranges from 20 to 100 calories following each strengthtraining workout.27 All these “apparently small” changes make a big difference in the long run. Although size (inches) and percent body fat both decrease when sedentary individuals begin an exercise program, body weight often remains the same or may even increase during the first couple of weeks of the program. Exercise helps to increase muscle tissue, connective tissue, blood volume (as much as 500 mL, or the equivalent of 1 pound, following the first week of aerobic exercise), enzymes and other structures within the cell, and glycogen (which binds water). All of these changes

Low-Intensity Versus Vigorous-Intensity Exercise for Weight Loss Some individuals promote low-intensity over vigorous-intensity exercise for weight loss purposes. Compared with vigorous intensity, a greater proportion of calories burned during low-intensity exercise are derived from fat. The lower the intensity of exercise, the higher the percentage of fat used as an energy source. In theory, if you are trying to lose fat, this principle makes sense, but in reality it is misleading. The bottom line when you are trying to lose weight is to burn more calories. When your daily caloric expenditure exceeds your intake, you lose weight. The more calories you burn, the more fat you lose. During low-intensity exercise, up to 50 percent of the calories burned may be derived from fat (the other 50 percent from glucose [carbohydrates]). With intense exercise, only 30 to 40 percent of the caloric expenditure comes from fat. Overall, however, you can burn twice as many calories during vigorous-intensity exercise and, subsequently, more fat as well.

CHAPTER 5 • WEIGHT MANAGEMENT

Behavior Modification Planning

lead to a higher functional capacity of the human body. With exercise, most of the weight loss becomes apparent after a few weeks of training, when the lean component has stabilized. We know that a negative caloric balance of 3,500 calories does not always result in a loss of exactly 1 pound of fat, but the role of exercise in achieving a negative balance by burning additional calories is significant in weight reduction and maintenance programs. Sadly, some individuals claim that the number of calories burned during exercise is hardly worth the effort. They think that cutting their daily intake by 300 calories is easier than participating in some sort of exercise that would burn the same amount of calories. The problem is that the willpower to cut those 300 calories lasts only a few weeks, and then the person goes back to the old eating patterns. If a person gets into the habit of exercising regularly, say three times a week, jogging 3 miles per exercise session (about 300 calories burned), this represents 900 calories in one week, about 3,600 calories in one month, or 46,800 calories per year. This minimal amount of exercise represents as many as 13.5 extra pounds of fat in one year, 27 in two, and so on. We tend to forget that our weight creeps up gradually over the years, not just overnight. Hardly worth the effort? And we have not even taken into consideration the increase in lean tissue, possible resetting of the setpoint, benefits to the cardiovascular system, and, most important, the improved quality of life. Fundamental reasons for overfatness and obesity, few could argue, are sedentary living and lack of a regular exercise program. In terms of preventing disease, many of the health benefits that people seek by losing weight are reaped through exercise alone, even without weight loss. Exercise offers protection against premature morbidity and mortality for everyone, including people who already have risk factors for disease.

PRINCIPLES AND LABS

168

“Alli” Weight Loss Drug “Alli” is an over-the-counter weight loss drug that promises 50 percent greater weight loss than achieved through diet and exercise alone. Alli is not a miracle weight loss pill but may enhance the rate of weight loss. Alli contains orlistat, the same active ingredient found in the prescription weight loss drug Xenical, but only at half the dose of Xenical. Alli is recommended for overweight people who are not obese and who are willing to commit to a rigorous online diet and exercise program. Orlistat works by preventing the absorption of about 25 percent of all fat in the diet. Along with unhealthy fat, the drug also blocks essential fatty acids (omega-3) and fat-soluble nutrients (such as vitamins A, E, and D) needed for good health. A daily multivitamin is encouraged to offset the loss of fat-soluble nutrients. Alli is not recommended for people with an organ transplant (it interferes with antirejection drugs) or those with health problems that prevent nutrient absorption. Unpleasant and uncomfortable side effects include gas with oily spotting, loose stools, more frequent stools, and urgent, uncontrollable bowel movements. The magnitude of the side effects increases with increased fat intake. To reduce side effects, the manufacturer recommends consumption of less than 15 grams of fat per meal. At 15 grams of fat per meal, one consumes 45 grams of fat per day, for a total of 405 fat calories, or 20 percent fat calories based on a 2,000-calorie daily diet (405 2000). Such a low-fat diet, in and of itself (without the drug), combined with exercise, leads to healthy weight loss in most individuals. Alli is marketed under the slogan “If you have the will, we have the power.” Alli costs about $2 per day. If you have the will to commit to a “rigorous diet and exercise program,” lifetime weight management will be accomplished without the need of expensive drugs with undesirable and potentially embarrassing side effects.

Let’s look at a practical illustration (also see Table 5.2). If you exercised for 30 to 40 minutes at moderate intensity and burned 200 calories, about 100 of those calories (50 percent) would come from fat. If you exercised at a vigorous intensity during those same 30 to 40 minutes, you could burn 400 calories, with 120 to 160 of the calories (30 to 40 percent) coming from fat. Thus, even though it is true that the percentage of fat used is greater during lowintensity exercise, the overall amount of fat used is still less during low-intensity exercise. Plus, if you were to exercise at a low intensity, you would have to do so twice as long to burn the same amount of calories. Another benefit is that the metabolic rate remains at a slightly higher level longer after vigorous-intensity exercise, so you continue to burn a few extra calories following exercise. Moreover, vigorous-intensity exercise by itself seems to trigger more fat loss than low-intensity exercise. Research conducted at Laval University in Quebec, Canada, showed that subjects who performed a vigorous-intensity intermittent-training program lost more body fat than participants in a low- to moderate-intensity continuous aerobic endurance group.28 Even more surprisingly, this finding occurred despite the fact that the vigorous-intensity group burned fewer total calories per exercise session. The results support the notion that vigorous exercise is more conducive to weight loss than low- to moderate-intensity exercise. Before you start vigorous-intensity exercise sessions, a word of caution is in order: Be sure that it is medically safe for you to participate in such activities and that you build up gradually to that level. If you are cleared to participate in vigorous-intensity exercise, do not attempt to do too much too quickly, because you may incur injuries and become discouraged. You must allow your body a proper conditioning period of 8 to 12 weeks, or even longer for people with a moderate-to-serious weight problem. Vigorous intensity also does not mean high impact. Highimpact activities are the most common cause of exerciserelated injuries. Additional information on these topics is presented in Chapter 6. The previous discussion on vigorous- versus lowintensity exercise does not mean that low intensity is ineffective. Low-intensity exercise provides substantial health benefits, and people who initiate exercise programs are more willing to participate and stay with low-intensity programs. Low-intensity exercise does promote weight loss, but it is not as effective. You will have to exercise longer to obtain the same results.

Healthy Weight Gain

“Skinny” people, too, should realize that the only healthy way to gain weight is through exercise (mainly strength-training exercises) and a slight increase in caloric intake. Attempting to gain weight by overeating alone will raise the fat component and not the lean component—which is not the path to better health. Exercise is the best solution to weight (fat) reduction and weight (lean) gain alike. A strength-training program such as the one outlined in Chapter 7 is the best approach to add body weight. The

169

Total Energy Expenditure (Calories)

Percent Calories From Fat

Total Fat Calories

Percent Calories From CHO*

Total CHO Calories

Calories Burned Per Minute

Calories Per Pound Per Minute

Low Intensity

200

50%

100

50%

100

6.67

0.045

Vigorous Intensity

400

30%

120

70%

280

Exercise Intensity

13.5

0.090

*CHO Carbohydrates

training program should include at least two exercises of one to three sets for each major body part. Each set should consist of about 8 to 12 repetitions maximum. Even though the metabolic cost of synthesizing a pound of muscle tissue is still unclear, consuming an estimated 500 additional calories per day is recommended to gain an average of 1 pound of muscle tissue per week. Your diet should include a daily total intake of about 1.5 grams of protein per kilogram of body weight. If your daily protein intake already exceeds 1.5 grams per day, the extra 500 calories should be primarily in the form of complex carbohydrates. The higher caloric intake must be accompanied by a strength-training program, otherwise the increase in body weight will be in the form of fat, not muscle tissue (Lab 5D can be used to monitor your caloric intake for healthy weight gain). Additional information on nutrition to optimize muscle growth and strength development is provided in Chapter 7 in the section “Dietary Guidelines for Strength Development,” page 252.

Weight Loss Myths

Cellulite and spot reducing are mythical concepts. Cellulite is nothing but enlarged fat cells that bulge out from accumulated body fat. Doing several sets of daily sit-ups will not get rid of fat in the midsection of the body. When fat comes off, it does so throughout the entire body, not just the exercised area. The greatest proportion of fat may come off the biggest fat deposits, but the caloric output of a few sets of sit-ups has practically no effect on reducing total body fat. A person has to exercise much longer to see results. Other touted means toward quick weight loss, such as rubberized sweat suits, steam baths, and mechanical vibrators, are misleading. When a person wears a sweat suit or steps into a sauna, the weight lost is not fat but merely a significant amount of water. Sure, it looks nice when you step on the scale immediately afterward, but this represents a false loss of weight. As soon as you replace body fluids, you gain back the weight quickly. Wearing rubberized sweat suits hastens the rate of body fluid that is lost—fluid that is vital during prolonged exercise—and raises core temperature at the same time. This combination puts a person in danger of dehydration, which impairs cellular function and, in extreme cases, can even cause death. Similarly, mechanical vibrators are worthless in a weight-control program. Vibrating belts and turning roll-

ers may feel good, but they require no effort whatsoever. Fat cannot be shaken off. It is lost primarily by burning it in muscle tissue.

Losing Weight the Sound and Sensible Way Dieting never has been fun and never will be. People who are overweight and are serious about losing weight, however, have to include regular exercise in their lives, along with proper food management and a sensible reduction in caloric intake. Because excessive body fat is a risk factor for cardiovascular disease, some precautions are in order. Depending on the extent of the weight problem, getting a medical examination and possibly a stress ECG (see “Abnormal Electrocardiograms” in Chapter 11, pages 397–398) may be a good idea before undertaking the exercise program. Consult a physician in this regard. Significantly overweight individuals may have to choose activities in which they will not have to support their own body weight but that will still be effective in burning calories. Injuries to joints and muscles are common in excessively overweight individuals who participate in weight-bearing exercises such as walking, jogging, and aerobics. Swimming may not be a good weight loss exercise either. More body fat makes a person more buoyant, and many people are not at the skill level required to swim fast enough to get the best training effect, thus limiting the number of calories burned as well as the benefits to the cardiorespiratory system. During the initial stages of exercise, better alternatives include riding a bicycle (either road or stationary), walking in a shallow pool, doing water aerobics, or running in place in deep water (treading water). The latter forms of

Spot reducing Fallacious theory proposing that exercising a specific body part will result in significant fat reduction in that area. Cellulite Term frequently used in reference to fat deposits that “bulge out”; these deposits are nothing but enlarged fat cells from excessive accumulation of body fat.

CHAPTER 5 • WEIGHT MANAGEMENT

TABLE 5.2 Comparison of Energy Expenditure Between 30 and 40 Minutes of Low-Intensity vs. Vigorous-Intensity Exercise

level enough to offset the setpoint and burn enough calories to aid in losing body fat.

water exercise are gaining popularity and have proven to be effective in reducing weight without fear of injuries. How long should each exercise session last? The amount of exercise needed to lose weight and maintain the weight loss is different from the amount of exercise needed to improve fitness. For health fitness, accumulating 30 minutes of physical activity a minimum of five days per week is recommended. To develop and maintain cardiorespiratory fitness, 20 to 60 minutes of exercise at the recommended target rate, three to five times per week, is suggested (see Chapter 6). For successful weight loss, however, 60 to 90 minutes of physical activity on most days of the week is recommended. A person should not try to do too much too fast. Unconditioned beginners should start with about 15 minutes of aerobic activity three times a week, and during the next 3 to 4 weeks gradually increase the duration by approximately 5 minutes per week and the frequency by one day per week. One final benefit of long-duration exercise for weight control is that fat-burning enzymes increase with aerobic training. Fat is lost primarily by burning it in muscle. Therefore, as the concentration of the enzymes increases, so does the ability to burn fat. In addition to exercise and food management, a sensible reduction in caloric intake and careful monitoring of this intake are recommended. Most research finds that a negative caloric balance is required to lose weight because:

4. Most successful dieters carefully monitor their daily caloric intake. 5. A few people simply will not alter their food selection. For those who will not (which will increase their risk for chronic diseases), the only solution to lose weight successfully is a large increase in physical activity, a negative caloric balance, or a combination of the two. Perhaps the only exception to a decrease in caloric intake for weight loss purposes is in people who already are eating too few calories. A nutrient analysis (see Chapter 3) often reveals that long-term dieters are not consuming enough calories. These people actually need to increase their daily caloric intake and combine it with an exercise program to get their metabolism to kick back up to a normal level. You also must learn to make wise food choices. Think in terms of long-term benefits (weight management) instead of instant gratification (unhealthy eating and subsequent weight gain). Making healthful choices allows you to eat more food, eat more nutritious food, and ingest fewer calories. For example, instead of eating a high-fat, 700-calorie scone, you could eat as much as 1 orange, 1 cup of grapes, a hard-boiled egg, 2 slices of whole-wheat toast, 2 teaspoons of jam, 1⁄2 cup of honey-sweetened oatmeal, and 1 glass of skim milk (Figure 5.11). You can estimate your daily energy (caloric) requirement by consulting Tables 5.3 and 5.4 and completing Lab 5A. Given that this is only an estimated value, individual adjustments related to many of the factors discussed in this chapter may be necessary to establish a more precise value. Nevertheless, the estimated value does offer beginning guidelines for weight control or reduction. The EER without additional planned activity and exercise is based on age, total body weight, and gender. Individuals who hold jobs that require a lot of walking or heavy manual labor burn more calories during the day than those who have sedentary jobs (such as working behind a desk). To estimate your EER, refer to Table 5.3. For example, the EER computation for a 20-year-old man, 71 inches tall, who weighs 160 pounds, would be as follows:

1. Most people underestimate their caloric intake and are eating more than they should. 2. Developing new behaviors takes time, and most people have trouble changing and adjusting to new eating habits. 3. Many individuals are in such poor physical condition that they take a long time to increase their activity

1. Body weight in kilograms 72.6 kg (160 lbs 2.2046) Height in meters 1.8 m (71 0.0254) 2. EER 662 (9.53 age) (15.91 body weight) (539 height) © Fitness & Wellness, Inc.

PRINCIPLES AND LABS

170

The establishment of healthy eating patterns starts at a young age.

EER 662 (9.53 20) (15.91 72.6) (539 1.8) EER 662 190.6 1155 970 EER 2,596 calories/day Thus, the EER to maintain body weight for this individual would be 2,596 calories per day. To determine the average number of calories you burn daily as a result of exercise, figure out the total number of

171 CHAPTER 5 • WEIGHT MANAGEMENT

FIGURE 5.11 Making wise food choices.

These illustrations provide a comparison of how much more food you can eat when you make healthy choices. You also get more vitamins, minerals, phytochemicals, antioxidants, and fiber by making healthy choices. Breakfast

Lunch

Dinner

1 double-decker cheeseburger, 1 serving medium French fries, 2 chocolate chip cookies, 1 medium strawberry milkshake Calories: 1790 Percent fat calories: 37%

6 oz. popcorn chicken, 3 oz. barbecue chicken wings, 1 cup potato salad, 1 12-oz. cola drink Calories: 1250 Percent fat calories: 42%

Photos © Fitness & Wellness, Inc.

1 banana nut muffin, 1 cafe mocha Calories: 940 Percent fat calories: 48%

1 cup oatmeal, 1 English muffin with jelly, 1 slice whole wheat bread with honey, 1 ⁄2 cup peaches, 1 kiwi fruit, 1 orange, 1 apple, 1 cup skim milk Calories: 900 Percent fat calories: 5% 6-inch turkey breast/vegetable sandwich, 1 apple, 1 orange, 1 cup sweetened green tea Calories: 500 Percent fat calories: 10%

2 cups spaghetti with tomato sauce and vegetables, a 2-cup salad bowl with two tablespoons Italian dressing, 2 slices whole wheat bread, 1 cup grapes, 3 large strawberries, 1 kiwi fruit, 1 peach, 1 12-oz. fruit juice drink Calories: 1240 Percent fat calories: 14%

TABLE 5.3 Estimated Energy Requirement (EER) Based on Age, Body Weight, and Height MEN

EER 662 (9.53 Age) (15.91 BW) (539 HT)

WOMEN

EER 354 (6.91 Age) (9.36 3 BW) (726 HT)

Note: Includes activities of independent living only and no moderate physical activity or exercise. BW body weight in kilograms (divide BW in pounds by 2.2046), HT height in meters (multiply HT in inches by .0254).

PRINCIPLES AND LABS

172 TABLE 5.4 Caloric Expenditure of Selected Physical Activities Activity*

Cal/lb/min

Aerobics

Activity*

Cal/lb/min

8.5 min/mile

0.090

Moderate

0.065

7.0 min/mile

0.102

Vigorous

0.095

6.0 min/mile

0.114

Step aerobics

0.070

Deep water**

0.100

0.030

Skating (moderate)

0.038

Archery Badminton

Skiing

Recreation

0.038

Downhill

0.060

Competition

0.065

Level (5 mph)

0.078

Baseball

0.031

Basketball

Soccer

0.059

Stairmaster

Moderate

0.046

Moderate

0.070

Competition

0.063

Vigorous

0.090

Bowling

0.030

Calisthenics

0.033

Cycling (on a level surface)

Stationary Cycling Moderate

0.055

Vigorous

0.070

5.5 mph

0.033

Strength Training

10.0 mph

0.050

Swimming (crawl)

13.0 mph

0.071

Dance

0.050

20 yds/min

0.031

25 yds/min

0.040

Moderate

0.030

45 yds/min

0.057

Vigorous

0.055

50 yds/min

0.070

Golf

0.030

Gymnastics

Table Tennis

0.030

Tennis

Light

0.030

Moderate

0.045

Heavy

0.056

Competition

0.064

Handball

0.064

Volleyball

Hiking

0.040

Walking

Judo/Karate

0.086

4.5 mph

0.045

Racquetball

0.065

Shallow pool

0.090

Rope Jumping

0.060

Water Aerobics

Rowing (vigorous)

0.090

Moderate

0.050

Vigorous

0.070

Running (on a level surface) 11.0 min/mile

0.070

Wrestling

*Values are for actual time engaged in the activity. **Treading water Adapted from: P. E. Allsen, J. M. Harrison, and B. Vance, Fitness for Life: An Individualized Approach (Dubuque, IA: Wm. C. Brown, 1989). C. A. Bucher and W. E. Prentice, Fitness for College and Life (St. Louis: Times Mirror/Mosby College Publishing, 1989). C. F. Consolazio, R. E. Johnson, and L. J. Pecora, Physiological Measurements of Metabolic Functions in Man (New York: McGraw-Hill, 1963). R. V. Hockey, Physical Fitness: The Pathway to Healthful Living (St. Louis: Times Mirror/Mosby College Publishing, 1989). W. W. K. Hoeger et al., Research conducted at Boise State University, 1986–1993.

0.030

0.085

173 cent of ingested calories to convert carbohydrates to fat. Some evidence indicates that if people eat the same number of calories as carbohydrate or as fat, those on the fat diet will store more fat. Long-term successful weight loss and weight management programs are low in fat content. Many people have trouble adhering to a low-fat-calorie diet. During times of weight loss, however, you are strongly encouraged to do so. Refer to Table 5.5 to aid you in determining the grams of fat at 20 percent of the total calories for selected energy intakes. Also, use the form provided in Lab 3A in Chapter 3 to monitor your daily fat intake. For weight maintenance, individuals who have been successful in maintaining an average weight loss of 30 pounds for more than 6 years are consuming about 24 percent of calories from fat, 56 percent from carbohydrates, and 20 percent from protein.29 Breakfast is a critical meal while you are on a weight loss program. Many people skip breakfast because it’s the easiest meal to skip. Evidence indicates that people who skip breakfast are hungrier later in the day and end up consuming more total daily calories than those who eat breakfast. Furthermore, regular breakfast eaters have less of a weight problem, lose weight more effectively, and have less difficulty maintaining the weight loss.

TABLE 5.5 Grams of Fat at 10%, 20%, and 30% of Total Calories for Selected Energy Intakes Grams of Fat Caloric Intake

10%

20%

30%

1,200

13

27

40

1,300

14

29

43

1,400

16

31

47

1,500

17

33

50

1,600

18

36

53

1,700

19

38

57

1,800

20

40

60

1,900

21

42

63

2,000

22

44

67

2,100

23

47

70

2,200

24

49

73

2,300

26

51

77

2,400

27

53

80

2,500

28

56

83

2,600

29

58

87

2,700

30

60

90

2,800

31

62

93

2,900

32

64

97

3,000

33

67

100

CHAPTER 5 • WEIGHT MANAGEMENT

minutes you exercise weekly, then figure the daily average exercise time. For instance, a person cycling at 10 miles per hour five times a week, 60 minutes each time, exercises 300 minutes per week (5 60). The average daily exercise time, therefore, is 42 minutes (300 7, rounded off to the lowest unit). Next, from Table 5.4, find the energy expenditure for the activity (or activities) chosen for the exercise program. In the case of cycling (10 miles per hour), the expenditure is .05 calorie per pound of body weight per minute of activity (cal/lb/min). With a body weight of 160 pounds, this man would burn 8 calories each minute (body weight .05, or 160 .05). In 42 minutes he would burn approximately 336 calories (42 8). Now you can obtain the daily energy requirement, with exercise, needed to maintain body weight. To do this, add the EER obtained from Table 5.3 and the average calories burned through exercise. In our example, it is 2,932 calories (2,596 336). If a negative caloric balance is recommended to lose weight, this person has to consume fewer than 2,932 calories daily to achieve the objective. Because of the many factors that play a role in weight control, this 2,932-calorie value is only an estimated daily requirement. Furthermore, we cannot predict that you will lose exactly 1 pound of fat in 1 week if you cut your daily intake by 500 calories (500 7 3,500 calories, or the equivalent of 1 pound of fat). The daily energy requirement figure is only a target guideline for weight control. Periodic readjustments are necessary because individuals differ, and the daily requirement changes as you lose weight and modify your exercise habits. To determine the target caloric intake to lose weight, multiply your current weight by 5 and subtract this amount from the total daily energy requirement (2,932 in our example) with exercise. For our example, this would mean 2,132 calories per day to lose weight (160 5 800 and 2,932 800 2,132 calories). This final caloric intake to lose weight should never be below 1,200 calories for women and 1,500 for men. If distributed properly over the various food groups, these figures are the lowest caloric intakes that provide the necessary nutrients the body needs. In terms of percentages of total calories, the daily distribution should be approximately 60 percent carbohydrates (mostly complex carbohydrates), less than 30 percent fat, and about 12 percent protein. Many experts believe that a person can take off weight more efficiently by reducing the amount of daily fat intake to about 20 percent of the total daily caloric intake. Because 1 gram of fat supplies more than twice the amount of calories that carbohydrates and protein do, the tendency when someone eats less fat is to consume fewer calories. With fat intake at 20 percent of total calories, the individual will have sufficient fat in the diet to feel satisfied and avoid frequent hunger pangs. Further, it takes only 3 to 5 percent of ingested calories to store fat as fat, whereas it takes approximately 25 per-

Behavior Modification Planning

I DID IT

HEALTHY BREAKFAST CHOICES Breakfast is the most important meal of the day. Skipping breakfast makes you hungrier later in the day and leads to overconsumption and greater caloric intake throughout the rest of the day. Regular breakfast eaters have less of a weight problem, lose weight more effectively, have less difficulty maintaining lost weight, and live longer. Skipping breakfast also temporarily raises LDL (bad) cholesterol and lowers insulin sensitivity, changes that may increase the risk for heart disease and diabetes. Below are some healthy breakfast food choices. Have you tried these options for breakfast? I PLAN TO

PRINCIPLES AND LABS

174

q q q q q

q q q q q

q q q q q q q q q

q q q q q

Fresh fruit Low-fat or skim milk Low-fat yogurt Whole-grain cereal Whole-grain bread or bagel with fat-free cream cheese and slices of red or green pepper Hummus over a whole-grain bagel Peanut butter with whole-grain bread or bagel Low-fat cottage cheese with fruit Oatmeal Reduced-fat cheese Egg Beaters with salsa An occasional egg

Try It Select a healthy breakfast choice each day for the next 7 days. Evaluate how you feel the rest of the morning. What effect did eating breakfast have on your activities of daily living and daily caloric intake? Be sure to record your food choices, how you felt, and what activities you engaged in.

If most of the daily calories are consumed during one meal (as in the typical evening meal), the body may perceive that something is wrong and will slow the metabolism so it can store more calories in the form of fat. Also,

eating most of the calories during one meal causes a person to go hungry the rest of the day, making it more difficult to adhere to the diet. Consuming most of the calories earlier in the day seems helpful in losing weight and also in managing atherosclerosis. The time of day when most of the fats and cholesterol are consumed can influence blood lipids and coronary heart disease. Peak digestion time following a heavy meal is about seven hours after that meal. If most lipids are consumed during the evening meal, digestion peaks while the person is sound asleep, when the metabolism is at its lowest rate. Consequently, the body may not metabolize fats and cholesterol as well, leading to a higher blood lipid count and increasing the risk for atherosclerosis and coronary heart disease. Before you proceed to develop a thorough weight loss program, take a moment to identify, in Lab 5B, your current stage of change as it pertains to your recommended body weight. If applicable—that is, if you are not at recommended weight—list also the processes and techniques for change that you will use to accomplish your goal. In Lab 5B, you also outline your exercise program for weight management.

Monitoring Your Diet with Daily Food Logs To help you monitor and adhere to a weight loss program, use the daily food logs provided in Lab 5C. If the goal is to maintain or increase body weight, use Lab 5D. Evidence indicates that people who monitor daily caloric intake are more successful at weight loss than those who don’t self-monitor. Before using the forms in Lab 5C, make a master copy for your files so you can make future copies as needed. Guidelines are provided for 1,200-, 1,500-, 1,800-, and 2,000-calorie diet plans. These plans have been developed based on MyPyramid and the Dietary Guidelines for Americans to meet the Recommended Dietary Allowances.30 The objective is to meet (not exceed) the number of servings allowed for each diet plan. Each time you eat a serving of a certain food, record it in the appropriate box. To lose weight, you should use the diet plan that most closely approximates your target caloric intake. The plan is based on the following caloric allowances for these food groups: • • • • •

Grains: 80 calories per serving Fruits: 60 calories per serving Vegetables: 25 calories per serving Milk (use low-fat products): 120 calories per serving Meat and beans: 300 calories per serving (use low-fat frozen entrees or an equivalent amount if you prepare your own main dish; see the following discussion)

As you start your diet plan, pay particular attention to food serving sizes. Take care with cup and glass sizes. A standard cup is 8 ounces, but most glasses nowadays contain between 12 and 16 ounces. If you drink 12 ounces of fruit juice, in essence you are getting two servings of fruit because a standard serving is 3⁄4 cup of juice.

175

• One slice of standard white bread has about 80 calories. A plain bagel may have 200 to 350 calories. Although it is low in fat, a 350-calorie bagel is equivalent to almost 4 servings in the grains group. • The standard serving size listed on the food label for most cereals is 1 cup. As you read the nutrition information, however, you will find that for the same cup of cereal, one type of cereal has 120 calories and another cereal has 200 calories. Because a standard serving in the grains group is 80 calories, the first cereal would be 11⁄2 servings and the second one 21⁄2 servings. • A medium-size fruit is usually considered to be 1 serving. A large fruit could provide as many as 2 or more servings. • In the milk group, 1 serving represents 120 calories. A cup of whole milk has about 160 calories, compared with a cup of skim milk, which contains 88 calories. A cup of whole milk, therefore, would provide 11⁄3 servings in this food group.

Using Low-Fat Entrees

To be more accurate with caloric intake and to simplify meal preparation, use commercially prepared low-fat frozen entrees as the main dish for lunch and dinner meals (only one entree per meal for the 1,200-calorie diet plan; see Lab 5C). Look for entrees that provide about 300 calories and no more than 6 grams of fat per entree. These two entrees can be used as selections for the meat and beans group and will provide most of your daily protein requirement. Supplement the entree with some of your servings from the other food groups. This diet plan has been used successfully in weight loss research programs.31 If you choose not to use these low-fat entrees, prepare a similar meal using 3 ounces (cooked) of lean meat, poultry, or fish with additional vegetables, rice, or pasta that will provide 300 calories with fewer than 6 grams of fat per dish. In your daily logs, be sure to record the precise amount in each serving. You also can run a computerized nutrient analysis to verify your caloric intake and food distribution pattern (percent of total calories from carbohydrate, fat, and protein).

ity, people must realize that they have to transform their behavior to some extent. Modifying old habits and developing new, positive behaviors take time. Individuals who apply the management techniques provided in the Behavior Modification Planning box (pages 176–177) are more successful at changing detrimental behavior and adhering to a positive lifetime weight control program. In developing a retraining program, you are not expected to incorporate all of the strategies given but should note the ones that apply to you. The form provided in Lab 5E will allow you to evaluate and monitor your own weight management behaviors. During the weight loss process, surround yourself with people who have the same weight loss goals as you do. Data released in 2007 showed that obesity can spread through “social networks.”32 That is, if your friends, siblings, or spouse gains weight, you are more likely to gain weight as well. People tend to accept a higher weight standard if someone they are close to or care about gains weight. In the study, the social ties of more than 12,000 people were examined over 32 years. The findings revealed that if a close friend becomes obese, your risk of becoming obese during the next 2 to 4 years increases 171 percent. The risk also increases 57 percent for casual friends, 40 percent for siblings, and 37 percent for the person’s spouse. The reverse was also found to be true. When a person loses weight, the likelihood of friends, siblings, or spouse to lose weight is also enhanced. Furthermore, the research found that gender plays a role in social networks. A male’s weight has a greater effect on the weight of male friends and brothers than on female friends or sisters. Similarly, a woman’s weight has a far greater influence on sisters and girlfriends than on brothers or male friends. Thus, if you are trying to lose weight, choose your friendships carefully: Do not surround yourself with people who either have a weight problem or are still gaining weight.

Critical Thinking What behavioral strategies have you used to properly manage your body weight? How do you think those strategies would work for others?

Behavior Modification and Adherence to a Weight Management Program

The Simple Truth

Achieving and maintaining recommended body composition is certainly possible, but it does require desire and commitment. If weight management is to become a prior-

There is no quick and easy way to take off excess body fat and keep it off for good. Weight management is accomplished by making a lifetime commitment to physical ac-

CHAPTER 5 • WEIGHT MANAGEMENT

Read food labels carefully to compare the caloric value of the serving listed on the label with the caloric guidelines provided on the previous page. Here are some examples:

diet—the equivalent of 14.6 (51,000 3,500)

Behavior Modification Planning

pounds of fat.

WEIGHT LOSS STRATEGIES

q

q

q

8. Maintain a daily intake of calcium-rich foods,

q

q

9. Add foods to your diet that reduce cravings,

especially low-fat or non-fat dairy products.

I DID IT

I PLAN TO

PRINCIPLES AND LABS

176

q

such as eggs; small amounts of red meat, fish, poultry, tofu, oils, fats; and nonstarchy 1. Make a commitment to change. The first nec-

vegetables such as lettuce, green beans, pep-

essary ingredient is the desire to modify your

pers, asparagus, broccoli, mushrooms, and

behavior. You have to stop precontemplating or

Brussels sprouts. Also increasing the intake

contemplating change and get going! You

of low-glycemic carbohydrates with your

must accept that you have a problem and de-

meals helps you go longer before you feel

cide by yourself whether you really want to change. Sincere commitment increases your

hungry again.

q

chances for success.

q

q

certain daily activities with eating, for exam-

2. Set realistic goals. The weight problem devel-

ple, cooking, watching television, or reading.

oped over several years. Similarly, new life-

Most foods consumed in these situations lack

time eating and exercise habits take time to develop. A realistic long-term goal also will

q

q

nutritional value or are high in sugar and fat.

q

sit around and do nothing. Occupying the mind

regular evaluation and help maintain motiva-

and body with activities not associated with

tion and renewed commitment to attain the

eating helps take away the desire to eat. Some

long-term goal.

options are walking; cycling; playing sports;

3. Incorporate exercise into the program. Choos-

gardening; sewing; or visiting a library, a museum, or a park. You also might develop other

ment, and people to work out with will help you adhere to an exercise program. (See Chapters

skills and interests not associated with food.

q

6, 7, 8, and 9.)

q

to buy unhealthy foods impulsively—and then

the actual physical need for food. Appetite is a

snack on the way home. Always use a shop-

desire for food, usually triggered by factors

ping list, which should include whole-grain

such as stress, habit, boredom, depression,

breads and cereals, fruits and vegetables,

availability of food, or just the thought of food

low-fat milk and dairy products, lean meats,

meal pattern will help control hunger.

q

5. Eat less fat. Each gram of fat provides 9 calories, and protein and carbohydrates provide only 4. In essence, you can eat more food on a low-fat diet because you consume fewer calories with each meal. Most of your fat intake should come from unsaturated sources.

q

q

6. Pay attention to calories. Just because food is labeled “low-fat” does not mean you can eat as much as you want. When reading food labels—and when eating—don’t just look at the fat content. Pay attention to calories as well. Many low-fat foods are high in calories.

q

q

q 12. Plan meals and shop sensibly. Always shop on a full stomach, because hungry shoppers tend

4. Differentiate hunger and appetite. Hunger is

itself. Developing and sticking to a regular

q

q 11. Stay busy. People tend to eat more when they

include short-term objectives that allow for

ing enjoyable activities, places, times, equip-

q

q 10. Avoid automatic eating. Many people associate

7. Cut unnecessary items from your diet. Substituting water for a daily can of soda would cut 51,100 (140 365) calories yearly from the

fish, and poultry.

q

q 13. Cook wisely: q Use less fat and fewer refined foods in food preparation.

q Trim all visible fat from meats and remove skin from poultry before cooking.

q Skim the fat off gravies and soups. q Bake, broil, boil, or steam instead of frying.

q Sparingly use butter, cream, mayonnaise, and salad dressings.

q Avoid coconut oil, palm oil, and cocoa butter.

q Prepare plenty of foods that contain fiber. q Include whole-grain breads and cereals, vegetables, and legumes in most meals.

q Eat fruits for dessert.

177

q

q 20. Avoid evening food raids. Most people do re-

fruit-flavored drinks.

ally well during the day but then “lose it” at

q Use less sugar, and cut down on other re-

night. Take control. Stop and think. To avoid

fined carbohydrates, such as corn syrup,

excessive nighttime snacking, stay busy after

malt sugar, dextrose, and fructose.

your evening meal. Go for a short walk; floss

q Drink plenty of water—at least six glasses

and brush your teeth, and get to bed earlier. Even better, close the kitchen after dinner and

a day.

q

q 14. Do not serve more food than you should eat.

try not to eat anything 3 hours prior to going to sleep.

Measure the food in portions and keep serving dishes away from the table. Do not force your-

q

q 21. Practice stress management techniques (dis-

self or anyone else to “clean the plate” after

cussed in Chapter 10). Many people snack and

they are satisfied (including children after they

increase their food consumption in stressful

already have had a healthy, nutritious serving).

q

q 15. Try “junior size” instead of “super size.” Peo-

q

q 22. Get support. People who receive support from

ple who are served larger portions eat more,

friends, relatives, and formal support groups

whether they are hungry or not. Use smaller

are much more likely to lose and maintain

plates, bowls, cups, and glasses. Try eating

weight loss than those without such support.

half as much food as you commonly eat.

The more support you receive, the better off

Watch for portion sizes at restaurants as well:

you will be.

Supersized foods create supersized people.

q

situations.

q

q

q 23. Monitor changes and reward accomplish-

q 16. Eat out infrequently. The more often people

ments. Being able to exercise without inter-

eat out, the more body fat they have. People

ruption for 15, 20, 30, or 60 minutes; swim-

who eat out six or more times per week con-

ming a certain distance; running a mile—all

sume an average of about 300 extra calories

these accomplishments deserve recognition.

per day and 30 percent more fat than those

Create rewards that are not related to eating:

who eat out less often.

new clothing, a tennis racquet, a bicycle, exer-

q 17. Eat slowly and at the table only. Eating on the

cise shoes, or something else that is special and you would not have acquired otherwise.

run promotes overeating because the body doesn’t have enough time to “register” con-

q

q 24. Prepare for slip-ups. Most people will slip and

sumption and people overeat before the body

occasionally splurge. Do not despair and give

perceives the fullness signal. Eating at the ta-

up. Reevaluate and continue with your efforts.

ble encourages people to take time out to eat

An occasional slip won’t make much differ-

and deters snacking between meals. After eating, do not sit around the table but, rather,

q

q 25. Think positive. Avoid negative thoughts about

clean up and put away the food to avoid

how difficult changing past behaviors might

snacking.

be. Instead, think of the benefits you will reap,

q 18. Avoid social binges. Social gatherings tend to

such as feeling, looking, and functioning bet-

entice self-defeating behavior. Use visual im-

ter, plus enjoying better health and improving

agery to plan ahead. Do not feel pressured to

the quality of life. Avoid negative environments

eat or drink and don’t rationalize in these situ-

and unsupportive people.

ations. Choose low-calorie foods and entertain

q

ence in the long run.

q

yourself with other activities, such as dancing

Try It

and talking.

In your Online Journal or class notebook, answer the fol-

q 19. Do not place unhealthy foods within easy

lowing questions: How many of the above strategies do you

reach. Ideally, avoid bringing high-calorie,

use to help you maintain recommended body weight? Do

high-sugar, or high-fat foods into the house. If

you feel that any of these strategies specifically help you

they are there already, store them where they

manage body weight more effectively? If so, explain why.

are hard to get to or see—perhaps the garage or basement.

CHAPTER 5 • WEIGHT MANAGEMENT

q Stay away from soda pop, fruit juices, and

PRINCIPLES AND LABS

178 tivity and proper food selection. When taking part in a weight (fat) reduction program, people also have to decrease their caloric intake moderately, be physically active, and implement strategies to modify unhealthy eating behaviors. During the process, relapses into past negative behaviors are almost inevitable. The three most common reasons for relapse are: 1. Stress-related factors (such as major personal-life changes, depression, job changes, illness) 2. Social reasons (entertaining, eating out, business travel)

3. Self-enticing behaviors (placing yourself in a situation to see how much you can get away with: “One small taste won’t hurt” leads to “I’ll eat just one slice” and finally to “I haven’t done well, so I might as well eat some more”) Making mistakes is human and does not necessarily mean failure. Failure comes to those who give up and do not build upon previous experiences to develop skills that will prevent self-defeating behaviors. Where there’s a will, there’s a way, and those who persist will reap the rewards.

ASSESS YOUR BEHAVIOR Log on to http://www.cengage.com/sso/ to update your pedometer log if you are tracking your steps.

1. Are you satisfied with your current body composition (including body weight) and quality of life? If not, are you willing to do something about it to properly resolve the problem? 2. Are physical activity, aerobic exercise, and strength training a regular part of your lifetime weight management program?

3. Do you weigh yourself regularly and make adjustments in energy intake and physical activity habits if your weight starts to slip upward? 4. Do you exercise portion control, watch your overall fat intake, and plan ahead before you eat out or attend social functions that entice overeating?

ASSESS YOUR KNOWLEDGE Log on to http://www.cengage.com/sso/ to assess your understanding of this chapter’s topics by taking the Student Practice Test and exploring the modules recommended in your Personalized Study Plan.

1. During the last decade, the rate of obesity in the United States has a. been on the decline. b. increased at an alarming rate. c. increased slightly. d. remained steady. e. increased in men and decreased in women. 2. Obesity is defined as a body mass index (BMI) equal to or above a. 10. b. 25. c. 30. d. 45. e. 50.

c. with a BMI range between 25 and 30. d. that meets both ideal values for percent body weight and BMI. e. All are correct choices. 5. When the body uses protein instead of a combination of fats and carbohydrates as a source of energy, a. weight loss is very slow. b. a large amount of weight loss is in the form of water. c. muscle turns into fat. d. fat is lost very rapidly. e. fat cannot be lost.

3. Obesity increases the risk for a. hypertension. b. congestive heart failure. c. atherosclerosis. d. type 2 diabetes. e. All of the above

6. Eating disorders a. are characterized by an intense fear of becoming fat. b. are physical and emotional conditions. c. almost always require professional help for successful treatment of the disease. d. are common in societies that encourage thinness. e. All are correct choices.

4. Tolerable weight is a body weight a. that is not ideal but one that you can live with. b. that will tolerate the increased risk for chronic diseases.

7. The mechanism that seems to regulate how much a person weighs is known as a. setpoint. b. weight factor.

179

8. The key to maintaining weight loss successfully is a. frequent dieting. b. very low calorie diets when “normal” dieting doesn’t work. c. a lifetime physical activity program. d. regular high-protein/low-carbohydrate meals. e. All are correct choices. 9. The daily amount of physical activity recommended for weight loss purposes is a. 15 to 20 minutes. b. 20 to 30 minutes.

c. 30 to 60 minutes. d. 60 to 90 minutes. e. Any amount is sufficient as long as it is done daily. 10. A daily energy expenditure of 300 calories through physical activity is the equivalent of approximately _______ pounds of fat per year. a. 12 b. 15 c. 22 d. 27 e. 31 Correct answers can be found at the back of the book.

MEDIA MENU You can find the links below at the book companion site: www.cengage.com/health/hoeger/plfw10e

• Check your progress in your exercise log.

• Shape Up America! This excellent fitness and weight management site is endorsed by former U.S. Surgeon General C. Everett Koop, M.D. http://www.shapeup.org

• USDA Center for Nutrition Policy and Promotion MyPyramid Tracker. MyPyramid Tracker is an online dietary and physical activity assessment tool that provides information on your diet quality, physical activity status, related nutrition messages, and links to nutrient and physical activity information. http://www .mypyramidtracker.gov

• Eating Disorders. This award-winning site, by MentalHelp Net, features links describing symptoms, possible causes, consequences, treatment, online resources, organizations, online support, and research. http://eatingdisorder.mentalhelp.net

• HealthyDiningFinder.com. An exceptional website run by registered dietitians that lists healthful menu choices and nutrient information for many restaurants. You can personalize it by typing in your own zip code and price range for restaurants in your area.

• Check how well you understand the chapter’s concepts.

Internet Connections

• Mayo Clinic Food and Nutrition Center. This site features a wealth of reliable nutrition information, including different food pyramids and the benefits and dangers of herbs, vitamins, and mineral supplements. http://www.mayoclini.com/health/food-andnutrition/NU99999

NOTES 1. “Wellness Facts,” University of California at Berkeley Wellness Letter (Palm Coast, FL: The Editors, May 2004). 2. Centers for Disease Control and Prevention, Fast Stats A to Z: Overweight, http://www.cdc.gov/nchs/faststats/ overwt.htm; downloaded July 5, 2007. 3. M. K. Serdula, et al., “Prevalence of Attempting Weight Loss and Strategies for Controlling Weight,” Journal of the American Medical Association 282 (1999): 1353–1358. 4. A. M. Wolf and G. A. Colditz, “Current Estimates of the Economic Cost of Obesity in the United States,” Obesity Research 6 (1998): 97–106.

5. A. H. Mokdad, J. S. Marks, D. F. Stroup, and J. L. Gerberding, “Actual Causes of Death in the United States, 2000,” Journal of the American Medical Association 291 (2004): 1238–1241. 6. R. Sturm and K. B. Wells, “Does Obesity Contribute as Much to Morbidity as Poverty or Smoking?” Public Health 115 (2001): 229–235. 7. E. E. Calle, et al., “Overweight, Obesity, and Mortality from Cancer in a Prospectively Studied Cohort of U.S. Adults,” New England Journal of Medicine 348 (2003): 1625–1638. 8. A. Peeters, et al., “Obesity in Adulthood and Its Consequences for Life

Expectancy: A Life-Table Analysis,” Annals of Internal Medicine 138 (2003): 2432. 9. K. R. Fontaine, et al., “Years of Life Lost Due to Obesity,” Journal of the American Medical Association 289 (2003): 187–193. 10. R. R. Wing, E. Venditti, J. M. Jakicic, B. A. Polley, and W. Lang, “Lifestyle Intervention in Overweight Individuals with a Family History of Diabetes,” Diabetes Care 21 (1998): 350–359. 11. S. Thomsen, “A Steady Diet of Images,” BYU Magazine 57, no. 3 (2003): 20–21.

CHAPTER 5 • WEIGHT MANAGEMENT

c. basal metabolic rate. d. metabolism. e. energy-balancing equation.

PRINCIPLES AND LABS

180 12. S. Lichtman, et al., “Discrepancy Between Self-Reported and Actual Caloric Intake and Exercise in Obese Subjects,” New England Journal of Medicine 327 (1992): 1893–1898. 13. J. H. Wilmore, D. L. Costill, and W. L. Kenney, Physiology of Sport and Exercise (Champaign, IL: Human Kinetics, 2008). 14. C. D. Gardner, et al., “Comparison of the Atkins, Zone, Ornish, and LEARN Diets for Change in Weight and Related Risk Factors Among Overweight Premenopausal Women,” Journal of the American Medical Association 297 (2007): 969-977; G. D. Foster et al., “A Randomized Trial of a LowCarbohydrate Diet for Obesity,” New England Journal of Medicine 348 (2003): 2082–2090. 15. I. Shai, et al., “Weight Loss with a Low-Carbohydrate, Mediterranean, or Low-Fat Diet,” New England Journal of Medicine 359 (2008): 229–241. 16. American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders (Washington, DC: APA, 1994). 17. See note 16. 18. R. L. Leibel, M. Rosenbaum, and J. Hirsh, “Changes in Energy Expenditure Resulting from Altered Body Weight,” New England Journal of Medicine 332 (1995): 621–628. 19. American College of Sports Medicine, “Position Stand: Appropriate Intervention Strategies for Weight Loss and Prevention for Weight Regain for Adults,” Medicine and Science in Sports and Exercise 33 (2001): 2145–2156. 20. R. J. Shepard, Alive Man: The Physiology of Physical Activity (Springfield, IL: Charles C. Thomas, 1975): 484–488.

21. W. C. Miller, D. M. Koceja, and E. J. Hamilton, “A Meta-Analysis of the Past 25 Years of Weight Loss Research Using Diet, Exercise, or Diet Plus Exercise Intervention,” International Journal of Obesity 21 (1997): 941–947. 22. J. H. Wilmore, “Exercise, Obesity, and Weight Control,” Physical Activity and Fitness Research Digest (Washington, DC: President’s Council on Physical Fitness & Sports, 1994). 23. National Academy of Sciences, Institute of Medicine, Dietary Reference Intakes for Energy, Carbohydrates, Fiber, Fat, Protein and Amino Acids (Macronutrients) (Washington, DC: National Academy Press, 2002). 24. See note 3. 25. E. T. Poehlman, et al., “Effects of Endurance and Resistance Training on Total Daily Energy Expenditure in Young Women: A Controlled Randomized Trial,” Journal of Clinical Endocrinology and Metabolism 87 (2002): 1004–1009; L. M. Van Etten, et al., “Effect of an 18-wk Weight-training Program on Energy Expenditure and Physical Activity,” Journal of Applied Physiology 82 (1997): 298–304; W. W. Campbell, M. C. Crim, V. R. Young, and W. J. Evans, “Increased Energy Requirements and Changes in Body Composition with Resistance Training in Older Adults,” American Journal of Clinical Nutrition 60 (1994): 167–175; Z. Wang, et al., “Resting Energy Expenditure: Systematic Organization and Critique of Prediction Methods,” Obesity Research 9 (2001): 331–336. 26. J. R. Karp and W. L. Wescott, “The Resting Metabolic Rate Debate,” Fitness Management 23, no. 1 (2007): 44–47.

27. American College of Sports Medicine, ACSM’s Guidelines for Exercise Testing and Prescription (Baltimore: Williams & Wilkins, 2006). 28. A. Tremblay, J. A. Simoneau, and C. Bouchard, “Impact of Exercise Intensity on Body Fatness and Skeletal Muscle Metabolism,” Metabolism 43 (1994): 814–818. 29. M. L. Klem, R. R. Wing, M. T. McGuire, H. M. Seagle, and J. O. Hill, “A Descriptive Study of Individuals Successful at Long-Term Maintenance of Substantial Weight Loss,” American Journal of Clinical Nutrition 66 (1997): 239–246. 30. See note 22; U.S. Department of Health and Human Services, Department of Agriculture, Dietary Guidelines for Americans 2005 (Washington, DC: DHHS, 2005). 31. W. W. K. Hoeger, C. Harris, E. M. Long, and D. R. Hopkins, “Four-Week Supplementation with a Natural Dietary Compound Produces Favorable Changes in Body Composition,” Advances in Therapy 15, no. 5 (1998): 305–313; W. W. K. Hoeger, C. Harris, E. M. Long, R. L. Kjorstad, M. Welch, T. L. Hafner, and D. R. Hopkins, “Dietary Supplementation with Chromium Picolinate/L-Carnitine Complex in Combination with Diet and Exercise Enhances Body Composition,” Journal of the American Nutraceutical Association 2, no. 2 (1999): 40–45. 32. N. A. Christakis and J. H. Fowler, “The Spread of Obesity in a Large Social Network over 32 Years,” New England Journal of Medicine 357 (2007): 370–379.

SUGGESTED READINGS ACSM’s Health and Fitness Journal, Vol. 9, issue 1, January/February 2005.

and Science in Sports and Exercise 33 (2001): 2145–2156.

American College of Sports Medicine. “Effective Weight Management.” ACSM Fit Society Page (http://acsm.org/health1fitness/ fit_society.htm), Summer 2004.

American Diabetes Association and American Dietetic Association. Exchange Lists for Meal Planning. Chicago: American Dietetic Association and American Diabetes Association, 2008.

American College of Sports Medicine. “Position Stand: Appropriate Intervention Strategies for Weight Loss and Prevention for Weight Regain for Adults.” Medicine

Mokdad, A. H., et al. “The Spread of the Obesity Epidemic in the United States, 1991–1998.” Journal of the American Medical Association 282 (1999): 1519–1522.

National Academy of Sciences, Institute of Medicine. Dietary Reference Intakes for Energy, Carbohydrates, Fiber, Fat, Protein and Amino Acids (Macronutrients). Washington, DC: National Academy Press, 2002. National Institutes of Health. Clinical Guidelines on the Identification, Evaluation, and Treatment of Overweight and Obesity in Adults (NIH Publication No. 984083). Washington, DC: NIH, 1998.

181

Name ______________________________________

Date ______________

Grade ____________

Instructor ___________________________________

Course ____________

Section ___________

Necessary Lab Equipment

Instructions

Tables 5.3 (page 171) and 5.4 (page 172).

Complete all of the sections provided in this lab.

Objective To estimate your daily caloric requirement for weight maintenance or reduction and to select fitness activities for your exercise program. A. Current body weight (BW) in kilograms (body weight in pounds 2.2046) ................................................. B. Current height (HT) in meters (HT in inches .0254) ................................................................................... C. Estimated energy requirement (EER) (Table 5.3, page 171) Men:

EER 663 (9.53 Age) (15.91 BW) (539.6 HT)

Women: EER 354 (6.91 Age) (9.36 BW) (726 HT) EER =

(

EER =

) (

) (

)

calories

D. Selected physical activity (e.g., jogging)a .................................................................... E. Number of exercise sessions per week .............................................................................................................. F. Duration of exercise session (in minutes) ......................................................................................................... G. Total weekly exercise time in minutes (E F) ................................................................................................ H. Average daily exercise time in minutes (G 7) ............................................................................................... I. Caloric expenditure per pound per minute (cal/lb/min) of physical activity (use Table 5.4, page 172) ........ J. Total calories burned per minute of physical activity (A I) ......................................................................... K. Average daily calories burned as a result of the exercise program (H J) ................................................... L. Total daily energy requirement with exercise to maintain body weight (C K) .......................................... Stop here if no weight loss is required, otherwise proceed to items M and N. M. Number of calories to subtract from daily requirement to achieve a negative caloric balance (multiply current body weight by 5) .................................................................................................................. N. Target caloric intake to lose weight (L M)b ...................................................................................................

a

If more than one physical activity is selected, you will need to estimate the average daily calories burned as a result of each additional activity (steps D through K) and add all of these figures to L above. This figure should never be below 1,200 calories for women or 1,500 calories for men. See Activity 5.3 for the 1,200-, 1,500-, 1,800-, and 2,000-calorie diet plans.

b

CHAPTER 5 • WEIGHT MANAGEMENT

LAB 5A: Computing Your Daily Caloric Requirement

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183

Name ______________________________________

Date ______________

Grade ____________

Instructor ___________________________________

Course ____________

Section ___________

Necessary Lab Equipment

Instructions

Tables 5.3 (page 171) and 5.4 (page 172).

Complete all of the sections provided in this lab.

Objective To estimate your daily caloric requirement for weight management and to select fitness activities for your exercise program. 1. Using Figure 2.5 (page 57) and Table 2.3 (page 57), identify your current stage of change regarding recommended body weight: 2. How much weight do you want to lose?

Is it a realistic goal?

3. Target caloric intake to lose weight (diet plan—see Lab 5A, item N)

.

4. Based on the processes and techniques of change discussed in Chapter 2, indicate what you can do to help yourself implement a weight management program.

5. How much effort are you willing to put into reaching your weight loss goal? Indicate your feelings about participating in an exercise program.

6. Will you commit to participate in a combined aerobic and strength-training program?* Yes

No

If your answer is “Yes,” proceed to the next question; if you answered “No,” please read Chapters 3–9. 7. Select one or two aerobic activities in which you will participate regularly: List facilities available to you where you can carry out the aerobic and strength-training programs.

8. Indicate days and times you will set aside for your aerobic and strength-training program (5 or 6 days per week should be devoted to aerobic exercise and 1 to 3 nonconsecutive days per week to strength training). Monday: Tuesday: Wednesday: Thursday: Friday: Saturday: Sunday:

A complete day of rest once a week is recommended to allow your body to fully recover from exercise.

Behavior Modification Briefly describe whether you think you can meet the goals of your aerobic and strength-training program. What obstacles will you have to overcome, and how will you overcome them?

*Flexibility programs are necessary for adequate fitness, possible injury prevention, and good health but do not help with weight loss. Stretching exercises can be conducted regularly during the cool-down phase of your aerobic and strength-training programs (see Chapter 8).

CHAPTER 5 • WEIGHT MANAGEMENT

LAB 5B: Weight-Loss Behavior Modification Plan

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185

Name ______________________________________

Date ______________

Grade ____________

Instructor ___________________________________

Course ____________

Section ___________

Necessary Lab Equipment

Lab Preparation

None required.

Read Chapter 5 prior to this lab and make additional copies (as needed) of your selected diet plan.

Objective To help you implement a calorie-restricted diet plan according to your target caloric intake obtained in Lab 5A.

1,200 Calorie Diet Plan The objective of the diet plan is to meet (not exceed) the number of servings allowed for the food groups listed. Each time that you eat a particular food, record it in the space provided for each group along with the amount you ate. Refer to the Food Guide Pyramid (Figure 3.1, page 70) to find out what counts as one serving for each group listed. Instead of the meat, poultry, fish, dry beans, eggs, and nuts group, you are allowed to have a commercially available low-fat frozen entree for your main meal (this entree should provide no more than 300 calories and less than 6 grams of fat). You can make additional copies of this form as needed.

Meat & Beans: 1 low-fat frozen entree Milk: 2 servings Fruits: 2 servings Veggies: 3 servings Grains: 6 servings

Bread, Cereal, Rice, Pasta Group (80 calories/serving): 6 servings 1 2 3 4 5 6 Vegetable Group (25 calories/serving): 3 servings 1 2 3 Fruit Group (60 calories/serving): 2 servings 1 2 Milk Group (120 calories/serving, use low-fat milk and milk products): 2 servings 1 2 Low-fat Frozen Entree (300 calories and less than 6 grams of fat): 1 serving 1 Today’s physical activity:

Intensity:

Duration:

min

Number of steps:

CHAPTER 5 • WEIGHT MANAGEMENT

LAB 5C: Calorie-Restricted Diet Plans

PRINCIPLES AND LABS

186 1,500 Calorie Diet Plan Instructions: The objective of the diet plan is to meet (not exceed) the number of servings allowed for the food groups listed. Each time that you eat a particular food, record it in the space provided for each group along with the amount you ate. Refer to the Food Guide Pyramid (Figure 3.1, page 70) to find out what counts as one serving for each group listed. Instead of the meat, poultry, fish, dry beans, eggs, and nuts group, you are allowed to have two commercially available low-fat frozen entrees for your main meal (these entrees should provide no more than 300 calories and less than 6 grams of fat). You can make additional copies of this form as needed.

Meat & Beans: 2 low-fat frozen entrees Milk: 2 servings Fruits: 2 servings Veggies: 3 servings Grains: 6 servings

Bread, Cereal, Rice, Pasta Group (80 calories/serving): 6 servings 1 2 3 4 5 6 Vegetable Group (25 calories/serving): 3 servings 1 2 3 Fruit Group (60 calories/serving): 2 servings 1 2 Milk Group (120 calories/serving, use low-fat milk and milk products): 2 servings 1 2 Two Low-fat Frozen Entree (300 calories and less than 6 grams of fat): 2 servings 1 2

Today’s physical activity:

Intensity:

Duration:

min

Number of steps:

187

Instructions: The objective of the diet plan is to meet (not exceed) the number of servings allowed for the food groups listed. Each time that you eat a particular food, record it in the space provided for each group along with the amount you ate. Refer to the Food Guide Pyramid (Figure 3.1, page 70) to find out what counts as one serving for each group listed. Instead of the meat, poultry, fish, dry beans, eggs, and nuts group, you are allowed to have two commercially available low-fat frozen entrees for your main meal (these entrees should provide no more than 300 calories and less than 6 grams of fat). You can make additional copies of this form as needed.

Meat & Beans: 2 low-fat frozen entrees Milk: 2 servings Fruits: 3 servings Veggies: 5 servings Grains: 8 servings

Bread, Cereal, Rice, Pasta Group (80 calories/serving): 8 servings 1 2 3 4 5 6 7 8 Vegetable Group (25 calories/serving): 5 servings 1 2 3 4 5 Fruit Group (60 calories/serving): 3 servings 1 2 3 Milk Group (120 calories/serving, use low-fat milk and milk products): 2 servings 1 2 Two Low-fat Frozen Entree (300 calories and less than 6 grams of fat): 2 servings 1 2 Today’s physical activity:

Intensity:

Duration:

min

Number of steps:

CHAPTER 5 • WEIGHT MANAGEMENT

1,800 Calorie Diet Plan

PRINCIPLES AND LABS

188 2.000 Calorie Diet Plan Instructions: The objective of the diet plan is to meet (not exceed) the number of servings allowed for the food groups listed. Each time that you eat a particular food, record it in the space provided for each group along with the amount you ate. Refer to the Food Guide Pyramid (Figure 3.1, page 70) to find out what counts as one serving for each group listed. Instead of the meat, poultry, fish, dry beans, eggs, and nuts group, you are allowed to have two commercially available low-fat frozen entrees for your main meal (these entrees should provide no more than 300 calories and less than 6 grams of fat). You can make additional copies of this form as needed.

Meat & Beans: 2 low-fat frozen entrees Milk: 2 servings Fruits: 4 servings Veggies: 5 servings Grains: 10 servings

Bread, Cereal, Rice, Pasta Group (80 calories/serving): 10 servings 1 2 3 4 5 6 7 8 9 10 Vegetable Group (25 calories/serving): 5 servings 1 2 3 4 5 Fruit Group (60 calories/serving): 4 servings 1 2 3 4 Milk Group (120 calories/serving, use low-fat milk and milk products): 2 servings 1 2 Two Low-fat Frozen Entree (300 calories and less than 6 grams of fat): 2 servings 1 2 Today’s physical activity:

Intensity:

Duration:

min

Number of steps:

189

Name ______________________________________

Date ______________

Grade ____________

Instructor ___________________________________

Course ____________

Section ___________

Necessary Lab Equipment

Lab Preparation

None.

Read Chapters 3, 4, and 5 prior to this lab.

Objective To design a sample daily healthy diet plan to maintain current body weight or increase body weight.

I. Daily Caloric Requirement A. Current body weight in pounds ......................................................................................................................... B. Current percent body fat .................................................................................................................................... C. Current body composition classification (Table 4.10, page 137) ...................................................................... D. Total daily energy requirement with exercise to maintain body weight (use item L from Activity 5.1). Use this figure and stop further computations if the goal is to maintain body weight ................................. E. Target body weight to increase body weight ..................................................................................................... F. Number of additional daily calories to increase body weight (500 calories are recommended—combine this increased caloric intake with a strength-training program, see Chapter 7) ........................................... G. Total daily energy (caloric) requirement with exercise to increase body weight (D F) .............................

II. Strength-Training Program For weight gain purposes, indicate three days during the week and the time when you will engage in a strengthtraining program.

III. Healthy Diet Plan Design a sample healthy daily diet plan according to the total daily energy requirement computed in D (maintenance) or G (weight gain) above. Using Appendix A, list all individual food items that you can consume on that day, along with their caloric, carbohydrate, fat, protein content. Be sure that the diet meets the recommended number of servings from the five food groups. Breakfast Food item 1. 2. 3. 4. 5.

Serving Size

Calories

Carbohydrates (gr) Fat (gr)

Protein (gr)

CHAPTER 5 • WEIGHT MANAGEMENT

LAB 5D: Healthy Plan for Weight Maintenance or Gain

PRINCIPLES AND LABS

190 Breakfast Food item

Serving Size

Calories

Carbohydrates (gr) Fat (gr)

Protein (gr)

6. 7. 8. Lunch 1. 2. 3. 4. 5. 6. 7. 8. Snack 1. Dinner 1. 2. 3. 4. 5. 6. 7. 8. Totals:

IV. Percent of Macronutrients Determine the percent of total calories that are derived from carbohydrates, fat, and protein. A. Total calories B. Grams of carbohydrates

4

(total calories)

%

C. Grams of fat

9

(total calories)

%

D. Grams of protein

4

(total calories)

%

E. Body weight (BW) in kilograms (BW in pounds divided by 2.2046) F. Grams of protein per kilogram of body weight

(grams of protein)

G. Please summarize your diet and protein intake to either maintain or gain weight.

kg (BW in kg)

gr/kg

191

Name ______________________________________

Date ______________

Grade ____________

Instructor ___________________________________

Course ____________

Section ___________

Necessary Lab Equipment

Lab Preparation

None.

Read Chapters 2, 3, 4, and 5 prior to this lab.

Objective To prepare and monitor behavioral changes for weight management.

I. Please answer all of the following: 1. State your own feelings regarding your current body weight, your target body composition, and a completion date for this goal.

Completion date: ______________________________ 2. Do you have an eating disorder? If so, express your feelings about it. Can your instructor help you find professional advice so that you can work toward resolving this problem?

3. Is your present diet adequate according to the nutrient analysis? Yes ________ No ________ 4. State dietary changes necessary to achieve a balanced diet and/or to lose weight (increase or decrease caloric intake, decrease fat intake, increase intake of complex carbohydrates, etc.). List specific foods that will help you improve in areas where you may have deficiencies and food items to avoid or consume in moderation to help you achieve better nutrition. Changes to make:

Foods that will help:

Foods to avoid:

CHAPTER 5 • WEIGHT MANAGEMENT

LAB 5E: Weight Management: Measuring Progress

PRINCIPLES AND LABS

192 II. Behavior Modification Progress Form Instructions: Read the section on tips for behavior modification and adherence to a weight management program (pages 176–177). On a weekly or bi-weekly basis, go through the list of strategies and provide a “Yes” or “No” answer to each statement. If you are able to answer “Yes” to most questions, you have been successful in implementing positive weight management behaviors. (Make additional copies of this page as needed.) Strategy

Date

1. I have made a commitment to change. 2. I set realistic goals. 3. I exercise regularly. 4. I have healthy eating patterns. 5. I exercise control over my appetite. 6. I am consuming less fat in my diet. 7. I pay attention to the number of calories in food. 8. I have eliminated unnecessary food items from my diet. 9. I use craving-reducing foods in my diet. 10. I avoid automatic eating. 11. I stay busy. 12. I plan meals ahead of time. 13. I cook wisely. 14. I do not serve more food than I should eat. 15. I use portion control in my diet. 16. I eat slowly and at the table only. 17. I avoid social binges. 18. I avoid food raids. 19. I do not eat out more than once per week. When I do, I eat low-fat meals. 20. I practice stress management. 21. I have a strong support group. 22. I monitor behavior changes. 23. I prepare for lapses/relapses. 24. I reward my accomplishments. 25. I think positive.

Cardiorespiratory Endurance

6 Exercise is the closest thing we’ll ever get to the miracle pill that people seek. It brings weight loss, appetite control, improved mood and self-esteem, an energy kick, and longer life by decreasing the risk of heart disease, diabetes, stroke, osteoporosis, and chronic disabilities.1

Objectives • Define cardiorespiratory endurance and describe the benefits of cardiorespiratory endurance training in maintaining health and well-being • Define aerobic and anaerobic exercise, and give examples • Be able to assess cardiorespiratory fitness through five different test protocols: 1.5-Mile Run Test, 1.0-Mile Walk Test, Step Test, Astrand-Rhyming Test, and 12-Minute Swim Test • Be able to interpret the results of cardiorespiratory endurance assessments according to health fitness and physical fitness standards

© Fitness & Wellness, Inc.

• Be able to estimate oxygen uptake and caloric expenditure from walking and jogging • Determine your readiness to start an exercise program • Explain the principles that govern cardiorespiratory exercise prescription: intensity, mode, duration, and frequency • Learn some ways to foster adherence to exercise

Assess your cardiorespiratory endurance. Maintain a log of all your fitness activities. Check your understanding of the chapter contents by logging on to CengageNOW and accessing the pre-test, personalized learning plan, and post-test for this chapter.

PRINCIPLES AND LABS

194

FAQ

Is low-intensity aerobic exercise more effective in burning fat for weight loss purposes?

Does aerobic exercise make a person immune to heart and blood vessel disease?

Without question, vigorous-intensity aerobic exercise is more effective. True, during low-intensity exercise a greater percentage of the energy is derived from fat. It is also true that an even greater percentage of the energy comes from fat when doing absolutely nothing (resting/sleeping). And when one does nothing, as in a sedentary lifestyle, one doesn’t burn many calories.

Although aerobically fit individuals as a whole have a lower incidence of cardiovascular disease, a regular aerobic exercise program by itself does not offer an absolute guarantee against cardiovascular disease. The best way to minimize the risk for cardiovascular disease is to manage the risk factors. Many factors, including a genetic predisposition, can increase the risk. Data, however, indicate that a regular aerobic exercise program will delay the onset of cardiovascular problems and also will improve the chances of surviving a heart attack. Even moderate increases in aerobic fitness significantly lower the incidence of premature cardiovascular deaths. Data from the research study on death rates by physical fitness groups (illustrated in Figure 1.10, page 15) indicate that the decrease in cardiovascular mortality is greatest between the unfit and the moderately fit groups. A further decrease in cardiovascular mortality is observed between the moderately fit and the highly fit groups, although the difference is not as pronounced as that between the unfit and moderately fit groups.

Cardiorespiratory endurance is the single most important component of health-related physical fitness. The exception occurs among older adults, for whom muscular strength is particularly important. In any case, people can get by without high levels of strength and flexibility, but we cannot do without a good cardiorespiratory system, facilitated by aerobic exercise. Aerobic exercise is especially important in preventing cardiovascular disease. A poorly conditioned heart, which has to pump more often just to keep a person alive, is sub-

Cardiorespiratory endurance The ability of the lungs, heart, and blood vessels to deliver adequate amounts of oxygen to the cells to meet the demands of prolonged physical activity. Hypokinetic diseases “Hypo” denotes “lack of” and kinetic denotes “motion”; therefore, lack of physical activity.

Let’s examine this issue. During resting conditions, the human body is a very efficient “fat-burning machine.” That is, most of the energy, approximately 70 percent, is derived from fat and only 30 percent from carbohydrates. But we burn few calories at rest, about 1.5 calories per minute compared with 3 to 4 calories during low-intensity exercise and 8 to 10 calories per minute during vigorous-intensity exercise. As we begin to exercise and subsequently increase its intensity, we progressively rely more on carbohydrates and less on fat for energy, until we reach maximal intensity, when 100 percent of the energy is derived from carbohydrates. Even though a lower percentage of the energy is derived from fat during vigorous-intensity exercise, the total caloric expenditure is so much greater (twice as

ject to more wear and tear than a well-conditioned heart. In situations that place strenuous demands on the heart, such as doing yard work, lifting heavy objects or weights, or running to catch a bus, the unconditioned heart may not be able to sustain the strain. Regular participation in cardiorespiratory endurance activities also helps a person achieve and maintain recommended body weight—the fourth component of health-related physical fitness. Physical activity, unfortunately, is no longer a natural part of our existence. Technological developments have driven most people in developed countries into sedentary lifestyles. For instance, when many people go to a store only a couple of blocks away, they drive their automobiles and then spend a couple of minutes driving around the parking lot to find a spot 20 yards closer to the store’s entrance. They do not even have to carry the groceries to the car, as an employee working at the store usually offers to do this for them.

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Do energy drinks enhance performance? People tend to associate energy with work. If an energy drink can enhance work capacity, the benefits of such drinks would surpass plain thirstquenching drinks. Energy drinks typically contain sugar, herbal extracts, large amounts of caffeine, and water-soluble vitamins. Consumers are led to believe that these ingredients increase energy metabolism, provide an energy boost, improve endurance, and aid in weight loss. These purported benefits are yet to be proven through scientific research. The energy content of many of these drinks is around 60 grams of sugar and 240 calories in a 16ounce drink, with little additional nutritive value. If you are going to participate in an intense and lengthy workout, the carbohydrate content can

Similarly, during a visit to a multilevel shopping mall, almost everyone chooses to take the escalator instead of the stairs (which tend to be inaccessible). Automobiles, elevators, escalators, telephones, intercoms, remote controls, electric garage door openers—all are modern-day commodities that minimize the amount of movement and effort required of the human body. One of the most harmful effects of modern-day technology is an increase in chronic conditions related to a lack of physical activity. These hypokinetic diseases include hypertension, heart disease, chronic low back pain, and obesity. (The term “hypo” means low or little, and “kinetic” implies motion.) Lack of adequate physical activity is a fact of modern life that most people can avoid no longer. To enjoy modern-day conveniences and still expect to live life to its fullest, however, one has to make a personalized lifetime exercise program a part of daily living.

boost performance and help you get through the workout. If, however, you are concerned with weight management, 240 calories is an extraordinarily large amount of calories in a two-cup drink. Weight gain may be the end result if you drink a few of these throughout the day to give you a boost while studying or while at work. Sugar-free energy drinks, available for the weight-conscious consumer, provide little or no energy (calories), although they are packed with nervous system stimulants. The high caffeine content can also have adverse health effects. Caffeine intake above 400 mg can precipitate cardiac arrhythmias, nervousness, irritability, and gastrointestinal discomfort. Many of the popular energy drinks (Red Bull, Sobe Adrenaline Rush, Full Throttle, Rip It Energy Fuel) contain about 80 mg of caffeine per 8 ounce cup. If you drink two 16-ounce cans, you’ll end up with upward of 300 mg of caffeine through these drinks alone. You may also have to consider additional caffeine intake from other beverages that you routinely consume during the day (coffee, tea, sodas). As with most addictive substances, invariably a sugar and caffeine rush is likely to end up in a physiologic crash, requiring a subsequent larger intake to obtain a similar “physical high.”

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A word of caution, nonetheless; do not start vigorous-intensity exercise without several weeks of proper and gradual conditioning. Even worse is if such exercise is a weight-bearing activity. If you do such exercise from the outset, you increase the risk of injury and may have to stop exercising altogether.

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

high or more) that overall the total fat burned is still higher than during moderate intensity.

The epitome of physical inactivity: driving around a parking lot for several minutes in search of a parking spot 20 yards closer to the store’s entrance.

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Photos © Fitness & Wellness, Inc.

Advances in modern technology have almost completely eliminated the need for physical activity, significantly enhancing the deterioration rate of the human body.

Before we begin to overhaul our bodies with an exercise program, we should understand the mechanisms that we propose to alter and survey the ways by which to measure how well we perform them. Cardiorespiratory endurance is a measure of how the pulmonary (lungs), cardiovascular (heart and blood vessels), and muscular systems work together during aerobic activities. As a person breathes, part of the oxygen in the air is taken up by the alveoli in the lungs. As blood passes through the alveoli, oxygen is picked up by hemoglobin and transported in the blood to the heart. The heart then is responsible for pumping the oxygenated blood through the circulatory system to all organs and tissues of the body. At the cellular level, oxygen is used to convert food substrates (primarily carbohydrates and fats) through aerobic metabolism into adenosine triphosphate (ATP). This compound provides the energy for physical activity, body functions, and maintenance of a constant internal equilibrium. During physical exertion, more ATP is needed to perform the activity. As a result, the lungs, heart, and blood vessels have to deliver more oxygen to the muscle cells to supply the required energy. During prolonged exercise, an individual with a high level of cardiorespiratory endurance is able to deliver the required amount of oxygen to the tissues with relative ease. In contrast, the cardiorespiratory system of a person with a low level of endurance has to work much harder, the heart has to work at a higher rate, less oxygen is delivered to the tissues, and consequently, the individual fatigues faster. Hence, a higher capacity to deliver and utilize oxygen—called oxygen uptake, or

VO2—indicates a more efficient cardiorespiratory system. Measuring oxygen uptake, therefore, is an important way by which to evaluate our cardiorespiratory health.

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Basic Cardiorespiratory Physiology: A Quick Survey

Cardiorespiratory endurance refers to the ability of the lungs, heart, and blood vessels to deliver adequate amounts of oxygen to the cells to meet the demands of prolonged physical activity.

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Photos © Fitness & Wellness, Inc.

Cardiorespiratory endurance activities often are called aerobic exercises. Examples are walking, jogging, swimming, cycling, cross-country skiing, water aerobics, rope skipping, and aerobics. By contrast, the intensity of anaerobic exercise is so high that oxygen cannot be delivered and utilized to produce energy. Because energy production is limited in the absence of oxygen, anaerobic activities can be carried out for only short periods—2 to 3 minutes. The higher the intensity of the activity, the shorter the duration. Good examples of anaerobic activities are track and field (the 100, 200, and 400 meters), swimming (the 100 meters),

Aerobic activities.

gymnastics routines, and strength training. Anaerobic activities do not contribute much to developing the cardiorespiratory system. Only aerobic activities will increase cardiorespiratory endurance. The basic guidelines for cardiorespiratory exercise prescription are set forth later in this chapter.

Critical Thinking Your friend Joe is not physically active and doesn’t exercise. He manages to keep his weight down by dieting and tells you that because he feels and looks good, he doesn’t need to exercise. How do you respond to your friend?

Benefits of Aerobic Training Everyone who participates in a cardiorespiratory or aerobic exercise program can expect a number of beneficial physiological adaptations from training. Among them are the following: 1. A higher maximal oxygen uptake. The amount of oxygen the body is able to use during exercise increases significantly. This allows the individual to exercise longer and more intensely before becoming fatigued. Depending on the initial fitness level, the increases in maximal oxygen uptake (VO2max) average 15 to 20 percent, although increases greater than 50 percent have been reported in people who have very low initial levels of fitness or who were significantly overweight prior to starting the aerobic exercise program.

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2. An increase in the oxygen-carrying capacity of the blood. As a result of training, the red blood cell count goes up. Red blood cells contain hemoglobin, which transports oxygen in the blood.

Alveoli Air sacs in the lungs where oxygen is taken up and carbon dioxide (produced by the body) is released from the blood.

John Kelly © Boise State University, 2007

Hemoglobin Iron-containing compound, found in red blood cells, that transports oxygen.

Anaerobic activities.

Adenosine triphosphate (ATP) A high-energy chemical compound that the body uses for immediate energy. Oxygen uptake (VO2) The amount of oxygen the human body uses. Aerobic Describes exercise that requires oxygen to produce the necessary energy (ATP) to carry out the activity. Anaerobic Describes exercise that does not require oxygen to produce the necessary energy (ATP) to carry out the activity. Maximal oxygen uptake (VO2max) Maximum amount of oxygen the body is able to utilize per minute of physical activity, commonly expressed in mL/kg/min; the best indicator of cardiorespiratory or aerobic fitness.

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

Aerobic and Anaerobic Exercise

TABLE 6.1 Average Resting and Maximal Cardiac Output, Stroke Volume, and Heart Rate for Sedentary, Trained, and Highly Trained Males* Resting

Maximal

Cardiac Output (l/min)

Stroke Volume (ml)

Heart Rate (bpm)

Cardiac Output (l/min)

Stroke Volume (ml)

Heart Rate (bpm)

Sedentary

5–6

68

74

20

100

200

Trained

5–6

90

56

30

150

200

Highly Trained

5–6

110

45

35

175

200

* Cardiac output and stroke volume in women are about 25 percent lower than in men.

heart rates in highly trained athletes are often around 45 bpm. 4. A lower heart rate at given workloads. When compared with untrained individuals, a trained person has a lower heart rate response to a given task because of greater efficiency of the cardiorespiratory system. Individuals are surprised to find that following several weeks of training, a given workload (let’s say a 10minute mile) elicits a much lower heart rate response than that when they first started training. © Fitness & Wellness, Inc.

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Aerobic fitness leads to better health and a higher quality of life.

3. A decrease in heart rate at rest and an increase in cardiac muscle strength. The resting heart rate ejects between 5 and 6 liters of blood per minute (a liter is slightly larger than a quart). This amount of blood, also referred to as cardiac output, meets the body’s energy demands in the resting state. Like any other muscle, the heart responds to training by increasing in strength and size. As the heart gets stronger, the muscle can produce a more forceful contraction, which helps the heart to eject more blood with each beat. This stroke volume yields a lower heart rate. The lower heart rate also allows the heart to rest longer between beats. Average resting and maximal cardiac outputs, stroke volumes, and heart rates for sedentary, trained, and highly trained (elite) males are shown in Table 6.1. Resting heart rates frequently decrease by 10 to 20 beats per minute (bpm) after only 6 to 8 weeks of training. A reduction of 20 bpm saves the heart about 10,483,200 beats per year. The average heart beats between 70 and 80 bpm. As seen in Table 6.1, resting

5. An increase in the number and size of the mitochondria. All energy necessary for cell function is produced in the mitochondria. As their size and numbers increase, so does their potential to produce energy for muscular work. 6. An increase in the number of functional capillaries. Capillaries allow for the exchange of oxygen and carbon dioxide between the blood and the cells. As more vessels open up, more gas exchange can take place, delaying the onset of fatigue during prolonged exercise. This increase in capillaries also speeds the rate at which waste products of cell metabolism can be removed. This increased capillarization also occurs in the heart, which enhances the oxygen delivery capacity to the heart muscle itself. 7. Ability to recover rapidly. Trained individuals have a faster recovery time after exercising. A fit system is able to more quickly restore any internal equilibrium disrupted during exercise. 8. Lower blood pressure and blood lipids. A regular aerobic exercise program leads to lower blood pressure (thereby reducing a major risk factor for stroke) and lower levels of fats (such as cholesterol and triglycerides), all of which have been linked to the formation of atherosclerotic plaque, which obstructs the arteries. This decreases the risk for coronary heart disease (see Chapter 11). 9. An increase in fat-burning enzymes. These enzymes are significant because fat is lost primarily by burning it in muscle. As the concentration of the enzymes increases, so does the ability to burn fat.

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TIPS TO INCREASE DAILY PHYSICAL ACTIVITY Adults need recess, too! There are 1440 minutes in every day. Schedule a minimum of 30 of these minutes for physical activity. With a little creativity and planning, even the person with the busiest schedule can make room for physical activity. For many folks, before or after work or meals is often an available time to cycle, walk, or play. Think about your weekly or daily schedule and look for or make opportunities to be more active. Every little bit helps. Consider the following suggestions:

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Walk, cycle, jog, skate, etc., to school, work, the store, or place of worship. Use a pedometer to count your daily steps. Walk while doing errands. Get on or off the bus several blocks away. Park the car farther away from your destination. At work, walk to nearby offices instead of sending e-mails or using the phone. Walk or stretch a few minutes every hour that you are at your desk. Take fitness breaks—walking or doing desk exercises—instead of taking cigarette breaks or coffee breaks. Incorporate activity into your lunch break (walk to the restaurant). Take the stairs instead of the elevator or escalator.

Physical Fitness Assessment Assessment of physical fitness serves several purposes: • To educate participants regarding their present fitness levels and compare them with health fitness and physical fitness standards • To motivate individuals to participate in exercise programs

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Play with children, grandchildren, or pets. Everybody wins. If you find it too difficult to be active after work, try it before work. Do household tasks. Work in the yard or garden. Avoid labor-saving devices. Turn off the self-propelled option on your lawnmower or vacuum cleaner. Use leg power. Take small trips on foot to get your body moving. Exercise while watching TV (for example, use hand weights, stationary bicycle/ treadmill/stairclimber, or stretch). Spend more time playing sports than sitting in front of the TV or the computer. Dance to music. Keep a pair of comfortable walking or running shoes in your car and office. You’ll be ready for activity wherever you go! Make a Saturday morning walk a group habit. Learn a new sport or join a sports team. Avoid carts when golfing. When out of town, stay in hotels with fitness centers.

Source: Adapted from Centers for Disease Control and Prevention, Atlanta, 2005.

Try It Keep a three-day log of all your activities. List the activities performed, time of day, and how long you were engaged in these activities. You may be surprised by your findings.

Resting heart rate (RHR) Heart rate after a person has been sitting quietly for 15–20 minutes. Cardiac output Amount of blood pumped by the heart in one minute. Stroke volume Amount of blood pumped by the heart in one beat. Workload Load (or intensity) placed on the body during physical activity. Mitochondria Structures within the cells where energy transformations take place. Capillaries Smallest blood vessels carrying oxygenated blood to the tissues in the body. Recovery time Amount of time the body takes to return to resting levels after exercise.

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

Behavior Modification Planning

• To provide a starting point for individualized exercise prescription • To evaluate improvements in fitness achieved through exercise programs and adjust exercise prescription accordingly • To monitor changes in fitness throughout the years

Responders Versus Nonresponders Individuals who follow similar training programs show a wide variation in physiologic responses. Heredity plays a crucial role in how each person responds to and improves after beginning an exercise program. Several studies have documented that following exercise training, most individuals, called responders, readily show improvements, but a few, nonresponders, exhibit small or no improvements at all. This concept is referred to as the principle of individuality. After several months of aerobic training, increases in VO2max are between 15 and 20 percent, on the average, although individual responses can range from 0 percent (in a few selected cases) to more than 50 percent improvement, even when all participants follow exactly the same training program. Nonfitness and low-fitness participants, however, should not label themselves as nonresponders based on the previous discussion. Nonresponders constitute less than 5 percent of exercise participants. Although additional research is necessary, lack of improvement in cardiorespiratory endurance among nonresponders might be related to low levels of leg strength. A lower-body strength-training program has been shown to help these individuals improve VO2max through aerobic exercise.2 Following your self-assessment of cardiorespiratory fitness, if your fitness level is less than adequate, do not let that discourage you, but do set a priority to be physically active every day. In addition to regular exercise, lifestyle behaviors—walking, taking stairs, cycling to work, parking farther from the office, doing household tasks, gardening and doing yard work, for example—provide substantial benefits. In this regard, daily physical activity and exercise habits should be monitored in conjunction with fitness testing to evaluate adherence among nonresponders. After all, it is through increased daily activity that we reap the health benefits that improve our quality of life.

body mass (weight) in kilograms. When comparing two individuals with the same absolute value, the one with the lesser body mass will have a higher relative value, indicating that more oxygen is available to each kilogram (2.2 pounds) of body weight. Because all tissues and organs of the body need oxygen to function, higher oxygen consumption indicates a more efficient cardiorespiratory system.

Components of Oxygen Uptake (VO2) The amount of oxygen the body actually uses at rest or during submaximal (VO2) or maximal (VO2max) exercise is determined by the heart rate, the stroke volume, and the amount of oxygen removed from the vascular system (for use by all organs and tissues of the body, including the muscular system). Heart Rate Normal heart rate ranges from about 40 bpm during resting conditions in trained athletes to 200 bpm or higher during maximal exercise. The maximal heart rate (MHR) that a person can achieve starts to drop by about one beat per year beginning at about 12 years of age. Maximal heart rate in trained endurance athletes is sometimes slightly lower than in untrained individuals. This adaptation to training is thought to allow the heart more time to effectively fill with blood so as to produce a greater stroke volume. Stroke Volume

Stroke volume ranges from 50 mL per beat (stroke) during resting conditions in untrained individuals to 200 mL at maximum in endurance-trained athletes (see Table 6.1). Following endurance training, stroke volume increases significantly. Some of the increase is the result of a stronger heart muscle, but it also is related to an increase in total blood volume and a greater filling capacity of the ventricles during the resting phase (diastole) of the cardiac cycle. As more blood enters the heart, more blood can be ejected with each heartbeat (systole). The increase in stroke volume is primarily responsible for the increase in VO2max with endurance training.

Assessment of Cardiorespiratory Endurance Cardiorespiratory endurance, cardiorespiratory fitness, or aerobic capacity is determined by the maximal amount of oxygen the human body is able to utilize (the oxygen uptake) per minute of physical activity (VO2max). This value can be expressed in liters per minute (L/min) or milliliters per kilogram per minute (mL/kg/min). The relative value in mL/kg/min is used most often because it considers total

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Oxygen uptake (VO2), as determined through direct gas analysis.

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The amount of oxygen removed from the vascular system is known as the arterial–venous oxygen difference (a-vO2diff). The oxygen content in the arteries at sea level is typically 20 mL of oxygen per 100 cc of blood. (This value decreases at higher altitudes because of the drop in barometric pressure, which affects the amount of oxygen picked up by hemoglobin.) The oxygen content in the veins during a resting state is about 15 mL per 100 cc. Thus, the a-vO2diff—the amount of oxygen in the arteries minus the amount in the veins—at rest is 5 mL per 100 cc. The arterial value remains constant during both resting and exercise conditions, but during maximal exercise the venous oxygen content drops to about 5 mL per 100 cc, yielding an a-vO2diff of 15 mL per 100 cc. The latter value may be slightly higher in endurance athletes. These three factors are used to compute VO2 using the following equation: VO2 in L/min (HR SV a-vO2diff) 100,000, where HR heart rate and SV stroke volume. For example, the resting VO2 (also known as the resting metabolic rate) of an individual with a resting heart rate of 76 bpm and a stroke volume of 79 mL would be: VO2 in L/min (76 79 5) 100,000 0.3 L/min. Likewise, the VO2max of a person exercising maximally who achieves a heart rate of 190 bpm and a maximal stroke volume of 120 mL would be: VO2max in L/min (190 120 15) 100,000 3.42 L/min. To convert L/min to mL/kg/min, multiply the L/min value by 1,000 and divide by body weight in kilograms. In the above example, if the person weighs 70 kilograms, the VO2max in mL/kg/min is 48.9 (3.42 1000 70).

Critical Thinking You can improve your relative VO2max without engaging in an aerobic exercise program. How do you accomplish this? Would you benefit from doing so?

Because the actual measurement of the stroke volume and the a-vO2diff is impractical in the fitness setting, VO2 also is determined through gas (air) analysis. The person being tested breathes into a metabolic cart that measures the difference in oxygen content between the person’s exhaled air and the atmosphere. The air we breathe contains 21 percent oxygen; thus, VO2 can be assessed by establishing the difference between 21 percent and the percent of oxygen left in the air the person exhales, according to the

total amount of air taken into the lungs. This type of equipment, however, is expensive. Consequently, several alternative methods of estimating VO2max using limited equipment have been developed. These methods are discussed next. VO2max is affected by genetics, training, gender, age, and body composition. Although aerobic training can help people attain good or excellent cardiorespiratory fitness, only those with a strong genetic component are able to reach an “elite” level of aerobic capacity (60 to 80 mL/kg/ min). Further, VO2max is 15 to 30 percent higher in men. This is related to a greater hemoglobin content, lower body fat (see “Essential and Storage Fat” in Chapter 4, page 123), and larger heart size in men (a larger heart pumps more blood, and thus produces a greater stroke volume). VO2max also decreases by about 1 percent per year starting at age 25. This decrease, however, is only 0.5 percent per year in physically active individuals.

Tests to Estimate VO2max Even though most cardiorespiratory endurance tests probably are safe to administer to apparently healthy individuals (those with no major coronary risk factors or symptoms), a health history questionnaire, such as found in Lab 1C in Chapter 1, should be used as a minimum screening tool prior to exercise testing or participation. The American College of Sports Medicine (ACSM) also recommends that a physician be present for all maximal exercise tests on apparently healthy men 45 or older and women 55 or older.3 A maximal test is any test that requires the participant’s all-out or nearly all-out effort. For submaximal exercise tests, a physician should be present

Responders Individuals who exhibit improvements in fitness as a result of exercise training. Nonresponders Individuals who exhibit small or no improvements in fitness as compared with others who undergo the same training program. Principle of individuality Training concept holding that genetics plays a major role in individual responses to exercise training and that these differences must be considered when designing exercise programs for different people. Physical activity Bodily movement produced by skeletal muscles; requires expenditure of energy and produces progressive health benefits. Examples include walking, taking the stairs, dancing, gardening, yard work, house cleaning, snow shoveling, washing the car, and all forms of structured exercise. Exercise A type of physical activity that requires planned, structured, and repetitive bodily movement with the intent of improving or maintaining one or more components of physical fitness. Maximal heart rate (MHR) Highest heart rate for a person, related primarily to age. Arterial–venous oxygen difference (a-vO2diff) The amount of oxygen removed from the blood as determined by the difference in oxygen content between arterial and venous blood.

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

Amount of Oxygen Removed from Blood

FIGURE 6.1 Procedure for the 1.5-Mile Run Test.

1. Make sure you qualify for this test. This test is contraindicated for unconditioned beginners, individuals with symptoms of heart disease, and those with known heart disease or risk factors. 2. Select the testing site. Find a school track (each lap is one-fourth of a mile) or a premeasured 1.5-mile course. 3. Have a stopwatch available to determine your time. 4. Conduct a few warm-up exercises prior to the test. Do some stretching exercises, some walking, and slow jogging. 5. Initiate the test and try to cover the distance in the fastest time possible (walking or jogging). Time yourself during the run to see how fast you have covered the distance. If any unusual symptoms arise during the test, do not continue. Stop

when testing higher-risk/symptomatic individuals or diseased people, regardless of the participants’ current age. Five exercise tests used to assess cardiorespiratory fitness are introduced in this chapter: the 1.5-Mile Run Test, the 1.0-Mile Walk Test, the Step Test, the AstrandRhyming Test, and the 12-Minute Swim Test. The procedures for each test are explained in detail in Figures 6.1, 6.2, 6.3, 6.4, and 6.5, respectively. Several tests are provided in this chapter, so you may choose one depending on time, equipment, and individual physical limitations. For example, people who can’t jog or walk can take the Astrand-Rhyming (bicycle) or swim test. You may perform more than one test, but because they are different and they estimate VO2max, they will not necessarily yield the same results. Therefore, to make valid comparisons, you should take the same test when doing pre- and post-assessments. You may record the results of your test(s) in Lab 6A.

1.5-Mile Run Test

The 1.5-Mile Run Test is used most frequently to predict VO2max according to the time the person takes to run or walk a 1.5-mile course (Figure 6.1). VO2max is estimated based on the time the person takes to cover the distance (Table 6.2). The only equipment necessary to conduct this test is a stopwatch and a track or premeasured 1.5-mile course. This perhaps is the easiest test to administer, but a note of caution is in order when conducting the test: Given that the objective is to cover the distance in the shortest time, it is considered a maximal exercise test. The 1.5-Mile Run Test should be limited to conditioned individuals who have been cleared for exercise. The test is not recommended for unconditioned beginners, men over age 45 and women over age 55 without proper medical clearance, symptomatic individuals, and those with known disease or risk factors for coronary heart disease. A program of at least 6 weeks of aerobic training is recommended before unconditioned individuals take this test.

1.0-Mile Walk Test The 1.0-Mile Walk Test can be used by individuals who are unable to run because of low fitness levels or injuries. All that is required is a brisk 1.0mile walk that will elicit an exercise heart rate of at least 120 bpm at the end of the test.

immediately and retake the test after another 6 weeks of aerobic training. 6. At the end of the test, cool down by walking or jogging slowly for another 3 to 5 minutes. Do not sit or lie down after the test. 7. According to your performance time, look up your estimated maximal oxygen uptake (VO2max) in Table 6.2. Example: A 20-year-old female runs the 1.5-mile course in 12 minutes and 40 seconds. Table 6.2 shows a VO2max of 39.8 ml/kg/min for a time of 12:40. According to Table 6.8, this VO2max would place her in the “good” cardiorespiratory fitness category.

You will need to know how to take your heart rate by counting your pulse. You can do this by gently placing the middle and index fingers over the radial artery on the inside of the wrist on the side of the thumb or over the carotid artery in the neck just below the jaw next to the voice box. You should not use the thumb to check the pulse because it has a strong pulse of its own, which can make you miscount. When checking the carotid pulse, do not press too hard, because it may cause a reflex action that slows the heart. For checking the pulse over the carotid artery, some exercise experts recommend that the hand on the same side of the neck (left hand over left carotid artery) be used to avoid excessive pressure on the artery. With minimum experience, however, you can be accurate using either hand as long as you apply only gentle pressure. If available, heart rate monitors can be used to increase the accuracy of heart rate assessment. VO2max is estimated according to a prediction equation that requires the following data: 1.0-mile walk time, exercise heart rate at the end of the walk, gender, and body weight in pounds. The procedure for this test and the equation are given in Figure 6.2.

Step Test

The Step Test requires little time and equipment and can be administered to almost anyone, because a submaximal workload is used to estimate VO2max. Symptomatic and diseased individuals should not take this test. Significantly overweight individuals and those with joint

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PRINCIPLES AND LABS

202

Pulse taken at the radial artery.

Pulse taken at the carotid artery.

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© Fitness & Wellness, Inc.

Heart rate monitors increase the accuracy of heart rate assessment. problems in the lower extremities may have difficulty performing the test. The actual test takes only 3 minutes. A 15-second recovery heart rate is taken between 5 and 20 seconds following the test (Figure 6.3 and Table 6.3). The required equipment consists of a bench or gymnasium bleacher 161⁄4 inches high, a stopwatch, and a metronome. You also will need to know how to take your heart rate by counting your pulse, as we have just discussed. Once people learn to take their own heart rate, a large group of people can be tested at once, using gymnasium bleachers for the steps.

Astrand-Rhyming Test

Because of its simplicity and practicality, the Astrand-Rhyming Test is one of the most popular tests used to estimate VO2max in the laboratory setting. The test is conducted on a bicycle ergometer and, similar to the Step Test, requires only submaximal workloads and little time to administer. The cautions given for the Step Test also apply to the Astrand-Rhyming Test. Nevertheless, because the participant does not have to support his or her own body weight while riding the bicycle, overweight individuals and those with limited joint problems in the lower extremities can take this test. The bicycle ergometer to be used for this test should allow for the regulation of workloads (see the test procedure in Figure 6.4). Besides the bicycle ergometer, a stop-

Time

VO2max (ml/kg/min)

Time

VO2max (ml/kg/min)

6:10

80.0

12:40

39.8

6:20

79.0

12:50

39.2

6:30

77.9

13:00

38.6

6:40

76.7

13:10

38.1

6:50

75.5

13:20

37.8

7:00

74.0

13:30

37.2

7:10

72.6

13:40

36.8

7:20

71.3

13:50

36.3

7:30

69.9

14:00

35.9

7:40

68.3

14:10

35.5

7:50

66.8

14:20

35.1

8:00

65.2

14:30

34.7

8:10

63.9

14:40

34.3

8:20

62.5

14:50

34.0

8:30

61.2

15:00

33.6

8:40

60.2

15:10

33.1

8:50

59.1

15:20

32.7

9:00

58.1

15:30

32.2

9:10

56.9

15:40

31.8

9:20

55.9

15:50

31.4

9:30

54.7

16:00

30.9

9:40

53.5

16:10

30.5

9:50

52.3

16:20

30.2

10:00

51.1

16:30

29.8

10:10

50.4

16:40

29.5

10:20

49.5

16:50

29.1

10:30

48.6

17:00

28.9

10:40

48.0

17:10

28.5

10:50

47.4

17:20

28.3

11:00

46.6

17:30

28.0

11:10

45.8

17:40

27.7

11:20

45.1

17:50

27.4

11:30

44.4

18:00

27.1

11:40

43.7

18:10

26.8

11:50

43.2

18:20

26.6

12:00

42.3

18:30

26.3

12:10

41.7

18:40

26.0

12:20

41.0

18:50

25.7

12:30

40.4

19:00

25.4

Source: Adapted from K. H. Cooper, “A Means of Assessing Maximal Oxygen Intake,” in Journal of the American Medical Association, 203 (1968): 201–204; M. L. Pollock, J. H. Wilmore, and S. M. Fox III, Health and Fitness Through Physical Activity, (New York: John Wiley & Sons, 1978); and J. H. Wilmore and D. L. Costill, Training for Sport and Activity (Dubuque, IA: Wm. C. Brown Publishers, 1988).

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

TABLE 6.2 Estimated Maximal Oxygen Uptake (VO2max) for the 1.5-Mile Run Test

PRINCIPLES AND LABS

204 FIGURE 6.2 Procedure for the 1.0-Mile Walk Test.

1. Select the testing site. Use a 440-yard track (4 laps to a mile) or a premeasured 1.0-mile course. 2. Determine your body weight in pounds prior to the test. 3. Have a stopwatch available to determine total walking time and exercise heart rate. 4. Walk the 1.0-mile course at a brisk pace (the exercise heart rate at the end of the test should be above 120 beats per minute). 5. At the end of the 1.0-mile walk, check your walking time and immediately count your pulse for 10 seconds. Multiply the 10-second pulse count by 6 to obtain the exercise heart rate in beats per minute. 6. Convert the walking time from minutes and seconds to minute units. Because each minute has 60 seconds, divide the seconds by 60 to obtain the fraction of a minute. For instance, a walking time of 12 minutes and 15 seconds would equal 12 (15 60), or 12.25 minutes. 7. To obtain the estimated maximal oxygen uptake (VO2max) in mL/kg/min, plug your values in the following equation: VO2max 88.768 (0.0957 W) (8.892 G) (1.4537 T) (0.1194 HR)

Where: W Weight in pounds G Gender (use 0 for women and 1 for men) T Total time for the one-mile walk in minutes (see item 6) HR Exercise heart rate in beats per minute at the end of the 1.0-mile walk Example: A 19-year-old female who weighs 140 pounds completed the 1.0-mile walk in 14 minutes 39 seconds with an exercise heart rate of 148 beats per minute. Her estimated VO2max would be: W 140 lbs G 0 (female gender 0) T 14:39 14 (39 60) 14.65 min HR 148 bpm VO2max 88.768 (0.0957 140) (8.892 0) (1.4537 14.65) (0.1194 148) VO2max 36.4 mL/kg/min

Source: F. A. Dolgener, L. D. Hensley, J. J. Marsh, and J. K. Fjelstul, “Validation of the Rockport Fitness Walking Test in college males and females,” Research Quarterly for Exercise and Sport 65 (1994): 152–158.

FIGURE 6.3 Procedure for the Step Test.

1. Conduct the test with a bench or gymnasium bleacher 161⁄4 inches high. 2. Perform the stepping cycle to a four-step cadence (up-updown-down). Men should perform 24 complete step-ups per minute, regulated with a metronome set at 96 beats per minute. Women perform 22 step-ups per minute, or 88 beats per minute on the metronome. 3. Allow a brief practice period of 5 to 10 seconds to familiarize yourself with the stepping cadence. 4. Begin the test and perform the step-ups for exactly 3 minutes. 5. Upon completing the 3 minutes, remain standing and take your heart rate for a 15-second interval from 5 to 20 seconds into recovery. Convert recovery heart rate to beats per minute (multiply 15-second heart rate by 4). 6. Maximal oxygen uptake (VO2max) in mL/kg/min is estimated

according to the following equations: Men: VO2max 111.33 (0.42 recovery heart rate in bpm) Women: VO2max 65.81 (0.1847 recovery heart rate in bpm) Example: The recovery 15-second heart rate for a male following the 3-minute step test is found to be 39 beats. His VO2max is estimated as follows: 15-second heart rate 39 beats Minute heart rate 39 4 156 bpm VO2max 111.33 (0.42 156) 45.81 mL/kg/min VO2max also can be obtained according to recovery heart rates in Table 6.3.

Source: From W. D. McArdle et al., Exercise Physiology: Energy, Nutrition, and Human Performance (Philadelphia: Lea & Febiger, 1986).

watch and an additional technician to monitor the heart rate are needed to conduct the test. The heart rate is taken every minute for 6 minutes. At the end of the test, the heart rate should be in the range given for each workload in Table 6.5 (generally between 120 and 170 bpm). When administering the test to older people, good judgment is essential. Low workloads should be used, because if the higher heart rates (around 150 to 170 bpm) are reached, these individuals could be working near or at their maximal capacity, making this an unsafe test without adequate medical supervision. When testing older people, choose workloads so that the final exercise heart rates do not exceed 130 to 140 bpm.

12-Minute Swim Test

Similar to the 1.5-Mile Run Test, the 12-Minute Swim Test is considered a maximal exercise test, and the same precautions apply. The objective is to swim as far as possible during the 12Minute Swim Test (Figure 6.5). Unlike land-based tests, predicting VO2max through a swimming test is difficult. A swimming test is practical only for those who are planning to take part in a swimming program or who cannot perform any of the other tests. Differences in skill level, swimming conditioning, and body composition greatly affect the energy requirements (oxygen uptake) of swimming. Unskilled and unconditioned swimmers can expect lower cardiorespiratory fitness ratings than those ob-

205

© Fitness & Wellness, Inc.

VO2max(mL/kg/min)

Monitoring heart rate on the carotid artery during the Astrand-Rhyming Test.

tained with a land-based test. A skilled swimmer is able to swim more efficiently and expend much less energy than an unskilled swimmer. Improper breathing patterns cause premature fatigue. Overweight individuals are more buoyant in the water, and the larger surface area (body size) produces more friction against movement in the water medium.

15-Sec Heart Rate

Heart Rate (bpm)

Men

Women

30

120

60.9

43.6

31

124

59.3

42.9

32

128

57.6

42.2

33

132

55.9

41.4

34

136

54.2

40.7

35

140

52.5

40.0

36

144

50.9

39.2

37

148

49.2

38.5

38

152

47.5

37.7

39

156

45.8

37.0

40

160

44.1

36.3

41

164

42.5

35.5

42

168

40.8

34.8

43

172

39.1

34.0

44

176

37.4

33.3

45

180

35.7

32.6

46

184

34.1

31.8

47

188

32.4

31.1

48

192

30.7

30.3

49

196

29.0

29.6

50

200

27.3

28.9

FIGURE 6.4 Procedure for the Astrand-Rhyming Test.

1. Adjust the bike seat so the knees are almost completely extended as the foot goes through the bottom of the pedaling cycle. 2. During the test, keep the speed constant at 50 revolutions per minute. Test duration is 6 minutes. 3. Select the appropriate workload for the bike based on gender, age, weight, health, and estimated fitness level. For unconditioned individuals: women, use 300 kpm (kilopounds per meter) or 450 kpm; men, 300 kpm or 600 kpm. Conditioned adults: women, 450 kpm or 600 kpm; men, 600 kpm or 900 kpm.* 4. Ride the bike for 6 minutes and check the heart rate every minute, during the last 15 seconds of each minute. Determine heart rate by recording the time it takes to count 30 pulse beats and then converting to beats per minute using Table 6.4. 5. Average the final two heart rates (5th and 6th minutes). If these two heart rates are not within 5 beats per minute of each other, continue the test for another few minutes until this is accomplished. If the heart rate continues to climb significantly after the 6th minute, stop the test and rest for 15 to 20 minutes. You may then retest, preferably at a lower workload. The final average

heart rate should also fall between the ranges given for each workload in Table 6.5 (men: 300 kpm 120 to 140 beats per minute; 600 kpm 120 to 170 beats per minute). 6. Based on the average heart rate of the final 2 minutes and your workload, look up the maximal oxygen uptake (VO2max) in Table 6.5 (for example: men: 600 kpm and average heart rate 145, VO2max 2.4 L/min). 7. Correct VO2max using the correction factors found in Table 6.6 (if VO2max 2.4 and age 35, correction factor .870. Multiply 2.4 .870 and final corrected VO2max 2.09 L/min). 8. To obtain VO2max in mL/kg/min, multiply the VO2max by 1,000 (to convert liters to milliliters) and divide by body weight in kilograms (to obtain kilograms, divide your body weight in pounds by 2.2046). Example: Corrected VO2max 2.09 L/min Body weight 132 pounds 2.2046 60 kilograms VO2max in mL/kg/min

2.09 1,000 34.8 mL/kg/min 60

*On the Monarch bicycle ergometer, at a speed of 50 revolutions per minute, a load of 1 kp 300 kpm, 1.5 kp 450 kpm, 2 kp 600 kpm, and so forth, with increases of 150 kpm to each half kp.

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

TABLE 6.3 Predicted Maximal Oxygen Uptake for the Step Test

TABLE 6.4 Conversion of the Time for 30 Pulse Beats to Pulse Rate per Minute Sec.

bpm

Sec.

bpm

Sec.

bpm

Sec.

bpm

Sec.

bpm

Sec.

bpm

22.0

82

19.6

92

17.2

105

14.8

122

12.4

145

10.0

180

21.9

82

19.5

92

17.1

105

14.7

122

12.3

146

9.9

182

21.8

83

19.4

93

17.0

106

14.6

123

12.2

148

9.8

184

21.7

83

19.3

93

16.9

107

14.5

124

12.1

149

9.7

186

21.6

83

19.2

94

16.8

107

14.4

125

12.0

150

9.6

188

21.5

84

19.1

94

16.7

108

14.3

126

11.9

151

9.5

189

21.4

84

19.0

95

16.6

108

14.2

127

11.8

153

9.4

191

21.3

85

18.9

95

16.5

109

14.1

128

11.7

154

9.3

194

21.2

85

18.8

96

16.4

110

14.0

129

11.6

155

9.2

196

21.1

85

18.7

96

16.3

110

13.9

129

11.5

157

9.1

198

21.0

86

18.6

97

16.2

111

13.8

130

11.4

158

9.0

200

20.9

86

18.5

97

16.1

112

13.7

131

11.3

159

8.9

202

20.8

87

18.4

98

16.0

113

13.6

132

11.2

161

8.8

205

20.7

87

18.3

98

15.9

113

13.5

133

11.1

162

8.7

207

20.6

87

18.2

99

15.8

114

13.4

134

11.0

164

8.6

209

20.5

88

18.1

99

15.7

115

13.3

135

10.9

165

8.5

212

20.4

88

18.0

100

15.6

115

13.2

136

10.8

167

8.4

214

20.3

89

17.9

101

15.5

116

13.1

137

10.7

168

8.3

217

20.2

89

17.8

101

15.4

117

13.0

138

10.6

170

8.2

220

20.1

90

17.7

102

15.3

118

12.9

140

10.5

171

8.1

222

20.0

90

17.6

102

15.2

118

12.8

141

10.4

173

8.0

225

19.9

90

17.5

103

15.1

119

12.7

142

10.3

175

19.8

91

17.4

103

15.0

120

12.6

143

10.2

176

19.7

91

17.3

104

14.9

121

12.5

144

10.1

178

Lack of conditioning affects swimming test results as well. An unconditioned skilled swimmer who is in good cardiorespiratory shape because of a regular jogging program will not perform as effectively in a swimming test. Swimming conditioning is important for adequate performance on this test. Because of these limitations, VO2max cannot be estimated for a swimming test, and the fitness categories given in Table 6.7 are only estimated ratings.

Critical Thinking

Only those with swimming skill and proper conditioning should take the 12-minute swimming test.

© Fitness & Wellness, Inc.

PRINCIPLES AND LABS

206

Should fitness testing be a part of a fitness program? Why or why not? Does preparticipation fitness testing have benefits, or should fitness testing be done at a later date?

207

Men

Women

Men

Women

Workload

Workload

Workload

Workload

Heart Rate 300 600 900 1200 1500 300 450 600 750 900

Heart Rate 300 600 900 1200 1500 300 450 600 750 900

120

2.2 3.4 4.8

2.6 3.4 4.1 4.8

146

2.4 3.3

4.4

5.6

1.6 2.2 2.6 3.2

3.7

121

2.2 3.4 4.7

2.5 3.3 4.0 4.8

147

2.4 3.3

4.4

5.5

1.6 2.1 2.6 3.1

3.6

122

2.2 3.4 4.6

2.5 3.2 3.9 4.7

148

2.4 3.2

4.3

5.4

1.6 2.1 2.6 3.1

3.6

123

2.1 3.4 4.6

2.4 3.1 3.9 4.6

149

2.3 3.2

4.3

5.4

2.1 2.6 3.0

3.5

124

2.1 3.3 4.5

6.0

2.4 3.1 3.8 4.5

150

2.3 3.2

4.2

5.3

2.0 2.5 3.0

3.5

125

2.0 3.2 4.4

5.9

2.3 3.0 3.7 4.4

151

2.3 3.1

4.2

5.2

2.0 2.5 3.0

3.4

126

2.0 3.2 4.4

5.8

2.3 3.0 3.6 4.3

152

2.3 3.1

4.1

5.2

2.0 2.5 2.9

3.4

127

2.0 3.1 4.3

5.7

2.2 2.9 3.5 4.2

153

2.2 3.0

4.1

5.1

2.0 2.4 2.9

3.3

128

2.0 3.1 4.2

5.6

2.2 2.8 3.5 4.2

4.8

154

2.2 3.0

4.0

5.1

2.0 2.4 2.8

3.3

129

1.9 3.0 4.2

5.6

2.2 2.8 3.4 4.1

4.8

155

2.2 3.0

4.0

5.0

1.9 2.4 2.8

3.2

130

1.9 3.0 4.1

5.5

2.1 2.7 3.4 4.0

4.7

156

2.2 2.9

4.0

5.0

1.9 2.3 2.8

3.2

131

1.9 2.9 4.0

5.4

2.1 2.7 3.4 4.0

4.6

157

2.1 2.9

3.9

4.9

1.9 2.3 2.7

3.2

132

1.8 2.9 4.0

5.3

2.0 2.7 3.3 3.9

4.5

158

2.1 2.9

3.9

4.9

1.8 2.3 2.7

3.1

133

1.8 2.8 3.9

5.3

2.0 2.6 3.2 3.8

4.4

159

2.1 2.8

3.8

4.8

1.8 2.2 2.7

3.1

134

1.8 2.8 3.9

5.2

2.0 2.6 3.2 3.8

4.4

160

2.1 2.8

3.8

4.8

1.8 2.2 2.6

3.0

135

1.7 2.8 3.8

5.1

2.0 2.6 3.1 3.7

4.3

161

2.0 2.8

3.7

4.7

1.8 2.2 2.6

3.0

136

1.7 2.7 3.8

5.0

1.9 2.5 3.1 3.6

4.2

162

2.0 2.8

3.7

4.6

1.8 2.2 2.6

3.0

137

1.7 2.7 3.7

5.0

1.9 2.5 3.0 3.6

4.2

163

2.0 2.8

3.7

4.6

1.7 2.2 2.6

2.9

138

1.6 2.7 3.7

4.9

1.8 2.4 3.0 3.5

4.1

164

2.0 2.7

3.6

4.5

1.7 2.1 2.5

2.9

139

1.6 2.6 3.6

4.8

1.8 2.4 2.9 3.5

4.0

165

2.0 2.7

3.6

4.5

1.7 2.1 2.5

2.9

140

1.6 2.6 3.6

4.8

6.0

1.8 2.4 2.8 3.4

4.0

166

1.9 2.7

3.6

4.5

1.7 2.1 2.5

2.8

141

2.6 3.5

4.7

5.9

1.8 2.3 2.8 3.4

3.9

167

1.9 2.6

3.5

4.4

1.6 2.1 2.4

2.8

142

2.5 3.5

4.6

5.8

1.7 2.3 2.8 3.3

3.9

168

1.9 2.6

3.5

4.4

1.6 2.0 2.4

2.8

143

2.5 3.4

4.6

5.7

1.7 2.2 2.7 3.3

3.8

169

1.9 2.6

3.5

4.3

1.6 2.0 2.4

2.8

144

2.5 3.4

4.5

5.7

1.7 2.2 2.7 3.2

3.8

170

1.8 2.6

3.4

4.3

1.6 2.0 2.4

2.7

145

2.4 3.4

4.5

5.6

1.6 2.2 2.7 3.2

3.7

From Astrand, I. Acta Physiologica Scandinavica 49 (1960). Supplementum 169: 45–60.

Interpreting the Results of Your Maximal Oxygen Uptake After obtaining your VO2max, you

Predicting Oxygen Uptake and Caloric Expenditure from Walking and Jogging As

can determine your current level of cardiorespiratory fitness by consulting Table 6.8. Locate the VO2max in your age category, and on the top row you will find your present level of cardiorespiratory fitness. For example, a 19-yearold male with a VO2max of 35 mL/kg/min would be classified in the “average” cardiorespiratory fitness category. After you initiate your personal cardiorespiratory exercise program (see Lab 6D), you may wish to retest yourself periodically to evaluate your progress.

indicated earlier in the chapter, oxygen uptake can be expressed in liters per minute (L/min) or milliliters per kilogram per minute (mL/kg/min). The latter is used to classify individuals into the various cardiorespiratory fitness categories (see Table 6.8). Oxygen uptake expressed in L/min is valuable in determining the caloric expenditure of physical activity. The human body burns about 5 calories for each liter of oxygen consumed. During aerobic exercise the average

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

TABLE 6.5 Maximal Oxygen Uptake (VO2max) Estimates in L/min for the Astrand-Rhyming Test

PRINCIPLES AND LABS

208 TABLE 6.6 Age-Based Correction Factors for Maximal Oxygen Uptake Correction Age Factor

Correction Age Factor

Correction Age Factor

FIGURE 6.5 Procedure for the 12-Minute Swim Test.

1. Enlist a friend to time the test. The only other requisites are a stopwatch and a swimming pool. Do not attempt to do this test in an unsupervised pool. 2. Warm up by swimming slowly and doing a few stretching exercises before taking the test. 3. Start the test and swim as many laps as possible in 12 minutes. Pace yourself throughout the test and do not swim to the point of complete exhaustion. 4. After completing the test, cool down by swimming another 2 or 3 minutes at a slower pace. 5. Determine the total distance you swam during the test and look up your fitness category in Table 6.7.

14

1.11

32

.909

50

.750

15

1.10

33

.896

51

.742

16

1.09

34

.883

52

.734

17

1.08

35

.870

53

.726

18

1.07

36

.862

54

.718

19

1.06

37

.854

55

.710

20

1.05

38

.846

56

.704

21

1.04

39

.838

57

.698

22

1.03

40

.830

58

.692

23

1.02

41

.820

59

.686

24

1.01

42

.810

60

.680

Distance (yards)

25

1.00

43

.800

61

.674

700

TABLE 6.7 12-Minute Swim Test Fitness Categories Fitness Category Excellent

26

.987

44

.790

62

.668

500–700

Good

27

.974

45

.780

63

.662

400–500

Average

28

.961

46

.774

64

.656

200–400

Fair

29

.948

47

.768

65

.650

200

Poor

30

.935

48

.762

31

.922

49

.756

Adapted from K. H. Cooper, The Aerobics Program for Total Well-Being (New York: Bantam Books, 1982).

Adapted from Astrand, I. Acta Physiologica Scandinavica 49 (1960). Supplementum 169: 45–60.

TABLE 6.8 Cardiorespiratory Fitness Classification According to Maximal Oxygen Uptake (VO2max) FITNESS CLASSIFICATION (based on VO2max in mL/kg/min) Gender

Men

Women

Age

Poor

Fair

Average

Good

Excellent

29

24.9

25–33.9

34–43.9

44–52.9

53

30–39

22.9

23–30.9

31–41.9

42–49.9

50

40–49

19.9

20–26.9

27–38.9

39–44.9

45

50–59

17.9

18–24.9

25–37.9

38–42.9

43

60–69

15.9

16–22.9

23–35.9

36–40.9

41

70

12.9

13–20.9

21–32.9

33–37.9

38

29

23.9

24–30.9

31–38.9

39–48.9

49

30–39

19.9

20–27.9

28–36.9

37–44.9

45

40–49

16.9

17–24.9

25–34.9

35–41.9

42

50–59

14.9

15–21.9

22–33.9

34–39.9

40

60–69

12.9

13–20.9

21–32.9

33–36.9

37

70

11.9

12–19.9

20–30.9

31–34.9

35

Health fitness standard High physical fitness standard See the Chapter 1 discussion on health fitness versus physical fitness.

209 TABLE 6.9 Oxygen Requirement Estimates for Selected Walking and Jogging Speeds Walking Speed (m/min)

VO2 (mL/kg/min)

50

8.5

52

Jogging Speed (m/min)

VO2 (mL/kg/min)

Speed (m/min)

VO2 (mL/kg/min)

80

19.5

210

45.5

8.7

85

20.5

215

46.5

54

8.9

90

21.5

220

47.5

56

9.1

95

22.5

225

48.5

58

9.3

100

23.5

230

49.5

60

9.5

105

24.5

235

50.5

62

9.7

110

25.5

240

51.5

64

9.9

115

26.5

245

52.5

66

10.1

120

27.5

250

53.5

68

10.3

125

28.5

255

54.5

70

10.5

130

29.5

260

55.5

72

10.7

135

30.5

265

56.5

74

10.9

140

31.5

270

57.5

76

11.1

145

32.5

275

58.5

78

11.3

150

33.5

280

59.5

80

11.5

155

34.5

82

11.7

160

35.5

84

11.9

165

36.5

86

12.1

170

37.5

88

12.3

175

38.5

90

12.5

180

39.5

92

12.7

185

40.5

94

12.9

190

41.5

96

13.1

195

42.5

98

13.3

200

43.5

100

13.5

205

44.5

m/min meters per minute mL/kg/min milliliiers per kilogram per minute Table developed using the metabolic calculations contained in Guidelines for Exercise Testing and Exercise Prescription, by the American College of Sports Medicine (Baltimore: Williams & Wilkins, 2006).

Principles of Cardiorespiratory Exercise Prescription Before proceeding with the principles of exercise prescription, you should ask yourself if you are willing to give exercise a try. A low percentage of the U.S. population is truly committed to exercise. Further, more than half of the

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

person trains between 50 and 75 percent of maximal oxygen uptake. A person with a maximal oxygen uptake of 3.5 L/min who trains at 60 percent of maximum uses 2.1 (3.5 .60) liters of oxygen per minute of physical activity. This indicates that 10.5 calories are burned each minute of exercise (2.1 5). If the activity is carried out for 30 minutes, 315 calories (10.5 30) have been burned. For individuals concerned about weight management, these computations are valuable in determining energy expenditure. Because a pound of body fat represents 3,500 calories, this individual would have to exercise for a total of 333 minutes (3,500 10.5) to burn the equivalent of a pound of body fat. At 30 minutes per exercise session, approximately 11 sessions would be required to expend the 3,500 calories. Applying the principle of 5 calories burned per liter of oxygen consumed, you can determine with reasonable accuracy your own caloric output for walking and jogging. Table 6.9 contains the oxygen requirement (uptake) for walking speeds between 50 and 100 meters per minute and for jogging speeds in excess of 80 meters per minute. There is a transition period from walking to jogging for speeds in the range of 80 to 134 meters per minute. Consequently, the person must be truly jogging at these lower speeds to use the estimated oxygen uptakes for jogging in Table 6.9. Because these uptakes are expressed in mL/kg/min, you will need to convert this figure to L/min to predict caloric output. This is done by multiplying the oxygen uptake in mL/kg/min by your body weight in kilograms (kg) and then dividing by 1,000. For example, let’s estimate the caloric cost for an individual who weighs 145.5 pounds and runs 3 miles in 21 minutes. Each mile is about 1,600 meters, or four laps around a 400-meter (440-yard) track. Three miles then would be 4,800 meters (1,600 3). Therefore, 3 miles (4,800 meters) in 21 minutes represents a pace of 228.6 meters per minute (4,800 21). Table 6.9 indicates an oxygen requirement (uptake) of about 49.5 mL/kg/min for a speed of 228.6 meters per minute. A weight of 145.5 pounds equals 66 kilograms (145.5 2.2046). The oxygen uptake in L/min now can be calculated by multiplying the value in mL/kg/min by body weight in kg and dividing by 1,000. In our example, it is (49.5 66) 1,000 3.3 L/min. This oxygen uptake in 21 minutes represents a total of 347 calories (3.3 5 21). In Lab 6B you have an opportunity to determine your own oxygen uptake and caloric expenditure for walking and jogging. Using your oxygen uptake information in conjunction with exercise heart rates allows you to estimate your caloric expenditure for almost any activity, as long as the heart rate ranges from 110 to 180 beats per minute. To make an accurate estimate, you have to be skilled in assessing exercise heart rate. Also, as your level of fitness improves, you will need to reassess your exercise heart rate because it will drop (given the same workload) with improved physical condition.

PRINCIPLES AND LABS

210 people who start exercising drop out during the first 3 to 6 months of the program. Sports psychologists are trying to find out why some people exercise habitually and many do not. None of the benefits of exercise can help unless people commit to a lifetime program of physical activity. Lab 6D allows you to look at the implications of your results on your future health and well-being.

Readiness for Exercise

The first step is to ask yourself: Am I ready to start an exercise program? The information provided in Lab 6C can help you answer this question. You are evaluated in four categories: mastery (self-control), attitude, health, and commitment. The higher you score in any category—mastery, for example— the more important that reason is for you to exercise. Scores can vary from 4 to 16. A score of 12 or above is a strong indicator that the factor is important to you, whereas 8 or below is low. If you score 12 or more points in each category, your chances of initiating and sticking to an exercise program are good. If you do not score at least 12 points in each of any three categories, your chances of succeeding at exercise may be slim. You need to be better informed about the benefits of exercise, and a retraining process might be helpful to change core values regarding exercise. More tips on how you can become committed to exercise are provided in “Getting Started and Adhering to a Lifetime Exercise Program” (page 218). Next you will have to decide positively that you will try. Using Lab 6C, you can list the advantages and disadvantages of incorporating exercise into your lifestyle. Your list might include advantages such as: • • • •

It will make me feel better. I will lose weight. I will have more energy. It will lower my risk for chronic diseases. Your list of disadvantages might include the following:

• • • •

I don’t want to take the time. I’m too out of shape. There’s no good place to exercise. I don’t have the willpower to do it.

When your reasons for exercising outweigh your reasons for not exercising, you will find it easier to try. In Lab 6C you will also determine your stage of change for aerobic exercise. Using the information learned in Chapter 2, you can outline specific processes and techniques for change (also see the example in Chapter 9, page 343).

Guidelines for Cardiorespiratory Exercise Prescription In spite of the release of the U.S. Surgeon General’s statement on physical activity and health more than a decade ago and the overwhelming evidence validating the bene-

fits of exercise on health and longevity, only about 19 percent of adults in the United States meet minimum recommendations of the ACSM for the improvement and maintenance of cardiorespiratory fitness.4 Most people are not familiar with the basic principles of cardiorespiratory exercise prescription. Thus, although they exercise regularly, they do not reap significant improvements in cardiorespiratory endurance. To develop the cardiorespiratory system, the heart muscle has to be overloaded like any other muscle in the human body. Just as the biceps muscle in the upper arm is developed through strength-training exercises, the heart muscle has to be exercised to increase in size, strength, and efficiency. To better understand how the cardiorespiratory system can be developed, you have to be familiar with the four FITT variables that govern exercise prescription: frequency, intensity, type (mode), and time (duration).5 First, however, you should be aware that the ACSM recommends that apparently healthy men over age 45 and women over age 55 get a diagnostic exercise stress test prior to vigorous exercise.6 The ACSM has defined vigorous exercise as an exercise intensity above 60 percent of maximal capacity. For individuals initiating an exercise program, this intensity is the equivalent of exercise that provides a “substantial challenge” to the participant or one that cannot be maintained for 20 continuous minutes.

Intensity of Exercise When trying to develop the cardiorespiratory system, many people ignore intensity of exercise. For muscles to develop, they have to be overloaded to a given point. The training stimulus to develop the biceps muscle, for example, can be accomplished with arm curl-up exercises with increasing weights. Likewise, the cardiorespiratory system is stimulated by making the heart pump faster for a specified period. Health and cardiorespiratory fitness benefits result when the person is working between 40 and 85 percent of heart rate reserve (HRR) combined with an appropriate duration and frequency of training (see how to calculate intensity, below).7 Health benefits are achieved when training at a lower exercise intensity (40 to 60 percent) for a longer time. However, new research indicates that greater cardioprotective benefits and higher and faster improvements in cardiorespiratory fitness (VO2max) are achieved primarily through vigorous-intensity programs.8 Most people who initiate exercise programs have a difficult time adhering to vigorous-intensity exercise. Thus, unconditioned individuals and older adults should start at a 40 to 50 percent training intensity (TI). Active and fit people can train at higher intensities. Increases in VO2max are accelerated when the heart is working closer to 85 percent of HRR. For this reason, after several weeks of progressive training at lower (40 to 50 percent) to moderate (50 to 60 percent) intensities, exercise can be performed between 60 and 85 percent TI. Exercise training above 85 percent is recommended only for healthy, performance-oriented individuals and

211

Maximal heart rate

200 Heart rate (beats/min)

180 85% HRR*

Age20 MHR200 RHR68

Vigorous-intensity training zone 147 60% HRR*

Moderate-intensity training zone

134 50% HRR* 121 40% HRR*

Low-intensity training zone

100 80

Resting heart rate

60

A E R O B I C

Warm-up phase

5

10

15

20

P H A S E

25 30 35 Time (minutes)

Cool-down phase

40

45

50

55

60

*HRR = Heart rate reserve

competitive athletes. For most people, training above 85 percent is discouraged to avoid potential cardiovascular problems associated with high-intensity exercise. As intensity increases, exercise adherence decreases and the risk of orthopedic injuries increases. Intensity of exercise can be calculated easily, and training can be monitored by checking your pulse. To determine the intensity of exercise, or the cardiorespiratory training zone, according to HRR, follow these steps: 1. Estimate your maximal heart rate (MHR) using the following formula: MHR 220 minus age (220 – age). 2. Check your resting heart rate (RHR) some time after you have been sitting quietly for 15 to 20 minutes. You may take your pulse for 30 seconds and multiply by 2, or take it for a full minute. As explained on page 202, you can check your pulse on the wrist by placing two or three fingers over the radial artery, or on the neck using the carotid artery. 3. Determine the HRR by subtracting the RHR from the MHR or: HRR MHR – RHR. 4. Calculate the TI at 40, 50, 60, and 85 percent by multiplying HRR by .40, .50, .60, and .85, respectively, and then adding the RHR to each of these four figures (for example, 85% TI HRR .85 RHR).

60% TI (132 .60) 68 147 bpm 85% TI (132 .85) 68 180 bpm Low-intensity cardiorespiratory training zone: 121 to 134 bpm Moderate-intensity cardiorespiratory training zone: 134 to 147 bpm Vigorous-intensity cardiorespiratory training zone: 147 to 180 bpm To accelerate cardiorespiratory development, maintain your exercise heart rate between the 60 and 85 percent TIs (Figure 6.6). If you have been physically inactive, start at 40 to 50 percent intensity and gradually increase to 60 percent during the first 6 to 8 weeks of the exercise program. After that, you may exercise between 60 and 85 percent TI. Following a few weeks of training, you may have a considerably lower resting heart rate (10 to 20 beats fewer in 8 to 12 weeks). Therefore, you should recompute your target zone periodically. You can compute your own cardiorespiratory training zone using Lab 6D, or you can use the

FITT An acronym used to describe the four cardiorespiratory exercise prescription variables: frequency, intensity, type (mode), and time (duration).

Example. The 40, 50, 60, and 85 percent TIs for a 20year-old with RHR of 68 bpm would be as follows:

Vigorous exercise Cardiorespiratory exercise that requires an intensity level of approximately 70 percent of capacity.

MHR: 220 – 20 200 bpm

Intensity In cardiorespiratory exercise, how hard a person has to exercise to improve or maintain fitness.

RHR: 68 bpm HRR: 200 – 68 132 bpm 40% TI (132 .40) 68 121 bpm 50% TI (132 .50) 68 134 bpm

Heart rate reserve (HRR) The difference between maximal heart rate and resting heart rate. Cardiorespiratory training zone Recommended training intensity range, in terms of exercise heart rate, to obtain adequate cardiorespiratory endurance development.

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

FIGURE 6.6 Recommended cardiorespiratory or aerobic training pattern.

CengageNOW online resources available with this book to obtain a printout of your personalized cardiorespiratory exercise prescription (see Chapter 9, Figure 9.5). You also can use CengageNOW to create and regularly update an exercise log to keep a record of your activity program (see Chapter 9, Figure 9.6). Once you have reached an ideal level of cardiorespiratory endurance, frequent training in the 60 to 85 percent range will allow you to maintain your fitness level.

Monitoring Exercise Heart Rate During the first few weeks of an exercise program, you should monitor your exercise heart rate regularly to make sure you are training in the proper zone. Wait until you are about 5 minutes into the aerobic phase of your exercise session before taking your first reading. When you check your heart rate, count your pulse for 10 seconds, then multiply by 6 to get the per minute pulse rate. The exercise heart rate will remain at the same level for about 15 seconds after you stop aerobic exercise, then drop rapidly. Do not hesitate to stop during your exercise bout to check your pulse. If the rate is too low, increase the intensity of exercise. If the rate is too high, slow down. When determining the training intensity for your own program, you need to consider your personal fitness goals and possible cardiovascular risk factors. Individuals who exercise at around the 50 percent TI still reap significant health benefits—in particular, improvements in the metabolic profile (see “Health Fitness Standards” in Chapter 1, page 17). Training at this lower percentage, however, may place you in only the “average” (moderate fitness) category (see Table 6.8). Exercising at this lower intensity will not allow you to achieve a “good” or “excellent” cardiorespiratory endurance fitness rating (the physical fitness standard). The latter ratings are obtained by exercising closer to the 85 percent threshold.

Moderate- Versus Vigorous-Intensity Exercise As fitness programs became popular in the 1970s, vigorous-intensity exercise (70 percent TI or above) was routinely prescribed for all fitness participants. Following extensive research in the late 1980s and 1990s, we learned that moderate-intensity physical activity (about 50 percent TI) provided many health benefits, including decreased risk for cardiovascular mortality—a statement endorsed by the U.S. Surgeon General in 1996.9 Thus, the emphasis switched from vigorous- to moderate-intensity training in the late 1990s. In the 1996 report, the Surgeon General also stated that vigorous-intensity exercise would provide even greater benefits. Limited attention, however, has been paid to this recommendation since the publication of the report. Vigorous-intensity programs yield higher improvements in VO2max than do moderate-intensity programs. And higher levels of aerobic fitness are associated with lower cardiovascular mortality, even when the duration of moderate-intensity activity is prolonged to match the energy expenditure performed during a shorter vigorousintensity effort.10 A recent review of several clinical studies substantiated that vigorous-intensity compared with moderate-intensity exercise leads to better improvements in coronary heart disease risk factors, including aerobic endurance, blood pressure, and blood glucose control.11 As a result, the pendulum is again swinging toward vigorous intensity because of the added aerobic benefits, greater protection against disease, and larger energy expenditure that helps with weight management.

Rate of Perceived Exertion Because many people do not check their heart rate during exercise, an alternative method of prescribing intensity of exercise has been devised using the physical activity perceived exertion (H-PAPE) scale. Using the scale in Figure 6.7, a person subjectively rates the perceived exertion or difFIGURE 6.7 Physical activity perceived exertion (H-PAPE) scale.

The H-PAPE (Hoeger-Physical Activity Perceived Exertion) Scale provides a subjective rating of the perceived exertion or difficulty of physical activity and exercise when training at a given intensity level. The intensity level is associated with the corresponding perceived exertion phrase provided. These phases are based on common terminology used in physical activity and exercise prescription guidelines. Perceived Exertion

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High-intensity exercise is required to achieve the high physical fitness standard (“excellent” category) for cardiorespiratory endurance.

Training Intensity

Low

40%

Moderate

50%

Somewhat hard

60%

Vigorous

70%

Hard

80%

Very hard

90%

All-out effort (10)

100%

Source: Adapted from Werner W. K. Hoeger, “Training for a walkathon,” Diabetes Self-Management 24(4) (2007): 56–68.

Mode of Exercise The mode, or type, of exercise that develops the cardiorespiratory system has to be aerobic in nature. Once you have established your cardiorespiratory training zone, any activity or combination of activities that will get your heart rate up to that training zone and keep it there for as long as you exercise will give you adequate development. Examples of these activities are walking, jogging, stair climbing, elliptical activity, aerobics, swimming, water aerobics, cross-country skiing, rope skipping, cycling, racquetball, stair climbing, and stationary running or cycling. Aerobic exercise has to involve the major muscle groups of the body, and it has to be rhythmic and continuous. As the amount of muscle mass involved during exercise increases, so do the demands on the cardiorespiratory system. The activity you choose should be based on your personal preferences, what you most enjoy doing, and your physical limitations. Low-impact activities greatly reduce the risk for injuries. Most injuries to beginners result from high-impact activities. Also, general strength conditioning (see Chapter 7) is also recommended prior to initiating an aerobic exercise program for individuals who have been inactive. Strength conditioning can significantly reduce the incidence of injuries. The amount of strength or flexibility you develop through various activities differs. In terms of cardiorespiratory development, though, the heart doesn’t know whether you are walking, swimming, or cycling. All the heart knows is that it has to pump at a certain rate, and as long as that rate is in the desired range, your cardiorespiratory fitness will improve. From a health fitness point

Cross-country skiing requires more oxygen and energy than most other aerobic activities.

of view, training in the lower end of the cardiorespiratory zone will yield optimal health benefits. The closer the heart rate is to the higher end of the cardiorespiratory training zone, however, the greater will be the improvements in VO2max (high physical fitness). Because of the specificity of training, to ascertain changes in fitness, it is recommended that you use the same mode of exercise for training and testing. If your primary mode of training is cycling, it is recommended that you assess VO2max using a bicycle test. For joggers, a field or treadmill running test is best. Swimmers should use a swim test.

Duration of Exercise

The general recommendation is that a person exercise between 20 and 60 minutes per session. For people who have been successful at losing a large amount of weight, however, up to 90 minutes of moderate-intensity activity daily may be required to prevent weight regain. The duration of exercise is based on how intensely a person trains. The variables are inversely related. If the training is done at around 85 percent, a session of 20 to 30 minutes is sufficient. At about 50 percent intensity, the person should train between 30 and 60 minutes. As mentioned under “Intensity of Exercise” on page 210, unconditioned people and older adults should train at lower percentages, and therefore the activity should be carried out over a longer time. Although the recommended guideline is 20 to 60 minutes of aerobic exercise per session, in the early stages of conditioning and for individuals who are pressed for time, accumulating 30 minutes or more of moderate-intensity aerobic physical activity throughout the day, in activity bouts of at least 10 minutes each, does provide health benefits. Three 10-minute exercise sessions per day (sepa-

Physical Activity Perceived Exertion Scale (H-PAPE) A perception scale to monitor or interpret the intensity of aerobic exercise. Mode Form or type of exercise.

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

ficulty of exercise when training at different intensity levels. The exercise heart rate then is associated with the corresponding perceived exertion phrase. For example, if training between 147 (60% TI) and 160 (70% TI) bpm, the person may associate this with training between “somewhat hard” and “vigorous.” Some individuals perceive less exertion than others when training at a certain intensity level. Therefore, you have to associate your own inner perception of the task with the phrases given on the scale. You then may proceed to exercise at that rate of perceived exertion. You must be sure to cross-check your target zone with your perceived exertion during the first weeks of your exercise program. To help you develop this association, you should regularly keep a record of your activities, using the form provided in Figure 6.10. After several weeks of training, you should be able to predict your exercise heart rate just by your own perceived exertion of the intensity of exercise. Whether you monitor the intensity of exercise by checking your pulse or through the H-PAPE scale, you should be aware that changes in normal exercise conditions will affect the training intensity. For example, exercising on a hot, humid day or at high altitude increases the heart rate response to a given task, requiring adjustments in the intensity of your exercise.

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Behavior Modification Planning TIPS FOR PEOPLE WHO HAVE BEEN PHYSICALLY INACTIVE

I DID IT

rated by at least 4 hours), at approximately 70 percent of maximal heart rate, have been shown to produce training benefits.12 Although the increases in VO2max with the latter program were not as large (57 percent) as those found in a group performing a continuous 30-minute bout of exercise per day, the researchers concluded that moderate-intensity physical activity, conducted for 10 minutes three times per day, benefits the cardiorespiratory system significantly. Results of this study are meaningful because people often mention lack of time as the reason they do not take part in an exercise program. Many think they have to exercise at least 20 continuous minutes to get any benefits at all. A duration of 20 to 30 vigorous-intensity minutes is ideal, but short, intermittent exercise bouts are beneficial to the cardiorespiratory system. From a weight management point of view, the recommendation to prevent weight gain is for people to accumulate 60 minutes of moderate-intensity physical activity most days of the week,13 whereas 60 to 90 minutes of daily moderate-intensity activity is necessary to prevent weight regain.14 These recommendations are based on evidence that people who maintain healthy weight typically accumulate between 1 and 11⁄2 hours of physical activity daily. The duration of exercise should be increased gradually to avoid undue fatigue and exerciserelated injuries. If lack of time is a concern, you should exercise at a vigorous intensity for 30 minutes, which can burn as many calories as 60 minutes of moderate intensity (also see “Low-Intensity Versus Vigorous-Intensity Exercise for Weight Loss” in Chapter 5, page 167), but only 19 percent of adults in the United States typically exercise at a high intensity level. Novice and overweight exercisers also need proper conditioning prior to vigorous-intensity exercise to avoid injuries or cardiovascular-related problems. Exercise sessions always should be preceded by a 5- to 10-minute warm-up and be followed by a 10-minute cool-down period (see Figure 6.6). The purpose of the warm-up is to aid in the transition from rest to exercise. A good warm-up increases extensibility of the muscles and connective tissue, extends joint range of motion, and enhances muscular activity. A warm-up consists of general calisthenics, mild stretching exercises, and walking/jogging/cycling for a few minutes at a lower intensity than the actual target zone. The concluding phase of the warmup is a gradual increase in exercise intensity to the lower end of the target training zone. In the cool-down, the intensity of exercise is decreased gradually to help the body return to near resting levels, followed by stretching and relaxation activities. Stopping abruptly causes blood to pool in the exercised body parts, diminishing the return of blood to the heart. Less blood return can cause a sudden drop in blood pressure, with dizziness and faintness, or it can bring on cardiac abnormalities. The cool-down phase also helps dissipate body heat and aids in removing the lactic acid produced during high-intensity exercise.

I PLAN TO

PRINCIPLES AND LABS

214

q q q q

q q

q q

q q q q q q

Take the sensible approach by starting slowly. Begin by choosing moderate-intensity activities you enjoy the most. By choosing activities you enjoy, you’ll be more likely to stick with them. Gradually build up the time spent exercising by adding a few minutes every few days or so until you can comfortably perform a minimum recommended amount of exercise (20 minutes per day). As the minimum amount becomes easier, gradually increase either the length of time exercising or increase the intensity of the activity, or both. Vary your activities, both for interest and to broaden the range of benefits. Explore new physical activities. Reward and acknowledge your efforts.

Source: Adapted from: Centers for Disease Control and Prevention, Atlanta, 2008.

Try It Fill out the cardiorespiratory exercise prescription in Lab 6D either in your text or online. In your Online Journal or class notebook, describe how well you implement the above suggestions.

Frequency of Exercise The recommended frequency for aerobic exercise is three to five days per week. Initially, only three weekly training sessions of 15 to 20 minutes are recommended, to avoid musculoskeletal injuries. You may then increase the frequency so that by the third week you are exercising four to five times per week for 20 minutes per session in the appropriate heart rate target zone (see Lab 6D and Figure 9.5 in Chapter 9). Thereafter, progressively continue to increase frequency,

Physically challenged people can participate in and derive health and fitness benefits from a high-intensity exercise program.

To sum up: Ideally, a person should engage in physical activity six or seven times per week. Based on the previous discussion, to reap both the high fitness and health fitness benefits of exercise, a person should do vigorous exercise a minimum of three times per week for high fitness maintenance, and three or four additional times per week in moderate-intensity activities to maintain good health. Depending on the intensity of the activity and the health/fitness goals, all exercise sessions should last between 20 and 60 minutes. For adequate weight management purposes, additional daily physical activity, up to 90 minutes, may be necessary. A summary of the cardiorespiratory exercise prescription guidelines according to the ACSM is provided in Figure 6.8. Comprehensive guidelines for weekly physical activity are also provided in Figure 6.9.

FIGURE 6.8 Cardiorespiratory exercise prescription guidelines. Warm-up Starting a workout slowly. Activity:

Intensity: Duration: Frequency:

Aerobic (examples: walking, jogging, cycling, swimming, aerobics, racquetball, soccer, stair climbing) 40/50%–85% of heart rate reserve 20–60 minutes of continuous aerobic activity 3 to 5 days per week

Source: American College of Sports Medicine, ACSM’s Guidelines for Exercise Testing and Prescription (Philadelphia: Lippincott Williams & Wilkins, 2006).

Cool-down Tapering off an exercise session slowly. Frequency Number of times per week a person engages in exercise. Anaerobic threshold The highest percentage of the VO2max at which an individual can exercise (maximal steady state) for an extended time without accumulating significant amounts of lactic acid (accumulation of lactic acid forces an individual to slow down the exercise intensity or stop altogether).

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

duration, and intensity of exercise until you have accomplished your goals. When exercising at 60 to 85 percent of HRR, three 20- to 30-minute exercise sessions per week, on nonconsecutive days, are sufficient to improve (in the early stages) or maintain VO2max. When training at lower intensities, exercising 30 to 60 minutes more than three days per week is required. If training is conducted more than five days a week, further improvements in VO2max are minimal. Although endurance athletes often train six or seven days per week (often twice per day), their training programs are designed to increase training mileage to endure longdistance races (6 to 100 miles) at a high percentage of VO2max. These athletes often train at or above maximal steady state, also known as anaerobic threshold. For individuals on a weight loss program, the recommendation is 60 to 90 minutes of low-intensity to moderate-intensity activity on most days of the week. Longer exercise sessions increase caloric expenditure for faster weight reduction (see Chapter 5, “Exercise: The Key to Weight Management,” page 165). Although three exercise sessions per week will maintain cardiorespiratory fitness, the importance of regular physical activity in preventing disease and enhancing quality of life has been pointed out clearly by the ACSM, the U.S. Centers for Disease Control and Prevention, and the President’s Council on Physical Fitness and Sports.15 These organizations, along with the U.S. Surgeon General, advocate at least 30 minutes of moderate-intensity physical activity at least five days per week. This routine has been promoted as an effective way to improve health and quality of life. Further, the Surgeon General states that no one, including older adults, is too old to enjoy the benefits of regular physical activity. If you want to enjoy better health and fitness, physical activity must be pursued regularly. According to Dr. William Haskell of Stanford University: “Most of the health-related benefits of exercise are relatively shortterm, so people should think of exercise as medication and take it on a daily basis.”16 Many of the benefits of exercise and activity diminish within 2 weeks of substantially decreased physical activity. These benefits are completely lost within 2 to 8 months of inactivity.17

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FIGURE 6.9 The Physical Activity Pyramid

Minimize inactivity

Strength and Flexibility: 2–3 days/week

ne

ss,

Inc

.

Cardiorespiratory endurance: Exercise 20–60 minutes 3–5 days/week

Ph

o

© tos

Fit

ne

ss

ell &W

PRINCIPLES AND LABS

216

Physical activity: Accumulate 60 to 90 minutes of moderate-intensity activity nearly every day.

Fitness Benefits of Aerobic Activities The contributions of different aerobic activities to the health-related components of fitness vary. Although an accurate assessment of the contributions to each fitness component is difficult to establish, a summary of likely benefits of several activities is provided in Table 6.10. Instead of a single rating or number, ranges are given for some of the categories. The benefits derived are based on the person’s effort while participating in the activity. The nature of the activity often dictates the potential aerobic development. For example, jogging is much more strenuous than walking. The effort during exercise also affects the amount of physiological development. During a low-impact aerobics routine, accentuating all movements (instead of just going through the motions) increases training benefits by orders of magnitude. Table 6.10 indicates a starting fitness level for each aerobic activity. Attempting to participate in highintensity activities without proper conditioning often leads to injuries, not to mention discouragement. Beginners should start with low-intensity activities that carry a minimum risk for injuries.

In some cases, such as high-impact aerobics and rope skipping, the risk for orthopedic injuries remains high even if the participants are adequately conditioned. These activities should be supplemental only and are not recommended as the sole mode of exercise. Most exercise-related injuries occur as a result of high-impact activities, not high intensity of exercise. Physicians who work with cardiac patients frequently use metabolic equivalents (METs) as an alternative method of prescribing exercise intensity. One MET represents the rate of energy expenditure at rest, that is, 3.5 mL/kg/min. METs are used to measure the intensity of physical activity and exercise in multiples of the resting metabolic rate. At an intensity level of 10 METs, the activity requires a tenfold increase in the resting energy requirement (or approximately 35 mL/kg/min). MET levels for a given activity vary according to the effort expended. The MET range for various activities is included in Table 6.10. The harder a person exercises, the higher is the MET level. The effectiveness of various aerobic activities in weight management is charted in Table 6.10. As a general rule, the greater the muscle mass involved in exercise, the better the results. Rhythmic and continuous activities that involve large amounts of muscle mass are most effective in burning calories. Higher-intensity activities increase caloric expenditure as well. Exercising longer, however, compensates for lower

217

Potential Cardiorespiratory Endurance Development (VO2max)3,5

Upper Body Strength Development3

Lower Body Strength Development3

Upper Body Flexibility Development3

Lower Body Flexibility Development3

H

3–4

2

4

3

2

4

6–12

450–900

Moderate-Impact Aerobics

I

M

2–4

2

3

3

2

3

6–12

450–900

Low-Impact Aerobics

B

L

2–4

2

3

3

2

3

5–10

375–750

Step Aerobics

I

M

2–4

2

3–4

3

2

3–4

5–12

375–900

Cross-Country Skiing

B

M

4–5

4

4

2

2

4–5

10–16

750–1,200

Cross-Training

I

M

3–5

2–3

3–4

2–3

1–2

3–5

6–15

450–1,125

Road

I

M

2–5

1

4

1

1

3

6–12

450–900

Stationary

B

L

2–4

1

4

1

1

3

6–10

450–750

Hiking

B

L

2–4

1

3

1

1

3

6–10

450–750

In-Line Skating

I

M

1–4

2

4

2

2

3

6–10

450–750

Jogging

I

M

3–5

1

3

1

1

5

6–15

450–1,125

Jogging, Deep Water

A

L

3–5

2

2

1

1

5

8–15

600–1,125

Racquet Sports

I

M

2–4

3

3

3

2

3

6–10

450–750

Rope Skipping

I

H

3–5

2

4

1

2

3–5

8–15

600–1,125

Rowing

B

L

3–5

4

2

3

1

4

8–14

600–1,050

Spinning

I

L

4–5

1

4

1

1

4

8–15

600–1,125

Stair Climbing

B

L

3–5

1

4

1

1

4–5

8–15

600–1,125

Swimming (front crawl)

B

L

3–5

4

2

3

1

3

6–12

450–900

Walking

B

L

1–2

1

2

1

1

3

4–6

300–450

Walking, Water, Chest-Deep

I

L

2–4

2

3

1

1

3

6–10

450–750

Water Aerobics

B

L

2–4

3

3

3

2

3

6–12

450–900

MET Level4,5,6

Injury Risk2

A

Weight Control3

Recommended Starting Fitness Level1

High-Impact Aerobics

Activity

Caloric Expenditure (cal/hour)5,6

Aerobics

Cycling

B Beginner, I Intermediate, A Advanced L Low, M Moderate, H High 3 I Low, 2 Fair, 3 Average, 4 Good, 5 Excellent 4 One MET represents the rate of energy expenditure at rest (3.5 ml/kg/rnin). Each additional MET is a multiple of the resting value. For example, 5 METs represents an energy expenditure equivalent to five times the resting value, or about 17.5 ml/kg/min. 5 Varies according to the person’s effort (intensity) during exercise. 6 Varies according to body weight. 1 2

intensities. If carried out long enough (45 to 60 minutes five or six times per week), even walking is a good exercise mode for weight management. Additional information on a comprehensive weight management program is given in Chapter 5.

MET Short for metabolic equivalent, the rate of energy expenditure at rest; 1 MET is the equivalent of a VO2 of 3.5 mL/kg/min.

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

TABLE 6.10 Ratings for Selected Aerobic Activities

Behavior Modification Planning

vorite hobby. If you pick an activity you don’t enjoy, you will be unmotivated and less likely to keep exercising. Don’t be afraid to try out a new activity, even if that means learning new skills.

I DID IT

TIPS TO ENHANCE EXERCISE COMPLIANCE I PLAN TO

PRINCIPLES AND LABS

218

q

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4. Combine different activities. You can train by doing two or three different activities the same week. This crosstraining may reduce the monotony of repeating the same activity every day. Try lifetime sports. Many endurance sports, such as racquetball, basketball, soccer, badminton, roller skating, cross-country skiing, and body surfing (paddling the board), provide a nice break from regular workouts.

q

q

5. Use the proper clothing and equipment for exercise. A poor pair of shoes, for example, can make you more prone to injury, discouraging you from the beginning.

q

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6. Find a friend or group of friends to exercise with. Social interaction will make exercise more fulfilling. Besides, exercise is harder to skip if someone is waiting to go with you.

q

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7. Set goals and share them with others. Quitting is tougher when someone else knows what you are trying to accom-

1. Set aside a regular time for exercise. If you don’t plan ahead, it is a lot easier to skip. On a weekly basis, using red ink, schedule your exercise time into your day planner. Next, hold your exercise hour “sacred.” Give exercise priority equal to the most important school or business activity of the day. If you are too busy, attempt to accumulate 30 to 60 minutes of daily activity by doing separate 10-minute sessions throughout the day. Try reading the mail while you walk, taking stairs instead of elevators, walking the dog, or riding the stationary bike as you watch the evening news.

q

q

2. Exercise early in the day, when you will be less tired and the chances of something interfering with your workout are minimal; thus, you will be less likely to skip your exercise session. 3. Select aerobic activities you enjoy. Exercise should be as much fun as your fa-

Critical Thinking Mary started an exercise program last year as a means to lose weight and enhance her body image. She now runs more than 6 miles every day, works out regularly on stairclimbers and elliptical machines, strength trains daily, participates in step aerobics three times per week, and plays tennis or racquetball twice a week. Evaluate her program and make suggestions for improvements.

Getting Started and Adhering to a Lifetime Exercise Program Following the guidelines provided in Lab 6D, you may proceed to initiate your own cardiorespiratory endurance program. If you have not been exercising regularly, you might begin by attempting to train five or six times a week for 30 minutes at a time. You might find this discouraging, however, and drop out before getting too far, because you will probably develop some muscle soreness and stiffness and possibly incur minor injuries. Muscle

219

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8. Purchase a pedometer (step counter) and build up to 10,000 steps per day. These 10,000 steps may include all forms of daily physical activity combined. Pedometers motivate people toward activity because they track daily activity, provide feedback on activity level, and remind the participant to enhance daily activity.

q

q

12. Keep a regular record of your activities. Keeping a record allows you to monitor your progress and compare it against previous months and years (see Figure 6.10, page 220).

q

q

13. Conduct periodic assessments. Improving to a higher fitness category is often a reward in itself, and creating your own rewards is even more motivating.

q

q

14. Listen to your body. If you experience pain or unusual discomfort, stop exercising. Pain and aches are an indication of potential injury. If you do suffer an injury, don’t return to your regular workouts until you are fully recovered. You may cross-train using activities that don’t aggravate your injury (for instance, swimming instead of jogging).

q

q

15. If a health problem arises, see a physician. When in doubt, it’s better to be safe than sorry.

9. Don’t become a chronic exerciser. Overexercising can lead to chronic fatigue and injuries. Exercise should be enjoyable, and in the process you should stop and smell the roses. 10. Exercise in different places and facilities. This will add variety to your workouts. 11. Exercise to music. People who listen to fast-tempo music tend to exercise more vigorously and longer. Using headphones when exercising outdoors, however, can be dangerous. Even indoors, it is preferable not to use headphones so you still can be aware of your surroundings.

soreness and stiffness and the risk for injuries can be lessened or eliminated by increasing the intensity, duration, and frequency of exercise progressively, as outlined in Lab 6D. Once you have determined your exercise prescription, the difficult part begins: starting and sticking to a lifetime exercise program. Although you may be motivated after reading about the benefits to be gained from physical activity, lifelong dedication and perseverance are necessary to reap and maintain good fitness. The first few weeks probably will be the most difficult for you, but where there’s a will, there’s a way. Once you begin to see positive changes, it won’t be as hard. Soon you will develop a habit of exercising that will be deeply satisfying and will bring about a sense of self-accomplishment.

Try It The most difficult challenge about exercise is to keep going once you start. The above behavioral change tips will enhance your chances for exercise adherence. In your Online Journal or class notebook, describe which suggestions were most useful

The suggestions provided in the accompanying Behavior Modification Planning box have been used successfully to help change behavior and adhere to a lifetime exercise program.

A Lifetime Commitment to Fitness

The benefits of fitness can be maintained only through a regular lifetime program. Exercise is not like putting money in the bank. It doesn’t help much to exercise 4 or 5 hours on Saturday and not do anything else the rest of the week. If anything, exercising only once a week is not safe for unconditioned adults. The time involved in losing the benefits of exercise varies among the different components of physical fitness and also depends on the person’s condition before the interrup-

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

plish. When you reach a targeted goal, reward yourself with a new pair of shoes or a jogging suit.

FIGURE 6.10 Cardiorespiratory exercise record form.

Name: _________________________________________ Date: ________________ Course: ________________ Section: _____________ Gender: ________ Age: _______ Month

Month

Body Exercise Type of Distance Time Daily Date Weight Heart Rate Activity in Miles Minutes H-PAPE* Steps 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31

Body Exercise Type of Distance Time Daily Date Weight Heart Rate Activity in Miles Minutes H-PAPE* Steps 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31

*Physical activity perceived Total exertion.

*Rate of perceived exertion. Total

220

PRINCIPLES AND LABS

221 rupt your program for reasons beyond your control, you should not attempt to resume training at the same level you left off but, rather, build up gradually again. Even the greatest athletes on earth, if they were to stop exercising, would be, after just a few years, at about the same risk for disease as someone who has never done any physical activity. Staying with a physical fitness program long enough brings about positive physiological and psychological changes. Once you are there, you will not want to have it any other way.

ASSESS YOUR BEHAVIOR Log on to http://www.cengage.com/sso/ to update your exercise log to include all your physical activity (climbing stairs, walking around campus, etc.). Be sure to update your pedometer log as well.

1. Do you consciously attempt to incorporate as much physical activity as possible in your daily living (walk, take stairs, cycle, participate in sports and recreational activities)? 2. Are you accumulating at least 30 minutes of moderateintensity physical activity a minimum of five days per week?

3. Is aerobic exercise in the appropriate target zone a priority in your life a minimum of three times per week for at least 20 minutes per exercise session? 4. Do you own a pedometer and do you accumulate 10,000 or more steps on most days of the week? 5. Have you evaluated your aerobic fitness and do you meet at least the health fitness category?

ASSESS YOUR KNOWLEDGE Log on to http://www.cengage.com/sso/ to assess your understanding of this chapter’s topics by taking the Student Practice Test and exploring the modules recommended in your Personalized Study Plan.

1. Cardiorespiratory endurance is determined by a. the amount of oxygen the body is able to utilize per minute of physical activity. b. the length of time it takes the heart rate to return to 120 bpm following the 1.5-Mile Run Test. c. the difference between the maximal heart rate and the resting heart rate. d. the product of the heart rate and blood pressure at rest versus exercise. e. the time it takes a person to reach a heart rate between 120 and 170 bpm during the AstrandRhyming test. 2. Which of the following is not a benefit of aerobic training? a. A higher VO2max b. An increase in red blood cell count c. A decrease in resting heart rate d. An increase in heart rate at a given workload e. An increase in functional capillaries 3. The oxygen uptake for a person with an exercise heart rate of 130, a stroke volume of 100, and an a-vO2diff of 10 is a. 130,000 mL/kg/min. b. 1,300 L/min. c. 1.3 L/min.

d. 130 mL/kg/min. e. 13 mL/kg/min. 4. The oxygen uptake, in mL/kg/min, for a person with a VO2 of 2.0 L/min who weighs 60 kilograms is a. 120. b. 26.5. c. 33.3. d. 30. e. 120,000. 5. The Step Test estimates VO2max according to a. how long a person is able to sustain the proper Step Test cadence. b. the lowest heart rate achieved during the test. c. the recovery heart rate following the test. d. the difference between the maximal heart rate achieved and the resting heart rate. e. the exercise heart rate and the total stepping time. 6. An “excellent” cardiorespiratory fitness rating, in mL/ kg/min, for young male adults is about a. 10. b. 20. c. 30. d. 40. e. 50.

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

tion. In regard to cardiorespiratory endurance, it has been estimated that 4 weeks of aerobic training are completely reversed in 2 consecutive weeks of physical inactivity. But if you have been exercising regularly for months or years, 2 weeks of inactivity won’t hurt you as much as it will someone who has exercised only a few weeks. As a rule, after 48 to 72 hours of aerobic inactivity, the cardiorespiratory system starts to lose some of its capacity. To maintain fitness, you should keep up a regular exercise program, even during vacations. If you have to inter-

PRINCIPLES AND LABS

222 7. How many minutes would a person training at 2 L/min have to exercise to burn the equivalent of one pound of fat? a. 700 b. 350 c. 120 d. 60 e. 20

9. Which of the following activities does not contribute to the development of cardiorespiratory endurance? a. Low-impact aerobics b. Jogging c. 400-yard dash d. Racquetball e. All of these activities contribute to its development.

8. The high-intensity cardiorespiratory training zone for a 22-year-old individual with a resting heart rate of 68 bpm is a. 120 to 148. b. 132 to 156. c. 138 to 164. d. 146 to 179. e. 154 to 188.

10. The recommended duration for each cardiorespiratory training session is a. 10 to 20 minutes. b. 15 to 30 minutes. c. 20 to 60 minutes. d. 45 to 70 minutes. e. 60 to 120 minutes. Correct answers can be found at the back of the book.

MEDIA MENU You can find the links below at the book companion site: www.cengage.com/health/hoeger/plfw10e

• Chronicle your daily activities using the exercise log. • Determine your readiness to exercise. • Check how well you understand the chapter’s concepts.

Internet Connections • FitFacts. This site features information about a variety of cardiovascular forms of exercise, including walking, running, jumping rope, swimming, spinning, crosstraining, interval training, and others. http://www .acefitness.org/default.aspx • Fitness Fundamentals: Guidelines for Personal Exercise Programs. This site, developed by the President’s Council on Physical Fitness and Sports, features information about starting an exercise program, including tips on how to select the right kinds of exercise to im-

prove cardiovascular health, flexibility, and muscle strength and endurance. http://www.hoptechno.com /book11.htm • Exercise Physiology: The Methods and Mechanisms Underlying Performance. This site features information on the principles of training, gender differences in performance and training, cardiovascular benefits, and much more. http://home.hia.no/~stephens/exphys.htm • Check Your Physical Activity and Heart IQ. This site, sponsored by the National Heart, Lung, and Blood Institute, provides a true/false quiz to allow you to assess what you know about how physical activity affects your heart. The answers provided will uncover exercise myths and give you information on ways to improve your heart health. http://www.nhlbi.nih.gov/health /public/heart/obesity/pa_iq_ab.htm

NOTES 1. H. Atkinson, “Exercise for Longer Life: The Physician’s Perspective,” HealthNews 7:3 (1997), 3. 2. R. B. O’Hara, et al., “Increased Volume Resistance Training: Effects upon Predicted Aerobic Fitness in a Select Group of Air Force Men,” ACSM’s Health & Fitness Journal 8, no. 4 (2004): 16–25. 3. American College of Sports Medicine, ACSM’s Guidelines for Exercise Testing and Prescription (Philadelphia: Lippincott Williams & Wilkins, 2006).

4. U.S. Department of Health and Human Services, Centers for Disease Control and Prevention, National Center for Health Statistics, Physical Activity Among Adults: United States, 2000, no. 15 (May 14, 2003). 5. American College of Sports Medicine, “Position Stand: The Recommended Quantity and Quality of Exercise for Developing and Maintaining Cardiorespiratory, Muscular Fitness, and Flexibility in Healthy Adults,” Medicine and Science in Sports and Exercise 30 (1998): 975–991.

6. See note 3. 7. See note 3. 8. S. E. Gormley, et al., “Effect of Intensity of Aerobic Training on VO2max,” Medicine and Science in Sports and Exercise 40 (2008): 1336–1343. 9. U.S. Department of Health and Human Services, Physical Activity and Health: A Report of the Surgeon General (Atlanta: Centers for Disease Control and Prevention, National Center for Chronic Disease Prevention and Health Promotion, 1996).

223 ing Effects of Long Versus Short Bouts of Exercise in Healthy Subjects,” American Journal of Cardiology 65 (1990): 1010–1013.

14. U.S. Department of Health and Human Services, Department of Agriculture, Dietary Guidelines for Americans 2005 (Washington, DC: DHHS, 2005).

11. D. P. Swain and B. A. Franklin, “Comparative Cardioprotective Benefits of Vigorous vs. Moderate Intensity Aerobic Exercise,” American Journal of Cardiology 97, no. 1 (2006): 141–147.

13. National Academy of Sciences, Institute of Medicine, Dietary Reference Intakes for Energy, Carbohydrates, Fiber, Fat, Protein and Amino Acids (Macronutrients). (Washington, DC: National Academy Press, 2002).

15. “Summary Statement: Workshop on Physical Activity and Public Health,” Sports Medicine Bulletin 28 (1993): 7.

12. R. F. DeBusk, U. Stenestrand, M. Sheehan, and W. L. Haskell, “Train-

16. “Scanning Sports,” Physician and Sportsmedicine 21, no. 11 (1993): 34. 17. See note 3.

SUGGESTED READINGS ACSM’s Guidelines for Exercise Testing and Prescription (Philadelphia: Lippincott Williams & Wilkins, 2006). ACSM’s Resource Manual for Guidelines for Exercise Testing and Prescription (Philadelphia: Lippincott Williams & Wilkins, 2006). Akalan, C., L. Kravitz, and R. Robergs. “VO2max: Essentials of the Most Widely Used Test in Exercise Physiology.” ACSM’s Health & Fitness Journal 8, no. 3 (2004): 5–9.

Hoeger, W. W. K., and S. A. Hoeger. Lifetime Fitness & Wellness: A Personalized Program (Belmont, CA: Wadsworth/ Thomson Learning, 2009). Karvonen, M. J., E. Kentala, and O. Mustala. “The Effects of Training on the Heart Rate, a Longitudinal Study.” Annales Medicinae Experimetalis et Biologiae Fenniae 35 (1957): 307–315.

McArdle, W. D., F. I. Katch, and V. L. Katch. Exercise Physiology: Energy, Nutrition, and Human Performance (Philadelphia: Lippincott Williams & Wilkins, 2007). Nieman, D. C. Exercise Testing and Prescription: A Health-Related Approach (Boston: McGraw-Hill, 2003). Wilmore, J. H., and D. L. Costill. Physiology of Sport and Exercise (Champaign, IL: Human Kinetics, 2008).

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

10. D. P. Swain, “Moderate- or VigorousIntensity Exercise: What Should We Prescribe?” ACSM’s Health & Fitness Journal 10, no. 5 (2006): 7–11.

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225

Name ______________________________________

Date ______________

Grade ____________

Instructor ___________________________________

Course ____________

Section ___________

Necessary Lab Equipment

Objective

1.5-Mile Run: School track or premeasured course and a stopwatch. 1.0-Mile Walk Test: School track or premeasured course and a stopwatch.

To estimate maximal oxygen uptake (VO2max) and cardiorespiratory endurance classification.

Step Test: A bench or gymnasium bleachers 161⁄4 inches high, a metronome, and a stopwatch.

Astrand–Rhyming Test: A bicycle ergometer that allows for regulation of workloads in kilopounds per meter (or watts) and a stopwatch. 12-Minute Swim Test: Swimming pool and a stopwatch. I.

Lab Preparation Wear appropriate exercise clothing including jogging shoes and a swimsuit if required. Be prepared to take the 1.0-Mile Walk Test, the Step Test, the Astrand– Rhyming Test, the 1.5-Mile Run Test, and/or the 12-Minute Swim Test. If more than one test will be conducted, perform them in the order just listed and allow at least 15 minutes between tests. Avoid vigorous physical activity 24 hours prior to this lab.

1.5-Mile Run Test 1.5-Mile Run Time: ________ min and ________ sec

VO2max (see Table 6.2, page 203): ________ mL/kg/min

Cardiorespiratory Fitness Category (Table 6.8, page 208): _____________________

II. 1.0-Mile Walk Test Weight (W) ________ lbs

Gender (G) _____ (female 0, male 1)

Time _____ min and _____ sec

Heart Rate (HR) ________ bpm Time in minutes (T) min (sec 60) or T ________ (________ 60) ________ min VO2max 88.768 (0.0957 W) (8.892 G) (1.4537 T) (0.1194 HR) VO2max 88.768 (0.0957 _____) (8.892 _____) (1.4537 ________) (0.1194 ________) VO2max 88.768 (________) (________) (________) (________) ________ mL/kg/min Cardiorespiratory Fitness Category (Table 6.8, page 208): _____________________

III. Step Test 15-second recovery heart rate: ________ beats

VO2max (Table 6.3, page 205): ________ mL/kg/min

Cardiorespiratory Fitness Category (Table 6.8, page 208): _____________________

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

LAB 6A: Cardiorespiratory Endurance Assessment

PRINCIPLES AND LABS

226 IV. Astrand–Rhyming Test Weight (W) _______ lbs Exercise Heart Rates

Weight (BW) in kilograms (W 2.2046) _______ kg

Time to count 30 beats

Heart Rate (bpm) (from Table 6.4, page 206)

Time to count 30 beats

First minute:

Fourth minute:

Second minute:

Fifth minute:

Third minute:

Sixth minute:

Workload _______ kpm Heart Rate (bpm) (from Table 6.4, page 206)

Average heart rate for the fifth and sixth minutes ________ bpm VO2max in L/min (Table 6.5, page 207) ________ L min

Correction factor (from Table 6.6, page 208) ________

Corrected VO2max VO2max in L/min correction factor ________ ________ ________ L/min VO2max in mL/kg/min corrected VO2max in L/min 1000 BW in kg _____ 1000 _____ _____ mL/kg/min Cardiorespiratory Fitness Category (Table 6.8, page 208): _____________________

V. 12-Minute Swim Test Distance swum in 12 minutes: ________ yards Cardiorespiratory Fitness Category (Table 6.7, page 208): _____________________

VI. What I Learned and Where I Go From Here: 1.

Interpret the results of your cardiorespiratory endurance test(s). Indicate the cardiorespiratory fitness classification you would like to achieve by the end of the term and explain how you are planning to achieve this goal.

2.

Briefly discuss the advantages and disadvantages of the cardiorespiratory endurance tests used in this lab.

227

Name ______________________________________

Date ______________

Grade ____________

Instructor ___________________________________

Course ____________

Section ___________

Necessary Lab Equipment

Lab Preparation

A school track (or premeasured course) and a stopwatch. Each student also should bring a watch with a second hand.

Wear exercise clothing, including jogging shoes. Do not engage in vigorous physical activity prior to this lab. Read the information on predicting oxygen uptake and caloric expenditure in this chapter, pages 207–209.

Objective To monitor exercise heart rate and determine the caloric cost of physical activity based on exercise heart rate.

Procedure 1. Cardiorespiratory Training Zone. Look up your cardiovascular training zone at 60 percent and 85 percent of heart rate reserve in Lab 6D. Record this information in beats per minute (bpm) and in 10-second pulse counts in the blank spaces provided below. Beats/minute 60% intensity

85% intensity

10-sec count

2. Resting Heart Rate (HR) and Body Weight (BW). Determine your resting HR prior to exercise and your body weight in kilograms (divide pounds by 2.2046). Resting HR: ________ bpm BW: ________ lbs 2.2046 ________ kg 3. Walking HR, Oxygen Uptake (VO2), and Caloric Expenditure. Walk two laps around a 400-meter (440-yard) track at an average speed of 75 to 100 meters per minute. Try to maintain a constant speed around the track. You can monitor your speed by starting the walk at the beginning of the 100-meter straightway and making sure you have walked at least 75 meters and no more than 100 meters in one minute. As soon as you complete the two laps (800 meters), notice the time required to walk this distance and immediately check your exercise HR by taking a 10-second pulse count. Record this information in the spaces provided below. Do not record the time until after you have checked your pulse. Exercise HR will remain at the same rate for about 15 seconds following cessation of exercise. Therefore, you need to check your pulse as soon as you finish the walk, after noticing the 800-meter walk time. 10-sec. pulse count: ________ beats (from question 1 above) 800-meter time: ________ min ________ sec HR in bpm 10-sec pulse count 6 HR in bpm ________ 6 ________ bpm 800-meter time in minutes min (sec 60) 800-meter time in minutes ________ (________ 60) ________ min Speed in meters per minute (mts/min) 800 800-meter time in min Speed in mts/min 800 ________ ________ mts/min

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

LAB 6B: Caloric Expenditure and Exercise Heart Rate

PRINCIPLES AND LABS

228 VO2 in mL/kg/min at this walking speed (Use Table 6.9, page 209) ________ mL/kg/min VO2 in L/min VO2 in mL/kg/min BW in kg 1,000 VO2 in L/min ________ ________ 1,000 ________ L/min Caloric expenditure for 800-meter walk VO2 in L/min 5 800-meter time in min Caloric expenditure for 800-meter walk ________ 5 ________ ________ calories 4. Slow-Jogging HR, VO2, and Caloric Expenditure. Slowly jog 800 meters (two laps) around the track. Try to maintain the same slow-jogging pace throughout the two laps. Do NOT jog fast or sprint. This is not a speed test and is intended to be a slow jog only. As soon as you complete the 800 meters, notice the time required to complete the distance and check your exercise HR immediately by taking another 10-second pulse count. Record this information below. 10-sec pulse count: ________ beats 800-meter time: ________ min ________ sec. HR in bpm 10-sec pulse count 6 HR in bpm ________ 6 ________ bpm 800-meter time in minutes min (sec 60) 800-meter time in minutes ________ (________ 60) ________ min Speed in mts/min 800 800-meter time in min Speed in mts/min 800 ________ ________ mts/min. VO2 in mL/kg/min at this slow-jogging speed (Use Table 6.9, page 209) ________ mL/kg/min VO2 in L/min VO2 in mL/kg/min BW in kg 1,000 VO2 in L/min ________ ________ 1,000 ________ L/min Caloric expenditure for 800-meter slow jog VO2 in L/min 5 800-meter time in min Caloric expenditure for 800-meter slow jog ________ 5 ________ ________ calories 5. Fast-Jogging HR, VO2, Caloric Expenditure, and Recovery HR. Jog another 800 meters at a faster speed around the track. Again try to maintain the same jogging pace throughout the two laps. Do NOT sprint. Your HR should not exceed 180 bpm on this test. As soon as you complete the 800 meters, notice your time for the two laps and check your 10-second pulse count. Record this information below. You also should check your 2- and 5-minute recovery HRs after the run and record these rates below. 10-sec pulse count: ________ beats 800-meter time: ________ min ________ sec HR in bpm 10-sec pulse count 6 HR in bpm ________ 6 ________ bpm 800-meter time in minutes min (sec 60) 800-meter time in minutes ________ (________ 60) ________ min Speed in mts/min 800 800-meter time in min Speed in mts/min 800 ________ ________ mts/min VO2 in mL/kg/min at this fast-jogging speed (Use Table 6.9, page 209) ________ mL/kg/min VO2 in L/min VO2 in mL/kg/min BW in kg 1,000

229

Caloric expenditure for 800-meter fast jog VO2 in L/min 5 800-meter time in min Caloric expenditure for 800-meter fast jog ________ 5 ________ ________ calories Recovery HRs 10-sec count

bpm

2 minutes 5 minutes* 6. Resting, Exercise, and Recovery HRs. Plot your resting, exercise, and recovery HRs on the graph provided below.

200 180 160 140 Heart 120 Rate (bpm) 100 80 60 40 Rest

Walk

Slow Jog

Fast Jog

2-min Recovery

5-min Recovery

Activity 7. Training Exercise HR and Equivalent Caloric Expenditure. This part of the lab should be completed outside your regular lab time, during the next 2 or 3 days prior to turning in the assignment. According to the previous exercise HRs (items 3, 4, and 5), try to select a walking or jogging speed that will allow you to maintain your exercise HR in the appropriate cardiorespiratory training zone. Using a 400-meter track, walk or jog for 20 minutes at the selected speed and again try to maintain a constant speed throughout the exercise time. At the end of the 20 minutes, check your 10-second pulse count and estimate the distance covered in meters. Record this information below and estimate the VO2 and caloric expenditure. 10-sec pulse count: ________ beats HR in bpm 10-sec pulse count 6 HR in bpm ________ 6 ________ bpm Approximate distance covered in 20 minutes: ________ meters

*Your 5-minute recovery HR should be below 120 bpm. If it is above 120, you most likely have overexerted yourself and, therefore, need to decrease the intensity of exercise (and/or duration when exercising for long periods of time). If your 5-minute recovery HR is still above 120 after decreasing the intensity of exercise, you should consult a physician regarding this condition.

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

VO2 in L/min ________ ________ 1,000 ________ L/min

PRINCIPLES AND LABS

230 Speed in mts/min distance in meters 20 minutes Speed in mts/min ________ 20 ________ mts/min VO2 at this speed (see Table 6.9, page 209) ________ mL/kg/min VO2 in L/min VO2 in mL/kg/min BW in kg 1,000 VO2 in L/min ________ ________ 1,000 ________ L/min Caloric expenditure for 20-min walk/jog VO2 in L/min 5 20 min Caloric expenditure for 20-min walk/jog ________ 5 20 ________ calories Using the previous information, how many calories would you have burned if you had maintained this pace for: 10 minutes (VO2 in L/min 5 10) ________ 5 10 ________ calories 30 minutes (VO2 in L/min 5 30) ________ 5 30 ________ calories 60 minutes (VO2 in L/min 5 60) ________ 5 60 ________ calories

Predicting Caloric Expenditure According to Exercise HR Research indicates that there is a linear relationship between HR and VO2, as long as the HR ranges from about 110 to 180 bpm. If you obtain two exercise HRs in this range and the equivalent oxygen uptakes (in L/min), you can easily predict your VO2 and caloric expenditure for any given HR in the specified range. Plot your two exercise HRs and the corresponding VO2 values on the graph provided below. Next, draw a line between these two points on the graph and extend the line to 110 and 180 bpm. You now may look up the VO2 for any HR by finding the desired HR on the Y axis, then going across to the reference line and straight down to the X axis, where you will find the corresponding VO2 in L/min. To obtain the caloric expenditure in calories per minute, simply multiply the VO2 by 5. You also may predict your maximal VO2 (in L/min) by extending the line up to your estimated maximal HR. The maximal HR is estimated by subtracting your age from 220. To convert the maximal VO2 to mL/kg/min, multiply the L/min value by 1,000 and divide by body weight in kilograms. Using the results from your lab and the graph below, indicate the VO2 in L/min and the caloric expenditure at the following HRs:

VO2 (L/min)

Caloric Expenditure (calories per minute)

200 190

120 bpm

180

150 bpm

170

170 bpm

160 Heart Rate (bpm)

150 140 130 120 110

1.0

2.0

3.0

Oxygen Uptake (L/min)

4.0

5.0

231

Name ______________________________________

Date ______________

Grade ____________

Instructor ___________________________________

Course ____________

Section ___________

Necessary Lab Equipment

Instructions

None required.

Read each statement carefully and circle the number that best describes your feelings in each statement. Please be completely honest with your answers. Interpret the results of this questionnaire using the guidelines provided on the next page.

Objective To determine your preparedness to start an exercise program.

I.

Strongly Agree

Mildly Agree

Mildly Disagree

Strongly Disagree

1. I can walk, ride a bike (or use a wheelchair), swim, or walk in a shallow pool.

4

3

2

1

2. I enjoy exercise.

4

3

2

1

3. I believe exercise can help decrease the risk for disease and premature mortality.

4

3

2

1

4. I believe exercise contributes to better health.

4

3

2

1

5. I have previously participated in an exercise program.

4

3

2

1

6. I have experienced the feeling of being physically fit.

4

3

2

1

7. I can envision myself exercising.

4

3

2

1

8. I am contemplating an exercise program.

4

3

2

1

9. I am willing to stop contemplating and give exercise a try for a few weeks.

4

3

2

1

10. I am willing to set aside time at least three times a week for exercise.

4

3

2

1

11. I can find a place to exercise (the streets, a park, a YMCA, a health club).

4

3

2

1

12. I can find other people who would like to exercise with me.

4

3

2

1

13. I will exercise when I am moody, fatigued, and even when the weather is bad.

4

3

2

1

14. I am willing to spend a small amount of money for adequate exercise clothing (shoes, shorts, leotards, swimsuit).

4

3

2

1

15. If I have any doubts about my present state of health, I will see a physician before beginning an exercise program.

4

3

2

1

16. Exercise will make me feel better and improve my quality of life.

4

3

2

1

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

LAB 6C: Exercise Readiness Questionnaire

PRINCIPLES AND LABS

232 Scoring Your Test: This questionnaire allows you to examine your readiness for exercise. You have been evaluated in four categories: mastery (self-control), attitude, health, and commitment. Mastery indicates that you can be in control of your exercise program. Attitude examines your mental disposition toward exercise. Health measures the strength of your convictions about the wellness benefits of exercise. Commitment shows dedication and resolution to carry out the exercise program. Write the number you circled after each statement in the corresponding spaces below. Add the scores on each line to get your totals. Scores can vary from 4 to 16. A score of 12 and above is a strong indicator that that factor is important to you, and 8 and below is low. If you score 12 or more points in each category, your chances of initiating and adhering to an exercise program are good. If you fail to score at least 12 points in three categories, your chances of succeeding at exercise may be slim. You need to be better informed about the benefits of exercise, and a retraining process may be required. Mastery:

1.

5.

6.

9.

Attitude:

2.

7.

8.

13.

Health:

3.

4.

15.

16.

11.

12.

14.

Commitment:

10.

II. Stage of Change for Cardiorespiratory Endurance Exercise Using Figure 2.5 (page 57) and Table 2.3 (page 57), identify your current stage of change in regard to participation in a cardiorespiratory endurance exercise program:

III. Advantages and Disadvantages for Adding Aerobic Exercise to Your Lifestyle Advantages:

Disdvantages:

233

Name ______________________________________

Date ______________

Grade ____________

Instructor ___________________________________

Course ____________

Section ___________

Necessary Lab Equipment

Objective

None required.

To write your own cardiorespiratory exercise prescription.

I. Intensity of Exercise 1. Estimate your own maximal heart rate (MHR) MHR 220 minus age (220 age)

MHR 220

bpm

2. Resting Heart Rate (RHR)

bpm

3. Heart Rate Reserve (HRR) MHR RHR HRR

beats

4. Training Intensities (TI) HRR TI RHR 40 Percent TI

.40

bpm

50 Percent TI

.50

bpm

60 percent TI

.60

bpm

85 Percent TI

.85

bpm

5. Cardiorespiratory Training Zone. The optimum cardiorespiratory training zone is found between the 60 percent and 85 percent training intensities. Older adults, individuals who have been physically inactive or are in the poor or fair cardiorespiratory fitness categories, however, should follow a 40 percent to 50 percent training intensity during the first few weeks of the exercise program. Cardiorespiratory Training Zone:

(60% TI) to

(85% TI) to

Physical Activity Perceived Exertion (see Figure 6.7, page 212):

II. Mode of Exercise Select any activity or combination of activities that you enjoy doing. The activity has to be continuous in nature and must get your heart rate up to the cardiorespiratory training zone and keep it there for as long as you exercise. Indicate your preferred mode(s) of exercise: 1.

2.

3.

4.

5.

6.

C H A P T E R 6 • C A R D I O R E S P I R ATO R Y E N D U R A N C E

LAB 6D: Cardiorespiratory Exercise Prescription

PRINCIPLES AND LABS

234 III. Cardiorespiratory Exercise Program The following is your weekly program for development of cardiorespiratory endurance. If you are in the average, good, or excellent fitness category, you may start at week 5. After completing this 12-week program, for you to maintain your fitness level, you should exercise in the 60 percent to 85 percent training zone for about 20 to 30 minutes, a minimum of three times per week, on nonconsecutive days. You should also recompute your target zone periodically because you will experience a significant reduction in resting heart rate with aerobic training (approximately 10 to 20 beats in about 8 to 12 weeks). Week

Duration (min)

Frequency

1 2 3 4 5 6 7 8 9 10 11 12

15 15 20 20 20 20 30 30 30 30 30–40 30–40

3 4 4 5 4 5 4 5 4 5 5 5

Training Intensity Between Between Between Between Between Between Between Between Between Between Between Between

40% 40% 40% 40% 50% 50% 50% 50% 60% 60% 60% 60%

and and and and and and and and and and and and

Heart Rate (bpm)

50% 50% 50% 50% 60% 60% 60% 60% 85% 85% 85% 85%

10-Sec Pulse Count*

to

to

beats

to

to

beats

to

to

beats

*Fill out your own 10-second pulse count under this column.

IV. Briefly State Your Experiences and Feelings Regarding Aerobic Exercise:

V. Monitoring Daily Physical Activity What is your average total number of daily steps (use a 7-day average): What is your current activity category (use Table 1.2, page 10): Do you accumulate 10,000 steps on most days of the week (at least five days)?

Yes

No

Muscular Strength and Endurance

7 Objectives • Explain the importance of adequate strength levels in maintaining good health and well-being • Clarify misconceptions about strength fitness • Define muscular strength and muscular endurance • Be able to assess muscular strength and endurance and learn to interpret test results according to health fitness and physical fitness standards • Identify the factors that affect strength • Understand the principles of overload and specificity of training for strength development • Become acquainted with two distinct strengthtraining programs—with weights and without weights • Chart your achievements for strength tests.

© Fitness & Wellness, Inc.

Check your understanding of the chapter contents by logging on to CengageNOW and accessing the pre-test, personalized learning plan, and post-test for this chapter.

PRINCIPLES AND LABS

236

FAQ

Do big muscles turn into fat when the person stops training?

What is more important for good health: aerobic fitness or muscular strength?

Muscle and fat tissue are two completely different types of tissue. Just as an apple will not turn into an orange, muscle tissue cannot turn into fat or vice versa. Muscle cells increase and decrease in size according to your training program. If you train quite hard, muscle cells increase in size. This increase is limited in women due to hormonal differences compared with men. When one stops training, muscle cells again decrease in size. If the person maintains a high caloric intake without physical training, however, fat cells will increase in size as weight (fat) is gained.

They are both important. During the initial fitness boom in the 1970s and 1980s, the emphasis was almost exclusively on aerobic fitness. We now know that they both contribute to health, fitness, work capacity, and overall quality of life. Aerobic fitness is important in the prevention of cardiovascular diseases and some types of cancer, whereas muscular fitness will build strong muscles and bones, increase functional capacity, prevent osteoporosis, and decrease the risk for low back pain and other musculoskeletal injuries. Should I do aerobic exercise or strength training first? Ideally, allow some recovery hours between the two types of training. If you can’t afford the time, the training order should be based on your fitness goals and preferences. Unless extremely exhausting, aerobics provides a good lead into strength training. Excessive fatigue can lead to bad form while lifting and may result in injury. If your primary goal is strength development, lift first, as you’ll be less fatigued and will end up with a more productive workout. On the other hand, if you are trying to develop the cardiorespiratory system or enhance caloric expenditure for weight loss purposes, heavy lower body lifting will make it very difficult to sustain a good cardio workout thereafter. Thus, evaluate your goals, and select the training order accordingly.

The need for strength fitness is not confined to highly trained athletes, fitness enthusiasts, and individuals who have jobs that require heavy muscular work. In fact, a well-planned strength-training program leads to increased muscle strength and endurance, muscle tone, tendon and ligament strength, and bone density—all of which help to improve and maintain everyday functional physical capacity. The benefits of strength training or resistance training on health and well-being are well documented.

What strength-training exercises are best to get an abdominal “six-pack”? Most men tend to store body fat around the waist, while women do so around the hips. There are, however, no “miracle” exercises to spot-reduce. Multiple sets of abdominal curl-ups, crunches, reverse crunches, or sit-ups performed three to five times per week will strengthen the abdominal musculature but will not be sufficient to allow the muscles to appear through the layer of fat between the skin and the muscles. The total energy (caloric) expenditure of a few sets of abdominal exercises will not be sufficient to lose a significant amount of weight (fat). If you want to get a “washboard stomach” (or, for women, achieve shapely hips), you need to engage in a moderate to vigorous aerobic and strength-training program combined with a moderate reduction in daily caloric intake (diet).

Benefits of Strength Training Strength is a basic health-related fitness component and is an important wellness component for optimal performance in daily activities such as sitting, walking, running, lifting and carrying objects, doing housework, and enjoy-

237

Muscular Strength and Aging

In the older adult population, muscular strength may be the most important health-related component of physical fitness. Though proper cardiorespiratory endurance is necessary to help maintain a healthy heart, good strength contributes more to independent living than any other fitness component. Older adults with good strength levels can successfully perform most activities of daily living. A common occurrence as people age is sarcopenia, the loss of lean body mass, strength, and function. How much of this loss is related to the aging process itself or to actual physical inactivity and faulty nutrition is unknown. And whereas thinning of the bones from osteoporosis renders them prone to fractures, the gradual loss of muscle mass and ensuing frailty are what lead to falls and subsequent loss of function in older adults. Strength training helps to slow the age-related loss of muscle function. Protein deficiency, seen in some older adults, also contributes to loss of lean tissue. More than anything else, older adults want to enjoy good health and to function independently. Many of them, however, are confined to nursing homes because they lack sufficient strength to move about. They cannot walk very far, and many have to be helped in and out of beds, chairs, and tubs. A strength-training program can enhance quality of life tremendously, and nearly everyone can benefit from it. Only people with advanced heart disease are advised to refrain from strength training. Inactive adults between the ages of 56 and 86 who participated in a 12-week

strength-training program increased their lean body mass by about 3 pounds, lost about 4 pounds of fat, and increased their resting metabolic rate by almost 7 percent.2 In other research, leg strength improved by as much as 200 percent in previously inactive adults over age 90.3 As strength improves, so does the ability to move about, the capacity for independent living, and enjoyment of life during the “golden years.” More specifically, good strength enhances quality of life in that it • • • •

improves balance and restores mobility, makes lifting and reaching easier, decreases the risk for injuries and falls, and stresses the bones and preserves bone mineral density, thereby decreasing the risk for osteoporosis.

Another benefit of maintaining a good strength level is its relationship to human metabolism. A primary outcome of a strength-training program is an increase in muscle mass or size (lean body mass), known as muscle hypertrophy. Muscle tissue uses more energy than fatty tissue. That is, your body expends more calories to maintain muscle than to maintain fat. All other factors being equal, if two individuals both weigh 150 pounds but have different amounts of muscle mass, the one with more muscle mass will have a higher resting metabolism (also see “Exercise: The Key to Weight Management,” pages 165–169). Even small increases in muscle mass have a long-term positive effect on metabolism. Loss of lean tissue also is thought to be a primary reason for the decrease in metabolism as people grow older. Contrary to some beliefs, metabolism does not have to slow down significantly with aging. It is not so much that metabolism slows down. It’s that we slow down. Lean body mass decreases with sedentary living, which in turn slows down the resting metabolic rate. Thus, if people continue eating at the same rate as they age, body fat increases. Daily energy requirements decrease an average of 360 calories between age 26 and age 60.4 Participating in

Strength training A program designed to improve muscular strength and/or endurance through a series of progressive resistance (weight) training exercises that overload the muscle system and cause physiologic development. Activities of daily living Everyday behaviors that people normally do to function in life (cross the street, carry groceries, lift objects, do laundry, sweep floors). Sarcopenia Age-related loss of lean body mass, strength, and function. Metabolism All energy and material transformations that occur within living cells; necessary to sustain life. Hypertrophy An increase in the size of the cell, as in muscle hypertrophy. Resting metabolism Amount of energy (expressed in milliliters of oxygen per minute or total calories per day) an individual requires during resting conditions to sustain proper body function.

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

ing recreational activities. Strength also is of great value in improving posture, personal appearance, and selfimage; in developing sports skills; in promoting stability of joints; and in meeting certain emergencies in life. From a health standpoint, increasing strength helps to increase or maintain muscle and a higher resting metabolic rate, encourages weight loss and maintenance, lessens the risk for injury, prevents osteoporosis, reduces chronic low back pain, alleviates arthritic pain, aids in childbearing, improves cholesterol levels, promotes psychological well-being, and may help to lower the risk of high blood pressure and diabetes. Furthermore, with time, the heart rate and blood pressure response to lifting a heavy resistance (a weight) decreases. This adaptation reduces the demands on the cardiovascular system when you perform activities such as carrying a child, the groceries, or a suitcase. Regular strength training can also help control blood sugar. Much of the blood glucose from food consumption goes to the muscles, where it is stored as glycogen. When muscles are not used, muscle cells may become insulin resistant, and glucose cannot enter the cells, thereby increasing the risk for diabetes. Following 16 weeks of strength training, a group of diabetic men and women improved their blood sugar control, gained strength, increased lean body mass, lost body fat, and lowered blood pressure.1

PRINCIPLES AND LABS

238 a strength-training program can offset much of the decline and prevent and reduce excess body fat. One research study found an increase in resting metabolic rate of 35 calories per pound of muscle mass in older adults who participated in a strength-training program.5

Gender Differences

A common misconception about physical fitness concerns women in strength training. Because of the increase in muscle mass typically seen in men, some women think that a strength-training program will result in their developing large musculature. Even though the quality of muscle in men and women is the same, endocrinological differences do not allow women to achieve the same amount of muscle hypertrophy (size) as men. Men also have more muscle fibers, and because of the sex-specific male hormones, each individual fiber has more potential for hypertrophy. On the average, following 6 months of training, women can achieve up to a 50 percent increase in strength but only a 10 percent increase in muscle size. The idea that strength training allows women to develop muscle hypertrophy to the same extent as men is as false as the notion that playing basketball will turn women into giants. Masculinity and femininity are established by genetic inheritance, not by the amount of physical activity. Variations in the extent of masculinity and femininity are determined by individual differences in hormonal secretions of androgen, testosterone, estrogen, and progesterone. Women with a bigger-than-average build often are inclined to participate in sports because of their natural physical advantage. As a result, many people have associated women’s participation in sports and strength training with large muscle size. As the number of females who participate in sports has increased steadily during the last few years, the myth of

Image not available due to copyright restrictions

Selected Detrimental Effects from Using Anabolic Steroids • • • • • • • • • • • • • • • • • • • • • •

Liver tumors Hepatitis Hypertension Reduction of high-density lipoprotein (HDL) cholesterol Elevation of low-density lipoprotein (LDL) cholesterol Hyperinsulinism Impaired pituitary function Impaired thyroid function Mood swings Aggressive behavior Increased irritability Acne Fluid retention Decreased libido HIV infection (via injectable steroids) Prostate problems (men) Testicular atrophy (men) Reduced sperm count (men) Clitoral enlargement (women) Decreased breast size (women) Increased body and facial hair (nonreversible in women) Deepening of the voice (nonreversible in women)

strength training in women leading to large increases in muscle size has abated somewhat. For example, per pound of body weight, female gymnasts are among the strongest athletes in the world. These athletes engage regularly in vigorous strength-training programs. Yet, female gymnasts have some of the most well-toned and graceful figures of all women. In recent years, improved body appearance has become the rule rather than the exception for women who participate in strength-training programs. Some of the most attractive female movie stars also train with weights to further improve their personal image. Nonetheless, you may ask, “If weight training does not masculinize women, why do so many women body builders develop such heavy musculature?” In the sport of body building, the athletes follow intense training routines consisting of two or more hours of constant weight lifting with short rest intervals between sets. Many body-building training routines call for back-to-back exercises using the

239

Skin Adipose tissue (fat) Muscle tissue

same muscle groups. The objective of this type of training is to pump extra blood into the muscles. This additional fluid makes the muscles appear much bigger than they do in a resting condition. Based on the intensity and the length of the training session, the muscles can remain filled with blood, appearing measurably larger for several hours after completing the training session. Performing such routines is a common practice before competitions. Therefore, in real life, these women are not as muscular as they seem when they are participating in a contest. In the sport of body building (among others), a big point of controversy is the use of anabolic steroids and human growth hormones. These hormones produce detrimental and undesirable side effects in women (such as hypertension, fluid retention, decreased breast size, deepening of the voice, and whiskers and other atypical body hair growth), which some women deem tolerable. Anabolic steroid use in general—except for medical reasons and when carefully monitored by a physician—can lead to serious health consequences.

Critical Thinking What role should strength training have in a fitness program? Should people be motivated for the health fitness benefits, or should they participate to enhance their body image? What are your feelings about individuals (male or female) with large body musculature?

Use of anabolic steroids by female body builders and female track-and-field athletes around the world is widespread. These athletes use anabolic steroids to remain competitive at the highest level. During the 2004 Olympic Games in Athens, Greece, two women shot putters, including the gold medal winner (later stripped of the medal), were expelled from the games for using steroids. Women who take steroids undoubtedly will build heavy musculature, and if they take them long enough, the steroids will produce masculinizing effects.

To prevent steroid use, the International Federation of Body Building instituted a mandatory steroid-testing program for women participating in the Miss Olympia contest. When drugs are not used to promote development, improved body image is the rule rather than the exception among women who participate in body building, strength training, and sports in general.

Changes in Body Composition A benefit of strength training, accentuated even more when combined with aerobic exercise, is a decrease in adipose or fatty tissue around muscle fibers themselves. This decrease is often greater than the amount of muscle hypertrophy (see Figure 7.1). Therefore, losing inches but not body weight is common. Because muscle tissue is more dense than fatty tissue (and despite the fact that inches are lost during a combined strength-training and aerobic program), people, especially women, often become discouraged because they cannot see the results readily on the scale. They can offset this discouragement by determining body composition regularly to monitor their changes in percent body fat rather than simply measuring changes in total body weight (see Chapter 4).

Assessment of Muscular Strength and Endurance Although muscular strength and endurance are interrelated, they do differ. Muscular strength is the ability to exert maximum force against resistance. Muscular endurance is the ability of a muscle to exert submaximal force repeatedly over time.

Anabolic steroids Synthetic versions of the male sex hormone testosterone, which promotes muscle development and hypertrophy. Muscular strength The ability of a muscle to exert maximum force against resistance (for example, 1 repetition maximum [or 1 RM] on the bench press exercise). Muscular endurance The ability of a muscle to exert submaximal force repeatedly over time.

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

FIGURE 7.1 Changes in body composition as a result of a combined aerobic and strength-training program.

FIGURE 7.2 Procedure for the Hand Grip Strength Test.

1. Adjust the width of the dynamometer* so the middle bones of your fingers rest on the distant end of the dynamometer grip. 2. Use your dominant hand for this test. Place your elbow at a 90° angle and about 2 inches away from the body. 3. Now grip as hard as you can for a few seconds. Do not move any other body part as you perform the test (do not flex or extend the elbow, do not move the elbow away or toward the body, and do not lean forward or backward during the test). 4. Record the dynamometer reading in pounds (if reading is in kilograms, multiply by 2.2046). 5. Three trials are allowed for this test. Use the highest reading for your final test score. Look up your percentile rank for this test in Table 7.1. 6. Based on your percentile rank, obtain the hand grip strength fitness category according to the following guidelines: Percentile Rank

Fitness Category

ⱖ90 70–80 50–60 30–40 ⱕ20

Excellent Good Average Fair Poor

*A Lafayette 78010 dynamometer is recommended for this test (Lafayette Instruments Co., Sagamore and North 9th Street, Lafayette, IN 47903).

© Fitness & Wellness, Inc.

The maximal amount of resistance that an individual is able to lift in one single effort (1 repetition maximum or 1 RM) is a measure of absolute strength. perform against a submaximal resistance or by the length of time a given contraction can be sustained. For example: How many push-ups can an individual do? Or how many times can a 30-pound resistance be lifted? Or how long can a person hold a chin-up? If time is a factor and only one test item can be done, the Hand Grip Strength Test, described in Figure 7.2, is commonly used to assess strength. This test, though, provides only a weak correlation with overall body strength. Two additional strength tests are provided in Figures 7.3 and 7.4. Lab 7A also offers you the opportunity to assess your own level of muscular strength or endurance with all three tests. You may take one or more of these tests, according to your time and the facilities available. In strength testing, several body sites should be assessed, because muscular strength and muscular endurance are both highly specific. A high degree of strength or endurance in one body part does not necessarily indicate similarity in other parts, so no single strength test provides a good assessment of overall body strength. Accordingly, exercises for the strength tests were selected to include the upper body, lower body, and abdominal regions.

© Fitness & Wellness, Inc.

Muscular endurance (also referred to as “localized muscular endurance”) depends to a large extent on muscular strength. Weak muscles cannot repeat an action several times or sustain it. Based upon these principles, strength tests and training programs have been designed to measure and develop absolute muscular strength, muscular endurance, or a combination of the two. Muscular strength is usually determined by the maximal amount of resistance (weight)—one repetition maximum, or 1 RM—an individual is able to lift in a single effort. Although this assessment yields a good measure of absolute strength, it does require considerable time, because the 1 RM is determined through trial and error. For example, strength of the chest muscles is frequently measured through the bench press exercise. If an individual has not trained with weights, he may try 100 pounds and lift this resistance easily. After adding 50 pounds, he fails to lift the resistance. Then he decreases resistance by 20 or 30 pounds. Finally, after several trials, the 1 RM is established. Using this method, a true 1 RM might be difficult to obtain the first time an individual is tested, because fatigue becomes a factor. By the time the 1 RM is established, the person already has made several maximal or near-maximal attempts. In contrast, muscular endurance typically is established by the number of repetitions an individual can

© Fitness & Wellness, Inc.

PRINCIPLES AND LABS

240

The hand grip tests strength.

241 watch, a metronome, a bench or gymnasium bleacher 161⁄4 inches high, a cardboard strip 31⁄2 inches wide by 30 inches long, and a partner. A percentile rank is given for each exercise according to the number of repetitions performed (see Table 7.2). An overall endurance rating can be obtained by totaling the number of points obtained on each exercise. Record the results of this test in Lab 7A.

Muscular Strength: Hand Grip Strength Test As indicated previously, when time is a factor, the

Muscular Strength and Endurance Test In the Muscular Strength and Endurance Test, you will lift a submaximal resistance as many times as possible using the six strength-training exercises listed in Figure 7.4. The resistance for each lift is determined according to selected percentages of body weight shown in Figure 7.4 and Lab 7A. With this test, if an individual does only a few repetitions, the test will measure primarily absolute strength. For those who are able to do a lot of repetitions, the test will be an indicator of muscular endurance. If you are not familiar with the different lifts, illustrations are provided at the end of this chapter. A strength/endurance rating is determined according to the maximum number of repetitions you are able to perform on each exercise. Fixed-resistance strength units are necessary to administer all but the abdominal exercises in this test (see “Dynamic Training” on pages 246–247 for an explanation of fixed-resistance equipment). A percentile rank for each exercise is given based on the number of repetitions performed (see Table 7.3). As with the Muscular Endurance Test, an overall muscular strength/endurance rating is obtained by totaling the number of points obtained on each exercise. If no fixed-resistance equipment is available, you can still perform the test using different equipment. In that case, though, the percentile rankings and strength fitness categories may not be completely accurate because a certain resistance (for example, 50 pounds) is seldom the same on two different weight machines (for example, Universal Gym versus Nautilus). The industry has no standard calibration procedure for strength equipment. Consequently, if you lift a certain resistance for a specific exercise (for example, bench press) on one machine, you may or may not be able to lift the same amount for this exercise on a different machine. Even though the percentile ranks may not be valid across different equipment, test results can be used to evaluate changes in fitness. For example, you may be able to do 7 repetitions during the initial test, but if you can perform 14 repetitions after 12 weeks of training, that’s a measure of improvement. Results of the Muscular Strength and Endurance Test can be recorded in Lab 7A.

Hand Grip Test can be used to provide a rough estimate of strength. Unlike the next two tests, this one is isometric (involving static contraction, discussed later in the chapter). If the proper grip is used, no finger motion or body movement is visible during the test. The test procedure is given in Figure 7.2, and percentile ranks based on your results are provided in Table 7.1. You can record the results of this test in Lab 7A. Changes in strength may be more difficult to evaluate with the Hand Grip Strength Test. Most strength-training programs are dynamic in nature (body segments are moved through a range of motion, discussed later in the chapter), whereas this test provides an isometric assessment. Further, grip-strength exercises seldom are used in strength training, and increases in strength are specific to the body parts exercised. This test, however, can be used to supplement the following strength tests.

Muscular Endurance Test Three exercises were selected to assess the endurance of the upper body, lower body, and midbody muscle groups (see Figure 7.3). The advantage of the Muscular Endurance Test is that it does not require strength-training equipment—only a stop-

TABLE 7.1 Scoring Table for Hand Grip Strength Test Percentile Rank

Men

Women

99

153

101

95

145

94

90

141

91

80

139

86

70

132

80

60

124

78

50

122

74

40

114

71

30

110

66

20

100

64

10

91

60

5

76

58

High physical fitness standard Health fitness standard

One repetition maximum (1 RM) The maximum amount of resistance an individual is able to lift in a single effort.

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

Before strength testing, you should become familiar with the procedures for the respective tests. For safety reasons, always take at least one friend with you whenever you train with weights or undertake any type of strength assessment. Also, these are different tests, so to make valid comparisons, you should use the same test for pre- and post-assessments. The following are your options.

Bent-leg curl-up. Lie down on the floor (face up) and bend both legs at the knees at approximately 100°. The feet should be on the floor, and you must hold them in place yourself throughout the test. Cross the arms in front of the chest, each hand on the opposite shoulder. Now raise the head off the floor, placing the chin against the chest. This is the starting and finishing position for each curl-up (see Figure 7.3d). The back of the head may not come in contact with the floor, the hands cannot be removed from the shoulders, nor may the feet or hips be raised off the floor at any time during the test. The test is terminated if any of these four conditions occur. When you curl up, the upper body must come to an upright position before going back down (see Figure 7.3e). The repetitions are performed to a two-step Figure 7.3d Bent-leg curl-up cadence (up-down)

Abdominal crunch. This test is recommended only for individuals who are unable to perform the bent-leg curl-up test because of susceptibility to low-back injury. Exercise form must be carefully monitored during the test. Several authors and researchers have indicated that proper form during this test is extremely difficult to control. Subjects often slide their bodies, bend their elbows, or shrug their shoulders during the test. Such actions facilitate the performance of the test and misrepresent the actual test results. Biomechanical factors also limit the ability to perform this test. Further, lack of spinal flexibility keeps some individuals from being able to move the full 31⁄2" range of motion. Others are unable to keep their heels on the floor during the test. The validity of this test as an effective measure of abdominal strength or abdominal endurance has also been questioned through research. Tape a 31⁄2" ⫻ 30" strip of cardboard onto the floor. Lie down on the floor in a supine position (face up) with the knees bent at approximately 100° and the legs slightly apart. The feet should be on the floor, and you must hold them in place yourself throughout the test. Straighten out your arms and place them on the floor alongside the trunk with the palms down and the fingers fully extended. The fingertips of both hands should barely touch the closest edge of the cardboard (see Figure 7.3f). Bring the head off the floor until the chin is 1" to 2" away from your chest. Keep the head in this position during the entire test (do not move the head by flexing or extending the neck). You are now ready to begin the test. Figure 7.3f Abdominal crunch test Perform the repetitions to a two-step cadence (up-down) regulated with a metronome set at 60 beats per minute. As you curl up, slide the fingers over the cardboard until the fingertips reach the far edge (31⁄2") of the board (see Figure 7.3g), then return to the starting Figure 7.3g Abdominal crunch test position. Allow a brief practice period of 5 to 10 seconds to familiarize yourself with the cadence. Initiate the up movement with the first beat and the down movement with the next beat. Accomplish one repetition every two beats of the metronome. Count as many repetitions as you are able to perform following the proper cadence. You may not count a repetition if the fingertips fail to reach the distant edge of the cardboard. Terminate the test if you (a) fail to maintain the appropriate cadence, (b) bend the elbows, (c) shrug the shoulders, (d) slide

*Novel Products, Inc. Figure Finder Collection, P.O. Box 408, Rockton, IL, 61072-0408. 1-800-323-5143, Fax 815-624-4866.

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regulated with the metronome set at 40 beats per minute. For this exercise, you should allow a brief practice period of 5 to 10 seconds to familiarize yourself with the cadence (the up movement is initiated with the first beat, then you must wait for the next beat to initiate the down movement; one repetition is accomplished every two beats of the metronome). Count as many Figure 7.3e Bent-leg repetitions as you are able to perform curl-up following the proper cadence. The test is also terminated if you fail to maintain the appropriate cadence or if you accomplish 100 repetitions. Have your partner check the angle at the knees throughout the test to make sure to maintain the 100° angle as close as possible.

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Modified push-up. Women: Lie down on the floor (face down), bend the knees (feet up in the air), and place the hands on the floor by the shoulders with the fingers pointing forward. The lower body will be supported at the knees (as opposed to the feet) throughout the test (see Figure 7.3c). The chest must touch the floor on each repetition. As with the modified-dip exercise (above), perform the repetitions to a two-step cadence (up-down) regulated with a metronome set at 56 beats per minute. Perform as many continuous repetitions as possible. Do not count any more repetitions if you fail to follow the metroFigure 7.3c Modified push-up nome cadence.

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Modified dip. Men only: Using a bench Figure 7.3a Bench jump or gymnasium bleacher, place the hands on the bench with the fingers pointing forward. Have a partner hold your feet in front of you. Bend the hips at approximately 90° (you also may use three sturdy chairs: Put your hands on two chairs placed by the sides of your body and place your feet on the third chair in front of you). Lower your body by flexing the elbows until they reach a 90° angle, then return to the starting position (also see Exercise 6, page 263). Perform the repetitions to a two-step cadence (down-up) regulated with a metronome set at 56 beats per minute. Perform as many continuous repetitions as possible. Do not count any more repetitions if you fail to follow the Figure 7.3b Modified dip metronome cadence.

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Bench-jump. Using a bench or gymnasium bleacher 161⁄4" high, attempt to jump up onto and down off of the bench as many times as possible in 1 minute. If you cannot jump the full minute, you may step up and down. A repetition is counted each time both feet return to the floor.

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Three exercises are conducted on this test: bench jumps, modified dips (men) or modified push-ups (women), and bent-leg curl-ups or abdominal crunches. All exercises should be conducted with the aid of a partner. The correct procedure for performing each exercise is as follows:

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FIGURE 7.3 Muscular Endurance Test.

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PRINCIPLES AND LABS

242

243

muscular endurance fitness category according to the following classification:

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the body, (e) lift heels off the floor, (f) raise the chin off the chest, (g) accomplish 100 repetitions, or (h) no longer can perform the test. Have your partner check the angle at the knees throughout the test to make sure that the 100° angle is maintained as closely as possible.

Average Score

Fitness Category

Points

ⱖ90 70–80 50–60 30–40 ⱕ20

Excellent Good Average Fair Poor

5 4 3 2 1

Look up the number of points assigned for each fitness category above. Total the number of points and determine your overall strength endurance fitness category according to the following ratings:

Figure 7.3h Figure 7.3i Abdominal crunch test performed with a Crunch-Ster Curl-Up Tester. For this test you may also use a Crunch-Ster Curl-Up Tester, available from Novel Products.* An illustration of the test performed with this equipment is provided in Figures 7.3h and 7.3i. According to the results, look up your percentile rank for each exercise in the far left column of Table 7.2 and determine your

Total Points

Strength Endurance Category

ⱖ13 10–12 7–9 4–6 ⱕ3

Excellent Good Average Fair Poor

*Novel Products, Inc. Figure Finder Collection, P.O. Box 408, Rockton, IL, 61072-0408. 1-800-323-5143, Fax 815-624-4866.

TABLE 7.2 Muscular Endurance Scoring Table Men

Women

Percentile Rank

Bench Jumps

Modified Dips

Bent-Leg Curl-Ups

Abdominal Crunches

Bench Jumps

Modified Push-Ups

Bent-Leg Curl-Ups

Abdominal Crunches

99

66

54

100

100

58

95

100

100

95

63

50

81

100

54

70

100

100

90

62

38

65

100

52

50

97

69

80

58

32

51

66

48

41

77

49

70

57

30

44

45

44

38

57

37

60

56

27

31

38

42

33

45

34

50

54

26

28

33

39

30

37

31

40

51

23

25

29

38

28

28

27

30

48

20

22

26

36

25

22

24

20

47

17

17

22

32

21

17

21

10

40

11

10

18

28

18

9

15

5

34

7

3

16

26

15

4

High physical fitness standard

Health fitness standard

Strength-Training Prescription

cells increase in size (hypertrophy) and strength. If the demands placed on the muscle cells decrease, such as in sedentary living or required rest because of illness or injury, the cells atrophy and lose strength. A good level of

The capacity of muscle cells to exert force increases and decreases according to the demands placed upon the muscular system. If muscle cells are overloaded beyond their normal use, such as in strength-training programs, the

Atrophy Decrease in the size of a cell.

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

FIGURE 7.3 Muscular Endurance Test. (continued)

PRINCIPLES AND LABS

244 FIGURE 7.4 Muscular Strength and Endurance Test.

1. Familiarize yourself with the six lifts used for this test: lat pull-down, leg extension, bench press, bent-leg curl-up or abdominal crunch,* leg curl, and arm curl. Graphic illustrations for each lift are given on pages 271, 273, 266, 262, 268, and 264, respectively. For the leg curl exercise, the knees should be flexed to 90°. A description and illustration of the bent-leg curl-up and the abdominal crunch exercises are provided in Figure 7.3. On the leg extension lift, maintain the trunk in an upright position. 2. Determine your body weight in pounds. 3. Determine the amount of resistance to be used on each lift. To obtain this number, multiply your body weight by the percent given below for each lift.

4. Perform the maximum continuous number of repetitions possible. 5. Based on the number of repetitions performed, look up the percentile rank for each lift in the left column of Table 7.3. 6. The individual strength fitness category is determined according to the following classification:

Lift

7. Look up the number of points assigned for each fitness category under item 6 above. Total the number of points and determine your overall strength fitness category according to the following ratings:

Percent of Body Weight

Lat Pull-Down Leg Extension Bench Press Bent-Leg Curl-Up or Abdominal Crunch* Leg Curl Arm Curl

Men .70 .65 .75

Women .45 .50 .45

NA** .32 .35

NA** .25 .18

*The abdominal crunch exercise should be used only by individuals who suffer or are susceptible to low-back pain. **NA ⫽ not applicable—see Figure 7.3

Percentile Rank

Fitness Category

Points

ⱖ90 70–80 50–60 30–40 ⱕ20

Excellent Good Average Fair Poor

5 4 3 2 1

Total Points

Strength Category

ⱖ25 19–24 13–18 7–12 ⱕ6

Excellent Good Average Fair Poor

8. Record your results in Lab 7A.

TABLE 7.3 Muscular Strength and Endurance Scoring Table Men

Women

Lat Bent- AbdomLat Bent- AbdomPercentile PullLeg Bench Leg inal Leg Arm PullLeg Bench Leg inal Leg Arm Rank Down Extension Press Curl-Up Crunch Curl Curl Down Extension Press Curl-Up Crunch Curl Curl

99

30

25

26

100

100

24

25

30

25

27

100

100

20

25

95

25

20

21

81

100

20

21

25

20

21

100

100

17

21

90

19

19

19

65

100

19

19

21

18

20

97

69

12

20

80

16

15

16

51

66

15

15

16

13

16

77

49

10

16

70

13

14

13

44

45

13

12

13

11

13

57

37

9

14

60

11

13

11

31

38

11

10

11

10

11

45

34

7

12

50

10

12

10

28

33

10

9

10

9

10

37

31

6

10

40

9

10

7

25

29

8

8

9

8

5

28

27

5

8

30

7

9

5

22

26

6

7

7

7

3

22

24

4

7

20

6

7

3

17

22

4

5

6

5

1

17

21

3

6

10

4

5

1

10

18

3

3

3

3

9

15

1

3

5

3

3

3

16

1

2

2

1

4

2

High physical fitness standard

Health fitness standard

muscular strength is important to develop and maintain fitness, health, and total well-being.

Factors That Affect Strength Several physiological factors combine to create muscle contraction and subsequent strength gains: neural stimulation, type of

muscle fiber, overload, and specificity of training. Basic knowledge of these concepts is important to understand the principles involved in strength training.

Neural Stimulation Within the neuromuscular system, single motor neurons branch and attach to multiple

245

Types of Muscle Fiber The human body has two basic types of muscle fibers: (a) slow-twitch or red fibers and (b) fast-twitch or white fibers. Slow-twitch fibers have a greater capacity for aerobic work. Fast-twitch fibers have a greater capacity for anaerobic work and produce more overall force. The latter are important for quick and powerful movements commonly used in strength-training activities. The proportion of slow- and fast-twitch fibers is determined genetically and consequently varies from one person to another. Nevertheless, training increases the functional capacity of both types of fiber, and more specifically, strength training increases their ability to exert force. During muscular contraction, slow-twitch fibers always are recruited first. As the force and speed of muscle contraction increase, the relative importance of the fasttwitch fibers increases. To activate the fast-twitch fibers, an activity must be intense and powerful. Overload Strength gains are achieved in two ways: 1. Through increased ability of individual muscle fibers to generate a stronger contraction

5. Increasing the volume (sum of the repetitions performed multiplied by the resistance used) 6. Using any combination of the above

Specificity of Training The principle of specificity of training holds that for a muscle to increase in strength or endurance, the training program must be specific to obtain the desired effects (see also the discussion on resistance on pages 248–249). The principle of specificity also applies to activity or sport-specific development and is commonly referred to as SAID training (specific adaptation to imposed demand). The SAID principle implies that if an individual is attempting to improve specific sport skills, the strengthtraining exercises performed should resemble as closely as possible the movement patterns encountered in that particular activity or sport. For example, a soccer player who wishes to become stronger and faster would emphasize exercises that will develop leg strength and power. In contrast, an individual recovering from a lower-limb fracture initially exercises to increase strength and stability, and subsequently muscle endurance. Additional information on the principle of specificity is provided in Chapter 9, the section “SportSpecific Conditioning,” pages 340–341. Understanding all four concepts discussed thus far (neural stimulation, muscle fiber types, overload, and specificity) is required to design an effective strength-training program.

Principles Involved in Strength Training Because muscular strength and endurance are important in developing and maintaining overall fitness and wellbeing, the principles necessary to develop a strengthtraining program have to be understood, just as in the prescription for cardiorespiratory endurance. These principles are mode, resistance, sets, frequency, and volume of

2. By recruiting a greater proportion of the total available fibers for each contraction These two factors combine in the overload principle. The demands placed on the muscle must be increased systematically and progressively over time, and the resistance must be of a magnitude significant enough to cause physiological adaptation. In simpler terms, just like all other organs and systems of the human body, to increase in physical capacity, muscles have to be taxed repeatedly beyond their accustomed loads. Because of this principle, strength training also is called progressive resistance training. Several procedures can be used to overload in strength training:6 1. Increasing the resistance 2. Increasing the number of repetitions 3. Increasing or decreasing the speed of the normal repetition 4. Decreasing the rest interval for endurance improvements (with lighter resistances) or lengthening the rest interval for strength gains (with higher resistances)

Motor neurons Nerves connecting the central nervous system to the muscle. Motor unit The combination of a motor neuron and the muscle fibers that neuron innervates. Slow-twitch fibers Muscle fibers with greater aerobic potential and slow speed of contraction. Fast-twitch fibers Muscle fibers with greater anaerobic potential and fast speed of contraction. Overload principle Training concept that the demands placed on a system (cardiorespiratory or muscular) must be increased systematically and progressively over time to cause physiologic adaptation (development or improvement). Specificity of training Principle that training must be done with the specific muscle the person is attempting to improve. Specific adaptation to imposed demand (SAID) training Training principle stating that, for improvements to occur in a specific activity, the exercises performed during a strength-training program should resemble as closely as possible the movement patterns encountered in that particular activity.

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

muscle fibers. The motor neuron and the fibers it innervates (supplies with nerves) form a motor unit. The number of fibers a motor neuron can innervate varies from just a few in muscles that require precise control (eye muscles, for example) to as many as 1,000 or more in large muscles that do not perform refined or precise movements. Stimulation of a motor neuron causes the muscle fibers to contract maximally or not at all. Variations in the number of fibers innervated and the frequency of their stimulation determine the strength of the muscle contraction. As the number of fibers innervated and frequency of stimulation increase, so does the strength of the muscular contraction.

Mode of Training Two types of training methods are used to improve strength: isometric (static) and dynamic (previously called “isotonic”). In isometric training, muscle contractions produce little or no movement, such as pushing or pulling against an immovable object. In dynamic training, the muscle contractions produce movement, such as extending the knees with resistance on the ankles (leg extension). The specificity of training principle applies here, too. To increase isometric versus dynamic strength, an individual must use static instead of dynamic training to achieve the desired results.

Isometric Training Isometric training does not require much equipment, and its popularity of several years ago has waned. Because strength gains with isometric training are specific to the angle of muscle contraction, this type of training is beneficial in a sport such as gymnastics, which requires regular static contractions during routines. As presented in Chapter 8, however, isometric training is a critical component of health conditioning programs for the back (see “Preventing and Rehabilitating Low-Back Pain,” pages 299–303).

Dynamic Training

Dynamic training is the most popular mode for strength training. The primary advantage is that strength is gained through the full range of motion. Most daily activities are dynamic in nature. We are constantly lifting, pushing, and pulling objects, and strength is needed through a complete range of motions. Another advantage is that improvements are measured easily by the amount lifted. Dynamic training consists of two action phases when an exercise is performed: (1) concentric or positive resistance and (2) eccentric or negative resistance. In

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the concentric phase, the muscle shortens as it contracts to overcome the resistance. In the eccentric phase, the muscle lengthens to overcome the resistance. For example, during a bench press exercise, when the person lifts the resistance from the chest to full-arm extension, the triceps muscle on the back of the upper arm shortens to extend (straighten) the elbow. During the eccentric phase, the same triceps muscle is used to lower the weight during elbow flexion, but the muscle lengthens slowly to avoid dropping the resistance. Both motions work the same muscle against the same resistance. Eccentric muscle contractions allow us to lower weights in a smooth, gradual, and controlled manner. Without eccentric contractions, weights would be suddenly dropped on the way down. Because the same muscles work when you lift and lower a resistance, always be sure to execute both actions in a controlled manner. Failure to do so diminishes the benefits of the training program and increases the risk for injuries. Eccentric contractions seem to be more effective in producing muscle hypertrophy but result in greater muscle soreness.8 Dynamic training programs can be conducted without weights; using exercise bands; and with free weights, fixed-resistance machines, variable-resistance machines, or isokinetic equipment. When you perform dynamic exercises without weights (for example, pull-ups and push-ups), with free weights, or with fixed-resistance machines, you move a constant resistance through a joint’s full range of motion. The greatest resistance that can be lifted equals the maximum weight that can be moved at the weakest angle of the joint. This is because of changes in length of muscle and angle of pull as the joint moves through its range of motion. This type of training is also referred to as dynamic constant external resistance, or DCER. As strength training became more popular, new strength-training machines were developed. This technology brought about isokinetic training and variableresistance training programs, which require special ma-

training. The key factor in successful muscular strength development, however, is the individualization of the program according to these principles and the person’s goals, as well as the magnitude of the individual’s effort during training itself.7

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PRINCIPLES AND LABS

246

In isometric training, muscle contraction produces little or no movement.

In dynamic training, muscle contraction produces movement in the respective joint.

Eric Risberg

In isokinetic training, the speed of muscle contraction is constant.

Strength training can be done using free weights.

chines equipped with mechanical devices that provide differing amounts of resistance, with the intent of overloading the muscle group maximally through the entire range of motion. A distinction of isokinetic training is that the speed of the muscle contraction is kept constant because the machine provides resistance to match the user’s force through the range of motion. The mode of training that an individual selects depends mainly on the type of equipment available and the specific objective the training program is attempting to accomplish. The benefits of isokinetic and variable-resistance training are similar to those of the other dynamic training methods. Theoretically, strength gains should be better because maximum resistance is applied at all angles. Research, however, has not shown this type of training to be more effective than other modes of dynamic training.

Although each modality has pros and cons, muscles do not know whether the source of a resistance is a barbell, a dumbbell, a Universal Gym machine, a Nautilus machine, or a simple cinder block. What determines the extent of a

Free Weights Versus Machines in Dynamic Training The most popular weight-training devices available during the first half of the 20th century were plate-loaded barbells (free weights). Strength-training machines were developed in the middle of the century but did not become popular until the 1970s. With subsequent technological improvements to these machines, a debate arose over which of the two training modalities was better. Free weights require that the individual balance the resistance through the entire lifting motion. Thus, one could logically assume that free weights are a better training modality because additional stabilizing muscles are needed to balance the resistance as it is moved through the range of motion. Research, however, has not shown any differences in strength development between the two exercise modalities.9

Isometric training Strength-training method referring to a muscle contraction that produces little or no movement, such as pushing or pulling against an immovable object. Range of motion Entire arc of movement of a given joint. Dynamic training Strength-training method referring to a muscle contraction with movement. Concentric Describes shortening of a muscle during muscle contraction. Positive resistance The lifting, pushing, or concentric phase of a repetition during a strength-training exercise. Eccentric Describes lengthening of a muscle during muscle contraction. Negative resistance The lowering or eccentric phase of a repetition during a strength-training exercise. Free weights Barbells and dumbbells. Fixed resistance Type of exercise in which a constant resistance is moved through a joint’s full range of motion (dumbbells, barbells, machines using a constant resistance). Variable resistance Training using special machines equipped with mechanical devices that provide differing amounts of resistance through the range of motion. Dynamic constant external resistance (DCER) See fixed resistance. Isokinetic training Strength-training method in which the speed of the muscle contraction is kept constant because the equipment (machine) provides an accommodating resistance to match the user’s force (maximal) through the range of motion.

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

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247

PRINCIPLES AND LABS

248 person’s strength development is the quality of the program and the individual’s effort during the training program itself—not the type of equipment used. Advantages of Free Weights. Following are the advantages of using free weights instead of machines in a strength-training program: • Cost: Free weights are much less expensive than most exercise machines. On a limited budget, free weights are a better option. • Variety: A bar and a few plates can be used to perform many exercises to strengthen most muscles in the body. • Portability: Free weights can be easily moved from one area or station to another. • Balance: Free weights require that a person balance the weight through the entire range of motion. This feature involves additional stabilizing muscles to keep the weight moving properly. • One size fits all: People of almost all ages can use free weights. A drawback of machines is that individuals who are at the extremes in terms of height or limb length often do not fit into the machines. In particular, small women and adolescents are at a disadvantage. Advantages of Machines. Strength-training machines have the following advantages over free weights: • Safety: Machines are safer because spotters are rarely needed to monitor exercises. • Selection: A few exercises—such as hip flexion, hip abduction, leg curls, lat pull-downs, and neck exercises— can be performed only with machines. • Variable resistance: Most machines provide variable resistance. Free weights provide only fixed resistance. • Isolation: Individual muscles are better isolated with machines because stabilizing muscles are not used to balance the weight during the exercise. • Time: Exercising with machines requires less time because you can set the resistance quickly by using a selector pin instead of having to manually change dumbbells or weight plates on both sides of a barbell. • Flexibility: Most machines can provide resistance over a greater range of movement during the exercise, thereby contributing to more flexibility in the joints. For example, a barbell pullover exercise provides resistance over a range of 100 degrees, whereas a weight machine may allow for as much as 260 degrees. • Rehabilitation: Machines are more useful during injury rehabilitation. A knee injury, for instance, is practically impossible to rehab using free weights, whereas, with a weight machine, small loads can be easily selected through a limited range of motion. • Skill acquisition: Learning a new exercise movement— and performing it correctly—is faster because the machine controls the direction of the movement.

Resistance

Resistance in strength training is the equivalent of intensity in cardiorespiratory exercise prescription. To stimulate strength development, the general

recommendation has been to use a resistance of approximately 80 percent of the maximum capacity (1 RM). For example, a person with a 1 RM of 150 pounds should work with about 120 pounds (150 ⫻ .80). The number of repetitions that one can perform at 80 percent of the 1 RM varies among exercises (i.e., bench press, lat pull-down, leg curl; see Table 7.4). Data indicate that the total number of repetitions performed at a certain percentage of the 1 RM depends on the amount of muscle mass involved (bench press versus triceps extension) and whether it is a single or multi-joint exercise (leg press versus leg curl). In trained and untrained subjects alike, the number of repetitions is greater with larger muscle mass involvement and multi-joint exercises.10 Because of the time factor involved in constantly determining the 1 RM on each lift to ensure that the person is indeed working around 80 percent, the accepted rule for many years has been that individuals perform between 3 and 12 repetitions maximum (or 3 to 12 RM zone) for adequate strength gains. For example, if a person is training with a resistance of 120 pounds and cannot lift it more than 12 times—that is, the person reaches volitional fatigue at or before 12 repetitions—the training stimulus (weight used) is adequate for strength development. Once the person can lift the resistance more than 12 times, the resistance is increased by 5 to 10 pounds and the person again should build up to 12 repetitions. This is referred to as progressive resistance training. Strength development, however, also can occur when working with less than 80 percent of the 1 RM. Although the 3 to 12 RM zone is the most commonly prescribed resistance training zone, benefits do accrue when working below 3 RM or above 12 RM. At least in the health fitness area, little evidence supports the notion that working with a given number of repeti-

TABLE 7.4 Number of Repetitions Performed at 80 Percent of the One Repetition Maximum (1 RM) Trained

Untrained

Exercise

Men

Women

Men

Women

Leg press

19

22

15

12

Lat pulldown

12

10

10

10

Bench press

12

14

10

10

Leg extension

12

10

9

8

Sit-up*

12

12

8

7

Arm curl

11

7

8

6

Leg curl

7

5

6

6

*Sit-up exercise performed with weighted plates on the chest and feet held in place with an ankle strap. Source: W. W. K. Hoeger, D. R. Hopkins, S. L. Barette, and D. F. Hale, “Relationship Between Repetitions and Selected Percentages of One Repetition Maximum: A Comparison Between Untrained and Trained Males and Females,” Journal of Applied Sport Science Research 4, no. 2 (1990): 47–51.

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Sets In strength training, a set is the number of repetitions performed for a given exercise. For example, a person lifting 120 pounds eight times has performed one set of eight repetitions (1 ⫻ 8 ⫻ 120). For general fitness, the recommendation is one to three sets per exercise. Some evidence suggests greater strength gains using multiple sets rather than a single set for a given exercise. Other research, however, concludes that similar increases in strength, endurance, and hypertrophy are derived between single- and multiple-set strength training, as long as the single set, or at least one of the multiple sets, is a heavy (maximum) set performed to volitional exhaustion using an RM zone (for example, 9 RM using an 8 to 12 RM zone).12 Because of the characteristics of muscle fiber, the number of sets the exerciser can do is limited. As the number of sets increases, so does the amount of muscle fatigue and subsequent recovery time. Therefore, strength gains may be lessened by performing too many sets. When time is a factor, single-set programs are preferable because they require less time and can enhance compliance with exercise. You may also choose to do multiple sets for multijoint exercises (bench press, leg press, lat pull-down) and a single RM-zone set for single joint exercises (arm curl, triceps extension, knee extension). A recommended program for beginners in their first year of training is one or two light warm-up sets per exercise, using about 50 percent of the 1 RM (no warm-up sets are necessary for subsequent exercises that use the same muscle group), followed by one to three sets to near fatigue per exercise. Maintaining a resistance and effort that will temporarily fatigue the muscle (volitional exhaustion) from the number of repetitions selected in at

least one of the sets is crucial to achieve optimal progress. Because of the lower resistances used in body building, four to eight sets can be done for each exercise. To avoid muscle soreness and stiffness, new participants ought to build up gradually to three sets of maximal repetitions. They can do this by performing only one set of each exercise with a lighter resistance on the first day, two sets of each exercise on the second day—the first light and the second with the required resistance to volitional exhaustion. If you choose to do so, you can increase to three sets on the third day—one light and two heavy. After that, a person should be able to perform all three heavy sets. The time necessary to recover between sets depends mainly on the resistance used during each set. In strength training, the energy to lift heavy weights is derived primarily from the system involving adenosine triphosphate (ATP) and creatine phosphate (CP) or phosphagen (see Chapter 3, the section “Energy (ATP) Production,” pages 101–102). Ten seconds of maximal exercise nearly depletes the CP stores in the exercised muscle(s). These stores are replenished in about 3 to 5 minutes of recovery. Based on this principle, rest intervals between sets vary in length depending on the program goals and are dictated by the amount of resistance used in training. Short rest intervals of less than 2 minutes are commonly used when one is trying to develop local muscular endurance. Moderate rest intervals of two to four minutes are used for strength development. Long intervals of more than 4 minutes are used when one is training for power development.13 Using these guidelines, individuals training for health fitness purposes might allow 2 minutes of rest between sets. Body builders, who use lower resistances, should rest no more than 1 minute to maximize the “pumping” effect. For individuals who are trying to maximize strength gains, the exercise program will be more time-effective if two or three exercises are alternated that require different muscle groups, called circuit training. In this way, an individual will not have to wait 2 to 4 minutes before proceeding to a new set on a different exercise. For example, the bench press, leg extension, and abdominal curlup exercises may be combined so that the person can go almost directly from one exercise set to the next. Men and women alike should observe the guidelines given previously. Many women do not follow them. They erroneously believe that training with low resistances and many repetitions is best to enhance body composition and maximize energy expenditure. Unless a person is seeking

Resistance Amount of weight lifted. Progressive resistance training A gradual increase of resistance over a period of time. Set A fixed number of repetitions; one set of bench presses might be 10 repetitions. Circuit training Alternating exercises by performing them in a sequence of three to six or more.

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tions elicits specific or greater strength, endurance, or hypertrophy.11 Although not precisely to the same extent, muscular strength and endurance are both increased when training within a reasonable amount of repetitions. Thus, the American College of Sports Medicine recommends a range between 3 RM and 20 RM. The individual may choose the number of repetitions based on personal preference. Elite strength athletes typically work between 1 and 6 RM, but they often shuffle training with a different number of repetitions for selected periods (weeks) of time (see “Training Volume” on next page). Body builders tend to work with moderate resistance levels (60 to 85 percent of the 1 RM) and perform 8 to 20 repetitions to near fatigue. A foremost objective of body building is to increase muscle size. Moderate resistance promotes blood flow to the muscles, “pumping up the muscles” (also known as “the pump”), which makes them look much larger than they do in a resting state. From a general fitness point of view, working near a 10-repetition threshold seems to improve overall performance most effectively. We live in a dynamic world in which muscular strength and endurance are both required to lead an enjoyable life. Working around 10 RM produces good results in terms of strength, endurance, and hypertrophy.

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will be sufficient to maintain it. Highly trained athletes will have to train twice a week to maintain their strength levels. Frequency of strength training for body builders varies from person to person. Because they use moderate resistance, daily or even two-a-day workouts are common. The frequency depends on the amount of resistance, number of sets performed per session, and the person’s ability to recover from the previous exercise bout (see Table 7.5). The latter often is dictated by level of conditioning.

From a health-fitness standpoint, one strength-training session per week is sufficient to maintain strength. to increase muscular endurance for a specific sport-related activity, the use of low resistances and high repetitions is not recommended to achieve optimal strength-fitness goals and maximize long-term energy expenditure (also see Chapter 5, the section “Exercise: The Key to Weight Management,” pages 165–169).

Frequency Strength training can be done through a total body workout two or three times a week or more frequently if using a split-body routine (upper body one day, lower body the next). After a maximum strength workout, the muscles should be rested for about 2 to 3 days to allow adequate recovery. If not completely recovered in 2 to 3 days, the person most likely is overtraining and therefore not reaping the full benefits of the program. In that case, the person should do fewer sets of exercises than in the previous workout. A summary of strength-training guidelines for health fitness purposes is provided in Figure 7.5. To achieve significant strength gains, a minimum of 8 weeks of consecutive training is necessary. After an individual has achieved a recommended strength level, from a health fitness standpoint, one training session per week

Training Volume Volume is the sum of all the repetitions performed multiplied by the resistances used during a strength-training session.14 Volume frequently is used to quantify the amount of work performed in a given training session. For example, an individual who does three sets of six repetitions with 150 pounds has performed a training volume of 2,700 (3 ⫻ 6 ⫻ 150) for this exercise. The total training volume can be obtained by totaling the volume of all exercises performed. The volume of training done in a strength-training session can be modified by changing the total number of exercises performed—either by changing the number of sets done per exercise or the number of repetitions performed per set. Athletes typically use high training volumes and low intensities to achieve muscle hypertrophy, and low volumes and high intensities to increase strength and power. Altering training volume and intensity is known as periodization, a training approach that athletes frequently use to achieve peak fitness and prevent overtraining. Periodization means cycling one’s training objectives (hypertrophy, strength, and endurance), with each phase of the program lasting anywhere from 2 to 12 weeks. To prevent overtraining during periodization, the volume should not increase by more than 5 percent from one phase to the next. Periodization now is becoming popular among fitness participants who want to achieve higher levels of fitness. A more thorough discussion on periodization is provided in Chapter 9 (pages 342–343).

TABLE 7.5 Guidelines for Various Strength-Training Programs FIGURE 7.5 Strength-training guidelines.

Mode: Resistance:

Sets: Frequency:

8 to 10 dynamic strength-training exercises involving the body’s major muscle groups 8 to 12 repetitions per set to complete or nearcomplete fatigue. A range of 3 to 20 repetitions to complete or near-complete fatigue, however, may also be used and appears to be just as effective. The number of repetitions is optional; you may use 3 to 6, 8 to 12, 12 to 15, or 16 to 20 repetitions. A minimum of 1 set 2 to 3 days per week on nonconsecutive days

Adapted from American College of Sports Medicine, Guidelines for Exercise Testing and Prescription (Baltimore: Lippincott Williams & Wilkins, 2006).

StrengthTraining Program

Resistance

Sets

Rest Between Sets*

Frequency (workouts per week)**

General fitness

3–20 reps max

1–3

2 min

2–3

Strength athletes

1–6 reps max

3–6

3 min

2–3

Body building

8–20 reps near max

3–8

up to 1 min

4–12

*Recovery between sets can be decreased by alternating exercises that use different muscle groups. **Weekly training sessions can be increased by using a split-body routine.

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Strength Gains A common question by many strength-training participants is: How quickly can strength gains be observed? Strength-training studies have revealed that most of the strength gains are seen in the first 8 weeks of training. The amount of improvement, however, is related to previous training status. Increases of 40 percent are seen in individuals with no previous strength-training experience, 16 percent in previously strength-trained people, and 10 percent in advanced individuals.15 Adhering to a periodized strength-training program can yield further improvements (see “Periodization,” Chapter 9).

Critical Thinking Your roommate started a strength-training program last year and has seen good results. He is now strength training on a nearly daily basis and taking performance-enhancing supplements hoping to accelerate results. What are your feelings about his program? What would you say (and not say) to him?

Strength-Training Exercises The strength-training programs introduced on pages 261–278 provide a complete body workout. The major muscles of the human body referred to in the exercises are pointed out in Figure 7.7 and with the exercises themselves at the end of the chapter. Only a minimum of equipment is required for the first program, Strength-Training Exercises without Weights (Exercises 1 through 14). You can conduct this program in your own home. Your body weight is used as the primary resistance for most exercises. A few exercises call for a friend’s help or some basic implements from around your house to provide greater resistance. Strength-Training Exercises with Weights (Exercises 15 through 37) require machines (shown in the accompanying photographs). These exercises can be conducted on either fixed-resistance or variable-resistance equipment. Many of these exercises also can be performed with free weights. The first 13 of these exercises (15 to 27) are recommended to get a complete workout. You can do these exercises as circuit training. If time is a factor, as a minimum perform the first nine (15 through 23) exercises. Exercises 28 to 37 are supplemental or can replace some of the basic 13 (for instance, substitute Exercise 29 or 30 for 15; 31 for 16; 33 for 19; 34 for 24; 35 for 26; 32 for 27). Exercises 38 to 46 are stability ball exercises that can be used to complement your workout. Some of these exercises can also take the place of others that you use to strengthen similar muscle groups. Selecting different exercises for a given muscle group is recommended between training sessions (for example, chest press for bench press). No evidence indicates that a given exercise is best for a given muscle group. Changing exercises works the specific muscle group through a different range of motion and may change the difficulty of the exercise. Alternating exercises is also beneficial to avoid the monotony of repeating the same training program each training session.

Volume (in strength training) The sum of all the repetitions performed multiplied by the resistances used during a strengthtraining session. Periodization A training approach that divides the season into cycles using a systematic variation in intensity and volume of training to enhance fitness and performance. Overtraining An emotional, behavioral, and physical condition marked by increased fatigue, decreased performance, persistent muscle soreness, mood disturbances, and feelings of “staleness” or “burnout” as a result of excessive physical training. Plyometric exercise Explosive jump training, incorporating speed and strength training to enhance explosiveness.

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Plyometrics Strength, speed, and explosiveness are all crucial for success in athletics. All three of these factors are enhanced with a progressive resistance training program, but greater increases in speed and explosiveness are thought to be possible with plyometric exercise. The objective is to generate the greatest amount of force in the shortest time. A solid strength base is necessary before attempting plyometric exercises. Plyometric training is popular in sports that require powerful movements, such as basketball, volleyball, sprinting, jumping, and gymnastics. A typical plyometric exercise involves jumping off and back onto a box, attempting to rebound as quickly as possible on each jump. Box heights are increased progressively from about 12 to 22 inches. The bounding action attempts to take advantage of the stretch-recoil and stretch reflex characteristics of muscle. The rapid stretch applied to the muscle during contact with the ground is thought to augment muscle contraction, leading to more explosiveness. Plyometrics can be used, too, for strengthening upper body muscles. An example is doing push-ups so the extension of the arms is forceful enough to drive the hands (and body) completely off the floor during each repetition. A drawback of plyometric training is its higher risk for injuries compared with conventional modes of progressive resistance training. For instance, the potential for injury in rebound exercise escalates with the increase in box height or the number of repetitions.

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Dietary Guidelines for Strength Development Individuals who wish to enhance muscle growth and strength during periods of intense strength training should increase protein intake from 0.8 gram per kilogram of body weight per day to about 1.5 grams per kilogram of body weight per day. An additional 500 daily calories are also recommended to optimize muscle mass gain. If protein intake is already at 1.5 grams per kilogram of body weight, the additional 500 calories should come primarily from complex carbohydrates to provide extra nutrients to the body and glucose for the working muscles. The time of day when carbohydrates and protein are consumed in relation to the strength-training workout also plays a role in promoting muscle growth. Studies suggest that consuming a pre-exercise snack consisting of a combination of carbohydrates and protein is beneficial to muscle development. The carbohydrates supply energy for training, and the availability of amino acids (the building blocks of protein) in the blood during training enhances muscle building. A peanut butter, turkey, or tuna sandwich, milk or yogurt and fruit, or nuts and fruit consumed 30 to 60 minutes before training are excellent choices for a pre-workout snack. Consuming a carbohydrate/protein snack immediately following strength training and a second snack an hour thereafter further promotes muscle growth and strength development. Post-exercise carbohydrates help restore muscle glycogen depleted during training and, in combination with protein, induce an increase in blood insulin and growth hormone levels. These hormones are essential to the muscle-building process. Muscle fibers also absorb a greater amount of amino acids up to 48 hours following strength training. The first hour, nonetheless, seems to be the most critical. A higher level of circulating amino acids in the bloodstream immediately after training is believed to increase protein synthesis to a greater extent than amino acids made available later in the day. A ratio of 4 to 1 grams of carbohydrates to protein is recommended for a post-exercise snack—for example, a snack containing 40 grams of carbohydrates (160 calories) and 10 grams of protein (40 calories).

Core Strength Training The trunk (spine) and pelvis are referred to as the “core” of the body. Core muscles include the abdominal muscles (rectus, transversus, and internal and external obliques), hip muscles (front and back), and spinal muscles (lower and upper back muscles). These muscle groups are responsible for maintaining the stability of the spine and pelvis. Many of the major muscle groups of the legs, shoulders, and arms attach to the core. A strong core allows a person to perform activities of daily living with greater ease, improve sports performance through a more effective energy

transfer from large to small body parts, and decrease the incidence of low back pain. Core strength training also contributes to better posture and balance. Interest in core strength training programs has increased recently. A major objective of core training is to exercise the abdominal and lower back muscles in unison. Furthermore, individuals should spend as much time training the back muscles as they do the abdominal muscles. Besides enhancing stability, core training improves dynamic balance, which is often required during physical activity and participation in sports. Key core training exercises include the abdominal crunch and bent-leg curl-up, reverse crunch, pelvic tilt, lateral bridge, prone bridge, leg press, seated back, lat pull-down, back extension, lateral trunk flexion, supine bridge, and pelvic clock (Exercises 4, 11, 12, 13, 14, 16, 20, 24, 36, and 37 in this chapter and Exercises 26 and 27 in Chapter 8, respectively). Stability ball exercises 38 through 46 are also used to strengthen the core. When core training is used in athletic conditioning programs, athletes attempt to mimic the dynamic skills they use in their sport. To do so, they use special equipment such as balance boards, stability balls, and foam pads. Using this equipment allows the athletes to train the core while seeking balance and stability in a sportspecific manner.16

Pilates Exercise System

Pilates exercises have become increasingly popular in recent years. Previously, Pilates training was used primarily by dancers, but now this exercise modality is embraced by a large number of fitness participants, rehab patients, models, actors, and even professional athletes. Pilates studios, college courses, and classes at health clubs are available nationwide. The Pilates training system was originally developed in the 1920s by German physical therapist Joseph Pilates. He designed the exercises to help strengthen the body’s core by developing pelvic stability and abdominal control, coupled with focused breathing patterns. Pilates exercises are performed either on a mat (floor) or with specialized equipment to help increase strength and flexibility of deep postural muscles. The intent is to improve muscle tone and length (a limber body), instead of increasing muscle size (hypertrophy). Pilates mat classes focus on body stability and proper body mechanics. The exercises are performed in a slow, controlled, precise manner. When performed properly, these exercises require intense concentration. Initially, Pilates training should be conducted under the supervision of certified instructors with extensive Pilates teaching experience. Fitness goals of Pilates programs include better flexibility, muscle tone, posture, spinal support, body balance, low back health, sports performance, and mind–body awareness. Individuals with loose or unstable joints benefit from Pilates because the exercises are designed to enhance joint stability. The Pilates program is also used to help lose weight, increase lean tissue, and manage stress. Although Pilates programs are quite popular, more re-

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I PLAN TO

HEALTHY STRENGTH TRAINING

q q

q q q q

q q q q q q

q q q q q q

q q

Make a progressive resistance strengthtraining program a priority in your weekly schedule. Strength-train at least once a week; even better, twice a week. Find a facility where you feel comfortable training and where you can get good professional guidance. Learn the proper technique for each exercise. Train with a friend or group of friends. Consume a pre-exercise snack consisting of a combination of carbohydrates and some protein about 30 to 60 minutes before each strength-training session. Use a minimum of 8 to 10 exercises that involve all major muscle groups of your body. Perform at least one set of each exercise to near muscular fatigue. To enhance protein synthesis, consume one post-exercise snack with a 4-to-l gram ratio of carbohydrates to protein immediately following strength training; and a second snack one hour thereafter. Allow at least 48 hours between strengthtraining sessions that involve the same muscle groups.

Try It Attend the school’s fitness or recreation center and have an instructor or fitness trainer help you design a progressive resistance strength-training program. Train twice a week for the next 4 weeks. Thereafter, evaluate the results and write down your feelings about the program.

search is required to corroborate the benefits attributed to this training system.

Stability Exercise Balls

A stability exercise ball is a large, flexible, and inflatable ball used for exercises

Elastic-Band Resistive Exercise Elastic bands and tubing can also be used for strength training. This type of constant-resistance training has increased in popularity and has been shown to help increase strength, mobility, functional ability (particularly in older adults), and aid in the rehab of many types of injuries. Some of the advantages to using this type of training include low cost, versatility (you can create resistance in almost all angles and directions of the range of motion), use of a large number of exercises to work all joints of the body, and they provide a great way to workout while traveling (exercise bands can be easily packed in a suitcase). Use of elasticband resistive exercises can also add variety to your routine workout. Due to the constant resistance provided by the bands or tubing, the training may appear more difficult to some individuals, because the resistance is used both during the eccentric and concentric phases of the repetition. Workouts, however, can be just as challenging as with free weights or machines. Additionally, the bands can be used

Core strength training A program designed to strengthen the abdominal, hip, and spinal muscles (the core of the body). Pilates A training program that uses exercises designed to help strengthen the body’s core by developing pelvic stability and abdominal control; exercises are coupled with focused breathing patterns.

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Behavior Modification Planning

that combine the principles of Pilates with core strength training. Stability exercises are specifically designed to develop abdominal, hip, chest, and spinal muscles by addressing core stabilization while the exerciser maintains a balanced position over the ball. Particular emphasis is placed on correct movement and maintenance of proper body alignment to involve as much of the core as possible. Although the primary objective is core strength and stability, many stability exercises can be performed to strengthen other body areas as well. Stability exercises are thought to be more effective than similar exercises on the ground. For example, just sitting on the ball requires the use of stabilizing core muscles (including the rectus abdominis and the external and internal obliques) to keep the body from falling off the ball. Traditional strength-training exercises are primarily for strength and power development and do not contribute as much to body balance. When performing stability exercises, choose a ball size based on your height. Your thighs should be parallel to the floor when you sit on the ball. A slightly larger ball may be used if you suffer from back problems. Several stability ball exercises are provided on pages 279–282. For best results, have a trained specialist teach you the proper technique and watch your form while you learn the exercises. Individuals who have a weak muscular system or poor balance or who are over the age of 65 should perform stability exercises under the supervision of a qualified trainer.

a

b

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FIGURE 7.6 Sample elastic-band resistive exercises

a

a

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b

a

b

b Leg Press

by beginners and strength-trained individuals. That is because several different tension cords (up to eight bands) are available and all participants can progress through various resistance levels. At the beginning, it may be a little confusing trying to determine how to use the bands and create the proper loops to grip the bands. The assistance of a training video, an instructor, or a personal trainer is helpful. The bands can be wrapped around a post, a door knob, or you can stand on them as well for some of the exercises. A few sample exercises with elastic-band resistive exercises are provided in Figure 7.6. Instructional booklets are available to purchase with your elastic band or tubing.

Exercise Safety Guidelines As you prepare to design your strength-training program, keep the following guidelines in mind:

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Triceps Extension

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Biceps Curl

a

b Rowing Torso

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Chest Press

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a

b Leg Curl

• Select exercises that will involve all major muscle groups: chest, shoulders, back, legs, arms, hip, and trunk. • Select exercises that will strengthen the core. Use controlled movements and start with light-to-moderate resistances (later, athletes may use explosive movements with heavier resistances). • Never lift weights alone. Always have someone work out with you in case you need a spotter or help with an injury. When you use free weights, one to two spotters are recommended for certain exercises (for example, bench press, squats, overhead press). • Prior to lifting weights, warm up properly by performing a light- to moderate-intensity aerobic activity (5 to 7 minutes) and some gentle stretches for a few minutes. • Use proper lifting technique for each exercise. The correct lifting technique will involve only those muscles and joints intended for a specific exercise. Involving other muscles and joints to “cheat” during the exercise to complete a repetition or to be able to lift a greater resistance decreases the long-term effectiveness of the exercise and can lead to injury (such as arching the

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• •

wrong. Be sure to evaluate your condition properly before you continue training. • Use common sense on days when you feel fatigued or when you are performing sets to complete fatigue. Excessive fatigue affects lifting technique, body balance, muscles involved, and range of motion—all of which increase the risk for injury. A spotter is recommended when sets are performed to complete fatigue. The spotter’s help through the most difficult part of the repetition will relieve undue stress on muscles, ligaments, and tendons— and help ensure that you perform the exercise correctly. • At the end of each strength-training workout, stretch out for a few minutes to help your muscles return to their normal resting length and to minimize muscle soreness and risk for injury.

Setting Up Your Own Strength-Training Program The same pre-exercise guidelines outlined for cardiorespiratory endurance training apply to strength training (see Lab 1C, “Health History Questionnaire,” on page 35). If you have any concerns about your present health status or ability to participate safely in strength training, consult a physician before you start. Strength training is not advised for people with advanced heart disease. Before you proceed to write your strength-training program, you should determine your stage of change for this fitness component in Lab 7B at the end of the chapter. Next, if you are prepared to do so, and depending on the facilities available, you can choose one of the training programs outlined in this chapter (use Lab 7B). Once you begin your strength-training program, you may use the form provided in Figure 7.8 to keep a record of your training sessions. You should base the resistance, number of repetitions, and sets you use with your program on your current strength-fitness level and the amount of time that you have for your strength workout. If you are training for reasons other than general health fitness, review Table 7.5 for a summary of the guidelines.

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back during the push-up, squat, or bench press exercises). Proper lifting technique also implies performing the exercises in a controlled manner and throughout the entire range of motion. Perform each repetition in a rhythmic manner and at a moderate speed. Avoid fast and jerky movements, and do not throw the entire body into the lifting motion. Do not arch the back when lifting a weight. Maintain proper body balance while lifting. Proper balance involves good posture, a stable body position, and correct seat and arm/leg settings on exercise machines. Loss of balance places undue strain on smaller muscles and leads to injuries because of the heavy resistances suddenly placed on them. In the early stages of a program, first-time lifters often struggle with bar control and balance when using free weights. This problem is overcome quickly with practice following a few training sessions. Exercise larger muscle groups (such as those in the chest, back, and legs) before exercising smaller muscle groups (arms, abdominals, ankles, neck). For example, the bench press exercise works the chest, shoulders, and back of the upper arms (triceps), whereas the triceps extension works the back of the upper arms only. Exercise opposing muscle groups for a balanced workout. When you work the chest (bench press), also work the back (rowing torso). If you work the biceps (arm curl), also work the triceps (triceps extension). Breathe naturally. Inhale during the eccentric phase (bringing the weight down), and exhale during the concentric phase (lifting or pushing the weight up). Practice proper breathing with lighter weights when you are learning a new exercise. Avoid holding your breath while straining to lift a weight. Holding your breath increases the pressure inside the chest and abdominal cavity greatly, making it nearly impossible for the blood in the veins to return to the heart. Although rare, a sudden high intrathoracic pressure may lead to dizziness, a blackout, a stroke, a heart attack, or a hernia. Based on the program selected, allow adequate recovery time between sets of exercises (see Table 7.5). If you experience unusual discomfort or pain, discontinue training. The high tension loads used in strength training can exacerbate potential injuries. Discomfort and pain are signals to stop and determine what’s

PRINCIPLES AND LABS

256 FIGURE 7.7 Major muscles of the human body.

THE MUSCULAR SYSTEM

Temporalis (closes jaw )

Masseter

Frontalis (raises eyebrow)

Orbicularis oculi (closes eye)

(flexes jaw )

Orbicularis oris (purses lips)

Sterno-cleido-mastoid

Throat muscles (aids swallowing)

(rotates head )

Intercostals (breathing)

Pectoralis minor (abducts ribs)

Pectoralis major (adducts arm) Deltoid (abducts arm)

Biceps brachii

Sternomastoid Trapezius

(flexes elbow)

Serratus (adducts shoulder)

Rectus abdominus

Brachialis (flexes arm)

External oblique (flattens abdomen)

Deep flexors (flexes fingers)

Splenius capitus

Deltoid

Superficial flexors (flexes fingers)

Internal oblique

Triceps

(flattens abdomen)

Latissimus dorsi Serratus posterior inferior

Tendons from forearm flexors to fingers

Sartorius

Vastus lateralis

(rotates thigh)

(extends knee)

Rectus femoris

Extensors of forearm

Vastus medialis (extends knee)

(extends knee)

Gluteus maximus Tendons

Gastrocnemius (points toe, flexes knee)

Tibialis anterior

Soleus (points toe)

from forearm extensors to fingers

Biceps femoris Semitendonosus

Tendons of toes Gastrocnemius

Tendon of Achilles

From Basic Physiology and Anatomy by Ellen E. Chaffee and Ivan M. Lytle. Reprinted by permission of F. D. Giddings.

FIGURE 7.8 Strength training record form.

Name Date Exercise

St/Reps/Res* St/Reps/Res* St/Reps/Res* St/Reps/Res* St/Reps/Res* St/Reps/Res* St/Reps/Res*

St/Reps/Res* St/Reps/Res* St/Reps/Res*

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*Sets, Repetitions, and Resistance (e.g., 1/6/125 = 1 set of 6 repetitions with 125 pounds)

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PRINCIPLES AND LABS

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ASSESS YOUR BEHAVIOR Log on to http://www.cengage.com/sso/ to assess your muscular strength and endurance and to track your strength activities.

1. Are your strength levels sufficient to perform tasks of daily living (climbing stairs, carrying a backpack, opening jars, doing housework, mowing the yard) without requiring additional assistance or feeling unusually fatigued?

2. Do you regularly participate in a strength-training program that includes all major muscle groups of the body, and do you perform at least one set of each exercise to near fatigue?

ASSESS YOUR KNOWLEDGE Log on to http://www.cengage.com/sso/ to assess your understanding of this chapter’s topics by taking the Student Practice Test and exploring the modules recommended in your Personalized Study Plan.

1. The ability of a muscle to exert submaximal force repeatedly over time is known as a. muscular strength. b. plyometric training. c. muscular endurance. d. isokinetic training. e. isometric training. 2. In older adults, each additional pound of muscle tissue increases resting metabolism by a. 10 calories. b. 17 calories. c. 23 calories. d. 35 calories. e. 50 calories. 3. The Hand Grip Strength Test is an example of a. an isometric test. b. an isotonic test. c. a dynamic test. d. an isokinetic test. e. a plyometric test. 4. A 70th percentile rank places an individual in the _____________ fitness category. a. excellent b. good c. average d. fair e. poor 5. During an eccentric muscle contraction, a. the muscle shortens as it overcomes the resistance. b. there is little or no movement during the contraction. c. a joint has to move through the entire range of motion. d. the muscle lengthens as it contracts. e. the speed is kept constant throughout the range of motion.

6. The training concept stating that the demands placed on a system must be increased systematically and progressively over time to cause physiologic adaptation is referred to as a. the overload principle. b. positive-resistance training. c. specificity of training. d. variable-resistance training. e. progressive resistance. 7. A set in strength training refers to a. the starting position for an exercise. b. the recovery time required between exercises. c. a given number of repetitions. d. the starting resistance used in an exercise. e. the sequence in which exercises are performed. 8. For health fitness, the recommendation of the American College of Sports Medicine is that a person should perform a maximum of between a. 1 and 6 reps. b. 4 and 10 reps. c. 8 and 12 reps. d. 10 and 25 reps. e. 20 and 30 reps. 9. Plyometric training frequently is used to help with performance in a. gymnastics. b. basketball. c. volleyball. d. sprinting. e. all of these sports. 10. The posterior deltoid, rhomboid, and trapezius muscles can be developed with the a. bench press. b. lat pull-down. c. rotary torso. d. squat. e. rowing torso. Correct answers can be found at the back of the book.

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You can find the links below at the book companion site: www.cengage.com/health/hoeger/plfw10e

• Chart your achievements for strength tests. • Check how well you understand the chapter’s concepts.

Internet Connections Muscle and Fitness. This comprehensive site features information on intermediate and advanced training techniques, with photographs and informative articles on the use of dietary supplements as well as the importance of mind–body activities to enhance your workout. http://www.muscleandfitness.com/training/25

Strength Training Muscle Map & Explanation. This site provides an anatomical map of the body’s muscles. Click on the muscle for exercises designed to specifically strengthen that muscle, complete with a video and safety information. http://www.global-fitness .com/strength/s_musclemap.html SportSpecific.com. Inside SportSpecific.com, you’ll find more than 5,370 pages jam-packed with sports training programs, exercises, interviews, forums, and much more. The site includes sport-specific training programs, a sports nutrition section, animated sports training exercises, exercise spreadsheets for sets and reps, case studies, and a variety of articles. http:// www.sportspecific.com

NOTES 1. C. Castaneda, et al., “A Randomized Controlled Trial of Resistance Exercise Training to Improve Glycemic Control in Older Adults with Type 2 Diabetes,” Diabetes Care 25 (2002): 2335–2341.

7. J. K. Kraemer and N. A. Ratamess, “Fundamentals of Resistance Training: Progression and Exercise Prescription,” Medicine and Science in Sports and Exercise 36 (2004): 674– 688.

2. W. W. Campbell, M. C. Crim, V. R. Young, and W. J. Evans, “Increased Energy Requirements and Changes in Body Composition with Resistance Training in Older Adults,” American Journal of Clinical Nutrition 60 (1994): 167–175.

8. B. M. Hather, P. A. Tesch, P. Buchanan, and G. A. Dudley, “Influence of Eccentric Actions on Skeletal Muscle Adaptations to Resistance Training,” Acta Physiologica Scandinavica 143 (1991): 177–185; C. B. Ebbeling and P. M. Clarkson, “Exercise-Induced Muscle Damage and Adaptation,” Sports Medicine 7 (1989): 207–234.

3. W. J. Evans, “Exercise, Nutrition and Aging,” Journal of Nutrition 122 (1992): 796–801. 4. P. E. Allsen, Strength Training: Beginners, Body Builders and Athletes (Dubuque, IA: Kendall/Hunt, 2003). 5. See note 2. 6. American College of Sports Medicine, “Progression Models in Resistance Training for Healthy Adults,” Medicine and Science in Sports and Exercise 34 (2002): 364–380.

9. S. P. Messier and M. Dill, “Alterations in Strength and Maximal Oxygen Uptake Consequent to Nautilus Circuit Weight Training,” Research Quarterly for Exercise and Sport 56 (1985): 345–351; T. V. Pipes, “Variable Resistance Versus Constant Resistance Strength Training in Adult Males,” European Journal of Applied Physiology 39 (1978): 27–35.

10. W. W. K. Hoeger, D. R. Hopkins, S. L. Barette, and D. F. Hale, “Relationship Between Repetitions and Selected Percentages of One Repetition Maximum: A Comparison Between Untrained and Trained Males and Females,” Journal of Applied Sport Science Research 4, no. 2 (1990): 47–51. 11. American College of Sports Medicine, ACSM’s Guidelines for Exercise Testing and Prescription (Baltimore: Williams & Wilkins, 2006). 12. See note 11. 13. W. J. Kraemer and M. S. Fragala, “Personalize It: Program Design in Resistance Training,” ACSM’s Health and Fitness Journal 10, no. 4 (2006): 7–17. 14. See note 6. 15. See note 6. 16. Gatorade Sports Science Institute, “Core Strength Training,” Sports Science Exchange Roundtable 13, no. 1 (2002): 1–4.

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

MEDIA MENU

PRINCIPLES AND LABS

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SUGGESTED READINGS American College of Sports Medicine. “Progression Models in Resistance Training for Healthy Adults.” Medicine and Science in Sports and Exercise 34 (2002): 364–380. Hesson, J. L. Weight Training for Life. Belmont, CA: Wadsworth/Cengage, 2007. Heyward, V. H. Advanced Fitness Assessment and Exercise Prescription. Champaign, IL: Human Kinetics Press, 2006.

Hoeger, W. W. K., and S. A. Hoeger. Lifetime Physical Fitness and Wellness: A Personalized Program. Belmont, CA: Thomson/ Wadsworth, 2009. Kraemer, J. K., and N. A. Ratamess. “Fundamentals of Resistance Training: Progression and Exercise Prescription.” Medicine and Science in Sports and Exercise 36 (2004): 674–688.

Kraemer, W. J., and S. J. Fleck. Optimizing Strength Training. Champaign, IL: Human Kinetic Press, 2007. Liemohn, W., and G. Pariser. “Core Strength: Implications for Fitness and Low Back Pain.” ACSM’s Health and Fitness Journal 6, no. 5 (2002): 10–16. Volek, J. “Influence of Nutrition on Responses to Resistance Training.” Medicine and Science in Sports and Exercise 36 (2004): 689–696.

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EXERCISE 1

Step Up

b

a

Photos © Fitness & Wellness, Inc.

ACTION Step up and down using a box or chair approximately 12 to 15 inches high (a). Conduct one set using the same leg each time you step up, and then conduct a second set using the other leg. You also could alternate legs on each step-up cycle. You may increase the resistance by holding an object in your arms (b). Hold the object close to the body to avoid increased strain in the lower back. MUSCLES DEVELOPED Gluteal muscles, quadriceps, gastrocnemius, and soleus

Back

EXERCISE 2

Front

Back

Rowing Torso

© Fitness & Wellness, Inc.

ACTION Raise your arms laterally (abduction) to a horizontal position and bend your elbows to 90°. Have a partner apply enough pressure on your elbows to gradually force your arms forward (horizontal flexion) while you try to resist the pressure. Next, reverse the action, horizontally forcing the arms backward as your partner applies sufficient forward pressure to create resistance. MUSCLES DEVELOPED Posterior deltoid, rhomboids, and trapezius Back

EXERCISE 3

Push Up

a

b

ACTION Maintaining your body as straight as possible (a), flex the elbows, lowering the body until you almost touch the floor (b), then raise yourself back up to the starting position. If you are unable to perform the push-up as indicated, decrease the resistance by supporting the lower body with the knees rather than the feet (c).

Back

Back

Photos © Fitness & Wellness, Inc.

MUSCLES DEVELOPED Triceps, deltoid, pectoralis major, abdominals, and erector spinae

c

Front

Front

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

Strength-Training Exercises without Weights

EXERCISE 4

Abdominal Crunch and Bent-Leg Curl-Up

ACTION Start with your head and a shoulders off the floor, arms crossed on your chest, and knees slightly bent (a). The greater the flexion of the knee, the more difficult the curl-up. Now curl up to about 30° (abdominal crunch—illustration b) or curl up all the way (abdominal curl-up— illustration c), then return to the starting position without letting the head or shoulders touch the floor or allowing the hips to come off the floor. If you allow the hips to raise off the floor and the head and shoulders to touch the floor, you most likely will “swing up” on the next crunch or curl-up, which minimizes the work of the abdominal muscles. If you cannot curl up with the arms on the chest, place the hands by the side of the hips or even help yourself up by holding on to your thighs (d and e). Do not perform the sit-up exercise with your legs completely extended, because this will strain the lower back. For additional resistance during the abdominal crunch, have a partner add slight resistance to your shoulders as you “crunch up” (f).

c

d

f

Photos © Fitness & Wellness, Inc.

e

b

MUSCLES DEVELOPED Abdominal muscles and hip flexors

Front

NOTE: The abdominal curl-up exercise should be used only by individuals of at least average fitness without a history of lower back problems. New participants and those with a history of lower-back problems should use the abdominal crunch exercise in its place.

EXERCISE 5

Leg Curl

ACTION Lie on the floor face down. Cross the right ankle over the left heel (a). Apply resistance with your right foot while you bring the left foot up to 90° at the knee joint (b). Apply enough resistance so the left foot can only be brought up slowly. Repeat the exercise, crossing the left ankle over the right heel.

a

Front

b

Photos © Fitness & Wellness, Inc.

PRINCIPLES AND LABS

262

Back

MUSCLES DEVELOPED Hamstrings (and quadriceps)

263

Modified Dip

ACTION Using a gymnasium bleacher or box and with the help of a partner, dip down at least to a 90° angle at the elbow joint and then return to the initial position.

Back

EXERCISE 7

Photos © Fitness & Wellness, Inc.

MUSCLES DEVELOPED Triceps, deltoid, and pectoralis major

Front

Pull-Up

MUSCLES DEVELOPED Biceps, brachioradialis, brachialis, trapezius, and latissimus dorsi Front

a

b

c

Back d

Photos © Fitness & Wellness, Inc.

ACTION Suspend yourself from a bar with a pronated (thumbsin) grip (a). Pull your body up until your chin is above the bar (b), then lower the body slowly to the starting position. If you are unable to perform the pull-up as described, either have a partner hold your feet to push off and facilitate the movement upward (c and d).

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

EXERCISE 6

EXERCISE 8

Arm Curl

a

b

a

b

Photos © Fitness & Wellness, Inc.

ACTION Using a palms-up grip, start with the arm completely extended and, with the aid of a sandbag or bucket filled (as needed) with sand or rocks (a), curl up as far as possible (b), then return to the initial position. Repeat the exercise with the other arm.

MUSCLES DEVELOPED Biceps, brachioradialis, and brachialis

Front

EXERCISE 9

Heel Raise

MUSCLES DEVELOPED Gastrocnemius and soleus

Back

EXERCISE 10

Photos © Fitness & Wellness, Inc.

ACTION From a standing position with feet flat on the floor or at the edge of a step (a), raise and lower your body weight by moving at the ankle joint only (b). For added resistance, have someone else hold your shoulders down as you perform the exercise.

Leg Abduction and Adduction

ACTION Both participants sit on the floor. The person on the left places the feet on the inside of the other person’s feet. Simultaneously, the person on the left presses the legs laterally (to the outside—abduction), while the person on the right presses the legs medially (adduction). Hold the contraction for 5 to 10 seconds. Repeat the exercise at all three angles, and then reverse the pressing sequence: The person on the left places the feet on the outside and presses inward while the person on the right presses outward. MUSCLES DEVELOPED Hip abductors (rectus femoris, sartori, gluteus medius and minimus) and adductors (pectineus, gracilis, adductor magnus, adductor longus, and adductor brevis) Back

© Fitness & Wellness, Inc.

PRINCIPLES AND LABS

264

265

Reverse Crunch b

a

Photos © Fitness & Wellness, Inc.

ACTION Lie on your back with arms to the sides and knees and hips flexed at 90° (a). Now attempt to raise the pelvis off the floor by lifting vertically from the knees and lower legs (b). This is a challenging exercise that may be difficult for beginners to perform.

Front

Pelvic Tilt

ACTION Lie flat on the floor with the knees bent at about a 90° angle (a). Tilt the pelvis by tightening the abdominal muscles, flattening your back against the floor, and raising the lower gluteal area ever so slightly off the floor (b). Hold the final position for several seconds. AREAS STRETCHED Low back muscles and ligaments

a

Photos © Fitness & Wellness, Inc.

EXERCISE 12

b

AREAS STRENGTHENED Abdominal and gluteal muscles

Front

EXERCISE 13

Lateral Bridge

a

Front

Back

Back

MUSCLES DEVELOPED Abdominals (obliques and transversus abdominus) and quadratus lumborum (lower back)

b

ACTION Lie on your side with legs bent (a: easier version) or straight (b: harder version) and support the upper body with your arm. Straighten your body by raising the hip off the floor and hold the position for several seconds. Repeat the exercise with the other side of the body.

Photos © Fitness & Wellness, Inc.

MUSCLES DEVELOPED Abdominals

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

EXERCISE 11

EXERCISE 14

Prone Bridge

© Fitness & Wellness, Inc.

ACTION Starting in a prone position on a floor mat, balance yourself on the tips of your toes and elbows while attempting to maintain a straight body from heels to shoulders (do not arch the lower back). You can increase the difficulty of this exercise by placing your hands in front of you and straightening the arms (elbows off the floor). MUSCLES DEVELOPED Anterior and posterior muscle groups of the trunk and pelvis

Front

Back

Strength-Training Exercises with Weights Bench (Chest) Press

MUSCLES DEVELOPED Pectoralis major, triceps, and deltoid

FREE WEIGHTS Lie on the bench with arms extended and have one or two spotters help you place the barbell directly over your shoulders (a). Lower the weight to your chest (b) and then push it back up until you achieve full extension of the arms. Do not arch the back during this exercise.

MACHINE From a seated position, grasp the bar handles (a) and press forward until the arms are completely extended (b), then return to the original position. Do not arch the back during this exercise. a

a

b

b

Photos © Fitness & Wellness, Inc.

EXERCISE 15

Photos © Fitness & Wellness, Inc.

PRINCIPLES AND LABS

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267

Leg Press b

a

Photos © Fitness & Wellness, Inc.

ACTION From a sitting position with the knees flexed at about 90° and both feet on the footrest (a), extend the legs fully (b), then return slowly to the starting position.

MUSCLES DEVELOPED Quadriceps and gluteal muscles

Front

EXERCISE 17

Back

Abdominal Crunch

ACTION Sit in an upright position. Grasp the handles in front of you and crunch forward. Return slowly to the original position.

a

b

Front

Photos © Fitness & Wellness, Inc.

MUSCLES DEVELOPED Abdominals

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

EXERCISE 16

ACTION Sit in the machine and grasp the handles in front of you (a). Press back as far as possible, drawing the shoulder blades together (b). Return to the original position.

Rowing Torso a

b

Bent-Over Lateral Raise

a

b

Leg Curl

ACTION Lie face down on the bench, legs straight, and place the back of the feet under the padded bar (a). Curl up to at least 90° (b), and return to the original position. MUSCLES DEVELOPED Hamstrings

Back

Photos © Fitness & Wellness, Inc.

ACTION Bend over with your back straight and knees bent at about 5 to 10° (a). Hold one dumbbell in each hand. Raise the dumbbells laterally to about shoulder level (b) and then slowly return them to the starting position.

EXERCISE 19

Back

MUSCLES DEVELOPED Posterior deltoid, rhomboids, and trapezius

a

b

Photos © Fitness & Wellness, Inc.

EXERCISE 18

Photos © Fitness & Wellness, Inc.

PRINCIPLES AND LABS

268

269

Seated Back a

b

Photos © Fitness & Wellness, Inc.

ACTION Sit in the machine with your trunk flexed and the upper back against the shoulder pad. Place the feet under the padded bar and hold on with your hands to the bars on the sides (a). Start the exercise by pressing backward, simultaneously extending the trunk and hip joints (b). Slowly return to the original position.

MUSCLES DEVELOPED Erector spinae and gluteus maximus

Back

EXERCISE 21

Calf Press

FREE WEIGHTS In a standing position, place a barbell across the shoulders and upper back. Grip the bar by the shoulders (a). Raise your heels off the floor or step box as far as possible (b) and then slowly return them to the starting position.

a

Photos © Fitness & Wellness, Inc.

MACHINE Start with your feet flat on the plate (a). Now extend the ankles by pressing on the plate with the balls of your feet (b).

b

a

Back

MUSCLES DEVELOPED Gastrocnemius, soleus

Photos © Fitness & Wellness, Inc.

b

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

EXERCISE 20

EXERCISE 22

Leg (Hip) Adduction

ACTION Adjust the pads on the inside of the thighs as far out as the desired range of motion to be accomplished during the exercise (a). Press the legs together until both pads meet at the center (b). Slowly return to the starting position.

a

b

a

b

Photos © Fitness & Wellness, Inc.

MUSCLES DEVELOPED Hip adductors (pectineus, gracilis, adductor magnus, adductor longus, and adductor brevis)

Front

EXERCISE 23

Leg (Hip) Abduction

ACTION Place your knees together with the pads directly outside the knees (a). Press the legs laterally out as far as possible (b). Slowly return to the starting position.

MUSCLES DEVELOPED Hip abductors (rectus femoris, sartori, gluteus medius and minimus)

Front

Back

Photos © Fitness & Wellness, Inc.

PRINCIPLES AND LABS

270

271

Lat Pull-Down a

b

ACTION Starting from a sitting position, hold the exercise bar with a wide grip (a). Pull the bar down in front of you until it reaches the upper chest (b), then return to the starting position. MUSCLES DEVELOPED Latissimus dorsi, pectoralis major, and biceps

EXERCISE 25

Front

Photos © Fitness & Wellness, Inc.

Back

Rotary Torso

Image not available due to copyright restrictions

MUSCLES DEVELOPED Internal and external obliques (abdominal muscles)

Front

© Fitness & Wellness, Inc.

FREE WEIGHTS Stand with your feet slightly apart. Place a barbell across your shoulders and upper back, holding on to the sides of the barbell. Now gently, and in a controlled manner, twist your torso to one side as far as possible and then do so in the opposite direction.

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

EXERCISE 24

EXERCISE 26

Triceps Extension

MUSCLES DEVELOPED Triceps

Image not available due to copyright restrictions Back

MACHINE Sit in an upright position and grasp the bar behind the shoulders (a). Fully extend the arms (b) and then return to the original position. a

b

Photos © Fitness & Wellness, Inc.

FREE WEIGHTS In a standing position, hold a barbell with both hands overhead and with the arms in full extension (a). Slowly lower the barbell behind your head (b) and then return it to the starting position.

a

b

Photos © Fitness & Wellness, Inc.

PRINCIPLES AND LABS

272

273

b

a

Photos © Fitness & Wellness, Inc.

b

Photos © Fitness & Wellness, Inc.

a

Arm Curl

FREE WEIGHTS Standing upright, hold a barbell in front of you at about shoulder width with arms extended and the hands in a thumbs-out position (supinated grip) (a). Raise the barbell to your shoulders (b) and slowly return it to the starting position.

MACHINE Using a supinated (palms-up) grip, start with the arms almost completely extended (a). Curl up as far as possible (b), then return to the starting position.

MUSCLES DEVELOPED Biceps, brachioradialis, and brachialis Front

EXERCISE 28

Leg Extension

ACTION Sit in an upright position with the feet under the padded bar and grasp the handles at the sides (a). Extend the legs until they are completely straight (b), then return to the starting position.

b

Photos © Fitness & Wellness, Inc.

MUSCLES DEVELOPED Quadriceps

a

Front

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

EXERCISE 27

EXERCISE 29

Shoulder Press FREE WEIGHTS Place a barbell on your shoulders in front of the body (a) and press the weight overhead until complete extension of the arms is achieved (b). Return the weight to the original position. Be sure not to arch the back or lean back during this exercise.

MUSCLES DEVELOPED Triceps, deltoid, and pectoralis major

a

Back a

b

b

Photos © Fitness & Wellness, Inc.

Front

MACHINE Sit in an upright position and grasp the bar wider than shoulder width (a). Press the bar all the way up until the arms are fully extended (b), then return to the initial position.

Photos © Fitness & Wellness, Inc.

PRINCIPLES AND LABS

274

275

Chest Press

MUSCLES DEVELOPED Pectoralis major and deltoid a

a

b

Photos © Fitness & Wellness, Inc.

ACTION Start with the arms out to the side, and grasp the handle bars with the arms straight (a). Press the movement arms forward until they are completely in front of you (b). Slowly return to the starting position.

ACTION Lie down on your back on a bench and hold a dumbbell in each hand directly overhead (a). Keeping your elbows slightly bent, lower the weights laterally to a horizontal position (b) and then bring them back up to the starting position.

Front

b

Bent-Arm Flyes

b

a

EXERCISE 31

Squat

Photos © Fitness & Wellness, Inc.

MUSCLES DEVELOPED Quadriceps, gluteus maximus, erector spinae

Back

FREE WEIGHTS From a standing position, and with a spotter to each side, support a barbell over your shoulders and upper back (a). Keeping your head up and back straight, bend at the knees and the hips until you achieve an approximate 120° angle at the knees (b). Return to the starting position. Do not perform this exercise alone. If no spotters are available, use a squat rack to ensure that you will not get trapped under a heavy weight.

Back

a

MACHINE Place the shoulders under the pads and grasp the bars by the sides of the shoulders (a). Slowly bend the knees to between 90° and 120° (b). Return to the starting position. b Photos © Fitness & Wellness, Inc.

Front

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

EXERCISE 30

EXERCISE 32

Upright Rowing

a

FREE WEIGHTS Hold a barbell in front of you, with the arms fully extended and hands in a thumbs-in (pronated) grip less than shoulder-width apart (a). Pull the barbell up until it reaches shoulder level (b) and then slowly return it to the starting position.

b

a

b

Photos © Fitness & Wellness, Inc.

Photos © Fitness & Wellness, Inc.

MACHINE Start with the arms extended and grip the handles with the palms down (a). Pull all the way up to the chin (b), then return to the starting position.

MUSCLES DEVELOPED Biceps, brachioradialis, brachialis, deltoid, and trapezius

Front

EXERCISE 33

Front

Back

Seated Leg Curl

ACTION Sit in the unit and place the strap over the upper thighs. With legs extended, place the back of the feet over the padded rollers (a). Flex the knees until you reach a 90° to 100° angle (b). Slowly return to the starting position. MUSCLES DEVELOPED Hamstrings

Back

a

b

Photos © Fitness & Wellness, Inc.

PRINCIPLES AND LABS

276

277 CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

EXERCISE 34

Bent-Arm Pullover FREE WEIGHTS Lie on your back on an exercise bench with your head over the edge of the bench. Hold a barbell over your chest with the hands less than shoulder-width apart (a). Keeping the elbows shoulder-width apart, lower the weight over your head until your shoulders are completely extended (b). Slowly return the weight to the starting position.

Image not available due to copyright restrictions

a

Photos © Fitness & Wellness, Inc.

b

MUSCLES DEVELOPED Latissimus dorsi, pectoral muscles, deltoid, and serratus anterior

Front

EXERCISE 35 ACTION Start with the elbows flexed (a), then extend the arms fully (b), and return slowly to the initial position.

Dip b

a

Photos © Fitness & Wellness, Inc.

Back

Back

Front

MUSCLES DEVELOPED Triceps, deltoid, and pectoralis major

EXERCISE 36

Back Extension

a

ACTION Place your feet under the ankle rollers and the hips over the padded seat. Start with the trunk in a flexed position and the arms crossed over the chest (a). Slowly extend the trunk to a horizontal position (b), hold the extension for 2 to 5 seconds, then slowly flex (lower) the trunk to the original position. MUSCLES DEVELOPED Erector spinae, gluteus maximus, and quadratus lumborum (lower back)

Photos © Fitness & Wellness, Inc.

b

Back

EXERCISE 37

Lateral Trunk Flexion

ACTION Lie sideways on the padded seat with the right foot under the right side of the padded ankle pad (right knee slightly bent) and the left foot stabilized on the vertical bar. Cross the arms over the abdomen or chest and start with the body in a straight line. Raise (flex) your upper body about 30 to 40º and then slowly return to the starting position.

a

MUSCLES DEVELOPED Erector spinae, rectus abdominus, internal and external abdominal obliques, quadratus lumborum, gluteal muscles b

Photos © Fitness & Wellness, Inc.

PRINCIPLES AND LABS

278

Front

Back

279

EXERCISE 38

The Plank

© Fitness & Wellness, Inc.

ACTION Place your knees or feet (increased difficulty) on the ball and raise your body off the floor to a horizontal position. Pull the abdominal muscles in and hold the body in a straight line for 5 to 10 seconds. Repeat the exercise 3 to 5 times. MUSCLES INVOLVED Abdominals, erector spinae, lower back, hip flexors, gluteal, quadriceps, hamstrings, chest, shoulder, and triceps

EXERCISE 39

Abdominal Crunches

ACTION On your back and with the feet slightly separated, lie with the ball under your back and shoulder blades. Cross the arms over your chest (a). Press your lower back into the ball and crunch up 20 to 30º. Keep your neck and shoulders in line with your trunk (b). Repeat the exercise 10 to 20 times (you may also do an oblique crunch by rotating the ribcage to the opposite hip at the end of the crunch [c]).

a

MUSCLES INVOLVED Rectus abdominus, internal and external abdominal obliques

c

Photos © Fitness & Wellness, Inc.

b

Supine Bridge

ACTION With the feet slightly separated and knees bent, lie with your neck and upper back on the ball; hands placed on the abdomen. Gently squeeze the gluteal muscles while raising your hips off the floor until the upper legs and trunk reach a straight line. Hold this position for 5 to 10 seconds. Repeat the exercise 3 to 5 times. MUSCLES INVOLVED Gluteal, abdominals, lower back, hip flexors, quadriceps, and hamstrings

© Fitness & Wellness, Inc.

EXERCISE 40

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

Stability Ball Exercises

EXERCISE 41

Reverse Supine Bridge

ACTION Lie face up on the floor with the heels on the ball. Keeping the abdominal muscles tight, slowly lift the hips off the floor and squeeze the gluteal muscles until the body reaches a straight line. Hold the position for 5 to 10 seconds. Repeat the exercise 3 to 5 times.

a

MUSCLES INVOLVED Gluteal, abdominals, lower back, erector spinae, hip flexors, quadriceps, and hamstrings

Photos © Fitness & Wellness, Inc.

b

EXERCISE 42

Push-Ups

ACTION Place the front of your thighs (knees or feet–more difficult) over the ball with the body straight, the arms extended, and the hands under your shoulders. Now bend the elbows and lower the upper body as far as possible. Return to the original position. Repeat the exercise 10 times. MUSCLES INVOLVED Triceps, chest, shoulder, abdominals, erector spinae, lower back, hip flexors, quadriceps, and hamstrings

© Fitness & Wellness, Inc.

PRINCIPLES AND LABS

280

281

Back Extension

ACTION Lie face down with the hips over the ball. Keep the legs straight with the toes on the floor and slightly separated (a). Keep your arms to the sides and extend the trunk until the body reaches a straight position (b). Repeat the exercise 10 times.

a

MUSCLES INVOLVED Erector spinae, abdominals, and lower back

Photos © Fitness & Wellness, Inc.

b

EXERCISE 44

Wall Squat

ACTION Stand upright and position the ball between your lower back and a wall. Place your feet slightly in front of you, about a foot apart (a). Lean into the ball and lower your body by bending the knees until the thighs are parallel to the ground (b) (to avoid excessive strain on the knees, it is not recommended that you go beyond this point). Return to the starting position. Repeat the exercise 10 to 20 times.

b

a

Photos © Fitness & Wellness, Inc.

MUSCLES INVOLVED Quadriceps, hip flexors, hamstrings, abdominals, erector spinae, lower back, gastrocnemius, and soleus

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

EXERCISE 43

EXERCISE 45

Jackknives

ACTION Lie face down with the hips on the ball and walk forward with your hands until the thighs are over the ball. Keep the arms fully extended, hands on floor, and the body straight (a). Now, pull the ball forward with your legs by bending at the knees and raising your hips while keeping the abdominal muscles tight (b). Repeat the exercise 10 times.

a

MUSCLES INVOLVED Hip flexors, abdominals, erector spinae, lower back, quadriceps, hamstrings, chest, and shoulder

Photos © Fitness & Wellness, Inc.

b

EXERCISE 46

Hamstring Roll

ACTION Lie on your back with your knees bent and the heels on the ball. Raise your hips off the floor, while keeping the knees bent (a). Tighten the abdominal muscles and roll the ball out with your feet to extend the legs (b). Now roll the ball back into the original position. Repeat the exercise 10 times.

a

MUSCLES INVOLVED Hamstrings, abdominals, erector spinae, lower back, hip flexors, quadriceps, and chest

b Photos © Fitness & Wellness, Inc.

PRINCIPLES AND LABS

282

283

Name ______________________________________

Date ______________

Grade ____________

Instructor ___________________________________

Course ____________

Section ___________

Necessary Lab Equipment

Objective

A Lafayette hand grip dynamometer model 78010 is recommended for the Hand Grip Test. A metronome, gymnasium bleachers, and a stopwatch are needed for the Muscular Endurance Test. A metronome is also needed for the Muscular Strength and Endurance Test.

To determine muscular strength and/or endurance and the respective fitness classification.

Lab Preparation Wear exercise clothing and avoid strenuous strength training 48 hours prior to this lab.

I. Hand Grip Strength Test The instructions for the Hand Grip Strength Test are provided in Figure 7.2, page 240. Perform the test according to the instructions and look up your results in Table 7.1, page 241. Hand used: _____________ Right

_____________ Left

Reading: _____________ lbs. Fitness category (see Figure 7.2, page 240): _________________________________

II. Muscular Endurance Test Conduct this test using the guidelines provided in Figure 7.3 and Table 7.2, pages 242–243. Record your repetitions, fitness category, and points in the spaces provided below.

Exercise Bench jumps

Metronome Cadence

Repetitions

Fitness Category

Points

none

Modified dips — men only

56 bpm

Modified push-ups — women only

56 bpm

Bent-leg curl-ups

40 bpm

Abdominal crunches

60 bpm

Total Points: Overall muscular endurance fitness category (see Figure 7.3, pages 242–243): _________________________________

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

LAB 7A: Muscular Strength and Endurance Assessment

PRINCIPLES AND LABS

284 III. Muscular Strength and Endurance Test Perform the Muscular Strength and Endurance Test according to the procedure outlined in Figure 7.4, page 244. Record the results, fitness category, and points in the appropriate blanks provided below. Body weight: _____________ lbs.

Percent of Body Weight (pounds)

Lift

Men

Women

Lat pull-down

.70

.45

Leg extension

.65

.50

Bench press

.75

.45

Bent-leg curl-up or abdominal crunch

NA*

NA*

Leg curl

.32

.25

Arm curl

.35

.18

Resistance

Repetitions

*Not applicable—no resistance required. Use test described in Figure 7.3, pages 242–243.

IV. Muscular Strength and Endurance Goals Indicate the muscular strength/endurance category that you would like to achieve by the end of the term:

Briefly state your feelings about your current strength level and indicate how you are planning to achieve your strength objective:

285

Name ______________________________________

Date ______________

Grade ____________

Instructor ___________________________________

Course ____________

Section ___________

Necessary Lab Equipment

Lab Preparation

Free weights, strength-training machines, or no equipment if the “Strength-Training Exercises without Weights” program is selected.

Wear exercise clothing and prepare to participate in a sample strength-training exercise session. All of the strength-training exercises are illustrated on pages 261–278.

Objective To develop your personal strength-training exercise program.

I. Stage of Change for Muscular Strength or Endurance Using Figure 2.5 (page 57) and Table 2.3 (page 57), identify your current stage of change for participation in a muscular strength or muscular endurance program:

II. Instructions Select one of the two strength-training exercise programs. Perform all of the recommended exercises and, with the exception of the abdominal curl-up exercises, determine the resistance required to do approximately 10 repetitions maximum. For “Strength-Training Exercises without Weights,” simply indicate the total number of repetitions performed. For the abdominal crunches or curl-up exercises, perform or build up to about 20 repetitions. 1. Strength-Training Exercises without Weights Exercise

Repetitions

2. Strength-Training Exercises with Weights Exercise

Step-up

Bench press, shoulder press, or chest press (select and circle one)

Rowing torso

Leg press or squat (select one)

Push-up

Abdominal curl-up or abdominal crunch (select one)

Abdominal curl-up or abdominal crunch

Rowing torso

Leg curl

Arm curl or upright rowing (select one)

Modified dip

Leg curl or seated leg curl (select one)

Pull-up or arm curl

Seated back or back extension (select one)

Heel raise

Calf press

Leg abduction and adduction

Hip adduction

Reverse crunch

Hip abduction

Pelvic tilt

Lat pull-down or bent-arm pullover (select one)

Lateral bridge

Rotary torso

Prone bridge

Triceps extension or dip (select one) Leg extension Lateral trunk flexion

Repetitions

Resistance

N/A

CHAPTER 7 • MUSCULAR STRENGTH AND ENDURANCE

LAB 7B: Strength-Training Program

PRINCIPLES AND LABS

286 3. Stability Ball Exercises Length of Hold Exercise

(if applicable)

Reptitions

The plank Abdominal crunches Supine bridge or reverse supine bridge

N/A

Push-ups Back extension Wall squats Jackknives Hamstring roll Lateral trunk flexion

III. Your Personalized Strength-Training Program Once you have performed the strength-training exercises in this lab, and depending on your personal preference (strength versus endurance), design your strength-training program selecting a minimum of 8 to 10 exercises. Indicate the number of sets, repetitions, and approximate resistance that you will use. Also state the days of the week, time, and facility that will be used for this program. Strength-training days: M Exercise

T

W

Th

F

Sa

Su

Sets / Reps / Resistance

Time of day:

Exercise

1.

9.

2.

10.

3.

11.

4.

12.

5.

13.

6.

14.

7.

15.

8.

16.

Facility: Sets / Reps / Resistance

Muscular Flexibility

8 Objectives • Explain the importance of muscular flexibility to adequate fitness and preventive health care • Identify the factors that affect muscular flexibility • Explain the health-fitness benefits of stretching • Become familiar with a battery of tests to assess overall body flexibility (Modified Sit-and-Reach Test, Total Body Rotation Test, Shoulder Rotation Test) • Be able to interpret flexibility test results according to health-fitness and physical-fitness standards • Learn the principles that govern development of muscular flexibility • List some exercises that may cause injury • Become familiar with a program for preventing and rehabilitating low-back pain • Create your own personal flexibility profile.

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Check your understanding of the chapter contents by logging on to CengageNOW and accessing the pre-test, personalized learning plan, and post-test for this chapter.

PRINCIPLES AND LABS

288

FAQ Will stretching before exercise prevent injuries? The research on this subject is limited and controversial. Some data suggest that extensive stretching prior to physical activity actually increases the risk for injuries. A temporary decrease in strength and power is also seen with intense stretching before exercise. The most important factor prior to vigorous exercise is to gradually increase the exercise intensity through mild calisthenics and low- to moderate-intensity aerobic exercise. Until more definite data are available, you may be better off performing your flexibility program following the aerobic and/or strength-training phase of your training. Does strength training limit flexibility? A popular myth is that individuals with large musculature, frequently referred to as “musclebound,” are inflexible. Data show that strengthtraining exercises, when performed through a full range of motion, do not limit flexibility. With few

Very few people who exercise take the time to stretch, and only a few of those who stretch do so properly. When joints are not regularly moved through their entire range of motion, muscles and ligaments shorten in time, and flexibility decreases. Repetitive movement through regular/structured exercise, such as with running, cycling, or aerobics, without proper stretching, also causes muscles and ligaments to tighten. Most fitness participants underestimate and overlook the contribution of good muscular flexibility to overall fitness and preventive health care. Flexibility refers to the achievable range of motion at a joint or group of joints without causing injury. Some muscular/skeletal problems and injuries are related to a lack of flexibility. In daily life, we often have to make rapid or strenuous movements we are not accustomed to making. Abruptly forcing a tight muscle beyond its achievable range of motion may lead to injury. A decline in flexibility can cause poor posture and subsequent aches and pains that lead to limited and painful joint movement. Inordinate tightness is uncomfortable and debilitating. Approximately 80 percent of all low-back problems in the United States stem from improper alignment of

exceptions, most strength-training exercises can be performed from complete extension to complete flexion. Body builders and gymnasts, who train heavily with weights, have better than average flexibility. Will stretching exercises help me lose weight? The energy (caloric) expenditure of stretching exercises is extremely low. In 30 minutes of aerobic exercise you can easily burn an additional 250–300 calories compared with 30 minutes of stretching. Flexibility exercises help develop overall health-related fitness but do not contribute much to weight loss or weight maintenance. How much should stretching “hurt” to gain flexibility? Proper stretching should not hurt. Stretch to the point of only mild tension. Pain is an indication that you are stretching too aggressively. It is best to decrease the degree of stretch and hold the final position for a longer period of time.

the vertebral column and pelvic girdle, a direct result of inflexible and weak muscles. This backache syndrome costs U.S. industry billions of dollars each year in lost productivity, health services, and worker compensation.

Benefits of Good Flexibility Improving and maintaining good range of motion in the joints enhances the quality of life. Good flexibility promotes healthy muscles and joints. Improving elasticity of muscles and connective tissue around joints enables greater freedom of movement and the individual’s ability to participate in many types of sports and recreational activities. Adequate flexibility also makes activities of daily living such as turning, lifting, and bending much easier to perform. A person must take care, however, not to overstretch joints. Too much flexibility leads to unstable and loose joints, which may increase injury rate, including joint subluxation and dislocation.

© John Kelly, Boise State University

Excessive sitting and lack of physical activity lead to chronic back pain. Taking part in a regular stretching program increases circulation to the muscle(s) being stretched, prevents lowback and other spinal column problems, improves and maintains good postural alignment, promotes proper and graceful body movement, improves personal appearance and self-image, and helps to develop and maintain motor skills throughout life. Flexibility exercises have been prescribed successfully to treat dysmenorrhea1 (painful menstruation), general neuromuscular tension (stress), and knots (trigger points) in muscles and fascia. Regular stretching helps decrease the aches and pains caused by psychological stress and contributes to a decrease in anxiety, blood pressure, and breathing rate.2 Stretching also helps relieve muscle cramps encountered at rest or during participation in exercise. Mild stretching exercises in conjunction with calisthenics are helpful in warm-up routines to prepare for more vigorous aerobic or strength-training exercises, and in cool-down routines following exercise to facilitate the return to a normal resting state. Fatigued muscles tend to contract to a shorter-than-average resting length, and stretching exercises help fatigued muscles reestablish their normal resting length.

Flexibility in Older Adults Similar to muscular strength, good range of motion is critical in older life (see discussion in Chapter 9). Because of decreased flexibility, older adults lose mobility and may be unable to perform simple daily tasks such as bending forward or turning. Many older adults cannot turn their heads or rotate their trunks to look over their shoulders but, rather, must step around 90° to 180° to see behind them. Adequate flexibility is also important in driving. Individuals who lose range of motion with age are unable to look over their shoulders to switch lanes or to parallel-park, which increases the risk for automobile accidents. Physical activity and exercise can be hampered severely by lack of good range of motion. Because of the pain during activity, older people who have tight hip flexors

Adequate flexibility helps to develop and maintain sports skill throughout life. (muscles) cannot jog or walk very far. A vicious circle ensues, because the condition usually worsens with further inactivity. Lack of flexibility also may be a cause of falls and subsequent injury in older adults. A simple stretching program can alleviate or prevent this problem and help people return to an exercise program.

Factors Affecting Flexibility The total range of motion around a joint is highly specific and varies from one joint to another (hip, trunk, shoulder), as well as from one individual to the next. Muscular flexibility relates primarily to genetic factors and to physical activity. Joint structure (shape of the bones), joint cartilage, ligaments, tendons, muscles, skin, tissue injury, and adipose tissue (fat)—all influence range of motion about a joint. Body temperature, age, and gender also affect flexibility. The range of motion about a given joint depends mostly on the structure of that joint. Greater range of motion, however, can be attained through plastic and elastic elon-

Flexibility The achievable range of motion at a joint or group of joints without causing injury. Subluxation Partial dislocation of a joint. Stretching Moving the joints beyond the accustomed range of motion. Dysmenorrhea Painful menstruation.

CHAPTER 8 • MUSCULAR FLEXIBILITY

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289

PRINCIPLES AND LABS

290 gation. Plastic elongation is the permanent lengthening of soft tissue. Even though joint capsules, ligaments, and tendons are basically nonelastic, they can undergo plastic elongation. This permanent lengthening, accompanied by increased range of motion, is best attained through slowsustained stretching exercises. Elastic elongation is the temporary lengthening of soft tissue. Muscle tissue has elastic properties and responds to stretching exercises by undergoing elastic or temporary lengthening. Elastic elongation increases extensibility, the ability to stretch the muscles. Changes in muscle temperature can increase or decrease flexibility by as much as 20 percent. Individuals who warm up properly have better flexibility than people who do not. Cool temperatures have the opposite effect, impeding range of motion. Because of the effects of temperature on muscular flexibility, many people prefer to do their stretching exercises after the aerobic phase of their workout. Aerobic activities raise body temperature, facilitating plastic elongation. Another factor that influences flexibility is the amount of adipose (fat) tissue in and around joints and muscle tissue. Excess adipose tissue will increase resistance to movement, and the added bulk also hampers joint mobility because of the contact between body surfaces. On the average, women have better flexibility than men, and they seem to retain this advantage throughout life. Aging does decrease the extensibility of soft tissue, though, resulting in less flexibility in both sexes. The most significant contributor to lower flexibility is sedentary living. With less physical activity, muscles lose their elasticity and tendons and ligaments tighten and shorten. Inactivity also tends to be accompanied by an increase in adipose tissue, which further decreases the range of motion around a joint. Finally, injury to muscle tissue and tight skin from excessive scar tissue have negative effects on range of motion.

Assessment of Flexibility Many flexibility tests developed over the years were specific to certain sports or not practical for the general population. Their application in health and fitness programs was limited. For example, the Front-to-Rear Splits Test and the Bridge-Up Test had applications in sports such as gymnastics and several track-and-field events, but they did not represent actions that most people encounter in daily life. Because of the lack of practical flexibility tests, most health and fitness centers rely strictly on the Sit-andReach Test as an indicator of flexibility. This test measures flexibility of the hamstring muscles (back of the thigh) and, to a lesser extent, the lower back muscles. Flexibility is joint specific. This means that a lot of flexibility in one joint does not necessarily indicate that other joints are just as flexible. Therefore, the Total Body Rotation Test and the Shoulder Rotation Test—indicators of the ability to perform everyday movements such as reach-

ing, bending, and turning—are included to determine your flexibility profile. The Sit-and-Reach Test has been modified from the traditional test to take length of arms and legs into consideration in determining the score (see Figure 8.1). In the original Sit-and-Reach Test, the 15-inch mark of the yardstick used to measure flexibility is always set at the edge of the box where the feet are placed. This does not take into consideration an individual with long arms and/or short legs or one with short arms and/or long legs.3 All other factors being equal, an individual with longer arms or shorter legs, or both, receives a better rating because of the structural advantage. The procedures and norms for the flexibility tests are described in Figures 8.1 through 8.3 and Tables 8.1 through 8.3. The flexibility test results in these three tables are provided in both inches and centimeters (cm). Be sure to use the proper column to read your percentile score based on your test results. For the flexibility profile, you should take all three tests. You will be able to assess your flexibility profile in Lab 8A. Because of the specificity of flexibility, pinpointing an “ideal” level of flexibility is difficult. Nevertheless, flexibility is important to health and independent living, so an assessment will give an indication of your current level of flexibility.

Interpreting Flexibility Test Results After obtaining your scores and fitness ratings for each test, you can determine the fitness category for each flexibility test using the guidelines given in Table 8.4. You also should look up the number of points assigned for each fitness category in this table. The overall flexibility fitness category is obtained by totaling the number of points from all three tests and using the ratings given in Table 8.5. Record your results in Lab 8A.

Evaluating Body Posture Good posture enhances personal appearance, self-image, confidence, and your overall sense of well-being; improves balance and endurance; protects against misalignment-related pains and aches; and prevents falls.4 The relationship between different body parts is the essence of posture. Poor posture is a risk factor for musculoskeletal problems of the neck, shoulders, and lower back. Incorrect posture also strains hips and knees. Faulty posture and weak and inelastic muscles are a leading cause of chronic low-back problems. Evaluating these areas is crucial to prevent and rehabilitate low-back pain. The results of these tests can be used to prescribe corrective exercises. Adequate body mechanics also aid in reducing chronic low-back pain. Proper body mechanics means using correct positions in all the activities of daily life, including sleeping, sitting, standing, walking, driving, working, and exercising. Because of the high incidence of low-back pain, illustrations of proper body mechanics and a series of corrective and preventive exercises are shown in Figure 8.7 on pages 301–302.

291

4. Now your head and back can come off the wall. Gradually reach forward three times, the third time stretching forward as far as possible on the indicator (or yardstick) and holding the final position for at least 2 seconds. Be sure that during the test you keep the backs of the knees flat against the floor. 5. Record the final number of inches reached to the nearest 1⁄2".

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To perform this test, you will need the Acuflex I* Sit-and-Reach Flexibility Tester, or you may simply place a yardstick on top of a box 12" high. 1. Warm up properly before the first trial. 2. Remove your shoes for the test. Sit on the floor with the hips, back, and head against a wall, the legs fully extended, and the bottom of the feet against the Acuflex I or sit-and-reach box. 3. Place the hands one on top of the other and reach forward as far as possible without letting the head and back come off the wall (the shoulders may be rounded as much as possible, but neither the head nor the back should come off the wall at this time). The technician then can slide the reach indicator on the Acuflex I (or yardstick) along the top of the box until the end of the indicator touches the participant’s fingers. The indicator then must be held firmly in place throughout the rest of the test.

Modified Sit-and-Reach Test.

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You are allowed two trials, and an average of the two scores is used as the final test score. The respective percentile ranks and fitness categories for this test are given in Tables 8.1 and 8.4. *The Acuflex I Flexibility Tester for the Modified Sit-and-Reach Test can be obtained from Figure Finder Collection, Novel Products, P. O. Box 408, Rockton, IL 61072-0480. Phone: 800-323-5143, Fax 815-624-4866.

Determining the starting position for the Modified Sit-and-Reach Test.

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Most people are unaware of how faulty their posture is until they see themselves in a photograph. This can be quite a shock and is often enough to motivate change. Besides engaging in the recommended exercises to elicit changes in postural alignment, people need to be continually aware of the corrections they are trying to make. As posture improves, you frequently become motivated to change other aspects, such as improving muscular strength and flexibility and decreasing body fat.

Photographic technique used for posture evaluation.

Posture tests are used to detect deviations from normal body alignment and prescribe corrective exercises or procedures to improve alignment. These analyses are best conducted early in life, because certain postural deviations are more difficult to correct in older people. If deviations are allowed to go uncorrected, they usually become more serious as the person grows older. Consequently, corrective exercises or other medical procedures should be used to stop or slow down postural degeneration. Proper body alignment has been difficult to evaluate because most experts still don’t know exactly what constitutes good posture. To objectively analyze a person’s posture, an observer either must be adequately trained or must have some guidelines to identify abnormalities and assign ratings according to the amount of deviation from “normal” posture. A posture rating chart, such as that in Lab 8B, provides simple guidelines for evaluating posture. Assuming the drawings in the left column to be proper alignment and the drawings in the right column to be extreme deviations

Plastic elongation Permanent lengthening of soft tissue. Elastic elongation Temporary lengthening of soft tissue.

CHAPTER 8 • MUSCULAR FLEXIBILITY

FIGURE 8.1 Procedure for the Modified Sit-and-Reach Test.

FIGURE 8.2 Procedure for the Total Body Rotation Test.

An Acuflex II* Total Body Rotation Flexibility Tester or a measuring scale with a sliding panel is needed to administer this test. The Acuflex II or scale is placed on the wall at shoulder height and should be adjustable to accommodate individual differences in height. If you need to build your own scale, use two measuring tapes and glue them above and below the sliding panel centered at the 15" mark. Each tape should be at least 30" long. If no sliding panel is available, simply tape the measuring tapes onto a wall oriented in opposite directions as shown below. A line also must be drawn on the floor and centered with the 15" mark. 1. Warm up properly before beginning this test. 2. Stand with one side toward the wall, an arm’s length away from the wall, with the feet straight ahead, slightly separated, and the toes touching the center line drawn on the floor. Hold out the arm away from the wall horizontally from the body, making a fist with the hand. The Acuflex II measuring scale (or tapes) should be shoulder height at this time. 3. Rotate the trunk, the extended arm going backward (always maintaining a horizontal plane) and making contact with the

panel, gradually sliding it forward as far as possible. If no panel is available, slide the fist alongside the tapes as far as possible. Hold the final position at least 2 seconds. Position the hand with the little finger side forward during the entire sliding movement. Proper hand position is crucial. Many people attempt to open the hand, or push with extended fingers, or slide the panel with the knuckles—none of which is acceptable. During the test the knees can be bent slightly, but the feet cannot be moved or rotated—they must point forward. The body must be kept as straight (vertical) as possible. 4. Conduct the test on either the right or the left side of the body. Perform two trials on the selected side. Record the farthest point reached, measured to the nearest half inch and held for at least 2 seconds. Use the average of the two trials as the final test score. Refer to Tables 8.2 and 8.4 to determine the percentile rank and flexibility fitness category for this test.

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*The Acuflex II Flexibility Tester for the Total Body Rotation Test can be obtained from Figure Finder Collection, Novel Products, P.O. Box 408, Rockton, IL 61072-0408. Phone: 800-323-5143, Fax 815-624-4866.

© Fitness & Wellness, Inc.

© Fitness & Wellness, Inc.

Acuflex II measuring device for the Total Body Rotation Test.

Total Body Rotation Test.

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Homemade measuring device for the Total Body Rotation Test.

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PRINCIPLES AND LABS

292

Measuring tapes for the Total Body Rotation Test.

Proper hand position for the Total Body Rotation Test.

from normal, an observer is able to rate each body segment on a scale from 1 to 5. Postural analysis can be done with more precision with the aid of a plumb line, two mirrors, and a camera. The mirrors are placed at an 80° to 85° angle, and the plumb line is centered in front of the mirrors. Another line is

drawn down the center of the mirror on the right. The person should stand with the left side to the plumb line. The plumb line is used as a reference to divide the body into front and back halves (try to center the line with the hip joint and the shoulder). The line on the back (right) mirror should divide the body into right and left halves. A

293 CHAPTER 8 • MUSCULAR FLEXIBILITY

FIGURE 8.3 Procedure for the Shoulder Rotation Test.

4. Standing straight up and extending both arms to full length, with elbows locked, slowly bring the measuring device over the head until it reaches about forehead level. For subsequent trials, depending on the resistance encountered when rotating the shoulders, move the left grip in 1⁄2" to 1" at a time, and repeat the task until you no longer can rotate the shoulders without undue strain or starting to bend the elbows. Always keep the right-hand grip against the zero point of the scale. Measure the last successful trial to the nearest 1⁄2". Take this measurement at the inner edge of the left hand on the side of the little finger. 5. Determine the final score for this test by subtracting the biacromial width from the best score (shortest distance) between both hands on the rotation test. For example, if the best score is 35" and the biacromial width is 15", the final score is 20" (35 15 20). Using Tables 8.3 and 8.4, determine the percentile rank and flexibility fitness category for this test.

Measuring biacromial width.

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Starting position for the shoulder rotation test (note the reverse grip used for this test).

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*The Acuflex III Flexibility Tester for the Shoulder Rotation Test can be obtained from Figure Finder Collection, Novel Products, Inc., P. O. Box 408, Rockton, IL 61072-0408. Phone: (800) 323-5143, Fax 815-624-4866.

© Fitness & Wellness, Inc.

This test can be done using the Acuflex III* Flexibility Tester, which consists of a shoulder caliper and a measuring device for shoulder rotation. If this equipment is unavailable, you can construct your own device quite easily. The caliper can be built with three regular yardsticks. Nail and glue two of the yardsticks at one end at a 90° angle, and use the third one as the sliding end of the caliper. Construct the rotation device by placing a 60" measuring tape on an aluminum or wood stick, starting at about 6" or 7" from the end of the stick. 1. Warm up before the test. 2. Using the shoulder caliper, measure the biacromial width to the nearest 1⁄4" (use the top scale on the Acuflex III). Measure biacromial width between the lateral edges of the acromion processes of the shoulders. 3. Place the Acuflex III or homemade device behind the back and use a reverse grip (thumbs out) to hold on to the device. Place the index finger of the right hand next to the zero point of the scale or tape (lower scale on the Acuflex III) and hold it firmly in place throughout the test. Place the left hand on the other end of the measuring device wherever comfortable.

Shoulder rotation test.

TABLE 8.1 Percentile Ranks for the Modified Sit-and-Reach Test Age Category—Men Percentile Rank

18 in.

cm

19–35 in.

cm

36–49 in.

cm

Age Category—Women 50 in.

cm

Percentile Rank

18 in.

cm

19–35 in.

cm

36–49 in.

cm

50 in.

cm

99

20.8 52.8 20.1 51.1 18.9 48.0 16.2 41.1

99

22.6 57.4 21.0 53.3 19.8 50.3 17.2 43.7

95

19.6 49.8 18.9 48.0 18.2 46.2 15.8 40.1

95

19.5 49.5 19.3 49.0 19.2 48.8 15.7 39.9

90

18.2 46.2 17.2 43.7 16.1 40.9 15.0 38.1

90

18.7 47.5 17.9 45.5 17.4 44.2 15.0 38.1

80

17.8 45.2 17.0 43.2 14.6 37.1 13.3 33.8

80

17.8 45.2 16.7 42.4 16.2 41.1 14.2 36.1

70

16.0 40.6 15.8 40.1 13.9 35.3 12.3 31.2

70

16.5 41.9 16.2 41.1 15.2 38.6 13.6 34.5

60

15.2 38.6 15.0 38.1 13.4 34.0 11.5 29.2

60

16.0 40.6 15.8 40.1 14.5 36.8 12.3 31.2

50

14.5 36.8 14.4 36.6 12.6 32.0 10.2 25.9

50

15.2 38.6 14.8 37.6 13.5 34.3 11.1 28.2

40

14.0 35.6 13.5 34.3 11.6 29.5

9.7 24.6

40

14.5 36.8 14.5 36.8 12.8 32.5 10.1 25.7

30

13.4 34.0 13.0 33.0 10.8 27.4

9.3 23.6

30

13.7 34.8 13.7 34.8 12.2 31.0

9.2 23.4

20

11.8 30.0 11.6 29.5

9.9 25.1

8.8 22.4

20

12.6 32.0 12.6 32.0 11.0 27.9

8.3 21.1

11.4 29.0 10.1 25.7

9.7 24.6

7.5 19.0

10

9.5 24.1

9.2 23.4

8.3 21.1

7.8 19.8

10

05

8.4 21.3

7.9 20.1

7.0 17.8

7.2 18.3

05

9.4 23.9

8.1 20.6

8.5 21.6

3.7

9.4

01

7.2 18.3

7.0 17.8

5.1 13.0

4.0 10.2

01

6.5 16.5

2.6

2.0

1.5

3.8

High physical fitness standard

Health fitness standard

6.6

5.1

PRINCIPLES AND LABS

294 TABLE 8.2 Percentile Ranks for the Total Body Rotation Test Age Category—Left Rotation Percentile Rank

MEN

WOMEN

ⱕ18 in.

cm

19–35 in.

cm

36–49 in.

cm

Age Category—Right Rotation ⱖ50

in.

cm

ⱕ18 in.

cm

19–35 in.

cm

36–49 in.

cm

ⱖ50 in.

cm

99

29.1 73.9 28.0 71.1 26.6 67.6 21.0 53.3 28.2 71.6 27.8 70.6 25.2 64.0 22.2 56.4

95

26.6 67.6 24.8 63.0 24.5 62.2 20.0 50.8 25.5 64.8 25.6 65.0 23.8 60.5 20.7 52.6

90

25.0 63.5 23.6 59.9 23.0 58.4 17.7 45.0 24.3 61.7 24.1 61.2 22.5 57.1 19.3 49.0

80

22.0 55.9 22.0 55.9 21.2 53.8 15.5 39.4 22.7 57.7 22.3 56.6 21.0 53.3 16.3 41.4

70

20.9 53.1 20.3 51.6 20.4 51.8 14.7 37.3 21.3 54.1 20.7 52.6 18.7 47.5 15.7 39.9

60

19.9 50.5 19.3 49.0 18.7 47.5 13.9 35.3 19.8 50.3 19.0 48.3 17.3 43.9 14.7 37.3

50

18.6 47.2 18.0 45.7 16.7 42.4 12.7 32.3 19.0 48.3 17.2 43.7 16.3 41.4 12.3 31.2

40

17.0 43.2 16.8 42.7 15.3 38.9 11.7 29.7 17.3 43.9 16.3 41.4 14.7 37.3 11.5 29.2

30

14.9 37.8 15.0 38.1 14.8 37.6 10.3 26.2 15.1 38.4 15.0 38.1 13.3 33.8 10.7 27.2

20

13.8 35.1 13.3 33.8 13.7 34.8

9.5 24.1 12.9 32.8 13.3 33.8 11.2 28.4

8.7 22.1

10

10.8 27.4 10.5 26.7 10.8 27.4

4.3 10.9 10.8 27.4 11.3 28.7

8.0 20.3

2.7

6.9

05

8.5 21.6

8.9 22.6

8.8 22.4

0.3

0.8

8.1 20.6

8.3 21.1

5.5 14.0

0.3

0.8

01

3.4

1.7

5.1 13.0

0.0

0.0

6.6 16.8

2.9

2.0

0.0

0.0

8.6

4.3

7.4

5.1

99

29.3 74.4 28.6 72.6 27.1 68.8 23.0 58.4 29.6 75.2 29.4 74.7 27.1 68.8 21.7 55.1

95

26.8 68.1 24.8 63.0 25.3 64.3 21.4 54.4 27.6 70.1 25.3 64.3 25.9 65.8 19.7 50.0

90

25.5 64.8 23.0 58.4 23.4 59.4 20.5 52.1 25.8 65.5 23.0 58.4 21.3 54.1 19.0 48.3

80

23.8 60.5 21.5 54.6 20.2 51.3 19.1 48.5 23.7 60.2 20.8 52.8 19.6 49.8 17.9 45.5

70

21.8 55.4 20.5 52.1 18.6 47.2 17.3 43.9 22.0 55.9 19.3 49.0 17.3 43.9 16.8 42.7

60

20.5 52.1 19.3 49.0 17.7 45.0 16.0 40.6 20.8 52.8 18.0 45.7 16.5 41.9 15.6 39.6

50

19.5 49.5 18.0 45.7 16.4 41.7 14.8 37.6 19.5 49.5 17.3 43.9 14.6 37.1 14.0 35.6

40

18.5 47.0 17.2 43.7 14.8 37.6 13.7 34.8 18.3 46.5 16.0 40.6 13.1 33.3 12.8 32.5

30

17.1 43.4 15.7 39.9 13.6 34.5 10.0 25.4 16.3 41.4 15.2 38.6 11.7 29.7

8.5 21.6

20

16.0 40.6 15.2 38.6 11.6 29.5

6.3 16.0 14.5 36.8 14.0 35.6

9.8 24.9

3.9

9.9

10

12.8 32.5 13.6 34.5

8.5 21.6

3.0

7.6 12.4 31.5 11.1 28.2

6.1 15.5

2.2

5.6

05

11.1 28.2

7.3 18.5

6.8 17.3

0.7

1.8 10.2 25.9

8.8 22.4

4.0 10.2

1.1

2.8

01

8.9 22.6

5.3 13.5

4.3 10.9

0.0

0.0

3.2

2.8

0.0

0.0

High physical fitness standard

8.9 22.6

8.1

7.1

Health fitness standard

picture then is taken (like the photo on page 291) that can be compared with the rating chart given in Lab 8B. The photographic procedure allows for a better comparison of the different body segment alignments and a more objective analysis. If no mirrors and camera are available, the participant should stand with his or her side to the line, and then repeat with the back to the line, while the evaluator does the assessment. A final posture score is determined according to the sum of the ratings obtained for each body segment. Table 8.6 on page 295 contains the various categories as determined by the final posture score.

Principles of Muscular Flexibility Prescription Even though genetics play a crucial role in body flexibility, the range of joint mobility can be increased and maintained through a regular stretching program. Because range of motion is highly specific to each body part (ankle, trunk, shoulder), a comprehensive stretching program should include all body parts and follow the basic guidelines for development of flexibility.

295

Age Category—Men 18 Percentile Rank in. cm

19–35 in.

cm

36–49 in.

cm

5.6 1.0 2.5 18.1

Age Category—Women 50 in.

cm

18 Percentile Rank in. cm

19–35 in.

cm

in.

6.6 2.4 6.1 11.5

46.0 21.5

54.6

99

2.6

26.4 20.4

51.8 27.0

68.6

95

8.0

20.3

6.2

47.0 15.5

39.4 20.8

52.8 27.9

70.9

90

10.7

27.2

20.7

52.6 18.4

46.7 23.3

59.2 28.5

72.4

80

70

23.0

58.4 20.5

52.1 24.7

62.7 29.4

74.7

60

24.2

61.5 22.9

58.2 26.6

67.6 29.9

50

25.4

64.5 24.4

62.0 28.0

40

26.3

66.8 25.7

30

28.2

20

50

36–49 cm

in.

cm

29.2 13.1

33.3

15.7 15.4

39.1 16.5

41.9

9.7

24.6 16.8

42.7 20.9

53.1

14.5

36.8 14.5

36.8 19.2

48.8 22.5

57.1

70

16.1

40.9 17.2

43.7 21.5

54.6 24.3

61.7

75.9

60

19.2

48.8 18.7

47.5 23.1

58.7 25.1

63.8

71.1 30.5

77.5

50

21.0

53.3 20.0

50.8 23.5

59.7 26.2

66.5

65.3 30.0

76.2 31.0

78.7

40

22.2

56.4 21.4

54.4 24.4

62.0 28.1

71.4

71.6 27.3

69.3 31.9

81.0 31.7

80.5

30

23.2

58.9 24.0

61.0 25.9

65.8 29.9

75.9

30.0

76.2 30.1

76.5 33.3

84.6 33.1

84.1

20

25.0

63.5 25.9

65.8 29.8

75.7 31.5

80.0

10

33.5

85.1 31.8

80.8 36.1

91.7 37.2

94.5

10

27.2

69.1 29.1

73.9 31.1

79.0 33.1

84.1

05

34.7

88.1 33.5

85.1 37.8

96.0 38.7

98.3

05

28.0

71.1 31.3

79.5 33.4

84.8 34.1

86.6

01

40.8 103.6 42.6 108.2 43.0 109.2 44.1 112.0

01

32.5

82.5 37.1

94.2 34.9

88.6 35.4

89.9

99

2.2

95

15.2

38.6 10.4

90

18.5

80

High physical fitness standard

Health fitness standard

TABLE 8.4 Flexibility Fitness Categories According to Percentile Ranks Percentile Rank

Fitness Category

Points

Excellent

5

70–80

Good

4

50–60

Average

3

30–40

Fair

2

Poor

1

90

20

TABLE 8.5 Overall Flexibility Fitness Categories Total Points

Flexibility Category

13

Excellent

10–12

Good

7–9

Average

4–6

Fair

3

Poor

The overload and specificity of training principles (discussed in conjunction with strength development in Chapter 7) also apply to the development of muscular flexibility. To increase the total range of motion of a

TABLE 8.6 Posture Evaluation Standards Total Points

Category

45

Excellent

40–44

Good

30–39

Average

20–29

Fair

19

Poor

joint, the specific muscles surrounding that joint have to be stretched progressively beyond their accustomed length. The principles of mode, intensity, repetitions, and frequency of exercise can also be applied to flexibility programs.

Modes of Training

Three modes of stretching exercises can increase flexibility: 1. Ballistic stretching 2. Slow-sustained stretching (static) 3. Proprioceptive neuromuscular facilitation (PNF) stretching Although research has indicated that all three types of stretching are effective in improving flexibility, each technique has certain advantages.

CHAPTER 8 • MUSCULAR FLEXIBILITY

TABLE 8.3 Percentile Ranks for the Shoulder Rotation Test

Ballistic Stretching Ballistic (or dynamic) stretching exercises are done with jerky, rapid, and bouncy movements that provide the necessary force to lengthen the muscles. Although this type of stretching helps to develop flexibility, the ballistic actions may cause muscle soreness and injury from small tears to the soft tissue. Precautions must be taken not to overstretch ligaments, because they will undergo plastic or permanent elongation. If the stretching force cannot be controlled—as often occurs in fast, jerky movements—ligaments can easily be overstretched. This, in turn, leads to excessively loose joints, increasing the risk for injuries. Slow, gentle, and controlled ballistic stretching (instead of jerky, rapid, and bouncy movements), however, is effective in developing flexibility, and most individuals can perform it safely. Slow-sustained Stretching With the slow-sustained stretching technique, muscles are lengthened gradually through a joint’s complete range of motion, and the final position is held for a few seconds. A slow-sustained stretch causes the muscles to relax and thereby achieve greater length. This type of stretch causes little pain and has a low risk for injury. In flexibility-development programs, slow-sustained stretching exercises are the most frequently used and recommended.

a

b

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PRINCIPLES AND LABS

296

Proprioceptive neuromuscular facilitation (PNF) stretching technique: (a) isometric phase, (b) stretching phase.

Proprioceptive Neuromuscular Facilitation (PNF) Proprioceptive neuromuscular facilitation (PNF) stretching is based on a “contract-and-relax” method and requires the assistance of another person. The procedure is as follows: 1. The person assisting with the exercise provides initial force by pushing slowly in the direction of the desired stretch. This first stretch does not cover the entire range of motion. 2. The person being stretched then applies force in the opposite direction of the stretch, against the assistant, who tries to hold the initial degree of stretch as close as possible. This results in an isometric contraction at the angle of the stretch. 3. After 4 or 5 seconds of isometric contraction, the person being stretched relaxes the target muscle completely. The assistant then increases the degree of stretch slowly to a greater angle. 4. The isometric contraction is repeated for another 4 or 5 seconds, after which the muscle is relaxed again. The assistant then can increase the degree of stretch, slowly, one more time. Steps 1 through 4 are repeated two to five times, until the exerciser feels mild discomfort. On the last trial, the final stretched position should be held for 15 to 30 seconds. Theoretically, with the PNF technique, the isometric contraction helps relax the muscle being stretched, which results in lengthening the muscle. Some fitness leaders believe PNF is more effective than slow-sustained stretching. Another benefit of PNF is an increase in strength of the muscle(s) being stretched. Research has shown ap-

proximately 17 and 35 percent increases in absolute strength and muscular endurance, respectively, in the hamstring muscle group after 12 weeks of PNF stretching.5 The results were consistent in both men and women and are attributed to the isometric contractions performed during PNF. Disadvantages of PNF are (1) more pain, (2) the need for a second person to assist, and (3) the need for more time to conduct each session.

Intensity

The intensity, or degree of stretch, when doing flexibility exercises should be to only a point of mild discomfort or tightness at the end of the range of motion. Pain does not have to be part of the stretching routine. All stretching should be done to slightly below the pain threshold. As participants reach this point, they should try to relax the muscle being stretched as much as possible. If you feel pain, the load is too high and may cause injury. After completing the stretch, the body part is brought back gradually to the starting point.

Critical Thinking Carefully consider the relevance of stretching exercises to your personal fitness program. How much importance do you place on these exercises? Have some conditions improved through your stretching program, or have certain specific exercises contributed to your health and well-being?

297

Slow-sustained, slow-controlled ballistic, slowcontrolled proprioceptive neuromuscular facilitation stretching to include all major muscle groups Intensity: Stretch to tightness at the end of the range of motion Repetitions: Repeat each exercise 2 to 4 times and hold the final stretched position for 15 to 30 seconds Frequency: Minimal, 2 or 3 days per week Ideal, 5 to 7 days per week Mode:

Source: Adapted from American College of Sports Medicine, ACSM’s Guidelines for Exercise Testing and Prescription (Baltimore: Williams & Wilkins, 2006).

Repetitions The time required for an exercise session for development of flexibility is based on the number of repetitions and the length of time each repetition is held in the final stretched position. As a general recommendation, each exercise should be done 2 to 4 times, holding the final position each time for 15 to 30 seconds.6 Stretching for 15 to 30 seconds is better to increase range of motion than stretching for shorter periods of time and is just as effective as stretching for longer durations.7 As flexibility increases, a person can gradually increase the time each repetition is held, to a maximum of 1 minute. Individuals who are susceptible to flexibility injuries should limit each stretch to 20 seconds. Pilates exercises are recommended for these individuals, as they increase joint stability (also see Chapter 7, page 252). Frequency of Exercise

Flexibility exercises should be conducted a minimum of 2 or 3 days per week, but ideally 5 to 7 days per week. After 6 to 8 weeks of almost daily stretching, flexibility can be maintained with only 2 or 3 sessions per week, doing about three repetitions of 15 to 30 seconds each. Figure 8.4 summarizes the guidelines for flexibility development.

When to Stretch? Many people do not differentiate a warm-up from stretching. Warming up means starting a workout slowly with walking, cycling, or slow jogging, followed by gentle stretching (not through the entire range of motion). Stretching implies movement of joints through their full range of motion and holding the final degree of stretch according to recommended guidelines. A warm-up that progressively increases muscle temperature and mimics movement that will occur during training enhances performance. For some activities, gentle stretching is recommended in conjunction with warm-up routines. Before steady activities (walking, jogging, cycling), a warm-up of 3 to 5 minutes is recommended. The recommendation is up to 10 minutes before stop-and-go activities (for example, racquet sports, basketball, soccer) and athletic participation in general (for example, football, gymnastics). Activities that require abrupt changes in direction are more likely to cause muscle strains if they

are performed without proper warm-up that includes mild stretching. Sports-specific/pre-exercise stretching can improve performance in sports that require a greater-than-average range of motion, such as gymnastics, dance, swimming, and figure skating. Some evidence, however, suggests that intense stretching during warm-up can lead to a temporary short-term (up to 60 minutes) decrease in strength. Thus, extensive stretching conducted prior to participating in athletic events that rely on strength and power for peak performance is not recommended.8 In terms of preventing injuries, the best time to stretch is controversial. In limited studies on athletic populations, the evidence is unclear as to whether stretching before or after exercise is more beneficial in preventing injury. Additional research is necessary to clarify this issue. In general, a good time to stretch is after aerobic workouts. Higher body temperature in itself helps to increase the joint range of motion. Muscles also are fatigued following exercise, and a fatigued muscle tends to shorten, which can lead to soreness and spasms. Stretching exercises help fatigued muscles reestablish their normal resting length and prevent unnecessary pain.

Flexibility Exercises To improve body flexibility, each major muscle group should be subjected to at least one stretching exercise. A complete set of exercises for developing muscular flexibility is presented on pages 307–314. Although you may not be able to hold a final stretched position with some of these exercises (such as lateral head tilts and arm circles), you still should perform the exercise through the joint’s full range of motion. Depending on the number and length of repetitions, a complete workout will last between 15 and 30 minutes.

Contraindicated Exercises Most strength and flexibility exercises are relatively safe to perform, but even safe exercises can be hazardous if they are performed incorrectly. Some exercises may be safe to perform occasionally but, when executed repeatedly, may cause trauma and injury. Preexisting muscle or joint conditions (old

Ballistic (dynamic) stretching Exercises done with jerky, rapid, bouncy movements or slow, short, and sustained movements. Controlled ballistic stretching Exercises done with slow, short, gentle, and sustained movements. Slow-sustained stretching Exercises in which the muscles are lengthened gradually through a joint’s complete range of motion. Proprioceptive neuromuscular facilitation (PNF) Mode of stretching that uses reflexes and neuromuscular principles to relax the muscles being stretched. Intensity (for flexibility exercises) Degree of stretch when doing flexibility exercises. Repetitions Number of times a given resistance is performed.

CHAPTER 8 • MUSCULAR FLEXIBILITY

FIGURE 8.4 Guidelines for flexibility development.

Double-Leg Lift

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© Fitness & Wellness, Inc.

© Fitness & Wellness, Inc.

© Fitness & Wellness, Inc.

FIGURE 8.5 Contraindicated exercises.

Upright Double-Leg Lifts

Standing Toe Touch

V-Sits

Excessive strain on the knee and lower back.

All three of these exercises cause excessive strain on the spine and may harm disks. Alternatives: Strength Exercises 4 and 17, pages 262 and 267

Alternative: Flexibility Exercise 20, page 313

Alternatives: Flexibility Exercises 20, 8, and 6, pages 313, 309, and 308

Excessive strain on the spine, neck, and shoulders. Alternatives: Flexibility Exercises 12, 15, 16, 17, and 19, pages 310, 311, and 312

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The Hero

Excessive strain on the bent knee.

Excessive strain on the knees.

Alternatives: Flexibility Exercises 8 and 12, pages 309 and 310

Alternatives: Flexibility Exercises 8 and 14, pages 309 and 311 © Fitness & Wellness, Inc.

Hurdler Stretch

Straight-Leg Sit-Ups

Alternating Bent-Leg Sit-Ups

These exercises strain the lower back. Alternatives: Strength Exercises 4 and 17, pages 262 and 267

Head Rolls May injure neck disks. Alternative: Flexibility Exercise 1, page 307

Yoga Plow

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Alternatives: Strength Exercises 4 and 17, pages 262 and 267

Alternatives: Flexibility Exercise 8, page 309; Strength Exercises 1, 16, 27, pages 261, 267, and 273

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Excessive strain on the neck.

Alternative: Flexibility Exercises 15 and 16, pages 311 and 312

Excessive strain on the knees.

Windmill Excessive strain on the spine and knees. Alternatives: Flexibility Exercises 12 and 21, pages 310 and 313

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Sit-Ups with Hands Behind the Head

(with hands over the shin) Excessive strain on the knee.

Full Squat

Donkey Kicks Excessive strain on the back, shoulders, and neck. Alternatives: Flexibility Exercises 20, 14, and 1, pages 313, 311, and 307

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Knee to Chest

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Excessive strain on the spine, knees, and shoulders.

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Cradle

Excessive strain on the spine; may harm intervertebral disks.

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Swan Stretch

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© Fitness & Wellness, Inc.

© Fitness & Wellness, Inc.

Alternative: Flexibility Exercise 12, page 310

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PRINCIPLES AND LABS

298

299

Behavior Modification Planning

I DID IT

I PLAN TO

TIPS TO PREVENT LOW-BACK PAIN

q q q q q q

q q q q

q q q q

q q q q q q

Be physically active. Stretch often using spinal exercises through a functional range of motion. Regularly strengthen the core of the body using sets of 10 to 12 repetitions to near fatigue with isometric contractions when applicable. Lift heavy objects by bending at the knees and carry them close to the body. Avoid sitting (over 50 minutes) or standing in one position for lengthy periods of time. Maintain correct posture. Sleep on your back with a pillow under the knees or on your side with the knees drawn up and a small pillow between the knees. Try out different mattresses of firm consistency before selecting a mattress. Warm up properly using mild stretches before engaging in physical activity. Practice adequate stress management techniques.

Try It In your class notebook, record how many of the above actions are a regular part of your healthy low-back program. If you are not using all of them, what is necessary to incorporate these behaviors into your lifestyle?

sprains or injuries) can further increase the risk of harm during certa